28th Dec 2007 12:11
Macquarie Bank Ld28 December 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary shares ISIN: AU000000RI01dealings being disclosed relate (Note 1) Date of dealing 27 December 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 792802 0.17%(2) Derivatives (other than options) 16342 0.00%(3) Options and agreements to purchase/sell 1269495 0.27%Total 2,078,639 0.45% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD See Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) See Annexure C (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Stock Borrowing 0Stock Lending 500 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 28 December 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.2(b) FOR RIO TINTO LIMITED DETAILS OF OPEN POSITIONS Product Name, e.g. Buy/Sell Number of securities to Exercise Type, e.g. Expirycall option which the option or price American, derivative relates European etc.Instalment Warrant Buy 1125Instalment Warrant Sell 80 19.37 European 20090630Instalment Warrant Sell 49467 45.50 European 20120629Instalment Warrant Sell 20819 47.00 European 20160519Instalment Warrant Sell 7239 21.09 European 20100630Instalment Warrant Sell 2825 120.00 European 20090630Instalment Warrant Sell 1100 80.00 European 20080626Instalment Warrant Sell 31846 90.00 European 20080327Instalment Warrant Sell 4455 62.62 European 20090630Instalment Warrant Sell 6945 76.59 European 20080630Instalment Warrant Sell 32937 19.37 European 20090630Instalment Warrant Sell 6698 87.89 European 20080630Instalment Warrant Sell 8025 67.02 European 20080630Instalment Warrant Sell 65935 46.55 European 20110630Instalment Warrant Sell 200 49.44 European 20080630Instalment Warrant Sell 17000 75.00 European 20080327Instalment Warrant Sell 19537 21.09 European 20100630Instalment Warrant Sell 34970 105.00 European 20080124Instalment Warrant Sell 14911 63.00 European 20160519Instalment Warrant Sell 2810 54.93 European 20090630Instalment Warrant Sell 18086 50.71 European 20160630Instalment Warrant Sell 27325 65.00 European 20070927Instalment Warrant Sell 28032 60.00 European 20161117Instalment Warrant Sell 17037 49.61 European 20170630Instalment Warrant Sell 11940 80.00 European 20161117Put Option Buy 10 129.46 American 20080124Put Option Buy 8 139.27 American 20080124Put Option Buy 1 121.62 American 20080124Call Option Sell 2 120.00 American 20080327Call Option Buy 30 149.08 American 20080124Put Option Buy 10 119.66 American 20080124Call Option Buy 50 151.04 American 20080124Call Option Buy 1 131.43 American 20080124Put Option Buy 12 127.50 American 20080124Put Option Buy 15 74.00 American 20080626Put Option Buy 1 135.35 American 20080124Put Option Buy 25 75.00 American 20111222Put Option Buy 40 80.00 American 20111222Put Option Buy 2 125.54 American 20080124Call Option Sell 9 120.00 American 20080327Call Option Buy 5 141.23 American 20080124Put Option Buy 100 42.66 American 20080124Call Option Buy 10 119.66 American 20080124Call Option Sell 19 120.00 American 20080327Call Option Sell 9 120.00 American 20080327Call Option Buy 39 109.85 American 20080124OTC Sell 331 78.96 American 20110630OTC Buy 1618 35.35 American 20081127OTC Buy 989 33.96 American 20080925OTC Sell 506 34.56 American 20090625OTC Sell 119 55.48 American 20101028OTC Sell 1018 33.02 American 20080327OTC Sell 132 113.40 American 20121129OTC Sell 2334 35.64 American 20090730OTC Sell 1256 37.27 American 20091126OTC Sell 291 78.82 American 20110331OTC Sell 570 31.39 American 20080327OTC Sell 824 34.67 American 20081225OTC Sell 347 36.02 American 20090730OTC Buy 541 33.04 American 20080228OTC Sell 207 144.67 American 20121227OTC Buy 1053 31.93 American 20080828OTC Sell 3054 35.82 American 20090730OTC Sell 531 73.39 American 20090924OTC Sell 461 47.14 American 20100325OTC Sell 331 69.40 American 20110331OTC Sell 395 35.44 American 20081127OTC Sell 2241 29.45 American 20080731OTC Buy 798 36.28 American 20081030OTC Buy 537 73.88 American 20110331OTC Sell 1278 32.86 American 20090430OTC Sell 439 73.85 American 20110630OTC Buy 506 114.75 European 20090625OTC Sell 278 82.41 American 20110428OTC Sell 710 45.12 American 20080424OTC Buy 47 74.88 European 20080925OTC Sell 1822 73.82 American 20080731OTC Sell 1600 85.13 American 20110526OTC Sell 379 44.06 American 20100624OTC Sell 558 77.98 American 20110331OTC Sell 1902 44.56 American 20100729OTC Sell 2088 76.90 American 20110630OTC Buy 891 34.49 American 20081030OTC Sell 532 41.86 American 20100128OTC Sell 436 68.65 American 20090326OTC Sell 371 67.37 American 20090924OTC Sell 907 66.61 American 20101230OTC Sell 766 78.27 American 20090730OTC Sell 314 76.60 American 20090625OTC Sell 335 68.52 American 20101230OTC Sell 789 37.59 American 20091231OTC Sell 865 36.10 American 20090730OTC Buy 693 30.82 American 20080626OTC Sell 1269 35.85 American 20081030OTC Sell 598 75.22 American 20090827OTC Buy 1337 28.02 American 20080731OTC Sell 709 78.05 American 20110630OTC Sell 751 80.57 American 20090430OTC Buy 492 45.61 American 20080731OTC Sell 4551 35.59 American 20090625OTC Buy 78 114.58 European 20091231OTC Sell 294 49.68 American 20100930OTC Buy 731 28.41 American 20080731OTC Sell 324 70.85 American 20090326OTC Sell 1090 73.34 American 20120329OTC Sell 225 46.61 European 20080626OTC Sell 395 31.63 American 20080828OTC Sell 824 28.65 American 20080731OTC Sell 875 44.66 American 20080626OTC Buy 224 84.72 American 20110428OTC Sell 441 31.33 American 20080626OTC Sell 710 30.09 American 20080626OTC Buy 2152 30.19 American 20080731OTC Sell 359 34.82 American 20081030OTC Sell 175 142.00 American 20121227OTC Sell 304 82.09 American 20080626OTC Buy 733 29.10 American 20080626OTC Sell 474 51.97 American 20100826OTC Sell 327 70.16 American 20090326OTC Sell 3808 30.19 American 20080731OTC Sell 669 74.72 American 20090730OTC Sell 2111 63.01 American 20101230OTC Buy 372 41.95 American 20100527OTC Sell 645 36.41 American 20090730OTC Sell 288 58.12 American 20101028OTC Sell 371 43.00 American 20100429OTC Sell 506 79.04 American 20120329OTC Sell 215 77.59 American 20110728OTC Sell 1760 78.85 American 20110331OTC Sell 2609 77.80 American 20110630OTC Sell 785 76.42 American 20090730OTC Sell 259 43.85 American 20100729OTC Sell 69 143.56 American 20121227OTC Sell 682 32.54 American 20090528OTC Sell 192 75.65 American 20110825OTC Sell 373 33.50 American 20080925OTC Sell 2042 35.54 American 20090730OTC Buy 599 34.21 American 20090326OTC Sell 350 35.70 American 20090730OTC Buy 99 46.68 European 20080828OTC Sell 728 55.60 American 20101028OTC Sell 541 33.04 American 20080228OTC Sell 119 79.20 American 20110728OTC Sell 408 83.15 American 20110428OTC Sell 387 36.06 American 20090226OTC Sell 994 35.20 American 20090625OTC Sell 1465 81.20 American 20090625OTC Sell 1109 90.12 American 20120830OTC Sell 668 35.26 American 20090730OTC Sell 1045 44.01 American 20080626OTC Sell 919 32.20 American 20080131OTC Buy 161 111.47 European 20090730OTC Sell 572 35.81 American 20090827OTC Sell 425 70.50 American 20110331OTC Sell 194 76.87 American 20090730OTC Sell 358 32.13 American 20080228OTC Sell 2105 31.93 American 20080828OTC Buy 1562 31.98 American 20080131OTC Sell 588 78.23 American 20090730OTC Sell 891 50.47 American 20100930OTC Sell 17778 28.41 American 20080731OTC Sell 210 79.57 American 20110526OTC Buy 34 104.54 European 20090129OTC Sell 646 32.45 American 20090528OTC Sell 508 45.05 American 20080327OTC Sell 138 68.77 American 20110127OTC Sell 548 78.44 American 20090730OTC Sell 2598 44.56 American 20080731OTC Sell 427 51.15 American 20080925OTC Sell 412 33.96 American 20090528OTC Sell 535 41.94 American 20080529OTC Sell 486 74.00 American 20091231OTC Sell 550 41.81 American 20100527OTC Sell 538 73.51 American 20100624OTC Sell 127 74.12 American 20110224OTC Sell 11275 29.50 American 20080731OTC Sell 412 37.91 American 20091126OTC Sell 375 93.26 American 20090625OTC Sell 236 76.01 American 20111229OTC Sell 963 77.02 American 20090625OTC Sell 1003 78.07 American 20110630OTC Sell 156 79.77 American 20120426OTC Buy 881 35.65 American 20090730OTC Sell 454 36.64 American 20090129OTC Sell 128 73.85 American 20090625OTC Sell 1817 43.61 American 20100729OTC Sell 920 35.85 American 20090730OTC Sell 744 31.21 American 20080131OTC Sell 504 34.70 American 20081127OTC Sell 4567 35.21 American 20090730OTC Sell 121 78.40 American 20111124OTC Sell 398 34.64 American 20090625OTC Sell 1171 75.13 American 20090730OTC Sell 456 56.52 American 20101028OTC Sell 1533 78.25 American 20090730OTC Buy 396 31.53 American 20080731OTC Buy 1164 31.41 American 20080626OTC Buy 529 44.82 American 20080731OTC Sell 769 78.00 American 20080731OTC Sell 150 63.27 American 20101230OTC Sell 3221 29.10 American 20080626OTC Sell 1093 30.14 American 20080731OTC Sell 730 77.32 American 20110630OTC Sell 262 60.90 American 20101230OTC Sell 658 77.80 American 20090730OTC Sell 558 44.76 American 20080424OTC Buy 538 73.51 American 20100624OTC Sell 562 35.55 American 20090326OTC Sell 749 44.32 American 20080731OTC Sell 1309 79.52 American 20110428OTC Sell 3307 35.66 American 20081127OTC Sell 302 76.05 American 20090528OTC Sell 214 75.52 American 20111027OTC Buy 198 46.78 European 20080731OTC Sell 565 36.25 American 20091029OTC Sell 319 76.03 American 20120329OTC Sell 270 92.39 American 20120531OTC Sell 912 32.46 American 20080228OTC Sell 722 30.97 American 20080731OTC Buy 356 43.88 American 20100429OTC Sell 350 44.62 American 20080424OTC Sell 628 35.73 European 20090708OTC Sell 354 35.32 American 20081127OTC Sell 1943 78.43 American 20090730OTC Sell 210 79.72 American 20110331OTC Sell 253 59.30 American 20101125OTC Buy 48 115.31 European 20090730OTC Buy 669 74.72 American 20090730OTC Sell 191 130.83 American 20121227OTC Sell 167 74.65 American 20090528OTC Sell 83 65.94 European 20080731OTC Sell 798 75.09 American 20090730OTC Sell 2230 77.80 American 20080731OTC Sell 831 30.07 American 20080731OTC Buy 547 31.15 American 20080828OTC Sell 420 36.12 American 20090730OTC Sell 547 31.15 American 20080828OTC Sell 2502 34.12 American 20090326OTC Sell 482 76.90 American 20090730OTC Sell 129 73.40 American 20110929OTC Buy 452 66.38 European 20080731OTC Sell 428 83.70 American 20110428OTC Sell 1931 45.82 American 20100325OTC Sell 503 34.78 American 20090226OTC Sell 145 68.77 American 20080131OTC Sell 453 27.63 American 20080731OTC Sell 482 103.64 American 20100729OTC Sell 314 77.24 American 20120223OTC Sell 210 45.16 American 20080626OTC Sell 1266 44.08 American 20080731OTC Sell 339 46.19 American 20080327OTC Buy 479 78.25 American 20080731OTC Sell 116 81.38 American 20111124OTC Sell 218 82.32 American 20110428OTC Buy 529 43.27 American 20100429OTC Buy 757 44.08 American 20080731OTC Sell 2250 44.42 American 20080731OTC Sell 680 33.77 American 20071227OTC Sell 507 45.37 American 20100729OTC Sell 216 57.77 American 20100930OTC Buy 781 47.45 European 20080131OTC Sell 287 79.69 American 20110428OTC Sell 299 56.00 American 20101028OTC Sell 768 131.26 American 20110630OTC Sell 246 80.99 American 20120426OTC Sell 99 46.78 European 20080731OTC Sell 216 77.25 American 20090730OTC Sell 370 45.13 American 20100729OTC Sell 353 77.75 American 20090625OTC Sell 453 73.80 American 20110331OTC Buy 643 77.70 American 20090528OTC Sell 70 142.75 American 20121227OTC Sell 190 49.92 American 20080925OTC Sell 293 78.25 American 20100729OTC Sell 205 72.99 American 20110224OTC Buy 339 46.19 American 20080327OTC Sell 5858 35.55 American 20090730OTC Sell 358 34.85 American 20090326OTC Sell 1033 87.15 American 20110526OTC Sell 358 32.05 American 20080327OTC Sell 355 35.21 American 20090226OTC Sell 209 80.07 American 20090625OTC Sell 914 37.42 American 20091126OTC Sell 349 42.49 American 20100527OTC Sell 779 44.25 American 20100729OTC Sell 306 78.70 American 20090730OTC Sell 755 29.62 American 20080626OTC Sell 158 80.11 American 20100325OTC Buy 380 77.83 American 20090730OTC Sell 2894 43.94 American 20080731OTC Sell 342 83.80 American 20110428OTC Sell 502 99.37 American 20090730OTC Sell 322 46.47 American 20080731OTC Sell 770 44.56 American 20100325OTC Sell 1150 36.49 American 20090326OTC Sell 513 44.78 American 20080626OTC Sell 332 69.11 American 20110929OTC Sell 382 32.66 American 20081030OTC Sell 836 29.85 American 20080529OTC Sell 484 60.72 American 20101125OTC Buy 727 29.42 American 20080731OTC Sell 168 88.72 American 20100826OTC Sell 332 34.56 American 20071227OTC Sell 781 47.45 European 20080131OTC Buy 912 32.46 American 20080228OTC Sell 1337 28.02 American 20080731OTC Sell 370 76.90 American 20110630OTC Sell 170 74.77 American 20110825OTC Sell 904 44.74 American 20080731OTC Sell 224 84.72 American 20110428OTC Sell 481 31.14 American 20080626OTC Buy 456 43.85 American 20080731OTC Sell 3365 37.26 American 20090924OTC Sell 116 81.80 American 20110526OTC Sell 1171 34.16 American 20080925OTC Sell 671 78.21 American 20110728OTC Sell 2806 35.63 American 20090730OTC Sell 507 46.02 American 20100729OTC Sell 2177 33.07 American 20081030OTC Sell 382 78.44 American 20110728OTC Sell 259 77.20 American 20090730OTC Sell 466 30.45 American 20080626OTC Sell 279 71.68 American 20080626OTC Buy 516 44.56 American 20100729OTC Sell 1012 81.38 American 20091126OTC Sell 1715 35.27 American 20090625OTC Buy 120 153.76 European 20100729OTC Sell 631 75.92 American 20110728OTC Buy 471 31.81 American 20080327OTC Sell 327 76.38 American 20120329OTC Sell 529 43.27 American 20100429OTC Sell 606 74.20 American 20111229OTC Sell 569 44.16 American 20100729OTC Sell 792 31.53 American 20080731OTC Buy 370 45.13 American 20100729OTC Sell 633 37.88 American 20091126OTC Sell 3618 75.59 American 20110630OTC Sell 115 81.94 American 20110526OTC Sell 515 45.51 American 20100429OTC Sell 198 81.78 American 20120426OTC Sell 148 83.97 American 20110428OTC Sell 443 45.12 American 20090430OTC Buy 540 33.10 American 20071227OTC Sell 1489 28.82 American 20080731OTC Sell 272 84.52 American 20110428OTC Sell 210 69.45 American 20091029OTC Sell 232 71.89 American 20110127OTC Buy 178 74.43 American 20110224OTC Sell 298 76.87 American 20110728OTC Sell 366 34.12 American 20090430OTC Sell 486 35.91 American 20090226OTC Sell 175 113.45 American 20121129OTC Sell 592 77.59 American 20090730OTC Sell 2743 35.16 American 20090730OTC Buy 166 60.09 American 20081127OTC Sell 3550 28.33 American 20080731OTC Sell 335 49.89 American 20100930OTC Sell 268 92.98 American 20100624OTC Sell 1067 77.75 American 20090730OTC Sell 5239 30.77 American 20080424OTC Sell 350 35.69 American 20081030OTC Sell 324 76.67 American 20120223OTC Sell 259 69.31 American 20110127OTC Buy 680 33.77 American 20071227OTC Sell 1444 76.01 American 20090730OTC Buy 517 34.52 American 20071227OTC Sell 184 51.43 American 20100930OTC Sell 228 92.00 American 20120830OTC Sell 563 31.78 American 20080424OTC Sell 853 37.46 American 20091126OTC Sell 179 89.12 American 20120830OTC Sell 995 72.84 American 20110825OTC Sell 585 34.97 American 20090625OTC Sell 483 75.47 American 20090528OTC Sell 641 71.68 American 20110331OTC Sell 117 80.59 American 20110428OTC Sell 587 34.87 American 20090625OTC Sell 248 60.51 American 20101125OTC Buy 2806 35.63 American 20090730OTC Sell 773 33.99 American 20081127OTC Sell 1168 43.85 American 20080731OTC Sell 220 113.50 American 20121025OTC Buy 225 46.61 European 20080626OTC Buy 768 78.07 American 20110630OTC Sell 297 42.01 American 20080529OTC Sell 515 75.13 American 20110630OTC Buy 205 72.99 American 20110224OTC Sell 128 99.90 American 20080731OTC Buy 1963 35.61 American 20090730OTC Sell 878 43.37 American 20100729OTC Sell 383 59.48 American 20100729OTC Sell 726 44.74 American 20100729OTC Sell 3353 34.79 American 20081030OTC Sell 365 52.00 American 20100930OTC Sell 673 103.90 American 20100729OTC Sell 4064 73.77 American 20090625OTC Sell 178 95.03 American 20120531OTC Sell 533 74.93 American 20090226OTC Sell 1412 35.42 American 20090625OTC Sell 665 75.06 American 20110526OTC Sell 547 32.72 American 20080228OTC Sell 225 74.26 American 20110630OTC Sell 977 35.80 American 20090326OTC Sell 803 74.64 American 20110630OTC Sell 2682 31.98 American 20080131OTC Sell 1480 77.40 American 20110728OTC Sell 755 44.17 American 20100527OTC Sell 1269 44.44 American 20100729OTC Sell 495 29.95 American 20080626OTC Buy 569 44.16 American 20100729OTC Sell 423 44.82 American 20100729OTC Buy 288 58.12 American 20101028OTC Sell 166 60.09 American 20081127OTC Sell 1219 78.05 American 20090730OTC Buy 536 27.93 American 20080731OTC Sell 540 33.10 American 20071227OTC Buy 405 33.99 American 20081127OTC Sell 129 73.43 American 20111027OTC Sell 469 31.49 American 20080828OTC Buy 984 34.12 American 20090326OTC Sell 6959 77.62 American 20110630OTC Sell 320 73.10 American 20110825OTC Sell 239 100.09 American 20110929OTC Sell 227 73.68 American 20110825OTC Sell 306 74.43 American 20110224OTC Sell 322 75.46 American 20120329OTC Sell 112 84.21 American 20110526OTC Sell 205 80.85 American 20110526OTC Sell 734 102.11 American 20100930OTC Buy 515 45.51 American 20100429OTC Sell 223 75.02 American 20110728OTC Sell 1575 77.83 American 20110728OTC Sell 1991 34.36 American 20090430OTC Sell 330 43.96 American 20080731OTC Sell 282 77.90 American 20110331OTC Sell 2341 79.13 American 20090730OTC Sell 477 76.42 American 20110630OTC Sell 525 35.67 American 20090226OTC Sell 1137 79.07 American 20110728OTC Sell 1050 32.82 American 20090528OTC Sell 638 39.13 American 20080131OTC Sell 471 31.81 American 20080327OTC Sell 1446 69.14 American 20110127OTC Sell 554 41.49 American 20100527OTC Sell 216 77.32 American 20090625OTC Sell 474 35.09 American 20090924OTC Sell 2058 35.22 American 20090730OTC Sell 212 88.26 American 20120830OTC Sell 133 78.07 American 20090625OTC Buy 412 33.61 American 20090326OTC Sell 392 44.06 American 20080626OTC Sell 1941 34.61 American 20080925OTC Sell 212 78.64 American 20110728OTC Sell 518 44.38 American 20080731OTC Sell 372 41.95 American 20100527OTC Sell 310 74.05 American 20110224OTC Sell 715 78.25 American 20110728OTC Sell 586 34.94 American 20090226OTC Sell 660 75.66 American 20090326OTC Sell 773 77.96 American 20110331OTC Buy 994 35.20 American 20090625OTC Sell 2316 32.38 American 20080731OTC Buy 573 34.90 American 20090625OTC Sell 124 76.06 American 20110331OTC Sell 1091 35.28 American 20090625OTC Sell 989 33.96 American 20080925OTC Sell 2305 43.37 American 20080731OTC Sell 409 38.27 American 20091231OTC Sell 304 75.46 American 20110127OTC Sell 976 28.10 American 20080731OTC Buy 383 59.48 American 20100729OTC Sell 163 76.35 American 20091029OTC Sell 506 29.18 American 20080731OTC Sell 381 78.61 American 20090625OTC Buy 382 78.44 American 20110728OTC Buy 773 28.96 American 20080731OTC Sell 310 80.44 American 20090625OTC Sell 1689 44.50 American 20080731OTC Buy 364 34.36 American 20090430OTC Sell 251 99.44 American 20110630OTC Sell 693 30.82 American 20080626OTC Sell 2262 44.18 American 20080731OTC Sell 923 36.19 American 20090730OTC Sell 416 60.05 American 20101125OTC Sell 544 92.20 American 20120830OTC Sell 1321 33.90 American 20081030OTC Sell 397 31.46 American 20080828OTC Sell 529 44.82 American 20080731OTC Sell 218 76.65 American 20110331OTC Sell 323 71.13 American 20110331OTC Sell 3372 35.35 American 20081127OTC Sell 2123 30.04 American 20080626OTC Buy 132 110.08 European 20090924OTC Sell 184 77.32 American 20090730OTC Sell 469 71.33 American 20110127OTC Sell 283 105.65 American 20121025OTC Sell 814 73.65 American 20110331OTC Buy 83 65.94 European 20080731OTC Sell 2190 33.61 American 20090326OTC Sell 602 27.85 American 20080731OTC Sell 115 82.00 American 20111124OTC Sell 923 77.70 American 20110526OTC Sell 274 75.79 American 20090625OTC Sell 302 82.55 American 20110428OTC Sell 252 71.35 American 20110224OTC Sell 438 58.07 American 20101125OTC Buy 1053 79.13 American 20090730OTC Sell 2577 35.15 American 20081127OTC Sell 497 35.21 American 20081127OTC Sell 274 74.36 American 20110825OTC Sell 336 68.24 American 20090326OTC Sell 7000 88.44 American 20120830OTC Sell 339 67.92 American 20101230OTC Sell 505 45.29 American 20080424OTC Sell 277 52.57 American 20100826OTC Buy 131 75.91 American 20110825OTC Buy 618 42.03 European 20080731OTC Buy 332 45.65 European 20080424OTC Sell 1027 32.72 American 20080828OTC Sell 728 38.96 American 20091029OTC Sell 166 75.12 American 20100128OTC Sell 157 76.39 American 20091231OTC Sell 486 46.99 American 20100325OTC Buy 299 56.00 American 20101028OTC Buy 112 41.44 European 20080731OTC Sell 541 31.82 American 20080327OTC Sell 493 35.41 American 20090226OTC Sell 798 36.28 American 20081030OTC Buy 214 77.98 American 20110331OTC Sell 529 44.27 American 20080731OTC Sell 110 135.41 American 20121227OTC Sell 458 31.00 American 20080327OTC Sell 455 75.66 American 20110630OTC Sell 1271 78.44 American 20110630OTC Sell 356 43.88 American 20100429OTC Sell 717 34.82 American 20090625OTC Sell 8375 28.96 American 20080731OTC Sell 823 36.07 American 20091126OTC Buy 475 29.94 American 20080626OTC Sell 353 34.89 American 20090326OTC Sell 982 74.31 American 20090730OTC Sell 1417 73.31 American 20110331OTC Sell 167 74.21 American 20110929OTC Sell 128 74.18 American 20110630OTC Sell 160 77.80 American 20111229OTC Sell 594 38.49 American 20080131OTC Sell 380 38.12 American 20091231OTC Sell 672 37.18 American 20090924OTC Sell 517 34.52 American 20071227OTC Sell 266 62.82 American 20101230OTC Buy 96 48.36 European 20081030OTC Sell 329 75.59 American 20090730OTC Sell 305 75.37 American 20111229OTC Sell 383 32.59 American 20081030OTC Sell 1605 43.61 American 20100624OTC Sell 666 50.31 American 20100930OTC Sell 2326 34.49 American 20081030OTC Buy 330 43.96 American 20080731OTC Sell 765 79.13 American 20110728OTC Sell 944 36.20 American 20091126OTC Sell 235 71.07 American 20091029OTC Sell 475 29.94 American 20080626OTC Sell 900 32.90 American 20071227OTC Sell 3054 29.42 American 20080731OTC Sell 671 31.88 American 20080828OTC Sell 279 59.89 American 20101230OTC Sell 382 43.78 American 20100624OTC Sell 854 31.43 American 20080424OTC Sell 928 44.42 American 20100729OTC Sell 163 97.99 American 20100930OTC Sell 322 73.60 American 20110728OTC Sell 1624 34.89 American 20090326OTC Sell 324 44.91 American 20100624OTC Sell 361 34.59 American 20090326OTC Sell 387 35.56 American 20090625OTC Buy 87 52.90 European 20090129OTC Sell 1851 34.90 American 20090625OTC Sell 248 67.50 American 20110331OTC Buy 1820 30.77 American 20080424OTC Sell 194 72.99 American 20090226OTC Sell 240 69.45 American 20110929OTC Sell 956 78.02 American 20110728OTC Sell 526 45.52 American 20080731OTC Sell 3684 35.61 American 20090730OTC Buy 556 44.91 American 20080626OTC Sell 330 75.58 American 20090625OTC Sell 419 82.25 American 20110428OTC Sell 582 35.15 American 20090730OTC Sell 252 99.00 American 20120927OTC Sell 971 44.03 American 20100624OTC Buy 363 41.78 European 20080731OTC Buy 539 44.03 American 20100624OTC Sell 1013 76.50 American 20090625OTC Buy 541 29.50 American 20080731OTC Sell 408 29.40 American 20080529OTC Sell 3846 78.00 American 20090730OTC Buy 98 46.93 European 20080828OTC Sell 715 27.95 American 20080731OTC Sell 988 33.99 American 20080925OTC Buy 424 29.43 American 20080529OTC Sell 223 80.46 American 20111124OTC Sell 2538 34.27 American 20081030OTC Sell 3442 78.66 American 20090730OTC Sell 972 78.66 American 20110630OTC Sell 467 44.68 American 20100624OTC Sell 303 52.83 European 20090730OTC Sell 862 34.81 American 20090226OTC Sell 306 74.86 American 20110224OTC Sell 363 63.30 American 20101230OTC Sell 281 78.18 American 20090625OTC Buy 749 44.32 American 20080731OTC Sell 149 73.79 American 20091231OTC Buy 899 32.90 American 20071227OTC Sell 308 78.56 American 20111027OTC Sell 2458 35.65 American 20090730OTC Sell 131 75.91 American 20110825OTC Sell 2290 44.32 American 20080731OTC Sell 334 37.35 American 20091126OTC Sell 239 83.61 American 20110428OTC Sell 209 69.66 American 20110127OTC Sell 354 35.30 American 20081225OTC Sell 214 78.18 American 20110630OTC Sell 493 80.57 American 20110428OTC Sell 402 38.94 American 20091231OTC Sell 417 34.02 American 20080925OTC Sell 537 73.88 American 20110331OTC Sell 2188 44.20 American 20080731OTC Sell 2989 78.27 American 20110728OTC Sell 264 67.93 American 20110929OTC Sell 599 33.42 American 20080131OTC Sell 318 75.40 American 20090730OTC Sell 350 35.74 American 20081030OTC Sell 784 44.57 American 20080731OTC Sell 1164 31.41 American 20080626OTC Sell 726 43.58 American 20100624OTC Sell 7710 28.16 American 20080731OTC Sell 380 77.83 American 20090730OTC Sell 580 76.60 American 20110630OTC Sell 643 77.70 American 20090528OTC Sell 555 39.60 American 20091231OTC Sell 175 75.71 American 20110728OTC Sell 811 73.90 American 20110825OTC Sell 226 73.85 American 20110630OTC Sell 441 78.10 American 20110728OTC Sell 328 70.01 American 20111027OTC Sell 388 32.13 American 20090528OTC Sell 634 78.86 American 20090730OTC Sell 487 35.84 American 20090226OTC Sell 238 50.02 American 20100826OTC Buy 387 35.55 American 20090730OTC Sell 817 76.39 American 20111229OTC Sell 354 35.25 American 20090625OTC Buy 266 62.82 American 20101230OTC Sell 1100 77.20 American 20110630OTC Sell 556 44.91 American 20080626OTC Sell 1902 33.86 American 20081030OTC Sell 169 97.99 American 20120927OTC Sell 373 78.77 American 20110728OTC Sell 127 98.17 American 20100729OTC Sell 479 78.25 American 20080731OTC Sell 7228 27.93 American 20080731OTC Sell 424 29.43 American 20080529OTC Sell 226 70.51 American 20110224OTC Sell 316 76.75 American 20111027OTC Sell 316 55.41 American 20100930OTC Sell 1875 78.70 American 20110728OTC Sell 136 69.69 American 20090129OTC Sell 5123 78.86 American 20080731OTC Buy 332 34.56 American 20071227OTC Buy 487 35.84 American 20090226OTC Buy 845 34.27 American 20081030OTC Buy 663 42.15 European 20080731OTC Sell 492 45.61 American 20080731OTC Sell 550 41.67 American 20100527OTC Sell 244 68.57 American 20090129OTC Buy 303 52.83 European 20090730OTC Sell 955 83.66 American 20110526OTC Sell 380 43.94 American 20100729OTC Sell 134 70.98 American 20110224OTC Sell 646 34.61 American 20081030OTC Sell 4810 34.21 American 20090326OTC Sell 704 44.03 American 20080626OTC Sell 180 107.85 American 20120927OTC Sell 463 35.94 American 20090326OTC Buy 941 34.79 American 20081030OTC Sell 1476 36.09 American 20090730OTC Sell 296 75.92 American 20090730OTC Sell 345 36.30 American 20090730OTC Sell 337 77.75 American 20110630OTC Buy 310 74.05 American 20110224OTC Buy 289 43.65 European 20080731OTC Sell 309 74.31 American 20110728OTC Sell 1005 74.61 American 20080731OTC Buy 238 50.02 American 20100826OTC Sell 610 75.40 American 20110825OTC Sell 350 35.66 American 20090129OTC Sell 5247 28.58 American 20080731OTC Sell 334 68.76 American 20111027OTC Sell 636 77.75 American 20110630OTC Sell 191 94.10 American 20120927OTC Sell 3696 38.63 American 20080131OTC Sell 359 34.82 American 20090625OTC Sell 299 142.00 American 20101028OTC Sell 371 80.76 American 20110526Call Warant Buy 912 0.00 European 20081215Call Warant Sell 14811 0.00 European 20081215Call Warant Sell 55200 145.00 European 20080124Call Warant Sell 265320 150.00 European 20080124Call Warant Sell 20500 140.00 European 20080124Call Warant Sell 146578 150.00 European 20080327Call Warant Sell 25850 110.00 European 20080124Put Warrant Sell 1341 74.45 European 20080701Put Warrant Sell 637 74.48 European 20080627Put Warrant Sell 6523 74.72 European 20080410Put Warrant Sell 1086 87.40 European 20080630Put Warrant Sell 1086 87.40 European 20080630Put Warrant Sell 1646 86.58 European 20080620Put Warrant Sell 1079 87.97 European 20080630Put Warrant Sell 1063 89.30 European 20080630Put Warrant Sell 1056 89.82 European 20080630Put Warrant Sell 868 91.10 European 20080715Put Warrant Sell 868 91.10 European 20080715Put Warrant Sell 1069 88.83 European 20080707Put Warrant Sell 1086 87.37 European 20080701Put Warrant Sell 1083 87.64 European 20080625Put Warrant Sell 1539 97.40 European 20080630Put Warrant Sell 1745 89.99 European 20080619Put Warrant Sell 2021 93.96 European 20080704Put Warrant Sell 2527 96.49 European 20080703Put Warrant Sell 1524 93.43 European 20080715Put Warrant Sell 1019 93.19 European 20080630Put Warrant Sell 3054 98.19 European 20080630Put Warrant Sell 1018 93.19 European 20080630Put Warrant Sell 3056 93.29 European 20080630Put Warrant Sell 1120 93.28 European 20080725Put Warrant Sell 1015 93.58 European 20080707Put Warrant Sell 2022 93.58 European 20080630Put Warrant Sell 2030 93.58 European 20080630Put Warrant Sell 1015 93.58 European 20080703Put Warrant Sell 3052 93.38 European 20080703Put Warrant Sell 1022 92.92 European 20080630Put Warrant Sell 508 93.38 European 20080630Put Warrant Sell 1525 93.38 European 20080703Put Warrant Sell 4936 92.42 European 20080703Put Warrant Sell 1034 91.74 European 20080707Put Warrant Sell 1420 97.40 European 20080703Put Warrant Sell 1034 96.75 European 20080630Put Warrant Sell 507 93.44 European 20080630Put Warrant Sell 1015 98.36 European 20080630Put Warrant Sell 5081 93.44 European 20081001Put Warrant Sell 5081 93.44 European 20080630Put Warrant Sell 1031 92.04 European 20080704Put Warrant Sell 25252 99.00 European 20080703Put Warrant Sell 5083 93.44 European 20080630Put Warrant Sell 600 94.99 European 20080707Put Warrant Sell 4504 94.99 European 20080703Put Warrant Sell 1007 99.44 European 20080630Put Warrant Sell 10026 94.68 European 20080703Put Warrant Sell 1007 99.44 European 20080630Put Warrant Sell 1475 93.37 European 20080916Put Warrant Sell 939 101.07 European 20081210Put Warrant Sell 758 125.31 European 20081126Call Warant Buy 1341 89.34 European 20080701Call Warant Buy 637 98.00 European 20080627Call Warant Buy 6523 98.31 European 20080410Call Warant Buy 1086 109.48 European 20080630Call Warant Buy 1086 105.80 European 20080630Call Warant Buy 1646 118.48 European 20080620Call Warant Buy 1079 111.12 European 20080630Call Warant Buy 1063 112.80 European 20080630Call Warant Buy 1056 112.04 European 20080630Call Warant Buy 868 115.07 European 20080715Call Warant Buy 868 115.07 European 20080715Call Warant Buy 1069 112.20 European 20080707Call Warant Buy 1086 109.44 European 20080701Call Warant Buy 1083 119.93 European 20080625Call Warant Buy 1539 116.88 European 20080630Put Warrant Sell 0 European 20080619Call Warant Buy 2021 118.68 European 20080704Call Warant Buy 2527 123.71 European 20080703Call Warant Buy 1524 114.58 European 20080715Call Warant Buy 1019 122.61 European 20080630Call Warant Buy 3054 117.83 European 20080630Call Warant Buy 1018 122.61 European 20080630Call Warant Buy 3056 117.84 European 20080630Call Warant Buy 1120 117.83 European 20080725Call Warant Buy 1015 118.21 European 20080707Call Warant Buy 2022 123.14 European 20080630Call Warant Buy 2030 128.06 European 20080630Call Warant Buy 1015 116.24 European 20080703Call Warant Buy 3052 117.95 European 20080703Call Warant Buy 1022 127.15 European 20080630Call Warant Buy 508 117.95 European 20080630Call Warant Buy 1525 117.95 European 20080703Call Warant Buy 4936 116.74 European 20080703Call Warant Buy 1034 115.89 European 20080707Call Warant Buy 1420 116.88 European 20080703Call Warant Buy 1034 117.07 European 20080630Call Warant Buy 507 118.03 European 20080630Call Warant Buy 1015 119.02 European 20080630Call Warant Buy 5081 122.95 European 20081001Call Warant Buy 5081 116.06 European 20080630Call Warant Buy 1031 116.26 European 20080704Call Warant Buy 25252 123.75 European 20080703Call Warant Buy 5083 116.06 European 20080630Call Warant Buy 600 119.99 European 20080707Call Warant Buy 4504 119.99 European 20080703Call Warant Buy 1007 120.32 European 20080630Call Warant Buy 10026 124.57 European 20080703Call Warant Buy 1007 120.32 European 20080630Call Warant Buy 1475 117.94 European 20080916Call Warant Buy 939 122.35 European 20081210Call Warant Buy 758 158.28 European 20081126 Annexure A Purchase/Sale Number of Securities Price per Unit (AUD)Purchase 112 134.33Purchase 93 134.34Purchase 50 134.34Purchase 300 134.34Purchase 100 134.34Purchase 457 134.34Purchase 195 134.35Purchase 200 134.35Purchase 100 134.35Purchase 400 134.35Purchase 600 134.36Purchase 10 134.37Purchase 1,210 134.37Purchase 1,000 134.37Purchase 19 134.37Purchase 500 134.37Purchase 106 134.37Purchase 471 134.37Purchase 77 134.37Purchase 2,500 134.38Purchase 1,000 134.38Purchase 50 134.39Purchase 29 134.5Purchase 120 134.5Purchase 514 134.52Purchase 486 134.52Purchase 53 134.53Purchase 500 134.57Purchase 47 134.6Purchase 50 135.02Purchase 37 135.15Purchase 11 135.15Purchase 22 135.15Purchase 1,449 135.2Purchase 47 135.2Purchase 18 135.2Purchase 18 135.2Purchase 11 135.2Purchase 17 135.2Purchase 440 135.2Purchase 110 135.2Purchase 96 135.23Purchase 44 135.23Purchase 460 135.23Purchase 237 135.24Purchase 114 135.24Purchase 80 135.28Purchase 2,500 135.31Purchase 17 135.31Purchase 15 135.31Purchase 250 135.31Purchase 33 135.34Purchase 53 135.49Purchase 1,000 135.58Purchase 200 135.69Purchase 1,000 135.77Purchase 100 135.89Purchase 4,352 135.9Purchase 5,027 OTC Sale to custodian at marketSale 77 134.37Sale 10 134.5Sale 258 134.5Sale 120 134.5Sale 131 134.57Sale 313 134.7Sale 207 134.77Sale 293 134.77Sale 384 134.83Sale 987 134.84Sale 405 134.85Sale 45 134.86Sale 311 135Sale 152 135Sale 100 135.05Sale 185 135.1Sale 50 135.1Sale 815 135.11Sale 119 135.18Sale 2,000 135.21Sale 911 135.23Sale 8 135.25Sale 5 135.25Sale 76 135.25Sale 94 135.25Sale 300 135.25Sale 151 135.25Sale 118 135.25Sale 7 135.26Sale 9 135.26Sale 33 135.26Sale 1,000 135.27Sale 300 135.27Sale 38 135.27Sale 62 135.27Sale 300 135.28Sale 12 135.3Sale 22 135.3Sale 36 135.41Sale 18 135.48Sale 1 135.48Sale 61 135.48Sale 1,000 135.5Sale 726 135.52Sale 12 135.52Sale 58 135.52Sale 18 135.52Sale 78 135.52Sale 82 135.52Sale 1 135.52Sale 2 135.52Sale 475 135.52Sale 102 135.52Sale 15 135.52Sale 62 135.52Sale 402 135.52Sale 92 135.55Sale 461 135.6Sale 9 135.6Sale 530 135.6Sale 421 135.6Sale 111 135.6Sale 83 135.63Sale 1,000 135.63Sale 1,262 135.63Sale 1,000 135.7Sale 31 135.7Sale 421 135.7Sale 253 135.7Sale 9 135.71Sale 191 135.71Sale 1,000 135.77Sale 1,000 135.78Sale 2,638 135.8Sale 359 135.8Sale 3 135.8Total Sales 24431Total Purchases 29107 Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Long 258 134.5CFD Long 10 134.5CFD Long 120 134.5CFD Long 207 134.77CFD Long 293 134.77CFD Long 384 134.83CFD Long 152 135CFD Long 22 135.3CFD Long 50 135.1CFD Long 100 135.05CFD Long 1 135.48CFD Long 18 135.48CFD Long 61 135.48CFD Long 9 135.71CFD Long 191 135.71CFD Short 50 134.39CFD Short 500 134.57CFD Short 53 134.53CFD Short 47 134.6CFD Short 50 135.02CFD Short 250 135.31CFD Short 11 135.15CFD Short 37 135.15CFD Short 22 135.15CFD Short 44 135.23CFD Short 96 135.23CFD Short 460 135.23CFD Short 110 135.2CFD Short 200 135.69 Annexure C Product Name Writing, Number of Exercise Type Expiry date Option money paid/ selling, securities to price (AUD) received per unit purchasing, which option (AUD) varying etc relatesCall Warrant Purchasing 2000 150 European 20080124 0.36Call Warrant Purchasing 4500 145 European 20080124 0.6Call Warrant Purchasing 5000 150 European 20080327 1.15Call Warrant Purchasing 2100 150 European 20080327 1.15Call Warrant Purchasing 2000 110 European 20080124 4.36Call Warrant Purchasing 20000 150 European 20080327 1.19Call Warrant Purchasing 15000 110 European 20080124 4.45OTC Selling 110 135.4099 American 20121227 28.1707Instalment Warrant Purchasing 120 90 European 20080327 47.93Instalment Warrant Purchasing 100 European 20160519Instalment Warrant Purchasing 1000 European 20160519 75.68Instalment Warrant Purchasing 1000 63 European 20160519 75.65Instalment Warrant Purchasing 2000 65 European 20070927 27.15Instalment Warrant Purchasing 1000 65 European 20070927 27.62Instalment Warrant Purchasing 1000 65 European 20070927 27.5Instalment Warrant Purchasing 800 65 European 20070927 27.5Instalment Warrant Purchasing 135 120 European 20090630 38.49Instalment Warrant Purchasing 50 50.7106 European 20160630 91.18Instalment Warrant Selling 1000 63 European 20160519 75.46Instalment Warrant Selling 1000 63 European 20160519 75.65Instalment Warrant Selling 45 65 European 20070927 27.51Instalment Warrant Selling 80 45.5008 European 20120629 92.88Instalment Warrant Selling 53 45.5008 European 20120629 0.01 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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