22nd Feb 2008 10:50
Macquarie Group Limited22 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 21 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 7,360,350 0.21%(2)Derivatives(other thanoptions) 531,549 0.01%(3) Optionsand agreementstopurchase/sell 6,441,747 0.19% Total 531,549 0.01% 13,802,097 0.41% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)Stock loans 14,550 N/AStock loan returns 2,274 N/ACollateral deliveryreturns 140,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 22 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD) BUY 10000.00 38.28 BUY 10000.00 38.28 BUY 27278.00 38.80 BUY 20000.00 40.17 BUY 80000.00 40.40 BUY 10000.00 39.10 BUY 10000.00 39.10 BUY 10000.00 38.90 BUY 10000.00 39.10 BUY 4882.00 39.05 BUY 1160.00 39.05 BUY 860.00 39.05 BUY 3098.00 39.05 BUY 262.00 38.97 BUY 608.00 38.97 BUY 02.00 38.97 BUY 4500.00 38.97 BUY 4628.00 38.97 BUY 201.00 39.03 BUY 1180.00 39.03 BUY 5043.00 39.03 BUY 3576.00 39.03 BUY 10000.00 38.90 BUY 3792.00 38.70 BUY 5000.00 38.70 BUY 1208.00 38.70 BUY 265.00 38.39 BUY 700.00 38.39 BUY 1510.00 38.39 BUY 1510.00 38.39 BUY 100.00 38.39 BUY 58.00 38.39 BUY 857.00 38.39 BUY 5000.00 38.40 BUY 240.00 38.35 BUY 43.00 38.35 BUY 610.00 38.35 BUY 3394.00 38.35 BUY 2048.00 38.35 BUY 153.00 38.35 BUY 3512.00 38.35 BUY 7818.00 38.38 BUY 2182.00 38.38 BUY 10000.00 38.54 BUY 5000.00 38.60 BUY 5000.00 38.60 BUY 10000.00 39.10 BUY 970.00 39.00 BUY 170.00 38.99 BUY 784.00 39.03 BUY 40.00 39.03 BUY 1179.00 38.99 BUY 1307.00 39.04 BUY 1634.00 38.99 BUY 1018.00 38.99 BUY 232.00 38.99 BUY 436.00 39.02 BUY 552.00 39.10 BUY 4000.00 39.10 BUY 1000.00 39.10 BUY 1000.00 39.11 BUY 1200.00 39.10 BUY 564.00 39.11 BUY 3248.00 39.10 BUY 2000.00 39.00 BUY 719.00 39.01 BUY 384.00 39.02 BUY 983.00 39.05 BUY 17.00 39.05 BUY 2000.00 39.04 BUY 301.00 39.04 BUY 34.00 39.00 BUY 100.00 39.00 BUY 116.00 39.00 BUY 3000.00 38.99 BUY 2000.00 38.93 BUY 4000.00 38.93 BUY 751.00 38.84 BUY 295.00 38.82 BUY 1745.00 38.82 BUY 379.00 38.82 BUY 71.00 38.98 BUY 01.00 38.98 BUY 1338.00 38.98 BUY 105.00 38.98 BUY 190.00 38.98 BUY 350.00 38.98 BUY 01.00 38.98 BUY 176.00 38.91 BUY 379.00 38.82 BUY 249.00 38.72 BUY 747.00 38.70 BUY 967.00 38.80 BUY 1992.00 38.85 BUY 996.00 38.62 BUY 252.00 38.59 BUY 5304.00 38.30 BUY 124.00 38.43 BUY 106.00 38.43 BUY 56.00 38.43 BUY 296.00 38.19 BUY 906.00 38.33 BUY 915.00 38.38 BUY 289.00 38.59 BUY 406.00 38.50 BUY 2210.00 38.67 BUY 12.00 38.67 BUY 10000.00 38.80 BUY 09.00 38.77 BUY 488.00 38.78 BUY 2600.00 38.75 BUY 299.00 38.75 BUY 1817.00 38.37 BUY 87.00 38.37 BUY 689.00 38.37 BUY 326.00 38.40 BUY 1315.00 38.49 BUY 2000.00 39.10 BUY 2000.00 39.10 BUY 500.00 38.99 BUY 2200.00 38.99 BUY 1800.00 38.99 BUY 250.00 38.80 BUY 3998.00 38.48 BUY 02.00 38.48 BUY 250.00 38.20 BUY 3000.00 38.55 BUY 1000.00 38.60 BUY 02.00 38.78 BUY 200.00 38.75 BUY 284.00 39.02 BUY 979.00 39.03 BUY 139.00 39.03 BUY 3598.00 39.03 BUY 201.00 38.40 BUY 2465.00 38.38 BUY 2997.00 38.40 BUY 2582.00 38.40 BUY 1000.00 38.40 BUY 1296.00 38.40 BUY 44.00 38.40 BUY 731.00 38.34 BUY 1241.00 38.31 BUY 2276.00 38.31 BUY 240.00 38.31 BUY 5000.00 38.91 BUY 31521.00 74.28 BUY 7500.00 72.40 SELL -55000.00 40.56 SELL -3733.00 39.04 SELL -397.00 39.03 SELL -30.00 39.03 SELL -15840.00 39.02 SELL -15.00 39.00 SELL -4303.00 39.00 SELL -4302.00 39.00 SELL -1380.00 39.00 SELL -1778.00 39.00 SELL -4058.00 39.00 SELL -4164.00 39.00 SELL -10000.00 38.99 SELL -1820.00 38.80 SELL -5023.00 38.80 SELL -550.00 38.80 SELL -1000.00 38.80 SELL -255.00 38.80 SELL -967.00 38.80 SELL -385.00 38.80 SELL -5559.00 38.72 SELL -2792.00 38.71 SELL -10.00 38.71 SELL -34.00 38.71 SELL -17.00 38.71 SELL -17.00 38.70 SELL -1193.00 38.70 SELL -378.00 38.70 SELL -10000.00 38.50 SELL -10000.00 38.56 SELL -1824.00 38.65 SELL -8045.00 38.65 SELL -2160.00 38.80 SELL -1866.00 38.80 SELL -1814.00 38.77 SELL -131.00 38.65 SELL -3560.00 38.80 SELL -600.00 38.80 SELL -194.00 39.00 SELL -306.00 39.00 SELL -416.00 39.00 SELL -242.00 38.88 SELL -641.00 38.90 SELL -11.00 38.88 SELL -106.00 38.88 SELL -557.00 38.42 SELL -443.00 38.42 SELL -967.00 38.80 SELL -33.00 38.80 SELL -3000.00 39.00 SELL -2500.00 39.14 SELL -2500.00 39.14 SELL -640.00 38.91 SELL -440.00 38.91 SELL -2396.00 38.91 SELL -1420.00 38.91 SELL -104.00 38.91 SELL -130.00 39.04 SELL -500.00 39.03 SELL -121.00 39.03 SELL -662.00 39.03 SELL -142.00 38.90 SELL -15.00 39.03 SELL -81.00 39.03 SELL -907.00 39.03 SELL -907.00 39.03 SELL -811.00 39.03 SELL -907.00 39.03 SELL -771.00 39.03 SELL -136.00 38.95 SELL -67.00 38.98 SELL -100.00 38.98 SELL -83.00 38.98 SELL -83.00 38.98 SELL -300.00 38.98 SELL -5000.00 38.98 SELL -730.00 38.98 SELL -637.00 38.98 SELL -1223.00 38.98 SELL -2777.00 38.98 SELL -1000.00 39.05 SELL -01.00 39.05 SELL -999.00 39.05 SELL -250.00 39.00 SELL -860.00 39.00 SELL -100.00 39.00 SELL -128.00 39.00 SELL -867.00 39.00 SELL -3045.00 39.00 SELL -39.00 38.92 SELL -60.00 38.92 SELL -29.00 38.92 SELL -634.00 38.91 SELL -985.00 38.93 SELL -29.00 38.91 SELL -96.00 38.99 SELL -283.00 38.99 SELL -83.00 39.06 SELL -435.00 39.06 SELL -1475.00 39.06 SELL -6423.00 38.92 SELL -827.00 38.92 SELL -250.00 38.92 SELL -19.00 38.92 SELL -150.00 38.92 SELL -15.00 38.92 SELL -25.00 38.92 SELL -1791.00 38.92 SELL -936.00 38.89 SELL -64.00 38.89 SELL -789.00 38.89 SELL -139.00 38.89 SELL -83.00 38.89 SELL -797.00 38.89 SELL -76.00 38.83 SELL -173.00 38.83 SELL -747.00 38.83 SELL -100.00 38.71 SELL -39.00 38.72 SELL -49.00 38.72 SELL -594.00 38.72 SELL -438.00 38.71 SELL -191.00 38.70 SELL -17.00 38.70 SELL -230.00 38.70 SELL -47.00 38.57 SELL -241.00 38.57 SELL -100.00 38.52 SELL -302.00 38.50 SELL -16.00 38.46 SELL -4984.00 38.46 SELL -1004.00 38.58 SELL -1004.00 38.58 SELL -1004.00 38.62 SELL -995.00 38.62 SELL -993.00 38.62 SELL -996.00 38.75 SELL -100.00 38.72 SELL -3950.00 38.72 SELL -11.00 38.74 SELL -259.00 38.74 SELL -17.00 38.74 SELL -19.00 38.74 SELL -11.00 38.74 SELL -3824.00 38.74 SELL -124.00 38.81 SELL -81.00 38.81 SELL -43.00 38.81 SELL -388.00 38.81 SELL -197.00 38.81 SELL -37.00 38.81 SELL -124.00 38.81 SELL -296.00 38.86 SELL -509.00 38.90 SELL -1014.00 38.91 SELL -310.00 38.67 SELL -575.00 38.67 SELL -500.00 38.41 SELL -1832.00 38.72 SELL -779.00 38.81 SELL -2874.00 39.10 SELL -116.00 38.99 SELL -384.00 38.99 SELL -250.00 38.86 SELL -100.00 38.74 SELL -250.00 38.76 SELL -1000.00 38.59 SELL -4000.00 38.50 SELL -200.00 38.53 SELL -1000.00 38.40 SELL -731.00 38.34 SELL -10000.00 38.34 SELL -303.00 38.34 SELL -1291.00 38.34 SELL -8685.00 38.34 SELL -7352.00 38.34 SELL -638.00 38.34 SELL -2951.00 38.40 SELL -49.00 38.40 SELL -100.00 38.40 SELL -400.00 38.21 SELL -1000.00 38.17 SELL -100.00 38.33 SELL -4000.00 38.60 SELL -02.00 38.63 SELL -100.00 38.84 SELL -380.00 38.84 SELL -2287.00 38.94 SELL -355.00 39.02 SELL -282.00 38.89 SELL -158.00 38.47 SELL -294.00 38.47 SELL -389.00 38.47 SELL -326.00 39.00 SELL -400.00 74.19 SELL -1600.00 74.19 SELL -400.00 74.19 SELL -2600.00 74.19 SELL -100.00 72.75 SELL -100.00 72.75 SELL -68.00 72.75 SELL -200.00 72.75 SELL -100.00 72.75 -12012.00 OTC sale to custodian at market. TOTAL BUYS 452,800 TOTAL SELLS 321,979 ANNEXURE B Type BuySell Exec Quantity Exec Price CFDS BUY 2874.00 39.10 CFDS BUY 384.00 38.99 CFDS BUY 116.00 38.99 CFDS BUY 250.00 38.86 CFDS BUY 100.00 38.74 CFDS BUY 250.00 38.76 CFDS BUY 8685.00 38.34 CFDS BUY 638.00 38.34 CFDS BUY 200.00 38.53 CFDS BUY 1000.00 38.54 CFDS BUY 7352.00 38.34 CFDS BUY 4000.00 38.50 CFDS BUY 1000.00 38.40 CFDS BUY 731.00 38.34 CFDS BUY 303.00 38.34 CFDS BUY 1291.00 38.34 CFDS BUY 10000.00 38.34 CFDS BUY 2951.00 38.40 CFDS BUY 49.00 38.40 CFDS BUY 100.00 38.40 CFDS BUY 1000.00 38.17 CFDS BUY 400.00 38.21 CFDS BUY 100.00 38.33 CFDS BUY 4000.00 38.60 CFDS BUY 02.00 38.63 CMBO BUY 01.00 00.01 CMBO BUY 01.00 00.01 CFDS SELL -2000.00 39.10 CFDS SELL -2000.00 39.10 CFDS SELL -500.00 38.99 CFDS SELL -1800.00 38.99 CFDS SELL -2200.00 38.99 CFDS SELL -250.00 38.80 CFDS SELL -3998.00 38.48 CFDS SELL -02.00 38.48 CFDS SELL -250.00 38.20 CFDS SELL -3000.00 38.55 CFDS SELL -1000.00 38.60 CFDS SELL -02.00 38.78 CFDS SELL -200.00 38.75 TOTAL BUYS 47,778 TOTAL SELLS 17,202 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryPut Option BUY 25.00 02.32 39.00 American 20080423Call Option BUY 01.00 00.85 43.00 American 20080423Call Option BUY 06.00 01.50 43.00 American 20080529Call Option BUY 01.00 01.52 43.00 American 20080529Call Option BUY 04.00 00.55 44.00 American 20080423Call Option BUY 25.00 01.48 41.00 American 20080423Put Option BUY 18.00 03.17 40.00 American 20080423Call Option BUY 10000.00 00.25 43.50 European 20080327Put Option BUY 100000.00 00.20 34.00 European 20080327Put Option BUY 60000.00 00.18 34.00 European 20080327Call Option BUY 3000.00 00.89 38.00 European 20080423Call Option BUY 3000.00 00.89 38.00 European 20080423Call Option BUY 2000.00 00.86 38.00 European 20080423Call Option BUY 2000.00 00.91 38.00 European 20080423Put Option BUY 2000.00 01.16 41.00 European 20080423Put Option BUY 900.00 23.84 17.16 European 29/06/2012Put Option BUY 800.00 13.17 26.93 European 30/06/2008Put Option BUY 380.00 14.79 25.00 European 19/05/2016Put Option BUY 2000.00 14.85 25.00 European 19/05/2016Put Option BUY 250.00 14.63 25.00 European 19/05/2016Put Option BUY 750.00 14.63 25.00 European 19/05/2016Put Option BUY 1000.00 14.53 25.00 European 19/05/2016Put Option BUY 4000.00 19.63 20.00 European 19/05/2016Put Option BUY 7000.00 19.63 20.00 European 19/05/2016Put Option BUY 2000.00 19.63 20.00 European 19/05/2016Put Option BUY 250.00 19.56 20.00 European 19/05/2016Put Option BUY 5000.00 19.58 20.00 European 19/05/2016Put Option BUY 7250.00 19.50 20.00 European 19/05/2016Put Option BUY 250.00 19.50 20.00 European 19/05/2016Put Option BUY 2000.00 19.50 20.00 European 19/05/2016Put Option BUY 100.00 19.28 20.00 European 19/05/2016Put Option BUY 100.00 19.10 20.00 European 19/05/2016Put Option BUY 5000.00 19.08 20.00 European 19/05/2016Put Option BUY 100.00 19.25 20.00 European 19/05/2016Put Option BUY 3950.00 19.25 20.00 European 19/05/2016Put Option BUY 500.00 24.08 15.72 European 30/06/2011Put Option BUY 250.00 02.86 24.00 European 27/09/2007Put Option BUY 2750.00 02.86 24.00 European 27/09/2007Put Option BUY 250.00 02.83 24.00 European 27/09/2007Put Option BUY 1250.00 02.80 24.00 European 27/09/2007Put Option BUY 2000.00 02.80 24.00 European 27/09/2007Put Option BUY 250.00 02.74 24.00 European 27/09/2007Put Option BUY 250.00 02.73 24.00 European 27/09/2007Put Option BUY 1250.00 02.73 24.00 European 27/09/2007Put Option BUY 250.00 02.73 24.00 European 27/09/2007Put Option BUY 2000.00 02.80 24.00 European 27/09/2007Put Option BUY 1100.00 02.91 40.00 European 23/04/2008Put Option BUY 2000.00 10.41 30.21 European 30/06/2008Put Option BUY 5000.00 05.09 35.00 European 27/03/2008Call Option SELL -29.00 00.12 40.50 American 20080228Call Option SELL -02.00 00.12 40.50 American 20080228Call Option SELL -05.00 00.08 41.00 American 20080228Call Option SELL -04.00 00.19 40.00 American 20080228Put Option SELL -01.00 00.85 38.50 American 20080228Put Option SELL -05.00 00.80 38.50 American 20080228Call Option SELL -10000.00 00.28 43.50 European 20080327Call Option SELL -900.00 01.94 33.00 European 20080529Call Option SELL -1300.00 01.89 33.00 European 20080529Put Option SELL -20000.00 00.17 34.00 European 20080327Put Option SELL -20000.00 00.17 34.00 European 20080327Put Option SELL -20000.00 00.17 34.00 European 20080327Put Option SELL -20000.00 00.17 34.00 European 20080327Put Option SELL -20000.00 00.17 34.00 European 20080327Put Option SELL -20000.00 00.18 34.00 European 20080327Put Option SELL -20000.00 00.18 34.00 European 20080327Put Option SELL -20000.00 00.18 34.00 European 20080327Put Option SELL -6000.00 00.20 34.00 European 20080327Put Option SELL -20000.00 00.19 34.00 European 20080327Put Option SELL -20000.00 00.19 34.00 European 20080327Put Option SELL -20000.00 00.19 34.00 European 20080327Put Option SELL -20000.00 00.19 34.00 European 20080327Put Option SELL -20000.00 00.19 34.00 European 20080327Call Option SELL -2000.00 00.95 38.00 European 20080423Call Option SELL -2000.00 00.91 38.00 European 20080423Call Option SELL -2000.00 00.86 38.00 European 20080423Call Option SELL -2000.00 00.88 38.00 European 20080423Call Option SELL -10000.00 00.55 40.00 European 20080327Put Option SELL -1020.00 08.79 39.21 American 20130228Put Option SELL -400.00 16.59 25.00 European 17/11/2016Put Option SELL -332.00 23.79 17.16 European 29/06/2012Put Option SELL -800.00 12.77 26.93 European 30/06/2008Put Option SELL -380.00 14.63 25.00 European 19/05/2016Put Option SELL -380.00 14.66 25.00 European 19/05/2016Put Option SELL -250.00 14.52 25.00 European 19/05/2016Put Option SELL -750.00 14.52 25.00 European 19/05/2016Put Option SELL -2000.00 14.65 25.00 European 19/05/2016Put Option SELL -1000.00 14.42 25.00 European 19/05/2016Put Option SELL -1000.00 11.43 32.00 European 17/11/2016Put Option SELL -2500.00 11.40 32.00 European 17/11/2016Put Option SELL -500.00 11.03 32.00 European 17/11/2016Put Option SELL -1250.00 19.57 20.00 European 19/05/2016Put Option SELL -1000.00 19.60 20.00 European 19/05/2016Put Option SELL -1000.00 19.60 20.00 European 19/05/2016Put Option SELL -10000.00 19.63 20.00 European 19/05/2016Put Option SELL -2000.00 19.58 20.00 European 19/05/2016Put Option SELL -1000.00 19.63 20.00 European 19/05/2016Put Option SELL -2000.00 19.62 20.00 European 19/05/2016Put Option SELL -250.00 19.58 20.00 European 19/05/2016Put Option SELL -3000.00 19.58 20.00 European 19/05/2016Put Option SELL -2000.00 19.51 20.00 European 19/05/2016Put Option SELL -4000.00 19.51 20.00 European 19/05/2016Put Option SELL -10000.00 19.36 20.00 European 19/05/2016Put Option SELL -3500.00 02.85 24.00 European 27/09/2007Put Option SELL -2500.00 02.89 24.00 European 27/09/2007Put Option SELL -1500.00 02.76 24.00 European 27/09/2007Put Option SELL -3500.00 02.76 24.00 European 27/09/2007Put Option SELL -2000.00 02.51 24.00 European 27/09/2007Put Option SELL -2000.00 02.53 24.00 European 27/09/2007Put Option SELL -1000.00 02.74 24.00 European 27/09/2007Put Option SELL -5000.00 02.80 40.00 European 23/04/2008Put Option SELL -2000.00 10.11 30.21 European 30/06/2008Put Option SELL -1000.00 09.86 34.00 European 25/10/2007Put Option SELL -1000.00 09.67 34.00 European 25/10/2007Put Option SELL -1400.00 18.91 21.97 European 30/06/2009 TOTAL BUYS 244,260 TOTAL SELLS 371,458 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group