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EPT Disclosure

31st Jul 2008 11:43

RNS Number : 3281A
Citigroup Inc
31 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Inc

Company dealt in

BHP Billiton Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Dealt in both ordinary and ADR form 

Date of dealing

29 July 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

808  (0.00%)

3,094 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

808 (0.00%)

3,094  (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

75,000

74.7291

100

75.09

200

75.065

68

75.1

100

75.06

100

75.06

100

75.1

300

75.06

100

75.06

100

75.06

300

75.07

100

75.07

100

75.09

100

75.09

400

75.1

2400

75.1

100

75.1

100

75.1

300

75.1

100

75.1

100

75.1

200

75.1

100

75.09

400

75.0825

200

75.083

200

75.1

200

75.09

100

75.1

200

75.09

100

75.0825

200

75.1

100

75.09

200

75.095

100

75.09

200

75.09

100

75.08

200

75.09

100

75.09

100

75.1

90

75.1

200

75.1

200

75.08

200

75.1

200

75.1

100

75.095

100

75.095

400

75.09

1

75.08

100

75.1

100

75.1

1800

75.085

200

75.09

200

75.1

200

75.1

300

75.09

300

75.09

100

75.08

300

75.08

100

75.08

100

75.1

200

75.1

100

75.1

100

75.0825

200

75.09

100

75.09

100

75.09

100

75.08

100

75.09

100

75.095

100

75.08

400

75.08

100

75.09

100

75.08

100

75.09

400

75.095

99

75.08

200

75.095

200

75.095

200

75.095

200

75.1

300

75.095

500

75.085

300

75.085

300

75.09

299

75.08

100

75.09

100

75.095

200

75.09

100

75.09

100

75.09

100

75.085

300

75.08

100

75.1

100

75.08

141

75.08

100

75.095

200

75.1

200

75.0775

100

75.1

100

75.09

100

75.095

260

75.1

100

75.1

300

75.0775

500

75.085

100

75.1

200

75.095

200

75.095

100

75.1

500

75.09

100

75.095

99

75.09

1100

75.08

1000

75.2

900

75.2

900

75.195

100

75.2

300

75.2

100

75.195

100

75.2

100

75.2

100

75.19

100

75.19

100

75.19

86

75.19

114

75.19

200

75.19

1200

75.2

200

75.1975

600

75.195

100

75.19

100

75.17

900

75.2

900

75.195

100

75.2

100

75.2

100

75.19

100

75.19

400

75.18

100

75.19

100

75.18

50

75.14

100

75.14

100

75.14

200

75.13

100

75.14

100

75.15

200

75.14

100

75.14

100

75.16

200

75.15

100

75.15

300

75.17

90

75.14

50

75.14

200

75.14

300

75.13

100

75.13

100

75.13

100

75.13

100

75.16

100

75.15

200

75.17

90

75.15

100

75.145

100

75.14

100

75.14

100

75.14

100

75.13

200

75.13

100

75.16

200

75.17

22

75.15

200

75.138

100

75.13

100

75.14

100

75.16

100

75.16

300

75.17

200

75.17

3

75.16

100

75.16

200

75.17

100

75.16

98

75.16

100

75

100

74

200

74

100

74

14

74

450

74

400

74

73

73.99

100

74

100

74

100

74

100

74

500

74

300

74

100

74

200

73.98

100

74

100

74

200

74

100

73.995

100

74

100

74

100

74

100

74

200

74

100

74

89

74

90

74

90

74

90

74

50

74

50

74

46

74

90

74

80

74

90

74

100

74

100

74

89

74

200

74

200

74

600

74

270

73.99

100

74

100

74

100

74

100

74

100

74

300

73.99

93

73.96

100

73.97

100

73.99

100

74

100

74

50

74

90

74

100

74

51

74

50

74

100

73.99

77

74

54

74

100

74

28

74

100

74

200

74

200

74

100

74

100

74

100

74

100

74

100

73.98

100

74

200

74

300

73.97

300

73.97

100

74

100

74

80

74

80

74

69

74

39

74

76

74

180

74

100

74

28

73.99

100

74

100

74

100

74

900

73.99

200

74

1500

74

100

74

100

73.99

600

73.99

100

73.96

100

73.99

43

74

51

74

51

74

50

74

80

74

50

74

39

74

100

74

100

74

14

74

200

74

101

74

1100

74

700

74

100

74

100

74

100

74

40

73.98

200

73.9875

200

74

100

73.99

100

73.99

200

74

200

74

100

73.99

100

74

67

74

77

74

100

74

50

74

100

74

80

74

95

74

90

74

90

74

40

74

103

74

116

74

90

74

4

74

500

74

100

74

200

74

100

73.99

95

73.99

100

74

100

74

100

73.99

100

73.99

100

73.96

600

73.97

100

73.97

100

73.99

100

73.99

200

74

100

74

200

74

100

73.98

300

74

78

74

300

74

400

74

300

74

300

74

100

74.98

100

74.99

200

75

100

74.99

100

75

100

75

100

74.99

200

75

200

75

110

74.99

200

75

100

74.99

200

74.985

100

75

100

75

200

75

100

74.995

800

75

100

75

100

75

100

75

100

75

200

75

100

75

200

74.99

10

75

100

75

100

75

800

75

100

75

200

74.98

100

75

700

75

100

75

400

75

100

75

100

75

100

75

50

75

100

75

200

74.99

200

74.995

500

74.99

70

74.99

700

75

100

75

500

75

100

75

200

75

300

75

100

74.995

200

74.995

500

74.99

100

75

Total (ADR's)

75,000

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

150,000

37.3895

Total (ORD)

150,000

100

75.09

200

75.065

68

75.1

100

75.06

100

75.06

100

75.1

300

75.06

100

75.06

100

75.06

300

75.07

100

75.07

100

75.09

100

75.09

400

75.1

2400

75.1

100

75.1

100

75.1

300

75.1

100

75.1

100

75.1

200

75.1

100

75.09

400

75.0825

200

75.083

200

75.1

200

75.09

100

75.1

200

75.09

100

75.0825

200

75.1

100

75.09

200

75.095

100

75.09

200

75.09

100

75.08

200

75.09

100

75.09

100

75.1

90

75.1

200

75.1

200

75.08

200

75.1

200

75.1

100

75.095

100

75.095

400

75.09

1

75.08

100

75.1

100

75.1

1800

75.085

200

75.09

200

75.1

200

75.1

300

75.09

300

75.09

100

75.08

300

75.08

100

75.08

100

75.1

200

75.1

100

75.1

100

75.0825

200

75.09

100

75.09

100

75.09

100

75.08

100

75.09

100

75.095

100

75.08

400

75.08

100

75.09

100

75.08

100

75.09

400

75.095

99

75.08

200

75.095

200

75.095

200

75.095

200

75.1

300

75.095

500

75.085

300

75.085

300

75.09

299

75.08

100

75.09

100

75.095

200

75.09

100

75.09

100

75.09

100

75.085

300

75.08

100

75.1

100

75.08

141

75.08

100

75.095

200

75.1

200

75.0775

100

75.1

100

75.09

100

75.095

260

75.1

100

75.1

300

75.0775

500

75.085

100

75.1

200

75.095

200

75.095

100

75.1

500

75.09

100

75.095

99

75.09

1100

75.08

1000

75.2

900

75.2

900

75.195

100

75.2

300

75.2

100

75.195

100

75.2

100

75.2

100

75.19

100

75.19

100

75.19

86

75.19

114

75.19

200

75.19

1200

75.2

200

75.1975

600

75.195

100

75.19

100

75.17

900

75.2

900

75.195

100

75.2

100

75.2

100

75.19

100

75.19

400

75.18

100

75.19

100

75.18

50

75.14

100

75.14

100

75.14

200

75.13

100

75.14

100

75.15

200

75.14

100

75.14

100

75.16

200

75.15

100

75.15

300

75.17

90

75.14

50

75.14

200

75.14

300

75.13

100

75.13

100

75.13

100

75.13

100

75.16

100

75.15

200

75.17

90

75.15

100

75.145

100

75.14

100

75.14

100

75.14

100

75.13

200

75.13

100

75.16

200

75.17

22

75.15

200

75.138

100

75.13

100

75.14

100

75.16

100

75.16

300

75.17

200

75.17

3

75.16

100

75.16

200

75.17

100

75.16

98

75.16

100

75

100

74

200

74

100

74

14

74

450

74

400

74

73

73.99

100

74

100

74

100

74

100

74

500

74

300

74

100

74

200

73.98

100

74

100

74

200

74

100

73.995

100

74

100

74

100

74

100

74

200

74

100

74

89

74

90

74

90

74

90

74

50

74

50

74

46

74

90

74

80

74

90

74

100

74

100

74

89

74

200

74

200

74

600

74

270

73.99

100

74

100

74

100

74

100

74

100

74

300

73.99

93

73.96

100

73.97

100

73.99

100

74

100

74

50

74

90

74

100

74

51

74

50

74

100

73.99

77

74

54

74

100

74

28

74

100

74

200

74

200

74

100

74

100

74

100

74

100

74

100

73.98

100

74

200

74

300

73.97

300

73.97

100

74

100

74

80

74

80

74

69

74

39

74

76

74

180

74

100

74

28

73.99

100

74

100

74

100

74

900

73.99

200

74

1500

74

100

74

100

73.99

600

73.99

100

73.96

100

73.99

43

74

51

74

51

74

50

74

80

74

50

74

39

74

100

74

100

74

14

74

200

74

101

74

1100

74

700

74

100

74

100

74

100

74

40

73.98

200

73.9875

200

74

100

73.99

100

73.99

200

74

200

74

100

73.99

100

74

67

74

77

74

100

74

50

74

100

74

80

74

95

74

90

74

90

74

40

74

103

74

116

74

90

74

4

74

500

74

100

74

200

74

100

73.99

95

73.99

100

74

100

74

100

73.99

100

73.99

100

73.96

600

73.97

100

73.97

100

73.99

100

73.99

200

74

100

74

200

74

100

73.98

300

74

78

74

300

74

400

74

300

74

300

74

100

74.98

100

74.99

200

75

100

74.99

100

75

100

75

100

74.99

200

75

200

75

110

74.99

200

75

100

74.99

200

74.985

100

75

100

75

200

75

100

74.995

800

75

100

75

100

75

100

75

100

75

200

75

100

75

200

74.99

10

75

100

75

100

75

800

75

100

75

200

74.98

100

75

700

75

100

75

400

75

100

75

100

75

100

75

50

75

100

75

200

74.99

200

74.995

500

74.99

70

74.99

700

75

100

75

500

75

100

75

200

75

300

75

100

74.995

200

74.995

500

74.99

100

75

4

75.03

Total (ADR's)

75,004

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

31 July 2008

Contact name

Pavla Trskova

Telephone number

028 90 40 9544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFGGFNGMRGRZM

Related Shares:

BHP Group
FTSE 100 Latest
Value8,975.66
Change108.64