22nd Apr 2008 10:46
Macquarie Group Limited22 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 21 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 5,953,213 0.17% (2) Derivatives (other than options) 128,605 0.00% (3) Options and agreements to purchase/sell 5,868,737 0.17% Total 11,950,555 0.35% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 13,000 N/ALoan of securities Returns 480 N/ACollateral Received Returns 23,000 N/ACollateral Received (US 378,459 N/ALine) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 22 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 124.00 43.72 BUY 9876.00 43.72 BUY 10000.00 43.71 BUY 10.00 43.69 BUY 54.00 43.68 BUY 80.00 43.68 BUY 105.00 43.68 BUY 250.00 43.68 BUY 9000.00 43.68 BUY 511.00 43.68 BUY 6431.00 43.69 BUY 934.00 43.69 BUY 2625.00 43.69 BUY 7886.00 43.57 BUY 895.00 43.57 BUY 154.00 43.57 BUY 361.00 43.57 BUY 194.00 43.57 BUY 390.00 43.57 BUY 120.00 43.57 BUY 10000.00 43.64 BUY 10000.00 43.69 BUY 251.00 43.70 BUY 37.00 43.70 BUY 8864.00 43.75 BUY 80.00 43.75 BUY 503.00 43.75 BUY 3975.00 43.70 BUY 101.00 43.70 BUY 2526.00 43.70 BUY 93.00 43.75 BUY 10460.00 43.75 BUY 3110.00 43.70 BUY 1411.00 43.70 BUY 120.00 43.70 BUY 488.00 43.70 BUY 7981.00 43.70 BUY 2864.00 43.78 BUY 2136.00 43.78 BUY 1652.00 43.52 BUY 4909.00 43.75 BUY 789.00 43.78 BUY 1666.00 43.78 BUY 983.00 43.84 BUY 1474.00 43.84 BUY 231.00 43.76 BUY 101.00 43.75 BUY 392.00 43.76 BUY 130.00 43.75 BUY 68.00 43.76 BUY 01.00 43.76 BUY 1117.00 43.79 BUY 199.00 43.79 BUY 2373.00 43.79 BUY 01.00 43.79 BUY 231.00 43.80 BUY 1142.00 43.86 BUY 1564.00 43.92 BUY 1357.00 44.04 BUY 1000.00 43.76 BUY 941.00 43.76 BUY 500.00 43.47 BUY 500.00 43.47 BUY 193.00 43.48 BUY 41.00 43.59 BUY 21.00 43.59 BUY 200.00 43.60 BUY 1038.00 43.60 BUY 500.00 43.53 BUY 300.00 43.74 BUY 1155.00 43.87 BUY 145.00 43.87 BUY 100.00 43.88 BUY 200.00 43.98 BUY 230.00 44.00 BUY 200.00 43.99 BUY 1000.00 43.99 BUY 1800.00 43.99 BUY 20000.00 43.24 BUY 282.00 43.57 BUY 149.00 43.57 BUY 4569.00 43.57 BUY 1104.00 43.62 BUY 59.00 43.62 BUY 114.00 43.62 BUY 758.00 43.81 BUY 68.00 43.81 BUY 01.00 43.81 BUY 14.00 43.81 BUY 300.00 43.69 BUY 80.00 43.69 BUY 1003.00 43.69 BUY 800.00 43.69 BUY 321.00 43.69 BUY 04.00 43.69 BUY 5000.00 43.99 BUY 15000.00 41.35 BUY 100.00 81.68 BUY 995.00 81.68 BUY 100.00 81.68 BUY 805.00 81.68 BUY 100.00 81.55 BUY 900.00 81.55 BUY 100.00 81.55 BUY 300.00 81.55 BUY 100.00 81.85 BUY 100.00 81.85 BUY 300.00 81.85 BUY 100.00 81.85 BUY 100.00 81.85 BUY 1700.00 81.85 BUY 600.00 81.85 BUY 3000.00 81.78 BUY 100.00 81.65 BUY 1900.00 81.65 BUY 100.00 81.55 BUY 1800.00 81.55 BUY 400.00 81.35 BUY 500.00 81.35 BUY 100.00 81.55 BUY 100.00 81.55 BUY 100.00 81.55 BUY 100.00 81.55 BUY 100.00 81.55 BUY 100.00 81.55 BUY 100.00 81.35 BUY 100.00 81.35 BUY 2500.00 81.85 SELL -50.00 43.24 SELL -230.00 43.24 SELL -114.00 43.24 SELL -1835.00 43.24 SELL -100.00 43.24 SELL -235.00 43.24 SELL -2393.00 43.24 SELL -200.00 43.24 SELL -209.00 43.24 SELL -900.00 43.24 SELL -64.00 43.24 SELL -112.00 43.24 SELL -250.00 43.24 SELL -1000.00 43.24 SELL -115.00 43.24 SELL -10000.00 43.24 SELL -5492.00 43.24 SELL -12038.00 43.24 SELL -1542.00 43.24 SELL -234.00 43.24 SELL -100.00 43.24 SELL -230.00 43.24 SELL -550.00 43.24 SELL -628.00 43.24 SELL -1018.00 43.24 SELL -361.00 43.24 SELL -36.00 43.77 SELL -1433.00 43.77 SELL -56.00 43.77 SELL -4270.00 43.77 SELL -5000.00 43.82 SELL -5000.00 43.89 SELL -170.00 43.96 SELL -352.00 43.94 SELL -703.00 43.94 SELL -1000.00 43.94 SELL -82.00 43.94 SELL -7863.00 43.94 SELL -4830.00 43.96 SELL -5000.00 43.99 SELL -10000.00 43.25 SELL -1062.00 43.34 SELL -10000.00 43.24 SELL -8938.00 43.34 SELL -5000.00 43.56 SELL -5000.00 43.56 SELL -4000.00 43.81 SELL -1700.00 43.81 SELL -4300.00 43.81 SELL -2462.00 43.81 SELL -100.00 43.75 SELL -7438.00 43.70 SELL -500.00 43.75 SELL -100.00 43.75 SELL -600.00 43.75 SELL -850.00 43.75 SELL -100.00 43.75 SELL -576.00 43.75 SELL -7274.00 43.75 SELL -584.00 43.75 SELL -8217.00 43.75 SELL -1199.00 43.75 SELL -598.00 43.89 SELL -1000.00 43.89 SELL -1331.00 43.89 SELL -115.00 43.89 SELL -300.00 43.87 SELL -1000.00 43.89 SELL -1806.00 43.89 SELL -2388.00 43.89 SELL -1762.00 43.89 SELL -4300.00 43.87 SELL -400.00 43.87 SELL -4653.00 43.99 SELL -10347.00 43.99 SELL -10000.00 43.99 SELL -5000.00 43.79 SELL -9000.00 43.75 SELL -300.00 43.57 SELL -130.00 43.57 SELL -37.00 43.57 SELL -270.00 43.57 SELL -737.00 43.57 SELL -737.00 43.57 SELL -227.00 43.56 SELL -05.00 43.56 SELL -2755.00 43.56 SELL -55.00 43.62 SELL -100.00 43.62 SELL -90.00 43.62 SELL -245.00 43.63 SELL -490.00 43.53 SELL -3919.00 43.53 SELL -1380.00 43.54 SELL -52.00 43.54 SELL -224.00 43.54 SELL -980.00 43.53 SELL -3919.00 43.52 SELL -2000.00 43.55 SELL -104.00 43.55 SELL -21.00 43.55 SELL -296.00 43.55 SELL -09.00 43.55 SELL -32.00 43.55 SELL -2437.00 43.54 SELL -602.00 43.58 SELL -700.00 43.58 SELL -308.00 43.58 SELL -81.00 43.58 SELL -1069.00 43.58 SELL -2760.00 43.48 SELL -2761.00 43.59 SELL -53.00 43.53 SELL -300.00 43.53 SELL -147.00 43.53 SELL -153.00 43.53 SELL -97.00 43.53 SELL -50.00 43.53 SELL -156.00 43.62 SELL -344.00 43.62 SELL -53.00 43.61 SELL -361.00 43.61 SELL -144.00 43.62 SELL -356.00 43.62 SELL -465.00 43.61 SELL -371.00 43.61 SELL -250.00 43.62 SELL -922.00 43.70 SELL -300.00 43.72 SELL -300.00 43.72 SELL -300.00 43.72 SELL -22.00 43.72 SELL -721.00 43.69 SELL -177.00 43.67 SELL -1323.00 43.67 SELL -1900.00 43.63 SELL -716.00 43.72 SELL -1613.00 43.82 SELL -2770.00 43.82 SELL -325.00 43.82 SELL -1291.00 43.82 SELL -230.00 43.82 SELL -08.00 43.73 SELL -868.00 43.73 SELL -242.00 43.73 SELL -458.00 43.89 SELL -2500.00 43.87 SELL -1155.00 43.87 SELL -3440.00 43.85 SELL -3220.00 43.88 SELL -146.00 43.86 SELL -86.00 43.86 SELL -18.00 43.86 SELL -250.00 43.86 SELL -648.00 43.86 SELL -47.00 43.86 SELL -100.00 43.86 SELL -130.00 43.86 SELL -26.00 43.85 SELL -630.00 43.86 SELL -130.00 43.86 SELL -484.00 43.88 SELL -22.00 43.88 SELL -100.00 43.88 SELL -100.00 43.88 SELL -300.00 43.88 SELL -20.00 43.88 SELL -169.00 43.88 SELL -462.00 43.94 SELL -351.00 43.94 SELL -299.00 43.94 SELL -250.00 43.95 SELL -343.00 43.95 SELL -607.00 43.95 SELL -955.00 44.00 SELL -946.00 44.00 SELL -479.00 44.02 SELL -771.00 44.02 SELL -250.00 44.02 SELL -473.00 44.00 SELL -3715.00 43.99 SELL -283.00 43.24 SELL -707.00 43.24 SELL -179.00 43.35 SELL -86.00 43.35 SELL -81.00 43.35 SELL -653.00 43.35 SELL -300.00 43.39 SELL -551.00 43.39 SELL -148.00 43.38 SELL -1701.00 43.52 SELL -814.00 43.82 SELL -482.00 43.68 SELL -07.00 43.68 SELL -258.00 43.68 SELL -350.00 43.87 SELL -1001.00 43.93 SELL -995.00 43.99 SELL -250.00 43.24 SELL -350.00 43.39 SELL -500.00 43.62 SELL -500.00 43.58 SELL -500.00 43.60 SELL -1000.00 43.65 SELL -500.00 43.75 SELL -500.00 43.80 SELL -1000.00 43.86 SELL -500.00 43.79 SELL -200.00 43.70 SELL -115.00 43.65 SELL -506.00 43.65 SELL -679.00 43.65 SELL -400.00 43.80 SELL -800.00 43.89 SELL -232.00 43.90 SELL -268.00 43.90 SELL -500.00 43.95 SELL -193.00 43.99 SELL -04.00 43.57 SELL -480.00 43.57 SELL -387.00 43.57 SELL -300.00 43.82 SELL -269.00 43.82 SELL -300.00 43.81 SELL -829.00 43.82 SELL -3000.00 43.82 SELL -2170.00 43.81 SELL -335.00 43.81 SELL -687.00 43.99 SELL -2521.00 42.42 50025.00 OTC sale to custodian at market. Total Buy 262,595 Total Sell 310,406 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 250.00 43.24 CFDS BUY 350.00 43.39 CFDS BUY 500.00 43.62 CFDS BUY 500.00 43.58 CFDS BUY 500.00 43.60 CFDS BUY 1000.00 43.65 CFDS BUY 500.00 43.75 CFDS BUY 500.00 43.80 CFDS BUY 500.00 43.79 CFDS BUY 1000.00 43.86 CFDS BUY 200.00 43.70 CFDS BUY 679.00 43.65 CFDS BUY 506.00 43.65 CFDS BUY 115.00 43.65 CFDS BUY 400.00 43.80 CFDS BUY 800.00 43.89 CFDS BUY 232.00 43.90 CFDS BUY 268.00 43.90 CFDS BUY 500.00 43.95 CFDS BUY 193.00 43.99 CMBO BUY 01.00 00.01 CMBO BUY 01.00 00.01 CMBO BUY 01.00 00.01 CMBO BUY 01.00 00.01 CFDS SELL -500.00 43.47 CFDS SELL -500.00 43.47 CFDS SELL -193.00 43.48 CFDS SELL -41.00 43.59 CFDS SELL -21.00 43.59 CFDS SELL -200.00 43.60 CFDS SELL -1038.00 43.60 CFDS SELL -500.00 43.53 CFDS SELL -300.00 43.74 CFDS SELL -1155.00 43.87 CFDS SELL -145.00 43.87 CFDS SELL -100.00 43.88 CFDS SELL -200.00 43.98 CFDS SELL -230.00 44.00 CFDS SELL -200.00 43.99 CFDS SELL -1000.00 43.99 CFDS SELL -1800.00 43.99 Total Buy 9,497 Total Sell 8,123 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 02.00 00.78 40.50 American 20080529 Put Option BUY 04.00 00.75 40.50 American 20080529 Put Option BUY 03.00 01.15 42.00 American 20080529 Call Option BUY 02.00 01.45 45.00 American 20080529 Put Option BUY 05.00 00.92 41.00 American 20080529 Call Option BUY 10.00 01.52 45.00 American 20080529 Call Option BUY 05.00 01.59 45.00 American 20080529 Put Option BUY 02.00 00.89 41.00 American 20080529 Put Option BUY 10.00 00.90 41.00 American 20080529 Call Option BUY 03.00 01.98 44.00 American 20080529 Call Option BUY 01.00 01.98 44.00 American 20080529 Call Option BUY 19.00 01.17 46.00 American 20080529 Call Option BUY 2000.00 00.64 46.00 American 20080626 Put Option BUY 20000.00 00.29 41.00 European 20080529 Call Option BUY 10000.00 00.52 45.00 American 20080529 Put Option BUY 753.00 00.01 16.58 American 20080424 Put Option BUY 2750.00 04.29 37.00 European 30/10/2007 Put Option BUY 550.00 04.00 37.00 European 30/10/2007 Put Option BUY 1250.00 04.46 37.00 European 30/10/2007 Put Option BUY 1500.00 04.45 37.00 European 30/10/2007 Put Option BUY 250.00 04.45 37.00 European 30/10/2007 Put Option BUY 250.00 04.45 37.00 European 30/10/2007 Put Option BUY 50.00 04.45 37.00 European 30/10/2007 Put Option BUY 1000.00 17.07 26.93 European 30/06/2008 Put Option BUY 1000.00 17.07 26.93 European 30/06/2008 Put Option BUY 458.00 19.20 25.00 European 19/05/2016 Put Option BUY 1250.00 19.34 25.00 European 19/05/2016 Put Option BUY 250.00 19.34 25.00 European 19/05/2016 Put Option BUY 1000.00 19.54 European Put Option BUY 3000.00 14.78 32.00 European 17/11/2016 Put Option BUY 1750.00 14.79 32.00 European 17/11/2016 Put Option BUY 1250.00 14.79 32.00 European 17/11/2016 Put Option BUY 3000.00 14.79 32.00 European 17/11/2016 Put Option BUY 3000.00 14.80 32.00 European 17/11/2016 Put Option BUY 1000.00 14.90 32.00 European 17/11/2016 Put Option BUY 1000.00 14.91 32.00 European 17/11/2016 Put Option BUY 1747.00 15.00 32.00 European 17/11/2016 Put Option BUY 3000.00 14.99 32.00 European 17/11/2016 Put Option BUY 2000.00 15.00 32.00 European 17/11/2016 Put Option BUY 2250.00 15.00 32.00 European 17/11/2016 Put Option BUY 1250.00 15.05 32.00 European 17/11/2016 Put Option BUY 2250.00 15.05 32.00 European 17/11/2016 Put Option BUY 500.00 15.10 32.00 European 17/11/2016 Put Option BUY 1000.00 15.11 32.00 European 17/11/2016 Put Option BUY 1500.00 23.90 20.00 European 19/05/2016 Put Option BUY 770.00 27.58 20.00 European 28/06/2013 Put Option BUY 1700.00 28.98 15.72 European 30/06/2011 Put Option BUY 350.00 29.31 15.72 European 30/06/2011 Put Option BUY 1000.00 29.38 15.72 European 30/06/2011 Put Option BUY 250.00 09.34 32.00 European 27/09/2007 Put Option BUY 250.00 09.34 32.00 European 27/09/2007 Put Option BUY 500.00 09.34 32.00 European 27/09/2007 Put Option BUY 4000.00 09.25 32.00 European 27/09/2007 Put Option BUY 1000.00 09.25 32.00 European 27/09/2007 Put Option BUY 4000.00 09.24 32.00 European 27/09/2007 Put Option BUY 5000.00 09.26 32.00 European 27/09/2007 Put Option BUY 3500.00 09.55 32.00 European 27/09/2007 Put Option BUY 250.00 22.44 22.00 European 26/06/2008 Put Option BUY 650.00 22.41 22.00 European 26/06/2008 Put Option BUY 500.00 03.60 40.00 European 23/04/2008 Put Option BUY 250.00 03.60 40.00 European 23/04/2008 Put Option BUY 50.00 03.60 40.00 European 23/04/2008 Put Option BUY 500.00 03.69 40.00 European 23/04/2008 Put Option BUY 500.00 03.67 40.00 European 23/04/2008 Put Option BUY 1250.00 03.67 40.00 European 23/04/2008 Put Option BUY 250.00 03.67 40.00 European 23/04/2008 Put Option BUY 2500.00 03.94 40.00 European 23/04/2008 Put Option BUY 250.00 03.93 40.00 European 23/04/2008 Put Option BUY 250.00 03.92 40.00 European 23/04/2008 Put Option BUY 1000.00 13.83 30.21 European 30/06/2008 Put Option BUY 1000.00 14.54 30.21 European 30/06/2008 Put Option BUY 2000.00 18.45 28.00 European 20/12/2007 Put Option SELL -20000.00 00.26 38.00 European 20080626 Put Option SELL -20000.00 00.26 38.00 European 20080626 Put Option SELL -10000.00 00.26 38.00 European 20080626 Put Option SELL -10000.00 00.32 41.00 European 20080529 Put Option SELL -10000.00 00.32 41.00 European 20080529 Put Option SELL -10000.00 00.32 41.00 European 20080529 Put Option SELL -10000.00 00.31 41.00 European 20080529 Put Option SELL -10000.00 00.31 41.00 European 20080529 Put Option SELL -55000.00 00.29 41.00 European 20080529 Put Option SELL -2209.00 10.36 44.47 American 20130425 Put Option SELL -1000.00 20.58 25.00 European 17/11/2016 Put Option SELL -3300.00 04.28 37.00 European 30/10/2007 Put Option SELL -3000.00 04.50 37.00 European 30/10/2007 Put Option SELL -250.00 14.95 32.00 European 17/11/2016 Put Option SELL -750.00 14.95 32.00 European 17/11/2016 Put Option SELL -4000.00 14.96 32.00 European 17/11/2016 Put Option SELL -250.00 14.99 32.00 European 17/11/2016 Put Option SELL -2500.00 09.48 32.00 European 27/09/2007 Put Option SELL -5000.00 09.46 32.00 European 27/09/2007 Put Option SELL -1500.00 09.54 32.00 European 27/09/2007 Put Option SELL -1000.00 09.54 32.00 European 27/09/2007 Put Option SELL -2000.00 23.12 21.97 European 30/06/2009 Total Buy 107,394 Total Sell 181,759 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group