|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Securities (Europe) Limited
|
|
Company dealt in
|
BHP Billiton Plc
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
03-Nov-2008
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
88878
|
0.004
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
88878
|
0.004
|
|
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security :
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
|
Buy
|
23376
|
10.75 (GBP)
|
|
Buy
|
4725
|
10.58 (GBP)
|
|
Buy
|
4690
|
10.66 (GBP)
|
|
Buy
|
4119
|
10.96 (GBP)
|
|
Buy
|
4081
|
10.68 (GBP)
|
|
Buy
|
3696
|
10.75 (GBP)
|
|
Buy
|
3400
|
10.87 (GBP)
|
|
Buy
|
3300
|
10.85 (GBP)
|
|
Buy
|
3068
|
10.82 (GBP)
|
|
Buy
|
3034
|
10.62 (GBP)
|
|
Buy
|
2672
|
10.92 (GBP)
|
|
Buy
|
2448
|
10.57 (GBP)
|
|
Buy
|
2200
|
10.86 (GBP)
|
|
Buy
|
2001
|
10.87 (GBP)
|
|
Buy
|
2000
|
10.9 (GBP)
|
|
Buy
|
1955
|
10.7 (GBP)
|
|
Buy
|
1862
|
10.74 (GBP)
|
|
Buy
|
1838
|
10.88 (GBP)
|
|
Buy
|
1836
|
10.82 (GBP)
|
|
Buy
|
1826
|
10.88 (GBP)
|
|
Buy
|
1780
|
10.62 (GBP)
|
|
Buy
|
1700
|
10.64 (GBP)
|
|
Buy
|
1700
|
10.75 (GBP)
|
|
Buy
|
1650
|
10.74 (GBP)
|
|
Buy
|
1650
|
10.6 (GBP)
|
|
Buy
|
1650
|
10.89 (GBP)
|
|
Buy
|
1650
|
10.87 (GBP)
|
|
Buy
|
1650
|
10.82 (GBP)
|
|
Buy
|
1650
|
10.86 (GBP)
|
|
Buy
|
1650
|
10.66 (GBP)
|
|
Buy
|
1650
|
10.66 (GBP)
|
|
Buy
|
1618
|
10.58 (GBP)
|
|
Buy
|
1600
|
10.64 (GBP)
|
|
Buy
|
1600
|
10.84 (GBP)
|
|
Buy
|
1600
|
10.82 (GBP)
|
|
Buy
|
1600
|
10.87 (GBP)
|
|
Buy
|
1553
|
10.68 (GBP)
|
|
Buy
|
1550
|
10.87 (GBP)
|
|
Buy
|
1517
|
10.77 (GBP)
|
|
Buy
|
1500
|
10.71 (GBP)
|
|
Buy
|
1485
|
10.7 (GBP)
|
|
Buy
|
1445
|
10.84 (GBP)
|
|
Buy
|
1400
|
10.62 (GBP)
|
|
Buy
|
1399
|
10.64 (GBP)
|
|
Buy
|
1330
|
10.83 (GBP)
|
|
Buy
|
1308
|
10.84 (GBP)
|
|
Buy
|
1300
|
10.64 (GBP)
|
|
Buy
|
1300
|
10.64 (GBP)
|
|
Buy
|
1261
|
10.84 (GBP)
|
|
Buy
|
1256
|
10.7 (GBP)
|
|
Buy
|
1250
|
10.88 (GBP)
|
|
Buy
|
1239
|
10.97 (GBP)
|
|
Buy
|
1226
|
10.76 (GBP)
|
|
Buy
|
1200
|
10.86 (GBP)
|
|
Buy
|
1200
|
10.81 (GBP)
|
|
Buy
|
1200
|
10.62 (GBP)
|
|
Buy
|
1200
|
10.85 (GBP)
|
|
Buy
|
1199
|
10.87 (GBP)
|
|
Buy
|
1162
|
10.64 (GBP)
|
|
Buy
|
1161
|
10.74 (GBP)
|
|
Buy
|
1140
|
10.74 (GBP)
|
|
Buy
|
1121
|
10.82 (GBP)
|
|
Buy
|
1100
|
10.74 (GBP)
|
|
Buy
|
1100
|
10.74 (GBP)
|
|
Buy
|
1100
|
10.76 (GBP)
|
|
Buy
|
1100
|
10.76 (GBP)
|
|
Buy
|
1100
|
10.76 (GBP)
|
|
Buy
|
1100
|
10.76 (GBP)
|
|
Buy
|
1100
|
10.87 (GBP)
|
|
Buy
|
1100
|
10.66 (GBP)
|
|
Buy
|
1100
|
10.64 (GBP)
|
|
Buy
|
1100
|
10.95 (GBP)
|
|
Buy
|
1090
|
10.84 (GBP)
|
|
Buy
|
1079
|
10.75 (GBP)
|
|
Buy
|
1064
|
10.68 (GBP)
|
|
Buy
|
1054
|
10.77 (GBP)
|
|
Buy
|
1026
|
10.87 (GBP)
|
|
Buy
|
1000
|
10.77 (GBP)
|
|
Buy
|
1000
|
10.76 (GBP)
|
|
Buy
|
1000
|
10.71 (GBP)
|
|
Buy
|
1000
|
10.71 (GBP)
|
|
Buy
|
1000
|
10.71 (GBP)
|
|
Buy
|
1000
|
10.92 (GBP)
|
|
Buy
|
1000
|
10.87 (GBP)
|
|
Buy
|
1000
|
10.84 (GBP)
|
|
Buy
|
996
|
10.59 (GBP)
|
|
Buy
|
975
|
10.87 (GBP)
|
|
Buy
|
972
|
10.86 (GBP)
|
|
Buy
|
937
|
10.77 (GBP)
|
|
Buy
|
934
|
10.65 (GBP)
|
|
Buy
|
929
|
10.64 (GBP)
|
|
Buy
|
922
|
10.84 (GBP)
|
|
Buy
|
900
|
10.83 (GBP)
|
|
Buy
|
898
|
10.87 (GBP)
|
|
Buy
|
870
|
11 (GBP)
|
|
Buy
|
870
|
10.75 (GBP)
|
|
Buy
|
848
|
10.88 (GBP)
|
|
Buy
|
839
|
10.83 (GBP)
|
|
Buy
|
824
|
10.84 (GBP)
|
|
Buy
|
824
|
10.85 (GBP)
|
|
Buy
|
824
|
10.88 (GBP)
|
|
Buy
|
817
|
11 (GBP)
|
|
Buy
|
800
|
10.8 (GBP)
|
|
Buy
|
800
|
10.88 (GBP)
|
|
Buy
|
800
|
10.88 (GBP)
|
|
Buy
|
800
|
10.81 (GBP)
|
|
Buy
|
800
|
10.84 (GBP)
|
|
Buy
|
800
|
10.71 (GBP)
|
|
Buy
|
800
|
10.82 (GBP)
|
|
Buy
|
788
|
10.87 (GBP)
|
|
Buy
|
775
|
10.62 (GBP)
|
|
Buy
|
760
|
10.63 (GBP)
|
|
Buy
|
746
|
10.75 (GBP)
|
|
Buy
|
743
|
10.87 (GBP)
|
|
Buy
|
732
|
10.86 (GBP)
|
|
Buy
|
719
|
10.78 (GBP)
|
|
Buy
|
701
|
10.74 (GBP)
|
|
Buy
|
701
|
10.65 (GBP)
|
|
Buy
|
700
|
10.71 (GBP)
|
|
Buy
|
700
|
10.86 (GBP)
|
|
Buy
|
700
|
10.82 (GBP)
|
|
Buy
|
700
|
10.74 (GBP)
|
|
Buy
|
700
|
10.63 (GBP)
|
|
Buy
|
700
|
10.76 (GBP)
|
|
Buy
|
700
|
10.65 (GBP)
|
|
Buy
|
698
|
10.88 (GBP)
|
|
Buy
|
698
|
10.74 (GBP)
|
|
Buy
|
698
|
10.85 (GBP)
|
|
Buy
|
681
|
10.62 (GBP)
|
|
Buy
|
662
|
10.86 (GBP)
|
|
Buy
|
654
|
11.07 (GBP)
|
|
Buy
|
650
|
10.88 (GBP)
|
|
Buy
|
650
|
10.88 (GBP)
|
|
Buy
|
647
|
10.71 (GBP)
|
|
Buy
|
640
|
10.51 (GBP)
|
|
Buy
|
610
|
10.58 (GBP)
|
|
Buy
|
600
|
10.96 (GBP)
|
|
Buy
|
600
|
10.68 (GBP)
|
|
Buy
|
600
|
10.82 (GBP)
|
|
Buy
|
600
|
10.95 (GBP)
|
|
Buy
|
600
|
10.66 (GBP)
|
|
Buy
|
597
|
10.96 (GBP)
|
|
Buy
|
584
|
10.97 (GBP)
|
|
Buy
|
574
|
10.62 (GBP)
|
|
Buy
|
547
|
10.78 (GBP)
|
|
Buy
|
546
|
10.66 (GBP)
|
|
Buy
|
537
|
10.84 (GBP)
|
|
Buy
|
517
|
10.88 (GBP)
|
|
Buy
|
503
|
10.88 (GBP)
|
|
Buy
|
500
|
10.7 (GBP)
|
|
Buy
|
500
|
10.88 (GBP)
|
|
Buy
|
480
|
10.64 (GBP)
|
|
Buy
|
480
|
10.63 (GBP)
|
|
Buy
|
466
|
10.86 (GBP)
|
|
Buy
|
466
|
10.85 (GBP)
|
|
Buy
|
466
|
10.86 (GBP)
|
|
Buy
|
454
|
10.87 (GBP)
|
|
Buy
|
438
|
10.77 (GBP)
|
|
Buy
|
430
|
10.78 (GBP)
|
|
Buy
|
400
|
10.63 (GBP)
|
|
Buy
|
400
|
10.65 (GBP)
|
|
Buy
|
400
|
10.82 (GBP)
|
|
Buy
|
400
|
10.62 (GBP)
|
|
Buy
|
400
|
10.84 (GBP)
|
|
Buy
|
400
|
10.82 (GBP)
|
|
Buy
|
400
|
10.87 (GBP)
|
|
Buy
|
400
|
10.7 (GBP)
|
|
Buy
|
397
|
10.52 (GBP)
|
|
Buy
|
387
|
10.65 (GBP)
|
|
Buy
|
376
|
10.74 (GBP)
|
|
Buy
|
375
|
10.62 (GBP)
|
|
Buy
|
372
|
10.72 (GBP)
|
|
Buy
|
372
|
10.72 (GBP)
|
|
Buy
|
371
|
10.75 (GBP)
|
|
Buy
|
370
|
10.77 (GBP)
|
|
Buy
|
368
|
10.75 (GBP)
|
|
Buy
|
360
|
10.83 (GBP)
|
|
Buy
|
335
|
10.9 (GBP)
|
|
Buy
|
332
|
10.87 (GBP)
|
|
Buy
|
331
|
10.83 (GBP)
|
|
Buy
|
327
|
11.1 (GBP)
|
|
Buy
|
327
|
10.83 (GBP)
|
|
Buy
|
321
|
10.64 (GBP)
|
|
Buy
|
319
|
10.68 (GBP)
|
|
Buy
|
300
|
11.07 (GBP)
|
|
Buy
|
293
|
10.8 (GBP)
|
|
Buy
|
279
|
10.75 (GBP)
|
|
Buy
|
274
|
10.71 (GBP)
|
|
Buy
|
265
|
10.88 (GBP)
|
|
Buy
|
261
|
11.09 (GBP)
|
|
Buy
|
250
|
10.83 (GBP)
|
|
Buy
|
246
|
10.76 (GBP)
|
|
Buy
|
243
|
10.52 (GBP)
|
|
Buy
|
239
|
10.74 (GBP)
|
|
Buy
|
233
|
10.76 (GBP)
|
|
Buy
|
226
|
10.66 (GBP)
|
|
Buy
|
226
|
10.66 (GBP)
|
|
Buy
|
216
|
10.87 (GBP)
|
|
Buy
|
210
|
10.64 (GBP)
|
|
Buy
|
200
|
10.65 (GBP)
|
|
Buy
|
200
|
10.87 (GBP)
|
|
Buy
|
200
|
10.6 (GBP)
|
|
Buy
|
200
|
10.82 (GBP)
|
|
Buy
|
198
|
10.82 (GBP)
|
|
Buy
|
184
|
11.09 (GBP)
|
|
Buy
|
175
|
10.87 (GBP)
|
|
Buy
|
173
|
10.88 (GBP)
|
|
Buy
|
170
|
10.63 (GBP)
|
|
Buy
|
156
|
10.9 (GBP)
|
|
Buy
|
118
|
10.64 (GBP)
|
|
Buy
|
105
|
10.76 (GBP)
|
|
Buy
|
100
|
10.87 (GBP)
|
|
Buy
|
100
|
10.64 (GBP)
|
|
Buy
|
100
|
10.68 (GBP)
|
|
Buy
|
96
|
10.78 (GBP)
|
|
Buy
|
90
|
10.64 (GBP)
|
|
Buy
|
90
|
10.71 (GBP)
|
|
Buy
|
88
|
10.88 (GBP)
|
|
Buy
|
86
|
10.75 (GBP)
|
|
Buy
|
76
|
10.64 (GBP)
|
|
Buy
|
70
|
10.87 (GBP)
|
|
Buy
|
60
|
10.75 (GBP)
|
|
Buy
|
60
|
10.92 (GBP)
|
|
Buy
|
57
|
10.61 (GBP)
|
|
Buy
|
44
|
10.59 (GBP)
|
|
Buy
|
37
|
11 (GBP)
|
|
Buy
|
30
|
10.63 (GBP)
|
|
Buy
|
28
|
10.95 (GBP)
|
|
Buy
|
14
|
10.87 (GBP)
|
|
Buy
|
10
|
10.84 (GBP)
|
|
Buy
|
1
|
10.78 (GBP)
|
|
Buy
|
1
|
10.75 (GBP)
|
|
Sell
|
5534
|
10.75 (GBP)
|
|
Sell
|
4659
|
10.73 (GBP)
|
|
Sell
|
4608
|
10.85 (GBP)
|
|
Sell
|
4505
|
10.85 (GBP)
|
|
Sell
|
4208
|
10.62 (GBP)
|
|
Sell
|
3600
|
10.89 (GBP)
|
|
Sell
|
3524
|
10.71 (GBP)
|
|
Sell
|
3483
|
10.66 (GBP)
|
|
Sell
|
3300
|
10.63 (GBP)
|
|
Sell
|
3200
|
10.69 (GBP)
|
|
Sell
|
2700
|
10.64 (GBP)
|
|
Sell
|
2566
|
10.9 (GBP)
|
|
Sell
|
2467
|
10.55 (GBP)
|
|
Sell
|
2100
|
10.88 (GBP)
|
|
Sell
|
2091
|
10.86 (GBP)
|
|
Sell
|
1906
|
10.89 (GBP)
|
|
Sell
|
1879
|
10.64 (GBP)
|
|
Sell
|
1863
|
10.73 (GBP)
|
|
Sell
|
1838
|
10.88 (GBP)
|
|
Sell
|
1800
|
10.6 (GBP)
|
|
Sell
|
1773
|
10.66 (GBP)
|
|
Sell
|
1767
|
10.68 (GBP)
|
|
Sell
|
1724
|
10.89 (GBP)
|
|
Sell
|
1714
|
10.9 (GBP)
|
|
Sell
|
1700
|
10.87 (GBP)
|
|
Sell
|
1700
|
10.82 (GBP)
|
|
Sell
|
1696
|
10.93 (GBP)
|
|
Sell
|
1674
|
10.6 (GBP)
|
|
Sell
|
1661
|
10.65 (GBP)
|
|
Sell
|
1650
|
10.62 (GBP)
|
|
Sell
|
1650
|
10.82 (GBP)
|
|
Sell
|
1650
|
10.88 (GBP)
|
|
Sell
|
1650
|
10.78 (GBP)
|
|
Sell
|
1650
|
10.85 (GBP)
|
|
Sell
|
1650
|
10.77 (GBP)
|
|
Sell
|
1644
|
10.94 (GBP)
|
|
Sell
|
1625
|
10.59 (GBP)
|
|
Sell
|
1600
|
10.85 (GBP)
|
|
Sell
|
1600
|
10.87 (GBP)
|
|
Sell
|
1520
|
10.76 (GBP)
|
|
Sell
|
1501
|
10.89 (GBP)
|
|
Sell
|
1500
|
10.62 (GBP)
|
|
Sell
|
1500
|
10.9 (GBP)
|
|
Sell
|
1500
|
10.81 (GBP)
|
|
Sell
|
1498
|
10.82 (GBP)
|
|
Sell
|
1460
|
10.58 (GBP)
|
|
Sell
|
1400
|
10.84 (GBP)
|
|
Sell
|
1400
|
10.9 (GBP)
|
|
Sell
|
1400
|
10.68 (GBP)
|
|
Sell
|
1353
|
10.64 (GBP)
|
|
Sell
|
1343
|
10.94 (GBP)
|
|
Sell
|
1332
|
10.63 (GBP)
|
|
Sell
|
1316
|
10.62 (GBP)
|
|
Sell
|
1309
|
10.75 (GBP)
|
|
Sell
|
1301
|
10.65 (GBP)
|
|
Sell
|
1291
|
10.64 (GBP)
|
|
Sell
|
1253
|
10.75 (GBP)
|
|
Sell
|
1249
|
10.7 (GBP)
|
|
Sell
|
1248
|
10.91 (GBP)
|
|
Sell
|
1236
|
10.87 (GBP)
|
|
Sell
|
1200
|
10.74 (GBP)
|
|
Sell
|
1200
|
10.66 (GBP)
|
|
Sell
|
1200
|
10.69 (GBP)
|
|
Sell
|
1194
|
10.96 (GBP)
|
|
Sell
|
1166
|
10.66 (GBP)
|
|
Sell
|
1159
|
10.95 (GBP)
|
|
Sell
|
1108
|
10.87 (GBP)
|
|
Sell
|
1100
|
10.63 (GBP)
|
|
Sell
|
1100
|
10.87 (GBP)
|
|
Sell
|
1100
|
10.74 (GBP)
|
|
Sell
|
1100
|
10.62 (GBP)
|
|
Sell
|
1100
|
10.81 (GBP)
|
|
Sell
|
1100
|
10.87 (GBP)
|
|
Sell
|
1100
|
10.68 (GBP)
|
|
Sell
|
1077
|
11.09 (GBP)
|
|
Sell
|
1068
|
10.86 (GBP)
|
|
Sell
|
1014
|
10.73 (GBP)
|
|
Sell
|
1004
|
10.75 (GBP)
|
|
Sell
|
1000
|
10.77 (GBP)
|
|
Sell
|
1000
|
10.8 (GBP)
|
|
Sell
|
1000
|
10.63 (GBP)
|
|
Sell
|
1000
|
10.9 (GBP)
|
|
Sell
|
1000
|
10.87 (GBP)
|
|
Sell
|
989
|
10.94 (GBP)
|
|
Sell
|
979
|
10.9 (GBP)
|
|
Sell
|
963
|
10.9 (GBP)
|
|
Sell
|
958
|
10.64 (GBP)
|
|
Sell
|
950
|
10.91 (GBP)
|
|
Sell
|
932
|
10.87 (GBP)
|
|
Sell
|
893
|
10.88 (GBP)
|
|
Sell
|
886
|
10.9 (GBP)
|
|
Sell
|
885
|
10.74 (GBP)
|
|
Sell
|
880
|
10.63 (GBP)
|
|
Sell
|
854
|
10.86 (GBP)
|
|
Sell
|
829
|
11 (GBP)
|
|
Sell
|
817
|
11 (GBP)
|
|
Sell
|
815
|
10.8 (GBP)
|
|
Sell
|
800
|
10.8 (GBP)
|
|
Sell
|
800
|
10.77 (GBP)
|
|
Sell
|
800
|
10.87 (GBP)
|
|
Sell
|
800
|
10.87 (GBP)
|
|
Sell
|
800
|
10.86 (GBP)
|
|
Sell
|
760
|
10.54 (GBP)
|
|
Sell
|
760
|
10.88 (GBP)
|
|
Sell
|
760
|
10.51 (GBP)
|
|
Sell
|
739
|
10.5 (GBP)
|
|
Sell
|
717
|
10.91 (GBP)
|
|
Sell
|
710
|
10.7 (GBP)
|
|
Sell
|
708
|
10.75 (GBP)
|
|
Sell
|
700
|
10.88 (GBP)
|
|
Sell
|
700
|
10.78 (GBP)
|
|
Sell
|
700
|
10.78 (GBP)
|
|
Sell
|
700
|
10.87 (GBP)
|
|
Sell
|
700
|
10.65 (GBP)
|
|
Sell
|
700
|
10.81 (GBP)
|
|
Sell
|
700
|
11 (GBP)
|
|
Sell
|
700
|
10.63 (GBP)
|
|
Sell
|
698
|
10.66 (GBP)
|
|
Sell
|
693
|
10.85 (GBP)
|
|
Sell
|
685
|
10.76 (GBP)
|
|
Sell
|
670
|
10.75 (GBP)
|
|
Sell
|
664
|
10.7 (GBP)
|
|
Sell
|
656
|
10.86 (GBP)
|
|
Sell
|
654
|
10.92 (GBP)
|
|
Sell
|
646
|
10.99 (GBP)
|
|
Sell
|
642
|
10.63 (GBP)
|
|
Sell
|
640
|
10.54 (GBP)
|
|
Sell
|
640
|
10.55 (GBP)
|
|
Sell
|
627
|
10.95 (GBP)
|
|
Sell
|
626
|
10.77 (GBP)
|
|
Sell
|
613
|
10.96 (GBP)
|
|
Sell
|
606
|
10.625 (GBP)
|
|
Sell
|
605
|
10.85 (GBP)
|
|
Sell
|
602
|
10.62 (GBP)
|
|
Sell
|
599
|
10.67 (GBP)
|
|
Sell
|
598
|
10.77 (GBP)
|
|
Sell
|
590
|
10.855 (GBP)
|
|
Sell
|
584
|
10.78 (GBP)
|
|
Sell
|
583
|
10.63 (GBP)
|
|
Sell
|
582
|
10.91 (GBP)
|
|
Sell
|
576
|
10.9 (GBP)
|
|
Sell
|
552
|
10.8 (GBP)
|
|
Sell
|
546
|
10.815 (GBP)
|
|
Sell
|
540
|
10.77 (GBP)
|
|
Sell
|
534
|
10.74 (GBP)
|
|
Sell
|
527
|
10.8 (GBP)
|
|
Sell
|
525
|
10.71 (GBP)
|
|
Sell
|
500
|
10.62 (GBP)
|
|
Sell
|
497
|
10.54 (GBP)
|
|
Sell
|
492
|
10.92 (GBP)
|
|
Sell
|
472
|
10.86 (GBP)
|
|
Sell
|
461
|
10.7 (GBP)
|
|
Sell
|
461
|
10.71 (GBP)
|
|
Sell
|
446
|
10.87 (GBP)
|
|
Sell
|
440
|
10.67 (GBP)
|
|
Sell
|
429
|
10.88 (GBP)
|
|
Sell
|
429
|
10.87 (GBP)
|
|
Sell
|
424
|
10.66 (GBP)
|
|
Sell
|
423
|
10.72 (GBP)
|
|
Sell
|
423
|
10.61 (GBP)
|
|
Sell
|
402
|
10.71 (GBP)
|
|
Sell
|
400
|
10.64 (GBP)
|
|
Sell
|
400
|
10.77 (GBP)
|
|
Sell
|
400
|
10.89 (GBP)
|
|
Sell
|
400
|
10.71 (GBP)
|
|
Sell
|
400
|
10.91 (GBP)
|
|
Sell
|
400
|
10.78 (GBP)
|
|
Sell
|
391
|
10.75 (GBP)
|
|
Sell
|
378
|
10.63 (GBP)
|
|
Sell
|
376
|
10.63 (GBP)
|
|
Sell
|
376
|
10.62 (GBP)
|
|
Sell
|
375
|
10.65 (GBP)
|
|
Sell
|
370
|
10.8 (GBP)
|
|
Sell
|
370
|
10.8 (GBP)
|
|
Sell
|
370
|
10.79 (GBP)
|
|
Sell
|
364
|
10.795 (GBP)
|
|
Sell
|
360
|
10.91 (GBP)
|
|
Sell
|
352
|
10.75 (GBP)
|
|
Sell
|
350
|
10.82 (GBP)
|
|
Sell
|
350
|
10.84 (GBP)
|
|
Sell
|
348
|
10.91 (GBP)
|
|
Sell
|
345
|
10.87 (GBP)
|
|
Sell
|
345
|
10.87 (GBP)
|
|
Sell
|
341
|
10.63 (GBP)
|
|
Sell
|
337
|
10.88 (GBP)
|
|
Sell
|
336
|
10.66 (GBP)
|
|
Sell
|
332
|
10.87 (GBP)
|
|
Sell
|
331
|
10.92 (GBP)
|
|
Sell
|
323
|
10.67 (GBP)
|
|
Sell
|
321
|
10.95 (GBP)
|
|
Sell
|
321
|
10.64 (GBP)
|
|
Sell
|
307
|
10.67 (GBP)
|
|
Sell
|
300
|
10.74 (GBP)
|
|
Sell
|
300
|
10.87 (GBP)
|
|
Sell
|
300
|
10.68 (GBP)
|
|
Sell
|
300
|
10.76 (GBP)
|
|
Sell
|
298
|
10.63 (GBP)
|
|
Sell
|
297
|
10.7 (GBP)
|
|
Sell
|
295
|
10.85 (GBP)
|
|
Sell
|
294
|
10.65 (GBP)
|
|
Sell
|
294
|
10.71 (GBP)
|
|
Sell
|
289
|
11 (GBP)
|
|
Sell
|
289
|
10.86 (GBP)
|
|
Sell
|
286
|
10.87 (GBP)
|
|
Sell
|
285
|
10.87 (GBP)
|
|
Sell
|
283
|
10.74 (GBP)
|
|
Sell
|
280
|
10.75 (GBP)
|
|
Sell
|
278
|
10.75 (GBP)
|
|
Sell
|
276
|
10.89 (GBP)
|
|
Sell
|
274
|
10.87 (GBP)
|
|
Sell
|
272
|
10.89 (GBP)
|
|
Sell
|
271
|
10.72 (GBP)
|
|
Sell
|
270
|
10.75 (GBP)
|
|
Sell
|
269
|
10.92 (GBP)
|
|
Sell
|
268
|
10.57 (GBP)
|
|
Sell
|
266
|
10.73 (GBP)
|
|
Sell
|
265
|
10.72 (GBP)
|
|
Sell
|
263
|
10.61 (GBP)
|
|
Sell
|
263
|
10.59 (GBP)
|
|
Sell
|
262
|
10.88 (GBP)
|
|
Sell
|
256
|
10.87 (GBP)
|
|
Sell
|
256
|
10.79 (GBP)
|
|
Sell
|
255
|
10.61 (GBP)
|
|
Sell
|
255
|
10.595 (GBP)
|
|
Sell
|
255
|
10.76 (GBP)
|
|
Sell
|
255
|
10.62 (GBP)
|
|
Sell
|
253
|
10.72 (GBP)
|
|
Sell
|
249
|
10.84 (GBP)
|
|
Sell
|
248
|
10.78 (GBP)
|
|
Sell
|
244
|
10.67 (GBP)
|
|
Sell
|
242
|
10.69 (GBP)
|
|
Sell
|
240
|
10.65 (GBP)
|
|
Sell
|
238
|
10.79 (GBP)
|
|
Sell
|
238
|
10.65 (GBP)
|
|
Sell
|
236
|
10.78 (GBP)
|
|
Sell
|
234
|
10.69 (GBP)
|
|
Sell
|
233
|
10.94 (GBP)
|
|
Sell
|
229
|
10.76 (GBP)
|
|
Sell
|
226
|
10.85 (GBP)
|
|
Sell
|
222
|
10.87 (GBP)
|
|
Sell
|
220
|
10.71 (GBP)
|
|
Sell
|
219
|
10.91 (GBP)
|
|
Sell
|
217
|
10.9 (GBP)
|
|
Sell
|
216
|
10.87 (GBP)
|
|
Sell
|
214
|
10.86 (GBP)
|
|
Sell
|
214
|
10.79 (GBP)
|
|
Sell
|
213
|
10.78 (GBP)
|
|
Sell
|
212
|
10.72 (GBP)
|
|
Sell
|
211
|
10.72 (GBP)
|
|
Sell
|
211
|
10.64 (GBP)
|
|
Sell
|
211
|
10.75 (GBP)
|
|
Sell
|
210
|
10.62 (GBP)
|
|
Sell
|
208
|
10.84 (GBP)
|
|
Sell
|
208
|
10.89 (GBP)
|
|
Sell
|
205
|
10.89 (GBP)
|
|
Sell
|
205
|
10.84 (GBP)
|
|
Sell
|
204
|
10.825 (GBP)
|
|
Sell
|
203
|
10.75 (GBP)
|
|
Sell
|
201
|
10.82 (GBP)
|
|
Sell
|
201
|
10.78 (GBP)
|
|
Sell
|
200
|
10.83 (GBP)
|
|
Sell
|
200
|
10.63 (GBP)
|
|
Sell
|
200
|
10.67 (GBP)
|
|
Sell
|
200
|
10.74 (GBP)
|
|
Sell
|
200
|
10.69 (GBP)
|
|
Sell
|
199
|
10.61 (GBP)
|
|
Sell
|
198
|
10.63 (GBP)
|
|
Sell
|
196
|
10.85 (GBP)
|
|
Sell
|
196
|
10.72 (GBP)
|
|
Sell
|
196
|
10.71 (GBP)
|
|
Sell
|
194
|
10.79 (GBP)
|
|
Sell
|
193
|
10.85 (GBP)
|
|
Sell
|
192
|
10.76 (GBP)
|
|
Sell
|
192
|
10.87 (GBP)
|
|
Sell
|
191
|
10.62 (GBP)
|
|
Sell
|
189
|
10.63 (GBP)
|
|
Sell
|
189
|
10.63 (GBP)
|
|
Sell
|
188
|
10.87 (GBP)
|
|
Sell
|
188
|
10.87 (GBP)
|
|
Sell
|
188
|
10.88 (GBP)
|
|
Sell
|
188
|
10.74 (GBP)
|
|
Sell
|
188
|
10.72 (GBP)
|
|
Sell
|
187
|
10.86 (GBP)
|
|
Sell
|
187
|
10.57 (GBP)
|
|
Sell
|
187
|
10.57 (GBP)
|
|
Sell
|
186
|
10.88 (GBP)
|
|
Sell
|
186
|
10.83 (GBP)
|
|
Sell
|
182
|
10.69 (GBP)
|
|
Sell
|
179
|
10.92 (GBP)
|
|
Sell
|
179
|
10.69 (GBP)
|
|
Sell
|
177
|
10.88 (GBP)
|
|
Sell
|
177
|
10.73 (GBP)
|
|
Sell
|
176
|
10.72 (GBP)
|
|
Sell
|
176
|
10.79 (GBP)
|
|
Sell
|
175
|
10.69 (GBP)
|
|
Sell
|
175
|
10.65 (GBP)
|
|
Sell
|
174
|
10.65 (GBP)
|
|
Sell
|
174
|
10.88 (GBP)
|
|
Sell
|
172
|
10.87 (GBP)
|
|
Sell
|
172
|
10.78 (GBP)
|
|
Sell
|
172
|
10.95 (GBP)
|
|
Sell
|
170
|
10.9 (GBP)
|
|
Sell
|
170
|
10.63 (GBP)
|
|
Sell
|
170
|
10.94 (GBP)
|
|
Sell
|
169
|
10.83 (GBP)
|
|
Sell
|
168
|
10.68 (GBP)
|
|
Sell
|
167
|
10.6 (GBP)
|
|
Sell
|
166
|
10.78 (GBP)
|
|
Sell
|
166
|
10.76 (GBP)
|
|
Sell
|
161
|
10.64 (GBP)
|
|
Sell
|
160
|
10.63 (GBP)
|
|
Sell
|
156
|
10.69 (GBP)
|
|
Sell
|
156
|
10.58 (GBP)
|
|
Sell
|
154
|
10.9 (GBP)
|
|
Sell
|
153
|
10.67 (GBP)
|
|
Sell
|
152
|
10.86 (GBP)
|
|
Sell
|
150
|
10.94 (GBP)
|
|
Sell
|
150
|
10.69 (GBP)
|
|
Sell
|
148
|
10.87 (GBP)
|
|
Sell
|
147
|
10.65 (GBP)
|
|
Sell
|
146
|
10.62 (GBP)
|
|
Sell
|
146
|
10.64 (GBP)
|
|
Sell
|
146
|
10.83 (GBP)
|
|
Sell
|
139
|
10.75 (GBP)
|
|
Sell
|
135
|
10.67 (GBP)
|
|
Sell
|
134
|
10.57 (GBP)
|
|
Sell
|
129
|
10.9 (GBP)
|
|
Sell
|
128
|
10.77 (GBP)
|
|
Sell
|
122
|
10.72 (GBP)
|
|
Sell
|
117
|
10.77 (GBP)
|
|
Sell
|
114
|
10.89 (GBP)
|
|
Sell
|
113
|
10.85 (GBP)
|
|
Sell
|
107
|
10.71 (GBP)
|
|
Sell
|
103
|
10.6 (GBP)
|
|
Sell
|
100
|
10.68 (GBP)
|
|
Sell
|
100
|
10.84 (GBP)
|
|
Sell
|
99
|
10.63 (GBP)
|
|
Sell
|
98
|
10.845 (GBP)
|
|
Sell
|
98
|
10.65 (GBP)
|
|
Sell
|
98
|
10.71 (GBP)
|
|
Sell
|
97
|
10.795 (GBP)
|
|
Sell
|
95
|
10.84 (GBP)
|
|
Sell
|
94
|
10.87 (GBP)
|
|
Sell
|
94
|
10.87 (GBP)
|
|
Sell
|
94
|
10.74 (GBP)
|
|
Sell
|
90
|
10.92 (GBP)
|
|
Sell
|
90
|
10.72 (GBP)
|
|
Sell
|
90
|
11.04 (GBP)
|
|
Sell
|
90
|
11.01 (GBP)
|
|
Sell
|
90
|
11.01 (GBP)
|
|
Sell
|
90
|
11 (GBP)
|
|
Sell
|
89
|
10.91 (GBP)
|
|
Sell
|
88
|
10.72 (GBP)
|
|
Sell
|
87
|
10.88 (GBP)
|
|
Sell
|
83
|
10.78 (GBP)
|
|
Sell
|
79
|
10.67 (GBP)
|
|
Sell
|
78
|
10.74 (GBP)
|
|
Sell
|
77
|
10.69 (GBP)
|
|
Sell
|
77
|
10.85 (GBP)
|
|
Sell
|
75
|
10.58 (GBP)
|
|
Sell
|
75
|
10.69 (GBP)
|
|
Sell
|
73
|
10.87 (GBP)
|
|
Sell
|
70
|
10.87 (GBP)
|
|
Sell
|
68
|
10.75 (GBP)
|
|
Sell
|
67
|
10.89 (GBP)
|
|
Sell
|
67
|
10.87 (GBP)
|
|
Sell
|
66
|
10.75 (GBP)
|
|
Sell
|
66
|
10.89 (GBP)
|
|
Sell
|
64
|
10.605 (GBP)
|
|
Sell
|
64
|
10.62 (GBP)
|
|
Sell
|
64
|
10.72 (GBP)
|
|
Sell
|
64
|
10.62 (GBP)
|
|
Sell
|
64
|
10.72 (GBP)
|
|
Sell
|
64
|
10.64 (GBP)
|
|
Sell
|
64
|
10.65 (GBP)
|
|
Sell
|
64
|
10.65 (GBP)
|
|
Sell
|
64
|
10.67 (GBP)
|
|
Sell
|
64
|
10.69 (GBP)
|
|
Sell
|
64
|
10.66 (GBP)
|
|
Sell
|
63
|
10.83 (GBP)
|
|
Sell
|
63
|
10.79 (GBP)
|
|
Sell
|
63
|
10.84 (GBP)
|
|
Sell
|
63
|
10.87 (GBP)
|
|
Sell
|
63
|
10.9 (GBP)
|
|
Sell
|
63
|
10.79 (GBP)
|
|
Sell
|
63
|
10.86 (GBP)
|
|
Sell
|
63
|
10.785 (GBP)
|
|
Sell
|
63
|
10.83 (GBP)
|
|
Sell
|
63
|
10.9 (GBP)
|
|
Sell
|
63
|
10.76 (GBP)
|
|
Sell
|
63
|
10.76 (GBP)
|
|
Sell
|
62
|
10.74 (GBP)
|
|
Sell
|
58
|
10.72 (GBP)
|
|
Sell
|
56
|
10.69 (GBP)
|
|
Sell
|
52
|
10.73 (GBP)
|
|
Sell
|
51
|
10.59 (GBP)
|
|
Sell
|
47
|
10.58 (GBP)
|
|
Sell
|
42
|
10.84 (GBP)
|
|
Sell
|
42
|
10.62 (GBP)
|
|
Sell
|
36
|
10.73 (GBP)
|
|
Sell
|
28
|
10.58 (GBP)
|
|
Sell
|
27
|
10.87 (GBP)
|
|
Sell
|
26
|
10.6 (GBP)
|
|
Sell
|
24
|
10.69 (GBP)
|
|
Sell
|
23
|
10.95 (GBP)
|
|
Sell
|
23
|
10.87 (GBP)
|
|
Sell
|
22
|
10.74 (GBP)
|
|
Sell
|
22
|
10.9 (GBP)
|
|
Sell
|
20
|
10.99 (GBP)
|
|
Sell
|
19
|
11.08 (GBP)
|
|
Sell
|
17
|
10.86 (GBP)
|
|
Sell
|
16
|
10.93 (GBP)
|
|
Sell
|
16
|
10.9 (GBP)
|
|
Sell
|
15
|
10.87 (GBP)
|
|
Sell
|
15
|
10.85 (GBP)
|
|
Sell
|
15
|
10.89 (GBP)
|
|
Sell
|
15
|
10.64 (GBP)
|
|
Sell
|
14
|
10.85 (GBP)
|
|
Sell
|
14
|
10.68 (GBP)
|
|
Sell
|
13
|
10.92 (GBP)
|
|
Sell
|
13
|
10.76 (GBP)
|
|
Sell
|
12
|
10.85 (GBP)
|
|
Sell
|
12
|
10.85 (GBP)
|
|
Sell
|
11
|
10.86 (GBP)
|
|
Sell
|
11
|
10.89 (GBP)
|
|
Sell
|
3
|
10.81 (GBP)
|
|
|
|
TOTAL BUYS:230775
TOTAL SELLS:245432
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
04-Nov-2008 10:07:48
|
|
Contact name
|
Collins,Carolyn/ Crawley, Simon
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
|
|
