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EPT Disclosure

29th Jul 2008 11:34

RNS Number : 1042A
Credit Suisse Securities (Eur) Ltd
29 July 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

28-Jul-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1585434

0.159

 

 

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

1585434

0.159

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

3371

51.1 (GBP)

Buy

3208

50.8 (GBP)

Buy

3190

51.19 (GBP)

Buy

2923

50.8 (GBP)

Buy

2000

50.98 (GBP)

Buy

1912

51 (GBP)

Buy

1857

51 (GBP)

Buy

1799

50.78 (GBP)

Buy

1723

50.25 (GBP)

Buy

1540

50.79 (GBP)

Buy

1500

50.97 (GBP)

Buy

1498

51.09 (GBP)

Buy

1484

51 (GBP)

Buy

1428

51.1 (GBP)

Buy

1200

50.9 (GBP)

Buy

1200

50.9 (GBP)

Buy

1084

50.79 (GBP)

Buy

1080

51.05 (GBP)

Buy

1000

51 (GBP)

Buy

1000

50.8 (GBP)

Buy

1000

50.8 (GBP)

Buy

1000

50.8 (GBP)

Buy

1000

50.95 (GBP)

Buy

1000

50.85 (GBP)

Buy

1000

50.97 (GBP)

Buy

1000

50.71 (GBP)

Buy

1000

50.6 (GBP)

Buy

1000

50.6 (GBP)

Buy

1000

50.6 (GBP)

Buy

1000

50.6 (GBP)

Buy

1000

50.31 (GBP)

Buy

1000

50.31 (GBP)

Buy

1000

50.75 (GBP)

Buy

995

50.79 (GBP)

Buy

961

50.97 (GBP)

Buy

844

50.97 (GBP)

Buy

800

51.09 (GBP)

Buy

788

50.97 (GBP)

Buy

730

50.76 (GBP)

Buy

672

51.1 (GBP)

Buy

670

50.75 (GBP)

Buy

651

50.69 (GBP)

Buy

650

50.69 (GBP)

Buy

646

50.66 (GBP)

Buy

641

50.6 (GBP)

Buy

622

50.31 (GBP)

Buy

616

50.71 (GBP)

Buy

515

50.31 (GBP)

Buy

512

51.05 (GBP)

Buy

500

50.71 (GBP)

Buy

500

51.1 (GBP)

Buy

485

50.85 (GBP)

Buy

472

51.09 (GBP)

Buy

450

50.7 (GBP)

Buy

400

50.8 (GBP)

Buy

400

50.79 (GBP)

Buy

400

50.68 (GBP)

Buy

400

50.63 (GBP)

Buy

397

50.29 (GBP)

Buy

397

50.27 (GBP)

Buy

396

50.49 (GBP)

Buy

395

50.6 (GBP)

Buy

395

50.54 (GBP)

Buy

393

50.85 (GBP)

Buy

393

50.84 (GBP)

Buy

393

50.78 (GBP)

Buy

393

50.65 (GBP)

Buy

392

50.95 (GBP)

Buy

392

51.02 (GBP)

Buy

392

50.99 (GBP)

Buy

392

51 (GBP)

Buy

391

51 (GBP)

Buy

391

51.1 (GBP)

Buy

390

51.25 (GBP)

Buy

387

50.97 (GBP)

Buy

383

51.02 (GBP)

Buy

367

50.97 (GBP)

Buy

362

50.7 (GBP)

Buy

362

50.79 (GBP)

Buy

361

50.7 (GBP)

Buy

359

50.6 (GBP)

Buy

351

51.05 (GBP)

Buy

350

50.71 (GBP)

Buy

344

50.66 (GBP)

Buy

341

50.67 (GBP)

Buy

338

50.23 (GBP)

Buy

336

51.24 (GBP)

Buy

334

50.73 (GBP)

Buy

334

50.73 (GBP)

Buy

333

51 (GBP)

Buy

332

51.01 (GBP)

Buy

331

51.09 (GBP)

Buy

320

51 (GBP)

Buy

318

50.87 (GBP)

Buy

318

50.81 (GBP)

Buy

312

51.09 (GBP)

Buy

311

50.39 (GBP)

Buy

305

50.71 (GBP)

Buy

303

50.8 (GBP)

Buy

300

50.63 (GBP)

Buy

300

50.78 (GBP)

Buy

300

51.27 (GBP)

Buy

296

51.24 (GBP)

Buy

275

50.26 (GBP)

Buy

266

50.8 (GBP)

Buy

255

50.3 (GBP)

Buy

250

50.69 (GBP)

Buy

250

50.69 (GBP)

Buy

245

50.28 (GBP)

Buy

241

51.06 (GBP)

Buy

241

50.6 (GBP)

Buy

240

50.78 (GBP)

Buy

226

50.85 (GBP)

Buy

221

50.66 (GBP)

Buy

221

50.82 (GBP)

Buy

221

50.28 (GBP)

Buy

219

50.63 (GBP)

Buy

212

50.98 (GBP)

Buy

201

51.24 (GBP)

Buy

200

51.09 (GBP)

Buy

200

51.04 (GBP)

Buy

200

51.07 (GBP)

Buy

200

50.96 (GBP)

Buy

200

50.74 (GBP)

Buy

200

50.77 (GBP)

Buy

200

50.79 (GBP)

Buy

200

50.79 (GBP)

Buy

200

51.04 (GBP)

Buy

200

50.87 (GBP)

Buy

195

50.92 (GBP)

Buy

188

50.75 (GBP)

Buy

187

50.66 (GBP)

Buy

185

50.73 (GBP)

Buy

185

50.73 (GBP)

Buy

173

51 (GBP)

Buy

167

50.22 (GBP)

Buy

166

50.71 (GBP)

Buy

165

50.95 (GBP)

Buy

161

51.2 (GBP)

Buy

154

50.28 (GBP)

Buy

153

50.58 (GBP)

Buy

152

50.27 (GBP)

Buy

152

50.8 (GBP)

Buy

149

50.73 (GBP)

Buy

144

50.87 (GBP)

Buy

144

51.29 (GBP)

Buy

135

51.27 (GBP)

Buy

132

50.33 (GBP)

Buy

132

50.87 (GBP)

Buy

130

50.6 (GBP)

Buy

126

50.94 (GBP)

Buy

122

50.26 (GBP)

Buy

120

50.78 (GBP)

Buy

113

51.14 (GBP)

Buy

108

50.73 (GBP)

Buy

108

50.73 (GBP)

Buy

106

50.73 (GBP)

Buy

102

51.27 (GBP)

Buy

100

51.05 (GBP)

Buy

100

51.04 (GBP)

Buy

100

51.12 (GBP)

Buy

100

50.28 (GBP)

Buy

100

51.17 (GBP)

Buy

100

51.09 (GBP)

Buy

100

50.33 (GBP)

Buy

100

50.98 (GBP)

Buy

99

50.59 (GBP)

Buy

99

51.14 (GBP)

Buy

98

50.59 (GBP)

Buy

95

50.24 (GBP)

Buy

86

50.67 (GBP)

Buy

86

50.9 (GBP)

Buy

85

50.39 (GBP)

Buy

79

51.09 (GBP)

Buy

79

50.85 (GBP)

Buy

79

50.73 (GBP)

Buy

77

50.73 (GBP)

Buy

76

50.28 (GBP)

Buy

74

50.72 (GBP)

Buy

73

50.72 (GBP)

Buy

62

51.08 (GBP)

Buy

60

51.02 (GBP)

Buy

60

51.02 (GBP)

Buy

60

50.23 (GBP)

Buy

59

50.66 (GBP)

Buy

58

50.73 (GBP)

Buy

58

50.63 (GBP)

Buy

54

50.72 (GBP)

Buy

52

50.98 (GBP)

Buy

52

50.31 (GBP)

Buy

51

51.27 (GBP)

Buy

50

50.28 (GBP)

Buy

42

50.73 (GBP)

Buy

41

50.96 (GBP)

Buy

40

51.05 (GBP)

Buy

40

50.73 (GBP)

Buy

35

50.8 (GBP)

Buy

32

50.63 (GBP)

Buy

29

50.73 (GBP)

Buy

29

50.73 (GBP)

Buy

23

50.71 (GBP)

Buy

22

50.66 (GBP)

Buy

22

50.63 (GBP)

Buy

21

51 (GBP)

Buy

19

50.31 (GBP)

Buy

17

50.31 (GBP)

Buy

15

50.73 (GBP)

Buy

12

51.19 (GBP)

Buy

10

50.77 (GBP)

Buy

9

51.11 (GBP)

Buy

2

51.18 (GBP)

Buy

1

50.79 (GBP)

Sell

3134

51 (GBP)

Sell

3059

51 (GBP)

Sell

3042

50.65 (GBP)

Sell

2710

50.7 (GBP)

Sell

2548

50.73 (GBP)

Sell

2193

50.56 (GBP)

Sell

2020

50.7 (GBP)

Sell

2000

51.05 (GBP)

Sell

1900

51.05 (GBP)

Sell

1857

50.56 (GBP)

Sell

1853

50.77 (GBP)

Sell

1760

50.74 (GBP)

Sell

1688

50.93 (GBP)

Sell

1671

50.93 (GBP)

Sell

1531

51.06 (GBP)

Sell

1431

51.02 (GBP)

Sell

1314

50.93 (GBP)

Sell

1239

50.85 (GBP)

Sell

1201

50.95 (GBP)

Sell

1190

51.19 (GBP)

Sell

1172

51.1 (GBP)

Sell

1165

51.05 (GBP)

Sell

1108

50.77 (GBP)

Sell

1094

51.02 (GBP)

Sell

1049

50.85 (GBP)

Sell

1000

50.94 (GBP)

Sell

955

51 (GBP)

Sell

955

51 (GBP)

Sell

933

51.05 (GBP)

Sell

921

51.18 (GBP)

Sell

880

50.95 (GBP)

Sell

875

51.1 (GBP)

Sell

788

51.3 (GBP)

Sell

776

51 (GBP)

Sell

744

50.56 (GBP)

Sell

723

50.7 (GBP)

Sell

667

50.7 (GBP)

Sell

650

51.18 (GBP)

Sell

616

50.95 (GBP)

Sell

613

50.7 (GBP)

Sell

600

50.82 (GBP)

Sell

574

50.82 (GBP)

Sell

569

50.95 (GBP)

Sell

567

51 (GBP)

Sell

564

51.05 (GBP)

Sell

546

51.15 (GBP)

Sell

537

51.1 (GBP)

Sell

509

50.85 (GBP)

Sell

500

50.82 (GBP)

Sell

484

51.05 (GBP)

Sell

479

51.15 (GBP)

Sell

460

51.06 (GBP)

Sell

450

50.7 (GBP)

Sell

400

50.74 (GBP)

Sell

400

50.77 (GBP)

Sell

398

50.25 (GBP)

Sell

397

50.3 (GBP)

Sell

397

50.3 (GBP)

Sell

396

50.38 (GBP)

Sell

395

50.59 (GBP)

Sell

395

50.52 (GBP)

Sell

394

50.65 (GBP)

Sell

393

50.89 (GBP)

Sell

393

50.81 (GBP)

Sell

393

50.77 (GBP)

Sell

393

50.8 (GBP)

Sell

391

51.03 (GBP)

Sell

391

51.04 (GBP)

Sell

391

51.11 (GBP)

Sell

388

50.95 (GBP)

Sell

384

50.95 (GBP)

Sell

376

51.04 (GBP)

Sell

370

51 (GBP)

Sell

369

51.24 (GBP)

Sell

341

50.59 (GBP)

Sell

339

50.46 (GBP)

Sell

338

51.05 (GBP)

Sell

336

50.56 (GBP)

Sell

333

50.74 (GBP)

Sell

330

50.76 (GBP)

Sell

329

50.93 (GBP)

Sell

317

50.78 (GBP)

Sell

315

51.1 (GBP)

Sell

315

51.04 (GBP)

Sell

300

50.97 (GBP)

Sell

300

50.96 (GBP)

Sell

277

51 (GBP)

Sell

276

51 (GBP)

Sell

275

51.07 (GBP)

Sell

269

51 (GBP)

Sell

265

50.78 (GBP)

Sell

256

50.46 (GBP)

Sell

255

50.29 (GBP)

Sell

243

50.73 (GBP)

Sell

240

51.27 (GBP)

Sell

233

50.32 (GBP)

Sell

218

51 (GBP)

Sell

216

50.86 (GBP)

Sell

213

50.84 (GBP)

Sell

207

50.58 (GBP)

Sell

203

51.06 (GBP)

Sell

200

50.28 (GBP)

Sell

200

50.31 (GBP)

Sell

200

50.7 (GBP)

Sell

200

50.7 (GBP)

Sell

200

51.09 (GBP)

Sell

200

51.05 (GBP)

Sell

200

51.07 (GBP)

Sell

200

51.02 (GBP)

Sell

200

51.01 (GBP)

Sell

200

51.01 (GBP)

Sell

200

50.98 (GBP)

Sell

200

50.99 (GBP)

Sell

200

50.73 (GBP)

Sell

200

50.81 (GBP)

Sell

200

50.81 (GBP)

Sell

200

50.79 (GBP)

Sell

197

50.58 (GBP)

Sell

195

50.51 (GBP)

Sell

188

50.58 (GBP)

Sell

179

50.85 (GBP)

Sell

177

50.97 (GBP)

Sell

172

50.97 (GBP)

Sell

170

51.04 (GBP)

Sell

170

50.73 (GBP)

Sell

168

51.09 (GBP)

Sell

166

50.77 (GBP)

Sell

166

50.7 (GBP)

Sell

166

50.98 (GBP)

Sell

166

50.93 (GBP)

Sell

165

50.81 (GBP)

Sell

165

50.93 (GBP)

Sell

165

51.03 (GBP)

Sell

160

50.97 (GBP)

Sell

159

50.78 (GBP)

Sell

156

50.31 (GBP)

Sell

155

50.9 (GBP)

Sell

150

50.69 (GBP)

Sell

150

51.07 (GBP)

Sell

150

51 (GBP)

Sell

144

50.7 (GBP)

Sell

143

51.1 (GBP)

Sell

140

50.83 (GBP)

Sell

140

50.91 (GBP)

Sell

138

50.81 (GBP)

Sell

137

50.77 (GBP)

Sell

134

50.77 (GBP)

Sell

133

50.82 (GBP)

Sell

128

50.78 (GBP)

Sell

128

50.93 (GBP)

Sell

127

51.1 (GBP)

Sell

127

50.99 (GBP)

Sell

124

51.06 (GBP)

Sell

121

50.77 (GBP)

Sell

121

51.08 (GBP)

Sell

120

51.05 (GBP)

Sell

116

51 (GBP)

Sell

116

51.06 (GBP)

Sell

109

50.82 (GBP)

Sell

108

50.73 (GBP)

Sell

100

50.77 (GBP)

Sell

100

50.83 (GBP)

Sell

100

50.51 (GBP)

Sell

92

50.94 (GBP)

Sell

90

51.07 (GBP)

Sell

88

51.04 (GBP)

Sell

80

51.02 (GBP)

Sell

80

50.9 (GBP)

Sell

80

51.1 (GBP)

Sell

72

50.82 (GBP)

Sell

70

50.79 (GBP)

Sell

70

50.92 (GBP)

Sell

67

51.05 (GBP)

Sell

64

50.28 (GBP)

Sell

64

50.91 (GBP)

Sell

62

51.05 (GBP)

Sell

56

50.92 (GBP)

Sell

56

50.78 (GBP)

Sell

54

50.72 (GBP)

Sell

53

50.68 (GBP)

Sell

50

50.68 (GBP)

Sell

45

51.3 (GBP)

Sell

45

50.77 (GBP)

Sell

45

50.74 (GBP)

Sell

44

51.06 (GBP)

Sell

43

50.78 (GBP)

Sell

42

50.73 (GBP)

Sell

41

50.91 (GBP)

Sell

41

50.98 (GBP)

Sell

41

50.31 (GBP)

Sell

40

50.75 (GBP)

Sell

40

50.73 (GBP)

Sell

38

51.04 (GBP)

Sell

37

50.77 (GBP)

Sell

34

51.02 (GBP)

Sell

34

50.23 (GBP)

Sell

34

51.04 (GBP)

Sell

34

50.73 (GBP)

Sell

30

50.99 (GBP)

Sell

30

51 (GBP)

Sell

30

51.06 (GBP)

Sell

30

51.03 (GBP)

Sell

30

50.86 (GBP)

Sell

29

50.97 (GBP)

Sell

26

50.73 (GBP)

Sell

26

50.53 (GBP)

Sell

23

50.82 (GBP)

Sell

23

50.71 (GBP)

Sell

23

50.81 (GBP)

Sell

21

50.75 (GBP)

Sell

20

51.06 (GBP)

Sell

15

51.04 (GBP)

Sell

15

51.05 (GBP)

Sell

14

50.77 (GBP)

Sell

9

51.06 (GBP)

Sell

5

51.15 (GBP)

Sell

2

51.08 (GBP)

Sell

1

50.85 (GBP)

TOTAL BUYS:93457

TOTAL SELLS:91844

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

29-Jul-2008 

Contact name

Collins,Carolyn/ Crawley, Simon

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSEEFSUSASEDW

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74