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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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16-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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668503
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0.146
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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668503
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0.146
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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10
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104.60
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Purchase
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10
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104.32
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Purchase
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20
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105.24
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Purchase
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8
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105.09
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Purchase
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1
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105.09
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Purchase
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1
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105.09
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Purchase
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9
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104.95
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Purchase
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1
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104.94
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Purchase
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120
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105.57
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Purchase
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11
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104.53
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Purchase
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130
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104.53
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Purchase
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263
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104.53
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Purchase
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387
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104.53
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Purchase
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321
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104.53
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Purchase
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215
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104.53
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Purchase
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36
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104.53
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Purchase
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130
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104.53
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Purchase
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100
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104.53
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Purchase
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165
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104.53
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Purchase
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200
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104.53
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Purchase
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215
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104.53
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Purchase
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101
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104.53
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Purchase
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80
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104.53
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Purchase
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146
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104.51
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Sale
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-954
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105.00
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Sale
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-900
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105.51
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Sale
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-936
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105.70
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Sale
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-504
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105.72
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Sale
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-510
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105.72
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Sale
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-494
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105.72
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Sale
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-485
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104.59
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Sale
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-846
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104.61
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Sale
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-25,000
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106.85
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Sale
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-963
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104.37
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Sale
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-1
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104.39
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Sale
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-4
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104.52
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Sale
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-702
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105.00
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Sale
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-511
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105.00
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Sale
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-2,298
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105.00
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Sale
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-696
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105.00
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Sale
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-300
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105.00
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Sale
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-588
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105.00
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Sale
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-275
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105.00
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Sale
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-206
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105.00
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Sale
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-127
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105.00
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Sale
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-253
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105.00
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Sale
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-2,088
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105.00
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Sale
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-954
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105.00
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Sale
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-612
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105.00
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Sale
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-200
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105.00
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Sale
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-7,900
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105.00
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Sale
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-47
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105.00
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Sale
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-100
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105.00
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Sale
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-100
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105.00
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Sale
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-500
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105.00
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Sale
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-100
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105.00
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Sale
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-20
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105.00
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Sale
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-500
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105.01
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Sale
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-355
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105.04
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Sale
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-500
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105.10
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Sale
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-300
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105.11
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Sale
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-701
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105.15
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Sale
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-187
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105.16
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Sale
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-500
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105.20
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Sale
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-46
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105.20
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Sale
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-395
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105.26
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Sale
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-3
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105.26
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Sale
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-1,815
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105.26
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Sale
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-4
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105.27
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Sale
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-5
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105.28
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Sale
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-7
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105.29
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Sale
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-103
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105.29
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Sale
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-48
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105.29
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Sale
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-418
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105.51
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Sale
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-207
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105.51
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Sale
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-190
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105.51
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Sale
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-142
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105.51
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Sale
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-100
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105.51
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Sale
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-285
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105.51
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Sale
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-351
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105.51
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Sale
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-181
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105.51
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Sale
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-122
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105.51
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Sale
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-76
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105.51
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Sale
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-100
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105.51
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Sale
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-1
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105.43
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Sale
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-809
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105.51
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Sale
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-1,110
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105.51
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Sale
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-9
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105.51
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Sale
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-342
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105.70
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Sale
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-3,000
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105.70
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Sale
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-389
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105.70
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Sale
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-3,000
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105.70
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Sale
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-518
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105.70
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Sale
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-2,365
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105.70
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Sale
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-150
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105.70
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Sale
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-200
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105.70
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Sale
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-220
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105.70
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Sale
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-76
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105.70
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Sale
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-1,500
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105.70
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Sale
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-94
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105.70
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Sale
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-168
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105.70
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Sale
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-42
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105.70
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Sale
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-56
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105.72
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Sale
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-515
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104.60
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Sale
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-16
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104.61
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Sale
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-80
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104.61
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Sale
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-1,000
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104.61
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Sale
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-650
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104.52
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Sale
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-350
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104.52
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Sale
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-489
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104.52
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Sale
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-350
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104.52
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Sale
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-161
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104.52
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Sale
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-176
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104.51
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Sale
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-5,000
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105.70
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Sale
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-20
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105.70
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TOTAL BUYS: 2680
TOTAL SELLS: 80671
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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17-09-2008
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Contact name
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Simon Crawley; Philipp Abelbeck
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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