14th Feb 2008 13:04
Macquarie Group Limited14 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 13 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 6,967,543 0.20%(2) Derivatives (other thanoptions) 419,299 0.01%(3) Options and agreementsto purchase/sell 6,571,651 0.19%Total 419,299 0.01% 13,539,194 0.40% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 14 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD) BUY 217.00 37.50 BUY 500.00 37.50 BUY 4091.00 37.50 BUY 1084.00 37.49 BUY 3791.00 37.53 BUY 1956.00 37.49 BUY 1355.00 37.50 BUY 3306.00 37.55 BUY 500.00 37.55 BUY 136.00 37.55 BUY 3548.00 37.55 BUY 3466.00 37.51 BUY 300.00 37.33 BUY 800.00 37.33 BUY 500.00 37.33 BUY 292.00 37.33 BUY 300.00 37.33 BUY 400.00 37.43 BUY 500.00 37.43 BUY 359.00 37.43 BUY 3018.00 37.46 BUY 1926.00 37.36 BUY 1146.00 37.36 BUY 500.00 37.39 BUY 2418.00 37.39 BUY 5000.00 37.49 BUY 3734.00 37.46 BUY 300.00 37.46 BUY 966.00 37.46 BUY 1600.00 37.41 BUY 3400.00 37.41 BUY 100.00 37.29 BUY 4900.00 37.29 BUY 09.00 37.31 BUY 433.00 37.31 BUY 53.00 37.31 BUY 3805.00 37.31 BUY 600.00 37.31 BUY 100.00 37.31 BUY 230.00 37.40 BUY 5000.00 37.42 BUY 4218.00 37.40 BUY 552.00 37.40 BUY 5000.00 37.41 BUY 2883.00 37.31 BUY 350.00 37.31 BUY 21.00 37.31 BUY 6746.00 37.31 BUY 715.00 37.65 BUY 63.00 37.70 BUY 3502.00 37.70 BUY 698.00 37.70 BUY 5000.00 37.70 BUY 22.00 37.70 BUY 3670.00 37.45 BUY 1330.00 37.45 BUY 5000.00 37.50 BUY 5000.00 37.51 BUY 222.00 37.60 BUY 5000.00 37.51 BUY 3499.00 37.60 BUY 6279.00 37.60 BUY 3748.00 37.50 BUY 50.00 37.50 BUY 5000.00 37.50 BUY 1000.00 37.50 BUY 202.00 37.50 BUY 5000.00 37.30 BUY 426.00 37.85 BUY 230.00 37.58 BUY 20.00 37.58 BUY 02.00 37.53 BUY 04.00 37.53 BUY 1192.00 37.53 BUY 495.00 37.42 BUY 425.00 37.42 BUY 456.00 37.42 BUY 05.00 37.42 BUY 600.00 37.42 BUY 802.00 37.54 BUY 939.00 37.59 BUY 3680.00 37.58 BUY 267.00 37.56 BUY 4999.00 37.56 BUY 522.00 37.56 BUY 478.00 37.56 BUY 1500.00 37.55 BUY 3999.00 37.56 BUY 250.00 37.55 BUY 2652.00 37.59 BUY 251.00 37.59 BUY 75.00 37.59 BUY 771.00 37.59 BUY 250.00 37.59 BUY 1500.00 37.50 BUY 5999.00 37.52 BUY 202.00 37.51 BUY 48.00 37.51 BUY 261.00 37.51 BUY 3397.00 37.51 BUY 2234.00 37.52 BUY 500.00 37.52 BUY 89.00 37.52 BUY 175.00 37.52 BUY 751.00 37.52 BUY 250.00 37.52 BUY 319.00 37.35 BUY 64.00 37.50 BUY 385.00 37.50 BUY 215.00 37.50 BUY 85.00 37.59 BUY 98.00 37.55 BUY 175.00 37.41 BUY 599.00 37.42 BUY 979.00 37.42 BUY 526.00 37.41 BUY 289.00 37.65 BUY 11.00 37.65 BUY 250.00 37.77 BUY 158.00 37.77 BUY 500.00 37.77 BUY 92.00 37.77 BUY 100.00 37.80 BUY 316.00 37.77 BUY 208.00 37.77 BUY 56.00 37.77 BUY 94.00 37.77 BUY 2000.00 37.75 BUY 235.00 37.77 BUY 89.00 37.77 BUY 02.00 37.77 BUY 817.00 37.75 BUY 126.00 37.75 BUY 55.00 37.75 BUY 202.00 37.75 BUY 200.00 37.74 BUY 200.00 37.55 BUY 100.00 37.42 BUY 916.00 37.22 BUY 450.00 37.50 BUY 160.00 37.56 BUY 300.00 37.40 BUY 160.00 37.43 BUY 270.00 37.56 BUY 160.00 37.42 BUY 800.00 37.70 BUY 7130.00 37.70 BUY 2070.00 37.70 BUY 181.00 37.45 BUY 38.00 37.45 BUY 602.00 37.45 BUY 200.00 37.45 BUY 245.00 37.49 BUY 8734.00 37.49 BUY 5000.00 37.52 SELL -08.00 37.42 SELL -96.00 37.42 SELL -3000.00 37.42 SELL -6896.00 37.42 SELL -1146.00 37.50 SELL -5000.00 37.50 SELL -182.00 37.50 SELL -200.00 37.50 SELL -3472.00 37.50 SELL -8282.00 37.60 SELL -1718.00 37.60 SELL -7576.00 37.54 SELL -123.00 37.50 SELL -9767.00 37.50 SELL -2424.00 37.54 SELL -110.00 37.50 SELL -475.00 37.46 SELL -1498.00 37.46 SELL -6673.00 37.46 SELL -1354.00 37.46 SELL -4535.00 37.50 SELL -5465.00 37.50 SELL -424.00 37.39 SELL -200.00 37.39 SELL -1776.00 37.39 SELL -651.00 37.62 SELL -2031.00 37.61 SELL -12.00 37.62 SELL -07.00 37.62 SELL -101.00 37.62 SELL -3548.00 37.60 SELL -08.00 37.62 SELL -90.00 37.62 SELL -1933.00 37.61 SELL -200.00 37.64 SELL -698.00 37.64 SELL -102.00 37.63 SELL -3070.00 37.64 SELL -1580.00 37.73 SELL -423.00 37.83 SELL -1000.00 37.78 SELL -1098.00 37.77 SELL -3200.00 37.78 SELL -2022.00 37.60 SELL -903.00 37.66 SELL -03.00 37.66 SELL -08.00 37.66 SELL -96.00 37.66 SELL -133.00 37.65 SELL -149.00 37.55 SELL -221.00 37.33 SELL -3819.00 37.52 SELL -730.00 37.52 SELL -1823.00 37.57 SELL -1000.00 37.58 SELL -203.00 37.58 SELL -1233.00 37.53 SELL -229.00 37.48 SELL -67.00 37.48 SELL -494.00 37.48 SELL -99.00 37.48 SELL -1972.00 37.47 SELL -296.00 37.48 SELL -496.00 37.52 SELL -41.00 37.52 SELL -03.00 37.52 SELL -16.00 37.52 SELL -102.00 37.52 SELL -215.00 37.52 SELL -49.00 37.54 SELL -130.00 37.54 SELL -23.00 37.55 SELL -100.00 37.55 SELL -2238.00 37.54 SELL -392.00 37.53 SELL -2580.00 37.54 SELL -420.00 37.54 SELL -1500.00 37.58 SELL -5117.00 37.54 SELL -01.00 37.54 SELL -01.00 37.54 SELL -01.00 37.54 SELL -295.00 37.54 SELL -2159.00 37.45 SELL -1840.00 37.45 SELL -500.00 37.50 SELL -319.00 37.50 SELL -971.00 37.50 SELL -28.00 37.50 SELL -2775.00 37.52 SELL -100.00 37.52 SELL -18.00 37.52 SELL -107.00 37.52 SELL -5138.00 37.51 SELL -4860.00 37.51 SELL -566.00 37.53 SELL -3089.00 37.53 SELL -250.00 37.38 SELL -392.00 37.29 SELL -1108.00 37.29 SELL -2000.00 37.27 SELL -1168.00 37.41 SELL -813.00 37.41 SELL -359.00 37.33 SELL -500.00 37.38 SELL -465.00 37.50 SELL -1000.00 37.50 SELL -1000.00 37.49 SELL -1050.00 37.70 SELL -1950.00 37.70 SELL -300.00 37.65 SELL -160.00 37.40 SELL -200.00 37.50 SELL -300.00 37.51 SELL -520.00 37.51 SELL -4180.00 37.51 SELL -29.00 37.52 SELL -221.00 37.52 SELL -600.00 37.40 SELL -600.00 37.30 SELL -300.00 37.32 SELL -04.00 37.36 SELL -496.00 37.36 SELL -300.00 37.45 SELL -75.00 37.40 SELL -648.00 37.84 SELL -6484.00 37.84 SELL -445.00 37.50 SELL -1000.00 37.52 SELL -5000.00 37.49 SELL -3000.00 37.49 SELL -250.00 37.49 SELL -750.00 37.49 SELL -01.00 37.35 SELL -87.00 37.35 SELL -01.00 37.35 SELL -250.00 37.35 SELL -1500.00 44.23 SELL -308.00 37.35 SELL -9500.00 68.37 SELL -2500.00 69.01 SELL -9000.00 68.31 53871.00 OTC sale to custodian at market.TOTAL PURCHASES 272,937TOTAL SALES 204,906 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD) CFDS BUY 1000.00 37.50 CFDS BUY 1000.00 37.49 CFDS BUY 1050.00 37.70 CFDS BUY 1950.00 37.70 CFDS BUY 300.00 37.65 CFDS BUY 160.00 37.40 CFDS BUY 200.00 37.50 CFDS BUY 600.00 37.30 CFDS BUY 300.00 37.51 CFDS BUY 520.00 37.51 CFDS BUY 4180.00 37.51 CFDS BUY 29.00 37.52 CFDS BUY 221.00 37.52 CFDS BUY 600.00 37.40 CFDS BUY 300.00 37.32 CFDS BUY 04.00 37.36 CFDS BUY 496.00 37.36 CFDS BUY 300.00 37.45 CFDS BUY 75.00 37.40 CMBO BUY 01.00 00.01 CFDS SELL -250.00 37.77 CFDS SELL -92.00 37.77 CFDS SELL -02.00 37.77 CFDS SELL -289.00 37.65 CFDS SELL -11.00 37.65 CFDS SELL -500.00 37.77 CFDS SELL -235.00 37.77 CFDS SELL -158.00 37.77 CFDS SELL -94.00 37.77 CFDS SELL -100.00 37.80 CFDS SELL -208.00 37.77 CFDS SELL -89.00 37.77 CFDS SELL -316.00 37.77 CFDS SELL -56.00 37.77 CFDS SELL -817.00 37.75 CFDS SELL -126.00 37.75 CFDS SELL -55.00 37.75 CFDS SELL -202.00 37.75 CFDS SELL -200.00 37.74 CFDS SELL -200.00 37.55 CFDS SELL -100.00 37.42 CFDS SELL -916.00 37.22 CFDS SELL -160.00 37.56 CFDS SELL -450.00 37.50 CFDS SELL -2000.00 37.20 CFDS SELL -300.00 37.40 CFDS SELL -160.00 37.43 CFDS SELL -270.00 37.56 CFDS SELL -160.00 37.42 CMBO SELL -01.00 00.94 TOTAL BUYS 13,286 TOTAL SELLS 8,517 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 10.00 01.70 37.00 American 20080228Call Option BUY 01.00 01.70 37.00 American 20080228Call Option BUY 20000.00 00.24 43.50 European 20080327Call Option BUY 2900.00 00.24 43.50 European 20080327Call Option BUY 1200.00 01.71 33.00 European 20080529Call Option BUY 30000.00 00.37 43.00 European 20080423Put Option BUY 500.00 20.64 17.58 European 30/06/2008Put Option BUY 150.00 13.41 25.00 European 19/05/2016Put Option BUY 380.00 13.36 25.00 European 19/05/2016Put Option BUY 500.00 13.38 25.00 European 19/05/2016Put Option BUY 2000.00 13.26 25.00 European 19/05/2016Put Option BUY 2000.00 10.54 32.00 European 17/11/2016Put Option BUY 500.00 10.40 32.00 European 17/11/2016Put Option BUY 3750.00 06.75 32.00 European 27/03/2008Put Option BUY 1250.00 06.60 32.00 European 27/03/2008Put Option BUY 5000.00 06.50 32.00 European 27/03/2008Put Option BUY 2000.00 06.55 32.00 European 27/03/2008Put Option BUY 2000.00 06.48 32.00 European 27/03/2008Put Option BUY 3000.00 18.16 20.00 European 19/05/2016Put Option BUY 1500.00 18.20 20.00 European 19/05/2016Put Option BUY 8000.00 18.16 20.00 European 19/05/2016Put Option BUY 4000.00 18.07 20.00 European 19/05/2016Put Option BUY 3000.00 18.14 20.00 European 19/05/2016Put Option BUY 10000.00 18.12 20.00 European 19/05/2016Put Option BUY 250.00 18.00 20.00 European 19/05/2016Put Option BUY 1500.00 17.91 20.00 European 19/05/2016Put Option BUY 2000.00 17.89 20.00 European 19/05/2016Put Option BUY 5000.00 02.48 24.00 European 27/09/2007Put Option BUY 5000.00 02.48 24.00 European 27/09/2007Put Option BUY 250.00 02.48 24.00 European 27/09/2007Put Option BUY 9750.00 02.48 24.00 European 27/09/2007Put Option BUY 1000.00 02.56 24.00 European 27/09/2007Put Option BUY 5000.00 02.54 24.00 European 27/09/2007Put Option BUY 5000.00 02.47 24.00 European 27/09/2007Put Option BUY 500.00 02.48 24.00 European 27/09/2007Put Option BUY 2500.00 02.48 24.00 European 27/09/2007Put Option BUY 750.00 02.42 24.00 European 27/09/2007Put Option BUY 1250.00 02.42 24.00 European 27/09/2007Put Option BUY 250.00 02.42 24.00 European 27/09/2007Put Option BUY 5000.00 02.42 24.00 European 27/09/2007Put Option BUY 750.00 02.42 24.00 European 27/09/2007Put Option BUY 5000.00 04.51 35.00 European 27/03/2008Put Option BUY 500.00 04.37 35.00 European 27/03/2008Put Option BUY 4600.00 08.75 34.00 European 25/10/2007Put Option BUY 500.00 18.10 21.97 European 30/06/2009Put Option SELL -01.00 01.13 37.00 American 20080228Call Option SELL -2000.00 00.79 38.00 European 20080423Put Option SELL -936.00 08.52 37.35 American 20130228Put Option SELL -267.00 06.51 37.35 American 20100225Put Option SELL -798.00 25.06 23.00 European 29/06/2018Put Option SELL -102.00 25.14 23.00 European 29/06/2018Put Option SELL -100.00 22.88 17.16 European 29/06/2012Put Option SELL -500.00 13.30 25.00 European 19/05/2016Put Option SELL -1500.00 13.30 25.00 European 19/05/2016Put Option SELL -189.00 21.85 20.00 European 28/06/2013Put Option SELL -570.00 21.86 20.00 European 28/06/2013Put Option SELL -2000.00 13.49 28.56 European 30/06/2009Put Option SELL -250.00 18.38 20.00 European 19/05/2016Put Option SELL -250.00 18.20 20.00 European 19/05/2016Put Option SELL -5000.00 18.18 20.00 European 19/05/2016Put Option SELL -1000.00 18.18 20.00 European 19/05/2016Put Option SELL -250.00 18.17 20.00 European 19/05/2016Put Option SELL -1500.00 18.17 20.00 European 19/05/2016Put Option SELL -4000.00 18.18 20.00 European 19/05/2016Put Option SELL -3750.00 18.21 20.00 European 19/05/2016Put Option SELL -250.00 18.21 20.00 European 19/05/2016Put Option SELL -1500.00 18.12 20.00 European 19/05/2016Put Option SELL -2250.00 18.12 20.00 European 19/05/2016Put Option SELL -4000.00 18.12 20.00 European 19/05/2016Put Option SELL -6000.00 18.14 20.00 European 19/05/2016Put Option SELL -250.00 18.13 20.00 European 19/05/2016Put Option SELL -3750.00 18.14 20.00 European 19/05/2016Put Option SELL -250.00 18.14 20.00 European 19/05/2016Put Option SELL -1000.00 02.60 24.00 European 27/09/2007Put Option SELL -3000.00 02.45 24.00 European 27/09/2007Put Option SELL -2000.00 02.46 24.00 European 27/09/2007Put Option SELL -5000.00 04.56 35.00 European 27/03/2008Put Option SELL -1000.00 08.75 34.00 European 25/10/2007 TOTAL BUYS 159,991 TOTAL SELLS 55,213 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group