8th Apr 2008 11:16
UBS AG (EPT)08 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 7 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,379 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,379 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 1867 13385 AUD Cents SALE 1000 13400 SALE 424 13400 PURCHASE 4 13400 PURCHASE 18 13400 PURCHASE 27 13400 SALE 453 13405 PURCHASE 463 13417 PURCHASE 333 13429 SALE 231 13461 SALE 249 13462 SALE 48 13462 SALE 207 13469 SALE 50 13484 PURCHASE 485 13485 SALE 461 13486 PURCHASE 100 13498 PURCHASE 100 13498 PURCHASE 100 13498 PURCHASE 300 13498 PURCHASE 300 13498 SALE 232 13499 PURCHASE 123 13500 PURCHASE 583 13500 PURCHASE 40 13501 PURCHASE 100 13504 PURCHASE 200 13504 PURCHASE 200 13504 PURCHASE 400 13504 PURCHASE 25 13505 PURCHASE 100 13505 PURCHASE 138 13505 PURCHASE 200 13505 PURCHASE 200 13505 PURCHASE 465 13505 SALE 322 13506 SALE 232 13506 PURCHASE 300 13507 SALE 73 13509 SALE 67 13509 SALE 27 13509 PURCHASE 75 13515 PURCHASE 28 13516 PURCHASE 162 13516 PURCHASE 1000 13516 PURCHASE 500 13517 SALE 297 13519 PURCHASE 300 13519 SALE 536 13520 PURCHASE 1427 13520 SALE 500 13521 SALE 213 13521 SALE 58 13522 PURCHASE 8 13523 PURCHASE 127 13523 SALE 353 13524 SALE 300 13525 SALE 134 13525 SALE 40 13525 SALE 6 13525 SALE 1 13525 SALE 1486 13526 SALE 333 13526 PURCHASE 5 13526 PURCHASE 393 13526 SALE 109 13527 SALE 132 13529 PURCHASE 110 13530 PURCHASE 194 13530 PURCHASE 1543 13530 PURCHASE 227 13531 SALE 1396 13532 SALE 263 13532 SALE 300 13533 SALE 161 13533 PURCHASE 352 13534 SALE 252 13535 PURCHASE 48 13535 PURCHASE 100 13535 PURCHASE 200 13535 SALE 315 13536 PURCHASE 137 13536 PURCHASE 138 13536 SALE 146 13539 SALE 263 13540 SALE 1 13540 PURCHASE 288 13540 PURCHASE 968 13540 SALE 403 13541 SALE 133 13541 PURCHASE 188 13541 SALE 312 13542 SALE 289 13542 SALE 749 13545 PURCHASE 97 13545 PURCHASE 202 13545 PURCHASE 400 13545 PURCHASE 400 13545 PURCHASE 1000 13545 SALE 394 13547 SALE 320 13547 SALE 234 13547 SALE 144 13547 SALE 66 13547 SALE 349 13549 SALE 230 13549 SALE 5 13549 PURCHASE 150 13550 PURCHASE 451 13550 SALE 108 13551 PURCHASE 3 13554 PURCHASE 128 13555 PURCHASE 181 13555 PURCHASE 829 13555 SALE 138 13556 SALE 1277 13558 SALE 227 13558 SALE 217 13559 PURCHASE 1220 13560 SALE 487 13563 SALE 180 13563 PURCHASE 367 13566 SALE 431 13567 SALE 38606 13571.54924 PURCHASE 38606 13571.54924 PURCHASE 300 13572 SALE 856 13573 PURCHASE 1 13579 PURCHASE 81 13579 PURCHASE 97 13579 PURCHASE 130 13579 SALE 159 13580 SALE 157 13583 SALE 470 13584 SALE 252 13584 SALE 38126 13586.94707 PURCHASE 38126 13586.94707 SALE 714 13587 SALE 86 13587 PURCHASE 16 13602 PURCHASE 500 13608 PURCHASE 1250 13608 SALE 1025 13615 PURCHASE 386 13620 PURCHASE 250 13628 PURCHASE 200 13632 PURCHASE 1261 13632 PURCHASE 600 13633 SALE 250 13637 SALE 827 13638 PURCHASE 1350 13638 SALE 779 13640 PURCHASE 1450 13643 SALE 1450 13645 SALE 1000 13645 SALE 124 13645 SALE 809 13650 PURCHASE 138 13651 PURCHASE 140 13651 PURCHASE 241 13651 PURCHASE 316 13651 PURCHASE 444 13651 PURCHASE 969 13651 PURCHASE 500 13652 PURCHASE 4 13653 PURCHASE 409 13653 PURCHASE 207 13655 PURCHASE 1623 13655 SALE 200 13656 SALE 12 13656 SALE 545 13657 SALE 223 13657 SALE 16 13657 SALE 10 13657 SALE 1 13657 SALE 141 13658 SALE 774 13660 SALE 343 13660 SALE 138 13660 SALE 88 13660 SALE 229 13661 SALE 98 13661 PURCHASE 1 13662 PURCHASE 22 13662 PURCHASE 1500 13662 SALE 1130 13663 SALE 99 13663 SALE 158 13665 SALE 264 13666 SALE 221 13666 SALE 1 13666 SALE 481 13668 SALE 3 13668 SALE 1 13668 SALE 365 13669 SALE 73 13669 PURCHASE 1828 13670 SALE 387 13671 SALE 264 13671 SALE 68 13671 PURCHASE 519 13674 PURCHASE 525 13674 SALE 442 13681 SALE 212 13681 SALE 153 13681 SALE 191 13683 SALE 180 13683 SALE 500 13685 SALE 46 13685 SALE 272 13686 SALE 70 13686 PURCHASE 231 13688 SALE 296 13692 SALE 691 13693 SALE 504 13697 SALE 477 13697 SALE 220 13697 SALE 139 13697 SALE 33 13697 SALE 18 13697 SALE 16 13697 SALE 1 13697 SALE 10 13698 TOTAL PURCHASES 115,338 TOTAL SALES 114,858 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 8 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto