22nd Jan 2010 10:29
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
460 |
GBP 1.23 |
GBP 1.22 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
20,139 |
GBP 1.23 |
GBP 1.21 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
340 |
GBP 1.23 |
|
Long Swap |
LONG |
120 |
GBP 1.22 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.22 |
|
Short Swap |
SHORT |
1 |
GBP 1.22 |
|
Short Swap |
SHORT |
3 |
GBP 1.22 |
|
Short Swap |
SHORT |
3 |
GBP 1.22 |
|
Short Swap |
SHORT |
10 |
GBP 1.22 |
|
Short Swap |
SHORT |
39 |
GBP 1.22 |
|
Short Swap |
SHORT |
147 |
GBP 1.22 |
|
Short Swap |
SHORT |
230 |
GBP 1.23 |
|
Short Swap |
SHORT |
260 |
GBP 1.21 |
|
Short Swap |
SHORT |
748 |
GBP 1.24 |
|
Short Swap |
SHORT |
1,952 |
GBP 1.23 |
|
Short Swap |
SHORT |
4,146 |
GBP 1.23 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
471 |
GBP 2.59 |
GBP 2.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,156 |
GBP 2.58 |
GBP 2.57 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
471 |
GBP 2.59 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
220 |
GBP 2.57 |
|
Short Swap |
SHORT |
480 |
GBP 2.57 |
|
Short Swap |
SHORT |
1,550 |
GBP 2.58 |
|
Short Swap |
SHORT |
1,906 |
GBP 2.57 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
26,773 |
GBP 5.50 |
GBP 5.38 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
32,007 |
GBP 5.45 |
GBP 5.38 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,100 |
GBP 5.43 |
|
Long Swap |
LONG |
1,157 |
GBP 5.41 |
|
Long Swap |
LONG |
1,320 |
GBP 5.43 |
|
Long Swap |
LONG |
2,646 |
GBP 5.41 |
|
Long Swap |
LONG |
2,781 |
GBP 5.43 |
|
Long Swap |
LONG |
100 |
GBP 5.39 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,781 |
GBP 5.44 |
|
Short Swap |
SHORT |
4,620 |
GBP 5.45 |
|
Short Swap |
SHORT |
3,626 |
GBP 5.45 |
|
Short Swap |
SHORT |
3,414 |
GBP 5.40 |
|
Short Swap |
SHORT |
1 |
GBP 5.43 |
|
Short Swap |
SHORT |
2,376 |
GBP 5.44 |
|
Short Swap |
SHORT |
750 |
GBP 5.39 |
|
Short Swap |
SHORT |
700 |
GBP 5.39 |
|
Short Swap |
SHORT |
594 |
GBP 5.40 |
|
Short Swap |
SHORT |
19 |
GBP 5.39 |
|
Short Swap |
SHORT |
3 |
GBP 5.43 |
|
Short Swap |
SHORT |
1 |
GBP 5.43 |
|
Short Swap |
SHORT |
3,458 |
GBP 5.39 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
16,776,537 |
GBP 8.36 |
GBP 8.32 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
934,588 |
GBP 8.36 |
GBP 8.31 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
16,433 |
GBP 8.34 |
|
Long Swap |
LONG |
3,990 |
GBP 8.34 |
|
Long Swap |
LONG |
2,806,934 |
USD 13.51 |
|
Long Swap |
LONG |
15,827,709 |
GBP 8.34 |
|
Long Swap |
LONG |
122,041 |
GBP 8.36 |
|
Long Swap |
LONG |
105,723 |
GBP 8.35 |
|
Long Swap |
LONG |
68,202 |
GBP 8.36 |
|
Long Swap |
LONG |
27,079 |
GBP 8.33 |
|
Long Swap |
LONG |
14,527 |
GBP 8.34 |
|
Long Swap |
LONG |
5,536 |
GBP 8.34 |
|
Long Swap |
LONG |
4,777 |
GBP 8.35 |
|
Long Swap |
LONG |
71,746 |
USD 13.51 |
|
Long Swap |
LONG |
85,809 |
USD 13.51 |
|
Long Swap |
LONG |
118,704 |
USD 13.51 |
|
Long Swap |
LONG |
118,706 |
USD 13.51 |
|
Long Swap |
LONG |
1,334,801 |
USD 13.51 |
|
Long Swap |
LONG |
54,335 |
GBP 8.34 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
74,077 |
GBP 8.31 |
|
Short Swap |
SHORT |
1,334,801 |
GBP 8.34 |
|
Short Swap |
SHORT |
2,806,934 |
GBP 8.34 |
|
Short Swap |
SHORT |
176,961 |
GBP 8.33 |
|
Short Swap |
SHORT |
118,706 |
GBP 8.34 |
|
Short Swap |
SHORT |
85,809 |
GBP 8.34 |
|
Short Swap |
SHORT |
71,746 |
GBP 8.34 |
|
Short Swap |
SHORT |
54,335 |
GBP 8.33 |
|
Short Swap |
SHORT |
48,323 |
GBP 8.34 |
|
Short Swap |
SHORT |
36,950 |
GBP 8.33 |
|
Short Swap |
SHORT |
27,079 |
GBP 8.33 |
|
Short Swap |
SHORT |
14,527 |
GBP 8.33 |
|
Short Swap |
SHORT |
10,142 |
GBP 8.33 |
|
Short Swap |
SHORT |
5,536 |
GBP 8.32 |
|
Short Swap |
SHORT |
1,745 |
GBP 8.35 |
|
Short Swap |
SHORT |
917 |
GBP 8.35 |
|
Short Swap |
SHORT |
118,704 |
GBP 8.34 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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