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EPT Disclosure

1st Oct 2008 12:44

RNS Number : 8342E
Citigroup GM Australia Pty Ltd
01 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

30 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

636,862   (0.14%)

329,863 (0.07%)

(2) Derivatives (other than options)

(0.00%)

 (0.00%)

(3) Options and agreements to purchase/sell

 486,793 (0.11%)

2,183,017  (0.48%)

Total

1,123,655  (0.25%)

2,512,880  (0.55%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

42398

85.51178

40000

85.51178

5258

85.4

5000

86.48

5000

86

5000

85.8

4610

86.3

4550

87.5

4063

85

4022

84.5

4000

84.5

3696

86

3644

86.1

3579

85

3443

86.44

3408

86.15

3000

85.9

3000

85.8

3000

84.5

2433

86.6

2407

84.5

2400

85.55

2341

86.9

2000

84.5

1982

86.2

1525

85.8

1460

87.3

1391

86.2

1356

86.1

1260

84.5

1211

85.99

1127

86.2

1082

87.27

1018

86.59

1000

87.64

1000

87.5

1000

86.5

1000

86.15

1000

84.5

1000

84.5

937

85

934

86.48

920

85

835

87.83

830

86.88

814

84.5

788

87.1

774

85.6

682

85.88

680

87.03

624

86.6

578

86.6

500

86.44

500

86.44

500

86.44

500

86.12

500

86.1

500

86.2

500

84.5

500

84.5

493

86.44

480

85.9

475

85.8

466

86.9

458

87.92

458

87.83

456

87.76

453

86.22

452

87.07

451

86.9

438

86.14

435

86.14

400

86.48

390

86.3

353

85.4

350

87.3

348

87.74

347

85.9

342

87.8

329

86.19

320

85

314

84.5

308

85.9

302

84.5

288

85.56

271

86.6

250

87.46

248

87.78

247

86.9

246

87.83

242

85.59

241

87.5

232

86.19

229

87.3

229

86.19

225

87.77

219

85.4

214

87.8

210

85.55

200

84.5

183

85.89

170

85.4

166

87.3

158

87.92

157

86.9

157

87.1

156

86.48

155

86.27

146

87.26

144

87.81

144

87.8

143

88.07

143

87.63

142

85

137

87.94

135

87.72

132

87.78

132

86.15

127

87.48

125

87.9

120

86.19

117

87.89

109

87.3

107

87.27

102

86.79

100

86.15

95

87.84

92

87.92

89

88.07

79

84.5

78

87.77

78

87.42

76

86.6

74

87.6

70

86.45

70

87.93

69

87.95

69

87.04

69

87.49

68

86.81

68

86.69

67

87.92

67

87.4

64

86.44

64

87.51

63

87.77

62

87.7

62

87.82

61

87.6

59

87.91

59

87.11

59

86.64

57

86.15

57

87.88

57

87.88

57

86.19

55

85.13

55

87.28

55

87.48

54

87.64

53

87.27

52

88.1

50

85.22

50

87.8

50

85.99

50

87.8

50

87.91

49

87.43

47

87.7

47

87.27

44

87.28

44

87.84

44

87.85

43

85.96

42

87.3

41

87.48

41

87.49

41

87.81

39

85

39

87.9

39

87.92

38

85.54

37

88.09

37

88.12

37

87.49

36

88.12

35

88.15

34

87.86

34

87.31

34

87.31

34

88.15

33

85.05

33

85.59

33

86.2

32

88.04

31

88.07

31

87.29

31

87.26

30

87.85

29

87.7

29

87.52

29

87.52

29

87.44

29

87.91

28

88.31

28

88.31

28

88.09

27

88.09

26

87.83

26

87.63

26

87.63

25

86.19

25

88.09

25

88.09

25

86.17

24

87.65

24

87.27

23

86.11

23

87.55

22

87.5

21

87.91

20

86.45

19

88.09

19

88.09

19

87.44

19

86.14

19

86.17

17

87.76

17

87.63

17

88.31

17

87.82

15

85.56

15

87.79

15

87.47

15

86.64

13

88.07

13

87.48

12

87.3

12

87.61

12

87.64

11

86.19

11

87.52

10

86.48

10

87.5

10

87.1

10

87.07

9

88.31

9

87.11

8

86.9

8

86.19

7

87.6

7

87.7

7

87.5

7

87.5

7

87.5

7

87.5

6

87.29

6

87.74

6

87.64

6

87.6

6

87.53

6

87.61

6

88.31

6

88.09

6

88.09

6

88.09

6

87.48

6

87.5

6

87.5

6

87.5

5

86.69

5

87.74

5

87.64

5

87.86

5

87.6

5

87.53

5

87.61

5

88.31

5

88.3

5

88.09

5

87.28

5

87.56

5

87.48

5

86.21

5

86.17

4

87.43

4

87.43

3

87.43

2

87.72

1

87.92

1

88.09

1

87.45

1

87.53

1

87.53

1

87.53

1

87.53

1

87.53

1

87.21

1

87.43

1

87.46

1

87.46

1

87.91

1

87.92

1

87.93

1

87.9

1

87.88

1

87.73

1

87.72

1

87.68

1

87.64

1

87.59

1

87.58

1

87.59

1

87.59

1

87.54

1

87.53

1

87.55

1

87.55

1

87.59

1

87.64

1

87.64

1

87.64

1

87.64

1

87.61

1

87.61

1

87.61

1

87.61

1

87.61

1

87.61

1

87.61

1

87.63

1

87.63

1

87.63

1

87.62

1

87.61

1

87.89

1

87.89

1

87.89

1

87.89

1

87.89

1

87.92

1

87.91

1

87.9

1

87.9

1

87.89

1

87.92

1

87.86

1

87.86

1

87.85

1

87.84

1

87.83

1

87.82

1

87.82

1

87.81

1

87.85

1

87.84

1

87.83

1

87.84

1

87.82

1

87.82

1

87.82

1

87.82

1

87.82

1

87.82

1

87.93

1

87.93

1

87.93

1

87.9

1

87.89

1

87.88

1

87.88

1

87.9

1

87.92

1

87.85

1

87.83

1

87.83

1

87.79

1

87.78

1

87.77

1

87.77

1

87.76

1

87.74

1

87.71

1

87.71

1

87.73

1

87.7

1

87.72

1

87.72

1

87.71

1

87.71

1

87.72

1

87.71

1

87.72

1

87.72

1

87.75

1

87.75

1

87.76

1

87.73

1

87.75

1

87.75

1

87.76

1

87.76

1

87.72

1

87.6

1

87.6

1

87.6

1

87.3

1

87.29

1

87.3

1

87.4

1

87.4

1

87.39

1

87.37

1

87.42

1

87.42

1

87.42

1

87.4

1

87.42

1

87.41

1

87.43

1

87.43

1

87.52

1

87.52

1

87.52

1

87.52

1

87.6

1

87.59

1

87.58

1

87.58

1

87.61

1

87.7

1

87.7

1

87.7

1

87.7

1

87.7

1

87.67

1

87.64

1

87.53

1

87.53

1

87.75

1

87.75

1

87.75

1

87.73

1

87.72

1

87.72

1

87.71

1

87.71

1

87.7

1

87.7

1

87.69

1

87.7

1

87.82

1

87.91

1

88.21

1

88.21

1

88.21

1

88.21

1

88.21

1

88.38

1

88.37

1

88.38

1

88.32

1

88.34

1

88.32

1

88.35

1

88.33

1

88.45

1

88.45

1

88.45

1

88.45

1

88.43

1

88.42

1

88.42

1

88.42

1

88.42

1

88.42

1

88.42

1

88.49

1

88.48

1

88.48

1

88.46

1

88.45

1

88.76

1

88.78

1

88.32

1

88.36

1

88.19

1

88.19

1

88.19

1

88.18

1

88.17

1

88.16

1

88.16

1

88.14

1

88.13

1

88.13

1

88.15

1

88.14

1

88.14

1

88.09

1

88.07

1

88.06

1

88.08

1

88.02

1

88.06

1

88.11

1

88.11

1

88.11

1

88.11

1

88.13

1

88.13

1

88.13

1

88.13

1

88.13

1

88.13

1

88.13

1

88.23

1

88.23

1

88.23

1

88.23

1

88.23

1

88.23

1

88.31

1

88.16

1

88.16

1

88.16

1

88.07

1

88.17

1

88.17

1

88.1

1

88.1

1

88.05

1

88.09

1

88.09

1

88.09

1

88.09

1

88.09

1

88.09

1

88.17

1

88.13

1

88.12

1

88.11

1

88.11

1

88.1

1

88.13

1

88.13

1

88.12

1

88.11

1

88.12

1

88.12

1

88.18

1

88.18

1

88.18

1

88.18

1

88.18

1

88.18

1

88.17

1

88.13

1

88.13

1

88.12

1

88.15

1

88.16

1

88.16

1

88.09

1

88.13

1

88.11

1

88.08

1

88.07

1

88.08

1

88.06

1

88.04

1

88.04

1

88.07

1

88.03

1

88.07

1

88.04

1

88.06

1

88.05

1

88.05

1

88.16

1

88.15

1

88.14

1

88.14

1

88.12

1

88.11

1

88.09

1

88.05

1

88.05

1

88.05

1

88.09

1

88.1

1

88.1

1

88.13

1

88.13

1

88.09

1

88.05

1

88.06

1

88.05

1

88.05

1

88.04

1

88.04

1

88.01

1

87.99

1

87.98

1

87.97

1

88.01

1

88.03

1

88.03

1

87.97

1

87.98

1

87.97

1

87.97

1

87.96

1

87.84

1

87.83

1

87.82

1

87.82

1

87.83

1

87.82

1

87.81

1

87.79

1

87.78

1

87.77

1

87.77

1

87.75

1

87.75

1

87.75

1

87.75

1

87.74

1

87.75

1

87.74

1

87.7

1

87.7

1

87.69

1

87.49

1

87.49

1

87.48

1

87.32

1

87.29

1

87.27

1

87.27

1

87.31

1

87.3

1

87.28

1

87.26

1

87.29

1

87.27

1

87.28

1

87.29

1

87.29

1

87.28

1

87.27

1

87.26

1

87.25

1

87.24

1

87.22

1

87.23

1

87.28

1

87.32

1

87.31

1

87.42

1

87.42

1

87.42

1

87.42

1

87.43

1

87.42

1

87.42

1

87.42

1

87.42

1

87.42

1

87.42

1

87.39

1

87.38

1

87.37

1

87.38

1

87.44

1

87.44

1

87.44

1

87.44

1

87.48

1

87.48

1

87.48

1

87.49

1

87.49

1

87.6

1

87.61

1

87.61

1

87.58

1

87.54

1

87.54

1

87.57

1

87.83

1

87.85

1

87.85

1

87.83

1

87.91

1

87.83

1

87.87

1

87.86

1

87.84

1

87.86

1

87.84

1

87.84

1

87.84

1

87.84

1

87.85

1

87.85

1

87.85

1

87.84

1

87.84

1

87.84

1

87.79

1

87.78

1

87.67

1

87.59

1

87.75

1

87.69

1

87.67

1

87.6

1

87.56

1

87.55

1

87.54

1

87.54

1

87.54

1

87.53

1

87.47

1

87.46

1

87.55

1

87.55

1

87.54

1

87.54

1

87.53

1

87.53

1

87.53

1

87.52

1

87.53

1

87.49

1

87.55

1

87.49

1

87.55

1

87.55

1

87.52

1

87.49

1

87.48

1

87.48

1

87.47

1

87.47

1

87.47

1

87.46

1

87.48

1

87.47

1

87.46

1

87.49

1

87.46

1

87.46

1

87.48

1

87.48

1

87.48

1

87.47

1

87.48

1

87.45

1

87.44

1

87.43

1

87.42

1

87.23

1

87.22

1

87.19

1

87.14

1

87.13

1

87.1

1

87.09

1

87.09

1

87.08

1

87.08

1

87.09

1

87.09

1

87.09

1

87.09

1

87.09

1

87.07

1

87.07

1

87.07

1

87.06

1

87.09

1

87.09

1

87.19

1

87.18

1

87.09

1

87.08

1

87.09

1

87.06

1

87.07

1

87.06

1

87.07

1

87.06

1

87.06

1

87.06

1

87.05

1

87.05

1

87.04

1

87.03

1

87.03

1

87.03

1

87.05

1

86.98

1

86.98

1

86.97

1

86.97

1

86.96

1

86.93

1

86.93

1

86.83

1

86.82

1

86.79

1

86.78

1

86.78

1

86.74

1

86.73

1

86.72

1

86.72

1

86.75

1

86.74

1

86.75

1

86.68

1

86.68

1

86.74

1

86.74

1

86.68

1

86.67

1

86.61

1

86.49

1

86.49

1

86.43

1

86.43

1

86.43

1

86.43

1

86.41

1

86.39

1

86.38

1

86.37

1

86.26

1

86.25

1

86.21

1

86.21

1

86.32

1

86.31

1

86.3

1

86.29

1

86.29

1

86.28

1

86.27

1

86.26

1

86.25

1

86.24

1

86.23

1

86.25

1

86.22

1

86.26

1

86.26

1

86.24

1

86.23

1

86.25

1

86.24

1

86.36

1

86.34

1

86.34

1

86.23

1

86.36

1

86.29

1

86.29

1

86.28

1

86.36

1

86.27

1

86.3

1

86.28

1

86.27

1

86.35

1

86.34

1

86.34

1

86.33

1

86.29

1

86.28

1

86.33

1

86.41

1

86.63

1

86.62

1

86.62

1

86.62

1

86.62

1

86.62

1

86.56

1

86.56

1

86.58

1

86.58

1

86.58

1

86.58

1

86.55

1

86.66

1

86.77

1

86.77

1

86.77

1

86.77

1

86.77

1

86.74

1

86.74

1

86.74

1

86.74

1

86.74

1

86.7

1

86.56

1

86.56

1

86.56

1

86.55

1

86.56

1

86.54

1

86.58

1

86.53

1

86.58

1

86.58

1

86.58

1

86.53

1

86.55

1

86.55

1

86.55

1

86.55

1

86.55

1

86.52

1

86.52

1

86.52

1

86.51

1

86.5

1

86.46

1

86.39

1

86.39

1

86.36

1

86.38

1

86.38

1

86.37

1

86.36

1

86.35

1

86.34

1

86.33

1

86.32

1

86.32

1

86.32

1

86.32

1

86.32

1

86.32

1

86.29

1

86.29

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.24

1

86.23

1

86.23

1

86.22

1

86.22

1

86.2

1

86.19

1

86.16

1

86.16

1

86.17

1

86.17

1

86.17

1

86.16

1

86.2

Total

21,797

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

87.92

-1

88.09

-1

87.46

-1

87.46

-1

87.51

-1

87.52

-1

87.49

-1

87.51

-1

87.21

-1

87.44

-1

87.46

-1

87.45

-1

87.91

-1

87.93

-1

87.93

-1

87.9

-1

87.88

-1

87.71

-1

87.66

-1

87.67

-1

87.64

-1

87.61

-1

87.6

-1

87.5

-1

87.5

-1

87.55

-1

87.57

-1

87.57

-1

87.58

-1

87.57

-1

87.56

-1

87.6

-1

87.61

-1

87.61

-1

87.62

-1

87.59

-1

87.59

-1

87.59

-1

87.59

-1

87.59

-1

87.6

-1

87.62

-1

87.63

-1

87.62

-1

87.6

-1

87.6

-1

87.84

-1

87.84

-1

87.84

-1

87.86

-1

87.86

-1

87.88

-1

87.94

-1

87.89

-1

87.89

-1

87.9

-1

87.84

-1

87.84

-1

87.8

-1

87.8

-1

87.8

-1

87.85

-1

87.81

-1

87.81

-1

87.81

-1

87.82

-1

87.82

-1

87.82

-1

87.82

-1

87.86

-1

87.82

-1

87.82

-1

87.82

-1

87.81

-1

87.81

-1

87.85

-1

87.85

-1

87.9

-1

87.91

-1

87.85

-1

87.86

-1

87.87

-1

87.87

-1

87.92

-1

87.91

-1

87.77

-1

87.75

-1

87.75

-1

87.75

-1

87.75

-1

87.68

-1

87.71

-1

87.72

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.69

-1

87.73

-1

87.7

-1

87.71

-1

87.71

-1

87.71

-1

87.71

-1

87.74

-1

87.75

-1

87.75

-1

87.75

-1

87.75

-1

87.75

-1

87.75

-1

87.75

-1

87.75

-1

87.71

-1

87.59

-1

87.6

-1

87.6

-1

87.31

-1

87.3

-1

87.31

-1

87.32

-1

87.33

-1

87.33

-1

87.37

-1

87.39

-1

87.39

-1

87.39

-1

87.41

-1

87.4

-1

87.4

-1

87.43

-1

87.4

-1

87.4

-1

87.48

-1

87.48

-1

87.48

-1

87.61

-1

87.55

-1

87.58

-1

87.58

-1

87.61

-1

87.62

-1

87.62

-1

87.62

-1

87.63

-1

87.63

-1

87.68

-1

87.63

-1

87.53

-1

87.53

-1

87.74

-1

87.76

-1

87.73

-1

87.73

-1

87.74

-1

87.73

-1

87.71

-1

87.7

-1

87.7

-1

87.7

-1

87.7

-1

87.65

-1

87.82

-1

87.91

-1

88.16

-1

88.17

-1

88.18

-1

88.19

-1

88.2

-1

88.36

-1

88.41

-1

88.43

-1

88.33

-1

88.34

-1

88.34

-1

88.34

-1

88.34

-1

88.34

-1

88.34

-1

88.34

-1

88.34

-1

88.4

-1

88.39

-1

88.39

-1

88.39

-1

88.4

-1

88.4

-1

88.4

-1

88.4

-1

88.4

-1

88.41

-1

88.37

-1

88.44

-1

88.75

-1

88.77

-1

88.31

-1

88.38

-1

88.38

-1

88.38

-1

88.38

-1

88.37

-1

88.06

-1

88.05

-1

88.05

-1

88.03

-1

88.07

-1

88.08

-1

88.09

-1

88.07

-1

88.07

-1

88.07

-1

88.07

-1

88.07

-1

88.07

-1

88.07

-1

88.07

-1

88.08

-1

88.08

-1

88.09

-1

88.11

-1

88.08

-1

88.09

-1

88.1

-1

88.1

-1

88.1

-1

88.1

-1

88.12

-1

88.12

-1

88.1

-1

88.1

-1

88.17

-1

88.18

-1

88.22

-1

88.31

-1

88.18

-1

88.18

-1

88.08

-1

88.07

-1

88.09

-1

88.03

-1

88.08

-1

88.08

-1

88.1

-1

88.08

-1

88.09

-1

88.08

-1

88.08

-1

88.08

-1

88.08

-1

88.09

-1

88.13

-1

88.14

-1

88.11

-1

88.11

-1

88.11

-1

88.11

-1

88.11

-1

88.11

-1

88.11

-1

88.11

-1

88.11

-1

88.15

-1

88.16

-1

88.16

-1

88.16

-1

88.16

-1

88.18

-1

88.09

-1

88.09

-1

88.09

-1

88.09

-1

88.15

-1

88.15

-1

88.15

-1

88.09

-1

88.12

-1

88.11

-1

88.09

-1

88.08

-1

88.09

-1

88.08

-1

88.08

-1

88.14

-1

88.06

-1

88.06

-1

88.06

-1

88.06

-1

88.06

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.09

-1

88.04

-1

88.04

-1

88.04

-1

88.04

-1

88.1

-1

88.01

-1

88

-1

88

-1

88

-1

88

-1

88

-1

88

-1

88

-1

88

-1

88.01

-1

88.01

-1

88.01

-1

88.03

-1

87.95

-1

87.93

-1

87.75

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.73

-1

87.63

-1

87.63

-1

87.63

-1

87.61

-1

87.61

-1

87.61

-1

87.61

-1

87.51

-1

87.51

-1

87.51

-1

87.36

-1

87.36

-1

87.36

-1

87.36

-1

87.36

-1

87.36

-1

87.36

-1

87.36

-1

87.35

-1

87.35

-1

87.29

-1

87.3

-1

87.3

-1

87.26

-1

87.26

-1

87.3

-1

87.31

-1

87.31

-1

87.26

-1

87.28

-1

87.26

-1

87.26

-1

87.26

-1

87.26

-1

87.26

-1

87.27

-1

87.27

-1

87.27

-1

87.27

-1

87.27

-1

87.27

-1

87.27

-1

87.27

-1

87.27

-1

87.28

-1

87.29

-1

87.34

-1

87.34

-1

87.4

-1

87.41

-1

87.42

-1

87.42

-1

87.43

-1

87.41

-1

87.41

-1

87.4

-1

87.41

-1

87.42

-1

87.43

-1

87.43

-1

87.43

-1

87.43

-1

87.48

-1

87.47

-1

87.5

-1

87.47

-1

87.48

-1

87.56

-1

87.57

-1

87.58

-1

87.54

-1

87.56

-1

87.56

-1

87.56

-1

87.63

-1

87.88

-1

87.83

-1

87.84

-1

87.83

-1

87.91

-1

87.83

-1

87.84

-1

87.83

-1

87.86

-1

87.83

-1

87.84

-1

87.83

-1

87.83

-1

87.84

-1

87.86

-1

87.84

-1

87.84

-1

87.84

-1

87.83

-1

87.84

-1

87.7

-1

87.71

-1

87.65

-1

87.48

-1

87.48

-1

87.48

-1

87.48

-1

87.48

-1

87.5

-1

87.5

-1

87.57

-1

87.54

-1

87.55

-1

87.47

-1

87.55

-1

87.47

-1

87.44

-1

87.44

-1

87.52

-1

87.52

-1

87.52

-1

87.52

-1

87.52

-1

87.52

-1

87.52

-1

87.5

-1

87.5

-1

87.5

-1

87.5

-1

87.48

-1

87.48

-1

87.48

-1

87.48

-1

87.45

-1

87.45

-1

87.45

-1

87.48

-1

87.47

-1

87.47

-1

87.47

-1

87.47

-1

87.47

-1

87.47

-1

87.46

-1

87.46

-1

87.47

-1

87.47

-1

87.48

-1

87.5

-1

87.5

-1

87.46

-1

87.07

-1

87.07

-1

87.07

-1

87.07

-1

87.06

-1

87.06

-1

87.06

-1

87.06

-1

87.06

-1

87.06

-1

87.06

-1

87.09

-1

87.07

-1

87.08

-1

87.07

-1

87.08

-1

87.07

-1

87.07

-1

87

-1

87

-1

87.07

-1

86.87

-1

86.87

-1

86.87

-1

86.87

-1

86.87

-1

86.87

-1

86.85

-1

86.85

-1

86.85

-1

86.85

-1

86.85

-1

86.85

-1

86.85

-1

86.85

-1

86.7

-1

86.35

-1

86.35

-1

86.36

-1

86.4

-1

86.4

-1

86.4

-1

86.4

-1

86.4

-1

86.4

-1

86.4

-1

86.23

-1

86.24

-1

86.24

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.21

-1

86.25

-1

86.27

-1

86.27

-1

86.28

-1

86.21

-1

86.28

-1

86.28

-1

86.33

-1

86.33

-1

86.33

-1

86.4

-1

86.4

-1

86.4

-1

86.4

-1

86.36

-1

86.36

-1

86.36

-1

86.35

-1

86.35

-1

86.35

-1

86.35

-1

86.35

-1

86.37

-1

86.32

-1

86.32

-1

86.32

-1

86.38

-1

86.42

-1

86.42

-1

86.43

-1

86.4

-1

86.44

-1

86.43

-1

86.44

-1

86.45

-1

86.46

-1

86.42

-1

86.42

-1

86.45

-1

86.45

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.46

-1

86.52

-1

86.47

-1

86.47

-1

86.49

-1

86.51

-1

86.5

-1

86.48

-1

86.48

-1

86.48

-1

86.48

-1

86.48

-1

86.48

-1

86.48

-1

86.43

-1

86.39

-1

86.41

-1

86.43

-1

86.44

-1

86.43

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.41

-1

86.41

-1

86.41

-1

86.41

-1

86.41

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.42

-1

86.43

-1

86.44

-1

86.44

-1

86.46

-1

86.46

-1

86.47

-1

86.48

-1

86.48

-1

86.49

-1

86.48

-1

86.55

-1

86.55

-1

86.56

-1

86.54

-1

86.67

-1

86.63

-1

86.64

-1

86.65

-1

86.66

-1

86.66

-1

86.67

-1

86.67

-1

86.68

-1

86.68

-1

86.69

-1

86.67

-1

86.68

-1

86.69

-1

86.59

-1

86.57

-1

86.57

-1

86.57

-1

86.57

-1

86.58

-1

86.51

-1

86.53

-1

86.49

-1

86.5

-1

86.54

-1

86.55

-1

86.55

-1

86.55

-1

86.64

-1

86.2

-1

86.2

-1

86.15

-1

86.15

-1

86.15

-1

86.15

-1

86.16

-1

86.16

-1

86.15

-1

86.15

-1

86.15

-1

86.15

-1

86.2

-1

86.18

-1

86.18

-1

86.15

-1

86.15

-1

86.15

-1

86.15

-1

86.15

-1

86.12

-1

86.12

-1

86.12

-1

86.17

-1

86.19

-1

86.16

-1

86.16

-1

86.16

-2

87.73

-2

88.3

-2

87.43

-2

87.43

-2

87.56

-2

87.48

-2

87.48

-3

87

-3

88.3

-3

88.31

-3

87.56

-3

87.48

-3

87.48

-5

87.9

-5

87.92

-5

87.3

-5

86.69

-6

87.81

-7

87.43

-7

87.47

-8

86.19

-8

87.47

-9

87.48

-10

87

-10

87.48

-11

86.19

-11

87.74

-11

87.64

-11

87.92

-11

87.6

-11

87.53

-11

87.61

-11

88.31

-11

88.09

-12

87

-12

87.61

-12

88.09

-12

87.5

-13

87.27

-13

87.5

-14

88.31

-14

87.49

-14

87.63

-15

85.56

-15

87.79

-15

87.81

-15

87.8

-16

87.92

-17

87.76

-17

87.92

-17

87.82

-19

86.54

-19

86.55

-20

87

-20

87.88

-21

87.5

-22

87.92

-22

87.63

-23

86.11

-23

87.49

-23

87.46

-24

87

-24

87.33

-25

86.19

-25

86.64

-26

87.83

-27

84.5

-29

87.7

-29

87.8

-31

87.27

-31

87.81

-32

88.04

-32

87.5

-33

85.59

-33

87.8

-33

87.8

-34

87.9

-34

87.92

-34

87.8

-37

88.09

-37

87.88

-38

85.54

-39

85

-39

87.86

-41

87.81

-43

85.96

-44

87.86

-44

87.84

-46

87.81

-46

87.81

-47

87.7

-48

87.3

-50

85.99

-50

87.8

-52

88.1

-53

87.63

-53

87.63

-55

87

-55

87.29

-55

87.25

-57

86.15

-57

87.88

-57

86.15

-59

87.48

-62

87.82

-63

87.77

-64

87.48

-65

88.31

-66

87.64

-67

85.45

-67

87.3

-68

87.6

-68

87.31

-69

87.49

-69

87.52

-69

87.63

-69

87.7

-69

88.15

-69

88.09

-70

87.93

-71

87.91

-73

88.12

-74

87.6

-74

88.09

-78

87.77

-78

87.28

-79

84.5

-86

86.75

-88

87.91

-89

88.07

-92

87.92

-100

87

-100

87

-100

87

-100

86.15

-110

87

-110

87

-115

87

-117

87.9

-120

86.19

-125

87

-125

87.89

-125

87.84

-131

87.27

-131

87.3

-132

86.15

-132

87.78

-135

87.66

-137

87.94

-142

85

-143

88.07

-146

87.3

-150

87

-150

87

-158

87.92

-170

85.4

-183

85.89

-200

84.5

-210

85.55

-219

85.4

-224

87.09295

-225

87.77

-229

86.19

-230

87

-232

86.19

-242

85.59

-246

87.83

-248

87.78

-278

87.96

-288

85.56

-300

87

-302

84.5

-308

85.9

-314

84.5

-320

85

-329

86.19

-342

87.8

-347

85.9

-348

87.74

-353

85.4

-367

85.45

-390

86.3

-400

87

-434

85.46

-435

86.14

-438

86.14

-453

86.22

-456

87.76

-458

87.92

-458

87.83

-475

85.8

-480

85.9

-500

87

-500

84.5

-500

84.5

-500

86.2

-682

85.88

-728

87.64

-774

85.6

-814

84.5

-835

87.86

-920

85

-937

85

-1000

84.5

-1000

84.5

-1000

86.15

-1088

87

-1127

86.2

-1211

85.99

-1222

87.96

-1260

84.5

-1356

86.1

-1391

86.2

-1525

85.8

-1982

86.2

-2000

84.5

-2400

85.55

-2407

84.5

-3000

84.5

-3000

85.9

-3000

85.8

-3408

86.15

-3579

85

-3644

86.1

-3696

86

-4022

84.5

-4063

85

-4610

86.3

-5000

86

-5000

85.8

-5258

85.4

-6298

87

Total

107,262

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

P

Purchasing

-3000

100

E

20081218

3

P

Selling

1000

78.46

A

20090924

10.22

P

Selling

1000

78.46

A

20090924

10.19

P

Selling

1000

78.46

A

20090924

10.165

P

Selling

1000

78.46

A

20090924

10.1

P

Selling

2000

78.46

A

20090924

10

P

Selling

4000

78.46

A

20090924

10

C

Selling

-5000

105

A

20081030

1.885

C

Selling

-5000

104

A

20081030

2.1

C

Selling

-5000

104

A

20081030

2.1

C

Selling

-50

64

A

20090619

31.37

C

Selling

-100

75

E

20090924

31.63

C

Selling

-100

80

E

20090423

22.32

C

Selling

-100

80

E

20090423

23.1

C

Selling

-102

80

E

20090423

22.5

C

Selling

-116

95

A

20081218

6.81

C

Selling

-150

80

E

20090423

22.35

C

Selling

-232

80

E

20090423

22.5

C

Selling

-300

64

A

20090619

31.1

C

Selling

-666

80

E

20090423

22.5

C

Selling

-1000

80

E

20090423

22.5

C

Selling

-6000

115

E

20090326

0.945

C

Selling

-6000

95

E

20090326

2.14

C

Selling

-6720

115

E

20081218

0.45

C

Selling

-60000

115

E

20090326

0.99

C

Selling

-60000

115

E

20090326

0.99

C

Selling

-150000

135

E

20081218

0.125

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

01 October 2008

Contact name

Selina Campbell

Telephone number

02890 409538

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P Option

Purchased

-6646

37.6132

E

20091001

P Option

Purchased

-6415

77.94

E

20100219

P Option

Purchased

-2591

38.5842

E

20091201

P Option

Purchased

-1273

78.5

E

20110630

P Option

Purchased

-1152

43.3704

E

20100628

P Option

Purchased

-1152

43.3704

E

20100628

P Option

Purchased

-561

89

E

20100809

P Option

Purchased

-514

77.8

E

20090630

P Option

Purchased

-464

95.75

E

20100629

P Option

Purchased

-422

138.11

E

20120416

P Option

Purchased

-388

77.2

E

20110627

P Option

Purchased

-332

75.22

E

20100524

P Option

Purchased

-302

82.55

E

20100517

P Option

Purchased

-290

95.75

E

20100628

P Option

Purchased

-222000

78.46

A

20090924

P Option

Purchased

-208

95.7

E

20120905

P Option

Purchased

-203

98.22

E

20120912

P Option

Purchased

-191

78.5

E

20110630

P Option

Purchased

-191

78.5

E

20110630

P Option

Purchased

-112000

68.66

A

20090924

P Option

Purchased

-90000

110

A

20081218

P Option

Purchased

-71000

75

A

20111222

P Option

Purchased

-57000

80

A

20111222

P Option

Purchased

-50000

122

A

20081218

P Option

Purchased

-44000

72

A

20081218

P Option

Purchased

-25000

115

A

20081030

P Option

Purchased

-15000

120

A

20081030

P Option

Purchased

-8000

121

A

20081127

P Option

Purchased

-5000

68

A

20101223

C Option

Purchased

2000

78.46

A

20090924

P Option

Purchased

-2000

77

A

20111222

C Option

Purchased

1000

138

A

20081030

C Option

Written

-1000

116

A

20081030

C Option

Written

-5000

105

A

20081030

C Option

Written

-10000

104

A

20081030

C Option

Written

-33000

85

A

20111222

C Option

Written

-50000

122

A

20081218

C IWarrant

Written

-70

105

A

20081127

P Option

Written

71

141.69

A

20130627

C Option

Written

-75000

56.89

A

20090924

P Option

Written

77

129.41

A

20121220

P Option

Written

78

128.75

A

20130228

P Option

Written

79

127.31

A

20130228

P Option

Written

81

124.35

A

20130228

P Option

Written

87

143.31

A

20130627

P Option

Written

88

141.79

A

20110630

P Option

Written

88

141.69

A

20110630

P Option

Written

90

139.04

A

20130627

P Option

Written

99

141.75

A

20130627

C IWarrant

Written

-100

75

E

20090924

P Option

Written

107

139.59

A

20130627

P Option

Written

115

130.34

A

20121220

P Option

Written

117

128.71

A

20110224

P Option

Written

138

92.66

A

20110728

P Option

Written

140000

130

A

20081218

P Option

Written

141

93.6

A

20110728

P Option

Written

159

94.02

A

20110728

P Option

Written

160

131.2

A

20130328

P Option

Written

177

140.36

A

20130627

P Option

Written

191

78.5

E

20110630

P Option

Written

191

78.5

E

20110630

P Option

Written

191

78.5

E

20110630

P Option

Written

191

78.5

E

20110630

P Option

Written

203

98.22

E

20120912

P Option

Written

203

98.22

E

20120912

P Option

Written

208

95.7

E

20120905

P Option

Written

208

95.7

E

20120905

P Option

Written

266

94.08

A

20110728

P Option

Written

268

135.22

A

20110412

C IWarrant

Written

-270

65

A

20081127

P Option

Written

290

95.75

E

20100628

P Option

Written

290

95.75

E

20100628

P Option

Written

296

135.38

A

20130725

P Option

Written

302

82.55

E

20100517

P Option

Written

302

82.55

E

20100517

P Option

Written

330

136.18

A

20130627

P Option

Written

332

75.22

E

20100524

P Option

Written

332

75.22

E

20100524

P Option

Written

365

137

A

20130328

P Option

Written

388

77.2

E

20110627

P Option

Written

388

77.2

E

20110627

P Option

Written

392

131.14

A

20121011

P Option

Written

400

131.96

A

20130205

P Option

Written

405

98.1

A

20100625

P Option

Written

422

138.11

E

20120416

P Option

Written

422

138.11

E

20120416

P Option

Written

464

95.75

E

20100629

P Option

Written

464

95.75

E

20100629

P Option

Written

514

77.8

E

20090630

P Option

Written

514

77.8

E

20090630

P Option

Written

561

89

E

20100809

P Option

Written

561

89

E

20100809

P Option

Written

725

138

A

20130228

C SFIWarrant

Written

-732

59.227

A

20130627

P Option

Written

869

89.4361

A

20110207

P Option

Written

873

137.5

A

20130725

C IWarrant

Written

-885

88

E

20091215

P Option

Written

1132

83.22

A

20111007

P Option

Written

1152

43.3704

E

20100628

P Option

Written

1152

43.3704

E

20100628

P Option

Written

1152

43.3704

E

20100628

P Option

Written

1152

43.3704

E

20100628

P Option

Written

1188

105.3

A

20110523

P Option

Written

1273

78.5

E

20110630

P Option

Written

1273

78.5

E

20110630

C IWarrant

Written

-1290

95

A

20081218

P Option

Written

1370

85.0735

A

20110228

C Option

Written

-9000

95

E

20090326

P Option

Written

1592

153.6

A

20130107

P Option

Written

1936

174.48

A

20130521

C IWarrant

Written

-1948

66

E

20091215

P Option

Written

1976

160.932

A

20121128

C IWarrant

Written

-2000

110

A

20081218

P Option

Written

2248

73.8533

A

20101229

C IWarrant

Written

-2350

80

E

20090423

C IWarrant

Written

-2491

85

A

20100623

P Option

Written

2591

38.5842

E

20091201

P Option

Written

2591

38.5842

E

20091201

P Option

Written

2862

119

A

20120711

P Option

Written

2994

85.04

A

20110328

P Option

Written

3105

99.8

A

20110428

P Option

Written

3188

115.61

A

20120613

P Option

Written

3388

164.66

A

20121227

P Option

Written

3801

96.12

A

20110623

P Option

Written

4320

99.12

A

20120425

P Option

Written

4420

88.07

A

20110623

P Option

Written

4886

97.272

A

20120828

P Option

Written

5066

109.19

A

20120530

P Option

Written

5428

92.64

A

20110624

P Option

Written

5810

119.75

A

20120628

P Option

Written

6268

88.6

A

20120327

P Option

Written

6415

77.94

E

20100219

P Option

Written

6415

77.94

E

20100219

P Option

Written

6528

116.82

A

20120711

P Option

Written

6646

37.6132

E

20091001

P Option

Written

6646

37.6132

E

20091001

C IWarrant

Written

-6787

64

A

20090619

P Option

Written

6789

94.91

A

20110623

P Option

Written

88200

100

E

20081218

C Option

Written

-133200

115

E

20090326

C SFIWarrant

Written

-22239

58.592

A

20120628

P Option

Written

30588

56.0324

E

20081103

C Option

Written

-183720

115

E

20081218

P Option

Written

40000

74.25

E

20110727

P Option

Written

50979

56.1501

A

20101011

C Option

Written

-449640

145

E

20081218

C Option

Written

-468000

135

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKDKQDBDDKKK

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