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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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23-Sep-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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578857
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0.025
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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578857
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0.025
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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18700
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0.845 (GBP)
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Buy
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10532
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0.845 (GBP)
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Buy
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8574
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0.844 (GBP)
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Buy
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5235
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0.8455 (GBP)
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Buy
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5228
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0.8435 (GBP)
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Buy
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5127
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0.846 (GBP)
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Buy
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5000
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0.8445 (GBP)
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Buy
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4353
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0.846 (GBP)
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Buy
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3393
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0.8455 (GBP)
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Buy
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3362
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0.8445 (GBP)
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Buy
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3346
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0.844 (GBP)
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Buy
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3264
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0.8455 (GBP)
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Buy
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3156
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0.8445 (GBP)
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Buy
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3000
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0.8445 (GBP)
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Buy
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2631
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0.8445 (GBP)
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Buy
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2628
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0.8435 (GBP)
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Buy
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2546
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0.843 (GBP)
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Buy
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2543
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0.8455 (GBP)
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Buy
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2248
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0.8445 (GBP)
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Buy
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2232
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0.8445 (GBP)
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Buy
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1965
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0.8445 (GBP)
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Buy
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1944
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0.8465 (GBP)
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Buy
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1792
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0.843 (GBP)
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Buy
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1689
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0.844 (GBP)
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Buy
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1423
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0.8435 (GBP)
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Buy
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1423
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0.8435 (GBP)
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Buy
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1400
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0.844 (GBP)
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Buy
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1300
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0.8445 (GBP)
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Buy
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1300
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0.845 (GBP)
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Buy
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1300
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0.8455 (GBP)
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Buy
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1300
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0.8445 (GBP)
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Buy
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804
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0.845 (GBP)
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Buy
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557
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0.844 (GBP)
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Buy
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556
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0.8455 (GBP)
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Buy
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447
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0.844 (GBP)
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Buy
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296
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0.844 (GBP)
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Buy
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238
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0.8455 (GBP)
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Buy
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237
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0.844 (GBP)
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Buy
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222
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0.8455 (GBP)
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Sell
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23477
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0.8435 (GBP)
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Sell
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19166
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0.8435 (GBP)
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Sell
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9600
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0.844 (GBP)
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Sell
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8900
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0.8425 (GBP)
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Sell
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5991
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0.8415 (GBP)
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Sell
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5400
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0.845 (GBP)
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Sell
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5075
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0.845 (GBP)
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Sell
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4715
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0.842 (GBP)
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Sell
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4567
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0.8415 (GBP)
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Sell
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4558
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0.8425 (GBP)
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Sell
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4170
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0.844 (GBP)
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Sell
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4165
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0.8415 (GBP)
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Sell
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3474
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0.8425 (GBP)
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Sell
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3430
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0.8425 (GBP)
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Sell
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3302
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0.8425 (GBP)
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Sell
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2992
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0.8415 (GBP)
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Sell
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2378
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0.8425 (GBP)
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Sell
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2286
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0.844 (GBP)
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Sell
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1813
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0.844 (GBP)
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Sell
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1550
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0.8465 (GBP)
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Sell
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1513
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0.8425 (GBP)
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Sell
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1403
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0.8425 (GBP)
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Sell
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1300
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0.8435 (GBP)
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Sell
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1300
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0.8445 (GBP)
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Sell
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1237
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0.8435 (GBP)
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Sell
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1223
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0.8405 (GBP)
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Sell
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1135
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0.8445 (GBP)
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Sell
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879
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0.844 (GBP)
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Sell
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878
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0.844 (GBP)
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Sell
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845
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0.844 (GBP)
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Sell
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757
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0.844 (GBP)
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Sell
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727
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0.8425 (GBP)
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Sell
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726
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0.844 (GBP)
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Sell
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636
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0.8425 (GBP)
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Sell
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516
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0.8405 (GBP)
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Sell
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281
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0.844 (GBP)
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Sell
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88
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0.8425 (GBP)
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Sell
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4
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0.8415 (GBP)
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Total Buys:136457
Total Sells: 117291
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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24-Sep-2009 08:15:40
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Contact name
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Eliades,Vassilis D/ Crawley, Simon
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Telephone number
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44 20 7888 6659
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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