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EPT Disclosure

13th Nov 2008 11:25

RNS Number : 0986I
Credit Suisse Equities (Australia)
13 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

12-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

9523786

0.284

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

9523786

0.284

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

800

28.22

Purchase

100

28.99

Purchase

8,568

28.84

Purchase

366

28.84

Purchase

2,799

28.83

Purchase

24,607

28.90

Purchase

393

28.90

Purchase

2,675

29.00

Purchase

1,657

29.00

Purchase

340

29.00

Purchase

300

29.00

Purchase

1,500

29.00

Purchase

500

29.00

Purchase

3,076

29.00

Purchase

400

29.00

Purchase

2,527

29.00

Purchase

10,000

29.00

Purchase

1,437

29.00

Purchase

1,800

29.00

Purchase

1,000

29.00

Purchase

277

29.00

Purchase

1,474

29.00

Purchase

1,037

28.97

Purchase

526

29.00

Purchase

100

29.00

Purchase

2,000

29.00

Purchase

7,000

29.00

Purchase

1,000

29.00

Purchase

30

29.00

Purchase

1,000

29.00

Purchase

120

29.00

Purchase

2,700

29.00

Purchase

40

29.00

Purchase

182

29.00

Purchase

25

29.00

Purchase

1,000

29.00

Purchase

1,800

29.00

Purchase

2,500

28.99

Purchase

3,291

28.95

Purchase

1,604

28.95

Purchase

5,082

28.95

Purchase

6,553

28.90

Purchase

7,000

28.90

Purchase

3,000

28.90

Purchase

2,000

28.90

Purchase

247

28.89

Purchase

500

28.89

Purchase

247

28.88

Purchase

247

28.88

Purchase

5,000

28.88

Purchase

206

28.88

Purchase

1

28.70

Purchase

25

28.70

Purchase

865

28.70

Purchase

4

28.70

Purchase

599

28.70

Purchase

500

28.70

Purchase

6,000

28.70

Purchase

208

28.70

Purchase

14

28.67

Purchase

202

28.67

Purchase

45

28.67

Purchase

49

28.67

Purchase

15

28.67

Purchase

163

28.67

Purchase

1,012

28.69

Purchase

1,000

28.69

Purchase

3,355

28.69

Purchase

262

28.69

Purchase

3,706

28.69

Purchase

2,016

28.69

Purchase

2,513

28.69

Purchase

22

28.69

Purchase

297

28.69

Purchase

817

28.69

Purchase

87

28.70

Purchase

6,427

28.70

Purchase

2,000

28.70

Purchase

1,165

28.70

Purchase

304

28.70

Purchase

150

28.70

Purchase

4,867

28.70

Purchase

297

28.70

Purchase

277

28.70

Purchase

109

28.70

Purchase

1,999

28.70

Purchase

379

28.49

Purchase

500

28.49

Purchase

725

28.49

Purchase

1,802

28.49

Purchase

1,345

28.49

Purchase

1,007

28.49

Purchase

125

28.49

Purchase

311

28.49

Purchase

1,478

28.49

Purchase

11

28.49

Purchase

2,068

28.49

Purchase

3,000

28.50

Purchase

750

28.50

Purchase

3,000

28.50

Purchase

1,920

28.50

Purchase

500

28.50

Purchase

350

28.50

Purchase

2,938

28.49

Purchase

210

28.49

Purchase

200

28.48

Purchase

119

28.47

Purchase

1,000

28.46

Purchase

100

28.45

Purchase

5,000

28.45

Purchase

1,054

28.44

Purchase

766

28.43

Purchase

2,971

28.42

Purchase

307

28.42

Purchase

4,531

28.25

Purchase

5,000

28.25

Purchase

5,000

28.25

Purchase

469

28.25

Purchase

3,157

28.25

Purchase

3,641

28.25

Purchase

4,000

28.25

Purchase

1,000

28.25

Purchase

3,202

28.25

Purchase

2,500

28.21

Purchase

2,459

28.21

Purchase

3,000

28.21

Purchase

5,000

28.18

Purchase

1,221

28.18

Purchase

903

28.18

Purchase

739

28.18

Purchase

1,551

28.18

Purchase

3,657

28.17

Purchase

321

28.16

Purchase

147

28.16

Purchase

14

28.16

Purchase

1,447

28.16

Purchase

2,636

28.22

Purchase

1,689

28.22

Purchase

1,262

28.22

Purchase

499

28.22

Purchase

4,171

28.22

Purchase

3,856

28.25

Purchase

493

28.25

Purchase

7,321

28.25

Purchase

3,330

28.25

Purchase

4,525

28.28

Purchase

475

28.28

Purchase

14,096

28.30

Purchase

209

28.30

Purchase

60

28.30

Purchase

924

28.30

Purchase

2,108

28.30

Purchase

810

28.30

Purchase

4,793

28.30

Purchase

2,000

28.30

Purchase

579

28.26

Purchase

11

28.26

Purchase

1,100

28.26

Purchase

312

28.26

Purchase

2,998

28.26

Purchase

2,477

28.20

Purchase

350

28.20

Purchase

400

28.20

Purchase

4,447

28.20

Purchase

1,350

28.20

Purchase

200

28.20

Purchase

1,000

28.20

Purchase

538

28.19

Purchase

960

28.19

Purchase

21

28.19

Purchase

64

28.40

Purchase

200,000

27.04

Purchase

200,000

27.69

Purchase

200,000

30.05

Sale

-200,000

28.69

Sale

-100

28.09

Sale

-382

28.30

TOTAL BUYS:922964

TOTAL SELLS:200482

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

13-11-2008

Contact name

Carolyn CollinsSimon Crawley

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFFLLVLVLIT

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