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EPT Disclosure

10th Nov 2008 09:44

RNS Number : 7947H

UBS Securities Australia Limited

10 November 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	7 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

(1) Relevant securities

716385

0.16%

1969067

0.43%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

1160092

0.25%

476875

0.10%

Total

1876477

0.41%

2445942

0.54%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale	Number of securities	Price per unit (AUD) (Note 4)
Purchase	5696	72.27
Purchase	3000	71.56
Purchase	2778	71.79
Purchase	2555	71.7
Purchase	2500	72.4
Purchase	2401	72.27
Purchase	1464	71.62
Purchase	1039	70.85
Purchase	1000	71.6
Purchase	983	70.85
Purchase	546	71.5
Purchase	500	71.62
Purchase	500	71.56
Purchase	435	71.62
Purchase	388	72.51
Purchase	372	72.51
Purchase	355	72.4
Purchase	345	71.62
Purchase	339	72.51
Purchase	277	71.7
Purchase	269	71.56
Purchase	231	71.56
Purchase	230	70.85
Purchase	230	70.85
Purchase	222	71.79
Purchase	179	70.84
Purchase	155	71.62
Purchase	146	70.83
Purchase	144	72.27
Purchase	108	70.85
Purchase	102	70.83
Purchase	100	71.62
Purchase	100	72.27
Purchase	93	70.85
Purchase	93	70.85
Purchase	84	71.7
Purchase	84	71.7
Purchase	72	72.03
Purchase	69	73.83
Purchase	69	72.55
Purchase	69	73.93
Purchase	69	73.08
Purchase	69	73.49
Purchase	69	72.8
Purchase	69	73.93
Purchase	69	72.92
Purchase	69	73.8
Purchase	63	72.4
Purchase	63	72.4
Purchase	63	70.85
Purchase	50	70.85
Purchase	48	73.39
Purchase	42	72.03
Purchase	35	73.25
Purchase	35	72.91
Purchase	35	72.48
Purchase	35	73.08
Purchase	35	72.68
Purchase	25	70.85
Purchase	25	70.83
Purchase	23	70.83
Purchase	22	72.03
Purchase	21	73.39
Purchase	20	72.74
Purchase	18	72.4
Purchase	15	72.74
Purchase	12	72.45
Purchase	1	71.5
Purchase	1	71.62
Purchase	1	72.4
Sale	1	79.04
Sale	1	71.74
Sale	1	70.55
Sale	1	70.62
Sale	2	70.61
Sale	2	70.61
Sale	2	73.65
Sale	3	70.61
Sale	4	73.69
Sale	5	73.69
Sale	6	70.61
Sale	6	73.69
Sale	6	73.69
Sale	6	73.64
Sale	7	72.55
Sale	7	72.54
Sale	7	70.61
Sale	7	73.64
Sale	8	71.6
Sale	8	73.68
Sale	10	71.74
Sale	11	73.66
Sale	11	73.64
Sale	12	73.69
Sale	14	73.64
Sale	15	70.61
Sale	18	71.74
Sale	20	70.51
Sale	22	71.6
Sale	25	73.64
Sale	29	72.7
Sale	38	73.69
Sale	45	73.68
Sale	57	70.62
Sale	59	73.64
Sale	69	70.51
Sale	70	71.6
Sale	77	71.8
Sale	78	71.8
Sale	82	72.27
Sale	93	70.85
Sale	98	72.43
Sale	100	72.7
Sale	100	73.64
Sale	105	70.61
Sale	125	70.51
Sale	138	72.55
Sale	138	70.51
Sale	144	72.27
Sale	150	70.61
Sale	187	73.64
Sale	200	70.61
Sale	348	70.61
Sale	355	72.55
Sale	358	72.54
Sale	367	72.27
Sale	387	72.49
Sale	393	71.74
Sale	500	71.6
Sale	500	72.59
Sale	500	72.55
Sale	504	71.6
Sale	627	70.53
Sale	731	71.6
Sale	1165	71.6
Sale	1420	70.74
Sale	1613	72.49
Sale	2401	72.27
Sale	2578	71.74
Sale	3000	71.89
Sale	5696	72.27
Sale	138370	72.27
Total Purchase	31424
Total Sale	164243

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 6)	Exercise price (AUD)	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (AUD) (Note 4)
Call Warrant	Purchasing	3893	100	European	06-Nov-08	0
Call Warrant	Purchasing	7725	96	European	06-Nov-08	0
Put Option	Selling	315	79.04	American	08-Nov-10	24.08
Put Option	Selling	315	79.04	American	08-Nov-10	24.08
Put Option	Selling	315	79.04	American	08-Nov-10	24.08

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	10 November 2008
Contact name	Ann Tran
Telephone number	+61 2 93242944
Name of offeree/offeror with which connected	BHP Billiton PLC/BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercise price (AUD) (Note 2)	Type, e.g. American, European etc.	Expiry date
Call Option	Purchased	132000	27-Nov-08	American	150
Call Option	Purchased	100000	18-Dec-08	American	170
Call Option	Purchased	60000	18-Dec-08	American	116
Call Option	Purchased	44000	18-Dec-08	American	100
Call Option	Purchased	40000	18-Dec-08	American	70
Call Option	Purchased	40000	18-Dec-08	American	160
Call Option	Purchased	30000	18-Dec-08	American	84
Call Option	Purchased	20000	18-Dec-08	American	112
Call Option	Purchased	20000	18-Dec-08	American	114
Call Option	Purchased	20000	18-Dec-08	American	130
Call Option	Purchased	20000	27-Nov-08	American	109
Call Option	Purchased	20000	18-Dec-08	American	86
Call Option	Purchased	16000	26-May-09	European	80
Call Option	Purchased	15000	18-Dec-08	American	158
Call Option	Purchased	10000	18-Dec-08	American	79
Call Option	Purchased	10000	18-Dec-08	American	100
Call Option	Purchased	4000	18-Dec-08	American	110
Call Option	Purchased	3000	18-Dec-08	American	170
Call Option	Purchased	1000	19-Jun-09	European	114.74
Call Option	Purchased	1000	27-Nov-08	American	121
Call Option	Written	2000	18-Dec-08	American	120
Call Option	Written	2000	27-Nov-08	American	69
Call Option	Written	2000	27-Nov-08	American	80
Call Option	Written	2000	27-Nov-08	American	78
Call Option	Written	2000	18-Dec-08	American	128
Call Option	Written	2000	27-Nov-08	American	88
Call Option	Written	2000	22-Dec-11	American	150
Call Option	Written	3000	27-Nov-08	American	104
Call Option	Written	5000	18-Dec-08	American	180
Call Option	Written	5000	27-Nov-08	American	100
Call Option	Written	6000	27-Nov-08	American	92
Call Option	Written	10000	27-Nov-08	American	75
Call Option	Written	16000	26-May-09	European	80
Call Option	Written	22000	27-Nov-08	American	98
Call Option	Written	30000	27-Nov-08	American	73
Call Warrant	Written	1000	29-Jan-09	European	115
Call Warrant	Written	1400	18-Dec-08	European	145
Call Warrant	Written	1717	30-Jun-14	European	0
Call Warrant	Written	3152	18-Jun-09	European	55
Call Warrant	Written	17506	26-May-09	European	80
Call Warrant	Written	32100	18-Dec-08	European	135
Put Option	Purchased	150000	22-Dec-11	American	77
Put Option	Purchased	75000	18-Dec-08	American	110
Put Option	Purchased	40000	26-Mar-09	American	64
Put Option	Purchased	32000	18-Dec-08	American	66
Put Option	Purchased	8000	27-Nov-08	American	84
Put Option	Purchased	4000	18-Dec-08	American	90
Put Option	Written	10	22-Jun-12	American	72.16
Put Option	Written	72	17-Jun-13	American	136.98
Put Option	Written	73	22-Feb-11	American	135.65
Put Option	Written	78	31-Jan-13	American	127
Put Option	Written	91	22-Jan-09	American	109
Put Option	Written	94	30-Jun-11	American	131.31
Put Option	Written	101	29-Aug-13	American	122.94
Put Option	Written	119	11-Aug-10	American	83.55
Put Option	Written	125	29-Jul-10	American	99.48
Put Option	Written	125	28-Jun-12	American	99.59
Put Option	Written	126	07-Sep-12	American	99.07
Put Option	Written	127	22-Jun-10	American	98.35
Put Option	Written	128	21-Jun-11	American	77.89
Put Option	Written	130	19-May-11	American	76.7
Put Option	Written	131	26-Jul-12	American	94.91
Put Option	Written	132	02-Jul-12	American	97.5
Put Option	Written	146	29-Jul-10	American	98.79
Put Option	Written	146	26-Jul-12	American	102.05
Put Option	Written	150	29-Jul-10	American	99.59
Put Option	Written	152	28-Jun-12	American	98.36
Put Option	Written	154	11-Dec-12	American	129.41
Put Option	Written	157	29-Jul-10	American	99.86
Put Option	Written	158	29-Jul-10	American	99.12
Put Option	Written	158	24-Jun-11	American	78.77
Put Option	Written	159	23-Jun-09	American	78.2
Put Option	Written	159	21-Jun-11	American	78.31
Put Option	Written	164	11-May-12	American	91.04
Put Option	Written	168	30-May-13	American	148.37
Put Option	Written	176	25-Oct-12	American	113.21
Put Option	Written	181	29-Jul-10	American	101
Put Option	Written	183	30-Jun-11	American	135.98
Put Option	Written	185	28-Jun-12	American	96.8
Put Option	Written	198	16-Jun-10	American	100.52
Put Option	Written	203	22-Jun-10	American	98.47
Put Option	Written	203	22-Jun-10	American	98.08
Put Option	Written	209	28-Apr-11	American	81.14
Put Option	Written	214	28-Jun-12	American	93.26
Put Option	Written	218	28-Jun-12	American	100.49
Put Option	Written	227	22-Jun-10	American	44.05
Put Option	Written	240	18-Apr-11	American	83.48
Put Option	Written	243	26-Jul-12	American	102.51
Put Option	Written	246	24-Jun-10	American	101.6
Put Option	Written	257	17-Jun-11	American	76.5
Put Option	Written	265	22-Jun-11	American	75.38
Put Option	Written	271	10-Jun-09	American	73.66
Put Option	Written	271	05-Jun-09	American	73.76
Put Option	Written	283	19-Oct-11	American	78.34
Put Option	Written	286	30-Aug-12	American	91.6
Put Option	Written	296	15-Sep-09	American	67.43
Put Option	Written	298	25-Jun-10	American	100.5
Put Option	Written	300	02-Jan-09	American	71.7
Put Option	Written	305	25-Jun-09	American	75.25
Put Option	Written	310	23-Jun-10	American	96.73
Put Option	Written	315	08-Nov-10	American	79.04
Put Option	Written	325	21-May-09	American	77.02
Put Option	Written	342	29-Jun-12	American	102.42
Put Option	Written	352	29-Jul-10	American	98.21
Put Option	Written	353	09-Feb-09	American	70.82
Put Option	Written	356	10-Jun-09	American	70.14
Put Option	Written	363	28-Apr-09	American	82.51
Put Option	Written	371	29-Jul-10	American	99.3
Put Option	Written	382	26-Jul-12	American	98
Put Option	Written	396	08-Mar-10	American	75.01
Put Option	Written	400	22-Jun-11	American	74.9
Put Option	Written	404	24-Jun-10	American	98.86
Put Option	Written	413	24-Jun-10	American	96.82
Put Option	Written	413	21-Jun-12	American	96.75
Put Option	Written	419	19-Jan-09	American	71.59
Put Option	Written	425	30-Jun-11	American	78.61
Put Option	Written	429	18-Jun-09	American	34.96
Put Option	Written	434	29-Jul-10	American	98.52
Put Option	Written	460	31-Jan-13	American	109.66
Put Option	Written	465	28-Jun-12	American	98.9
Put Option	Written	472	29-Jul-10	American	90.6
Put Option	Written	484	26-Jul-12	American	103.17
Put Option	Written	509	29-Jul-10	American	98.07
Put Option	Written	510	29-Jul-10	American	98
Put Option	Written	514	30-Jun-11	American	77.75
Put Option	Written	518	31-May-12	American	96.51
Put Option	Written	528	29-Jun-11	American	75.48
Put Option	Written	534	22-Jun-12	American	88.91
Put Option	Written	538	26-Jul-12	American	99.08
Put Option	Written	547	27-Jan-11	American	109.66
Put Option	Written	555	22-Jun-10	American	45.04
Put Option	Written	562	29-Jul-10	American	99.67
Put Option	Written	564	22-Jun-12	American	90.39
Put Option	Written	566	22-Jun-09	American	35.33
Put Option	Written	567	19-Jun-09	American	35.27
Put Option	Written	573	18-Jun-09	American	34.9
Put Option	Written	591	29-Jul-10	American	95.3
Put Option	Written	598	22-Jun-12	American	83.69
Put Option	Written	600	30-Jun-11	American	73.45
Put Option	Written	601	25-Jun-10	American	99.71
Put Option	Written	628	29-Jul-10	American	99.44
Put Option	Written	634	27-May-09	American	78.7
Put Option	Written	637	15-Jun-11	American	139.1
Put Option	Written	648	24-Jun-09	American	97.31
Put Option	Written	650	12-Jun-12	American	92.25
Put Option	Written	663	23-Jun-11	American	75.36
Put Option	Written	663	25-Jun-09	American	75.38
Put Option	Written	696	26-Jul-12	American	99.01
Put Option	Written	703	22-Jun-12	American	85.3
Put Option	Written	715	12-Jun-13	American	139.74
Put Option	Written	733	28-Jun-12	American	102.26
Put Option	Written	794	23-Jun-11	American	75.5
Put Option	Written	821	22-Jun-12	American	103.41
Put Option	Written	828	29-Jul-10	American	98.9
Put Option	Written	836	15-Jun-10	American	99.24
Put Option	Written	859	30-Jun-11	American	77.44
Put Option	Written	869	23-Jun-11	American	75.44
Put Option	Written	870	22-Jun-12	American	97.65
Put Option	Written	887	28-Jun-12	American	98.08
Put Option	Written	941	03-Jun-10	American	42.5
Put Option	Written	982	30-Jun-11	American	74.85
Put Option	Written	1000	14-Jun-11	American	76
Put Option	Written	1000	19-Jun-09	American	76.49
Put Option	Written	1000	18-Dec-08	American	120
Put Option	Written	1000	18-Dec-08	American	160
Put Option	Written	1000	27-Nov-08	American	74
Put Option	Written	1008	18-Jun-10	American	99.09
Put Option	Written	1020	01-Aug-11	American	74.54
Put Option	Written	1038	30-Jun-11	American	76.08
Put Option	Written	1062	28-Jun-12	American	98.28
Put Option	Written	1067	26-Jul-12	American	101.45
Put Option	Written	1080	29-Jul-10	American	101.81
Put Option	Written	1083	28-Jun-12	American	92.25
Put Option	Written	1175	27-Jan-10	American	42.5
Put Option	Written	1257	28-Jun-12	American	99.37
Put Option	Written	1281	21-Jun-10	American	43.4
Put Option	Written	1334	22-Jun-11	American	74.99
Put Option	Written	1360	28-Jul-11	American	73.51
Put Option	Written	1418	29-Jul-10	American	91.6
Put Option	Written	1441	29-Jul-10	American	99.64
Put Option	Written	1500	22-Mar-10	American	78.2
Put Option	Written	1500	23-Mar-10	American	78.39
Put Option	Written	1512	25-Jun-10	American	99.17
Put Option	Written	1588	26-Jul-12	American	99.88
Put Option	Written	1594	26-Jul-12	American	100.35
Put Option	Written	1600	25-Feb-10	American	77.2
Put Option	Written	1628	24-Jun-10	American	102.26
Put Option	Written	1639	26-Jul-12	American	103.64
Put Option	Written	1656	30-Jun-11	American	77.02
Put Option	Written	1787	26-Jul-12	American	100.7
Put Option	Written	1902	28-Jun-12	American	98.51
Put Option	Written	2000	26-Mar-09	American	100
Put Option	Written	2264	24-Jun-09	American	110.36
Put Option	Written	2450	28-Jul-11	American	76.54
Put Option	Written	2515	26-Jul-12	American	98.79
Put Option	Written	2716	28-Jul-11	American	78.99
Put Option	Written	2719	29-Jul-10	American	99.08
Put Option	Written	2739	29-Jul-10	American	94.91
Put Option	Written	2746	24-Jun-11	American	72.82
Put Option	Written	3000	18-Dec-08	American	58
Put Option	Written	3000	18-Dec-08	American	110
Put Option	Written	3000	29-Jan-09	American	122
Put Option	Written	3013	26-Jul-12	American	101.81
Put Option	Written	3288	28-Jul-11	American	78
Put Option	Written	3628	29-Sep-11	American	67.79
Put Option	Written	3685	30-Jun-11	American	76.01
Put Option	Written	3883	30-Jun-11	American	77.32
Put Option	Written	3905	29-Jul-10	American	102.41
Put Option	Written	4000	18-Dec-08	American	92
Put Option	Written	4313	30-Jun-11	American	78.23
Put Option	Written	4724	28-Jul-11	American	78.43
Put Option	Written	5000	26-Mar-09	American	90
Put Option	Written	6000	29-Jan-09	American	116
Put Option	Written	8000	27-Nov-08	American	86
Put Option	Written	8568	28-Jul-11	American	78.86
Put Option	Written	10000	29-Jan-09	American	120
Put Option	Written	32000	18-Dec-08	American	68
Put Option	Written	40000	26-Mar-09	American	60
Put Option	Written	47000	29-Jan-09	American	130
Put Option	Written	50000	18-Dec-08	American	140
Put Option	Written	50000	18-Dec-08	American	120
Put Option	Written	150000	22-Dec-11	American	79

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

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