Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

11th Sep 2008 12:37

RNS Number : 2330D
Deutsche Bank AG
11 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
10/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
1,729,544 0.38%
-858,710 -0.19
(2) Derivatives (other than options)
 
731,159 0.16%
-1,400,115 -0.31
(3) Options and agreements to purchase/sell
 
1,217,000 0.27%
-913,100 -0.20
Total
 
3,677,703 0.81%
-3,171,925 -0.70
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
724
101.36
Purchase
36
101.39
Purchase
1102
101.40
Purchase
435
101.41
Purchase
1422
101.42
Purchase
436
101.43
Purchase
106
101.45
Purchase
436
101.48
Purchase
210
101.49
Purchase
70
101.50
Purchase
617
101.54
Purchase
508
101.55
Purchase
78
101.58
Purchase
325
101.61
Purchase
601
101.62
Purchase
506
101.63
Purchase
929
101.64
Purchase
1953
101.65
Purchase
469
101.66
Purchase
1012
101.68
Purchase
4222
101.70
Purchase
483
101.71
Purchase
496
101.72
Purchase
1197
101.73
Purchase
820
101.74
Purchase
3481
101.75
Purchase
49
101.76
Purchase
1508
101.77
Purchase
1451
101.78
Purchase
9566
101.79
Purchase
2631
101.80
Purchase
1281
101.81
Purchase
1588
101.82
Purchase
121
101.83
Purchase
2288
101.84
Purchase
4796
101.85
Purchase
1688
101.86
Purchase
2914
101.87
Purchase
1942
101.88
Purchase
6950
101.89
Purchase
9984
101.90
Purchase
13893
101.91
Purchase
4566
101.92
Purchase
4947
101.93
Purchase
52000
101.93
Purchase
4857
101.94
Purchase
11492
101.95
Purchase
3581
101.96
Purchase
1518
101.97
Purchase
10244
101.98
Purchase
6964
101.99
Purchase
6652
101.99
Purchase
94865
102.00
Purchase
5145
102.01
Purchase
2948
102.02
Purchase
4898
102.03
Purchase
1895
102.04
Purchase
6634
102.05
Purchase
109
102.07
Purchase
735
102.08
Purchase
1436
102.09
Purchase
3110
102.09
Purchase
880
102.10
Purchase
556
102.11
Purchase
2720
102.12
Purchase
703
102.13
Purchase
531
102.14
Purchase
142
102.15
Purchase
280
102.17
Purchase
357
102.18
Purchase
1384
102.19
Purchase
1085
102.20
Purchase
640
102.22
Purchase
428
102.23
Purchase
150
102.24
Purchase
527
102.25
Purchase
479
102.27
Purchase
351
102.29
Purchase
2
102.32
Purchase
38
102.34
Purchase
351
102.38
Purchase
2857
102.39
Purchase
351
102.40
Purchase
350
102.41
Purchase
504
102.42
Purchase
544
102.43
Purchase
243
102.44
Purchase
882
102.45
Purchase
342
102.46
Purchase
351
102.48
Purchase
2269
102.49
Purchase
527
102.51
Purchase
788
102.54
Purchase
708
102.56
Purchase
687
102.57
Purchase
421
102.59
Purchase
699
102.60
Purchase
186
102.61
Purchase
10
102.62
Purchase
10289
102.63
Purchase
783
102.65
Purchase
724
102.66
Purchase
469
102.67
Purchase
701
102.70
Purchase
368
102.83
Purchase
1534
102.84
Purchase
807
102.85
Purchase
544
102.94
Purchase
129
102.95
Purchase
474
102.98
Purchase
17
102.99
Purchase
1074
103.00
Purchase
935
103.01
Purchase
461
103.02
Purchase
1831
103.03
Purchase
150
103.05
Purchase
350
103.09
Purchase
519
103.10
Purchase
3188
103.12
Purchase
10
103.14
Purchase
805
103.15
Purchase
851
103.16
Purchase
351
103.17
Purchase
137
103.18
Purchase
130
103.25
Purchase
541
103.40
Purchase
160
103.43
Purchase
131
107.50
TOTAL PURCHASE
366,706
 
Sale
253
101.39
Sale
100
101.40
Sale
36
101.41
Sale
109
101.43
Sale
37
101.46
Sale
1
101.47
Sale
472
101.48
Sale
72
101.50
Sale
327
101.52
Sale
100
101.54
Sale
218
101.59
Sale
64
101.60
Sale
35
101.61
Sale
86
101.62
Sale
145
101.63
Sale
460
101.64
Sale
405
101.65
Sale
140
101.66
Sale
634
101.67
Sale
548
101.68
Sale
1212
101.69
Sale
42
101.70
Sale
55
101.71
Sale
1059
101.72
Sale
273
101.73
Sale
2196
101.74
Sale
933
101.75
Sale
1266
101.76
Sale
361
101.77
Sale
1824
101.78
Sale
3058
101.79
Sale
1270
101.80
Sale
325
101.81
Sale
567
101.82
Sale
2290
101.82
Sale
718
101.83
Sale
2082
101.84
Sale
647
101.85
Sale
1524
101.86
Sale
2551
101.87
Sale
4975
101.88
Sale
6797
101.89
Sale
3014
101.90
Sale
2810
101.91
Sale
3831
101.92
Sale
4137
101.93
Sale
52000
101.93
Sale
3528
101.94
Sale
1151
101.95
Sale
2136
101.96
Sale
1625
101.97
Sale
2616
101.98
Sale
6222
101.99
Sale
54161
102.00
Sale
15357
102.01
Sale
3099
102.02
Sale
9492
102.03
Sale
2399
102.04
Sale
133
102.05
Sale
315
102.06
Sale
584
102.07
Sale
862
102.08
Sale
14970
102.08
Sale
4074
102.09
Sale
2069
102.10
Sale
1855
102.11
Sale
739
102.12
Sale
1487
102.13
Sale
1030
102.14
Sale
301
102.15
Sale
685
102.16
Sale
923
102.17
Sale
169
102.18
Sale
667
102.19
Sale
777
102.20
Sale
62
102.21
Sale
142
102.22
Sale
705
102.23
Sale
1848
102.24
Sale
86
102.25
Sale
105
102.26
Sale
291
102.27
Sale
807
102.28
Sale
1125
102.29
Sale
147
102.30
Sale
428
102.38
Sale
49
102.41
Sale
455
102.42
Sale
1331
102.44
Sale
469
102.45
Sale
314
102.47
Sale
779
102.48
Sale
491
102.49
Sale
1066
102.50
Sale
351
102.51
Sale
5
102.52
Sale
397
102.53
Sale
541
102.54
Sale
258
102.55
Sale
305
102.56
Sale
319
102.57
Sale
298
102.58
Sale
1401
102.59
Sale
916
102.60
Sale
61
102.61
Sale
238
102.62
Sale
108
102.63
Sale
659
102.65
Sale
25
102.66
Sale
1115
102.69
Sale
426
102.77
Sale
86
102.78
Sale
109
102.79
Sale
77
102.82
Sale
193
102.83
Sale
630
102.84
Sale
591
102.85
Sale
373
102.86
Sale
139
102.87
Sale
10
102.94
Sale
80
102.96
Sale
1538
102.97
Sale
277
102.99
Sale
117
103.06
Sale
15
103.07
Sale
601
103.08
Sale
368
103.09
Sale
205
103.10
Sale
1228
103.11
Sale
254
103.12
Sale
119
103.13
Sale
62
103.14
Sale
132
103.15
Sale
6
103.17
Sale
286
103.18
Sale
618
103.19
Sale
93
103.20
Sale
59
103.21
Sale
590
103.22
Sale
118
103.23
Sale
12
103.26
Sale
354
103.29
Sale
470
103.33
Sale
1000
103.37
Sale
609
103.38
Sale
1634
103.39
Sale
34
103.41
Sale
602
103.42
Sale
631
103.43
Sale
389
103.44
Sale
867
103.46
Sale
131
107.50
TOTAL SALES
273,315
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
100
101.40
CFD
Long
64
101.60
CFD
Long
86
101.62
CFD
Long
72
101.64
CFD
Long
400
101.65
CFD
Long
46
101.66
CFD
Long
4
101.67
CFD
Long
557
101.69
CFD
Long
36
101.70
CFD
Long
53
101.71
CFD
Long
88
101.72
CFD
Long
57
101.73
CFD
Long
434
101.74
CFD
Long
325
101.75
CFD
Long
610
101.76
CFD
Long
100
101.77
CFD
Long
669
101.78
CFD
Long
364
101.79
CFD
Long
272
101.80
CFD
Long
229
101.81
CFD
Long
179
101.82
CFD
Long
2290
101.82
CFD
Long
349
101.83
CFD
Long
343
101.84
CFD
Long
367
101.85
CFD
Long
332
101.86
CFD
Long
1077
101.87
CFD
Long
501
101.88
CFD
Long
1074
101.89
CFD
Long
1025
101.90
CFD
Long
202
101.91
CFD
Long
533
101.92
CFD
Long
1038
101.93
CFD
Long
871
101.94
CFD
Long
629
101.95
CFD
Long
543
101.96
CFD
Long
206
101.97
CFD
Long
508
101.98
CFD
Long
1528
101.99
CFD
Long
141
102.00
CFD
Long
119
102.01
CFD
Long
676
102.02
CFD
Long
728
102.03
CFD
Long
495
102.04
CFD
Long
43
102.05
CFD
Long
181
102.06
CFD
Long
290
102.07
CFD
Long
281
102.08
CFD
Long
14970
102.08
CFD
Long
411
102.09
CFD
Long
286
102.10
CFD
Long
102
102.11
CFD
Long
142
102.12
CFD
Long
294
102.13
CFD
Long
293
102.14
CFD
Long
54
102.15
CFD
Long
155
102.16
CFD
Long
49
102.18
CFD
Long
346
102.19
CFD
Long
62
102.21
CFD
Long
70
102.22
CFD
Long
52
102.23
CFD
Long
86
102.25
CFD
Long
107
102.28
CFD
Long
149
102.29
CFD
Long
49
102.41
CFD
Long
128
102.45
CFD
Long
56
102.47
CFD
Long
211
102.49
CFD
Long
1066
102.50
CFD
Long
3
102.51
CFD
Long
34
102.55
CFD
Long
264
102.57
CFD
Long
29
102.58
CFD
Long
40
102.60
CFD
Long
57
102.61
CFD
Long
77
102.78
CFD
Long
173
102.84
CFD
Long
79
102.86
CFD
Long
277
102.99
CFD
Long
211
103.09
CFD
Long
76
103.12
CFD
Long
62
103.14
CFD
Long
149
103.18
CFD
Long
149
103.19
CFD
Long
177
103.22
CFD
Long
12
103.26
CFD
Long
63
103.38
CFD
Long
131
103.39
CFD
Long
34
103.41
CFD
Long
165
103.43
CFD
Long
131
107.50
CFD
Short
139
101.64
CFD
Short
82
101.65
CFD
Short
2278
101.70
CFD
Short
250
101.74
CFD
Short
845
101.79
CFD
Short
500
101.80
CFD
Short
200
101.82
CFD
Short
1000
101.84
CFD
Short
1354
101.85
CFD
Short
500
101.86
CFD
Short
300
101.88
CFD
Short
500
101.90
CFD
Short
372
101.93
CFD
Short
814
101.95
CFD
Short
1636
101.98
CFD
Short
117
101.99
CFD
Short
6652
101.99
CFD
Short
999
102.00
CFD
Short
1029
102.01
CFD
Short
270
102.05
CFD
Short
3110
102.09
CFD
Short
26
102.11
CFD
Short
1862
102.12
CFD
Short
575
102.19
CFD
Short
20
102.20
CFD
Short
340
102.22
CFD
Short
238
102.44
CFD
Short
262
102.45
CFD
Short
10289
102.63
CFD
Short
150
103.05
CFD
Short
10
103.14
CFD
Short
3
103.15
CFD
Short
137
103.18
CFD
Short
131
107.50
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
11/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLBMBTMMJBBIP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81