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EPT Disclosure

27th Nov 2008 10:29

RNS Number : 0677J
Credit Suisse Equities (Australia)
27 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

26-Nov-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

1252303

0.274

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

Total

 

 

1252303

0.274

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

5,910

42.01

Purchase

1,090

42.01

Purchase

459

42.01

Purchase

50

42.01

Purchase

100

42.01

Purchase

623

42.75

Purchase

9,377

42.75

Purchase

104

42.80

Purchase

1,009

42.80

Purchase

2,621

42.80

Purchase

8

42.79

Purchase

353

42.79

Purchase

9

42.79

Purchase

26

42.79

Purchase

2,000

42.79

Purchase

1,350

42.79

Purchase

20

42.78

Purchase

2,500

42.75

Purchase

95

42.91

Purchase

67

42.90

Purchase

338

42.90

Purchase

541

42.46

Purchase

500

42.34

Purchase

200

42.55

Purchase

1,000

42.92

Purchase

3,271

43.50

Purchase

3,000

43.50

Purchase

106

43.50

Purchase

1,000

43.50

Purchase

159

43.50

Purchase

2,000

43.50

Purchase

53

43.50

Purchase

159

43.50

Purchase

106

43.50

Purchase

3,000

43.50

Purchase

40

43.50

Purchase

16

43.50

Purchase

106

43.50

Purchase

10

43.50

Purchase

20

43.50

Purchase

8

43.50

Purchase

210

43.50

Purchase

1,233

43.50

Purchase

12

43.50

Purchase

212

43.50

Purchase

10

43.50

Purchase

20

43.50

Purchase

8

43.50

Purchase

12

43.50

Purchase

10

43.50

Purchase

20

43.50

Purchase

12

43.50

Purchase

212

43.50

Purchase

8

43.50

Purchase

732

43.50

Purchase

5,747

43.50

Purchase

4,900

43.50

Purchase

7

43.50

Purchase

2,020

43.50

Purchase

12

43.50

Purchase

10

43.50

Purchase

20

43.50

Purchase

8

43.50

Purchase

20

43.50

Purchase

10

43.50

Purchase

386

43.50

Purchase

8

43.50

Purchase

46

43.50

Purchase

197

43.50

Purchase

237

43.50

Purchase

674

43.50

Purchase

12

43.50

Purchase

5,000

43.50

Purchase

165

43.50

Purchase

79

43.50

Purchase

2,500

43.50

Purchase

2,816

43.50

Purchase

50

43.49

Purchase

250

43.48

Purchase

54

43.47

Purchase

500

43.45

Purchase

52

43.44

Purchase

1,031

43.43

Purchase

28

43.42

Purchase

3,000

43.42

Purchase

212

43.41

Purchase

10

43.41

Purchase

39

43.41

Purchase

20

43.41

Purchase

8

43.41

Purchase

27

43.41

Purchase

2,806

43.41

Purchase

478

43.41

Purchase

12

43.41

Purchase

53

43.40

Purchase

159

43.40

Purchase

110

43.40

Purchase

242

43.40

Purchase

220

43.39

Purchase

200

43.26

Purchase

2,000

43.40

Purchase

100

43.69

Purchase

200

43.70

Purchase

200

43.73

Purchase

3,604

43.25

Purchase

80

43.25

Purchase

2,449

43.25

Purchase

200

43.25

Purchase

12

43.25

Purchase

500

43.25

Purchase

20

43.25

Purchase

90

43.25

Purchase

52

43.25

Purchase

490

43.25

Purchase

46

43.25

Purchase

96

43.25

Purchase

90

43.25

Purchase

1,000

43.25

Purchase

150

43.25

Purchase

8

43.25

Purchase

20

43.25

Purchase

380

43.25

Purchase

10

43.25

Purchase

101

43.25

Purchase

12

43.25

Purchase

5,590

43.20

Purchase

200

43.21

Purchase

997

43.30

Purchase

110

43.30

Purchase

32

43.30

Purchase

501

43.30

Purchase

145

43.30

Purchase

33

43.30

Purchase

10

43.30

Purchase

8

43.30

Purchase

12

43.30

Purchase

763

43.30

Purchase

2,291

43.30

Purchase

47

43.29

Purchase

51

43.29

Purchase

7,168

43.00

Purchase

12

43.00

Purchase

20

43.00

Purchase

10

43.00

Purchase

20

43.00

Purchase

336

43.00

Purchase

10

43.00

Purchase

3,000

43.00

Purchase

224

43.00

Purchase

4,000

43.00

Purchase

24

43.00

Purchase

10,000

43.00

Purchase

24

43.00

Purchase

1,000

43.00

Purchase

60

43.00

Purchase

5,000

43.00

Purchase

24

43.00

Purchase

30

43.00

Purchase

24

43.00

Purchase

80

43.00

Purchase

56

43.00

Purchase

36

43.00

Purchase

24

43.00

Purchase

20

43.00

Purchase

24

43.00

Purchase

60

43.00

Purchase

5,813

43.00

Purchase

392

43.00

Purchase

500

43.00

Purchase

700

43.00

Purchase

448

43.00

Purchase

84

43.00

Purchase

14,174

43.00

Purchase

200

43.04

Purchase

327

43.17

Purchase

2,586

43.30

Purchase

300

43.30

Purchase

1,000

43.30

Purchase

1,000

43.30

Purchase

76

43.30

Purchase

38

43.30

Purchase

140

43.12

Purchase

345

43.30

Purchase

2,000

43.30

Purchase

5,000

43.30

Purchase

2,612

43.30

Purchase

2,500

43.30

Purchase

453

43.30

Purchase

1,220

43.30

Purchase

57

43.30

Purchase

57

43.30

Purchase

1,000

43.30

Purchase

4,666

43.30

Purchase

1,000

43.40

Purchase

191

43.30

Purchase

162

43.30

Purchase

53

43.30

Purchase

57

43.30

Purchase

40

43.30

Purchase

20

43.30

Purchase

114

43.30

Purchase

114

43.30

Purchase

8

43.30

Purchase

12

43.30

Purchase

500

43.30

Purchase

3,000

43.30

Purchase

2,000

43.30

Purchase

250

43.29

Purchase

800

43.27

Purchase

500

43.25

Purchase

2,541

43.25

Purchase

4,999

43.25

Purchase

1,496

43.22

Purchase

1,159

43.22

Purchase

19

43.21

Purchase

39

43.20

Purchase

4,638

43.20

Purchase

8

43.19

Purchase

20

43.19

Purchase

8

43.19

Purchase

24

43.19

Purchase

57

43.19

Purchase

482

43.19

Purchase

3,619

43.19

Purchase

1,220

43.19

Purchase

114

43.18

Purchase

1,500

43.18

Purchase

10

43.18

Purchase

10

43.18

Purchase

57

43.18

Purchase

8

43.18

Purchase

241

43.18

Purchase

255

43.18

Purchase

57

43.18

Purchase

188

43.18

Purchase

865

43.18

Purchase

39

43.16

Purchase

96

43.16

Purchase

724

43.25

Purchase

1,000

43.24

Purchase

150

43.21

Purchase

1,217

43.21

Purchase

6,994

43.25

Purchase

128

43.25

Purchase

20

43.25

Purchase

12

43.25

Purchase

20

43.25

Purchase

10

43.25

Purchase

171

43.25

Purchase

8

43.25

Purchase

2,637

43.25

Purchase

1,000

43.05

Purchase

158

43.15

Purchase

42

43.15

Purchase

376

43.50

Purchase

556

43.50

Purchase

68

43.50

Purchase

200

43.90

Purchase

1,000

43.83

Purchase

1,000

43.99

Purchase

4

43.55

Purchase

651

43.55

Purchase

250

43.52

Purchase

95

43.52

Purchase

100

43.45

Purchase

476

43.59

Purchase

24

43.56

Purchase

500

43.53

Purchase

1,000

43.13

Purchase

200

43.15

Purchase

200

44.20

Purchase

2,500

44.25

Purchase

200

44.91

Purchase

838

45.10

Purchase

62

45.05

Purchase

100

45.01

Purchase

200

45.11

Purchase

1,000

44.88

Purchase

1,150

45.30

Purchase

801

45.00

Purchase

26

44.99

Purchase

12

44.99

Purchase

61

44.99

Purchase

1,100

44.99

Purchase

64

43.93

Purchase

346

44.00

Purchase

2

43.98

Purchase

652

43.96

Purchase

136

43.51

Purchase

97

43.11

Purchase

103

43.11

Purchase

145

42.84

Purchase

500

43.07

Purchase

200

42.60

Purchase

2,000

42.90

Purchase

400

42.00

Purchase

1,000

41.63

Purchase

1,500

41.60

Purchase

13,102

41.50

Purchase

24,721

41.50

Purchase

339

41.50

Purchase

8,537

41.50

Purchase

5,000

41.50

Purchase

3,192

41.50

Purchase

50

41.50

Purchase

20,000

41.50

Purchase

1,000

41.50

Purchase

24,046

41.50

Purchase

13

41.49

Purchase

600

41.50

Purchase

955

41.25

Purchase

45

41.25

Purchase

500

41.00

Purchase

1,000

41.30

Purchase

1,000

41.50

Purchase

2,000

41.40

Purchase

100

41.00

Purchase

5,000

41.00

Purchase

7,808

41.00

Purchase

125,000

64.15

Purchase

125,000

41.85

Sale

-150

42.01

Sale

-450

43.20

Sale

-444

42.01

Sale

-3,000

42.01

Sale

-700

42.01

Sale

-4

42.81

Sale

-280

42.81

Sale

-16

42.81

Sale

-100

43.37

Sale

-68

43.90

Sale

-132

43.90

Sale

-329

43.55

Sale

-42

43.55

Sale

-129

43.55

Sale

-200

43.34

Sale

-1,000

43.40

Sale

-200

43.50

Sale

-71

43.36

Sale

-129

43.36

Sale

-18

43.00

Sale

-500

43.00

Sale

-120

43.00

Sale

-50

43.00

Sale

-250

43.00

Sale

-69

43.00

Sale

-50

43.00

Sale

-230

43.00

Sale

-650

43.00

Sale

-150

43.00

Sale

-100

43.00

Sale

-95

43.00

Sale

-150

43.00

Sale

-1,000

43.00

Sale

-500

43.00

Sale

-5

43.00

Sale

-30

43.00

Sale

-400

43.00

Sale

-231

43.00

Sale

-200

43.00

Sale

-140

43.00

Sale

-40

43.00

Sale

-230

43.00

Sale

-30

43.00

Sale

-300

43.00

Sale

-185

43.00

Sale

-235

43.00

Sale

-235

43.00

Sale

-112

43.00

Sale

-235

43.00

Sale

-225

43.00

Sale

-3,000

43.00

Sale

-150

43.00

Sale

-2,000

43.00

Sale

-150

43.00

Sale

-600

43.00

Sale

-140

43.00

Sale

-100

43.00

Sale

-200

43.00

Sale

-500

43.00

Sale

-300

43.00

Sale

-300

43.00

Sale

-207

43.00

Sale

-23

43.00

Sale

-73

43.00

Sale

-93

43.00

Sale

-500

43.00

Sale

-600

43.00

Sale

-100

43.00

Sale

-165

43.00

Sale

-100

43.00

Sale

-30

43.00

Sale

-150

43.00

Sale

-120

43.00

Sale

-115

43.00

Sale

-500

43.00

Sale

-1,000

43.00

Sale

-100

43.00

Sale

-250

43.00

Sale

-465

43.00

Sale

-170

43.00

Sale

-45

43.00

Sale

-400

43.00

Sale

-1,000

43.00

Sale

-500

43.00

Sale

-110

43.00

Sale

-300

43.00

Sale

-200

43.00

Sale

-100

43.00

Sale

-1,500

43.00

Sale

-500

43.00

Sale

-300

43.00

Sale

-500

43.00

Sale

-50

43.00

Sale

-100

43.00

Sale

-500

43.00

Sale

-500

43.00

Sale

-20

43.00

Sale

-200

43.00

Sale

-200

43.00

Sale

-200

43.00

Sale

-500

43.00

Sale

-1,000

43.00

Sale

-48

43.00

Sale

-55

43.00

Sale

-1,500

43.00

Sale

-200

43.00

Sale

-500

43.00

Sale

-70

43.00

Sale

-1,000

43.00

Sale

-400

43.01

Sale

-115

43.01

Sale

-800

43.01

Sale

-250

43.01

Sale

-250

43.01

Sale

-270

43.01

Sale

-200

43.01

Sale

-300

43.01

Sale

-25

43.01

Sale

-200

43.01

Sale

-100

43.01

Sale

-200

43.01

Sale

-1,000

43.01

Sale

-150

43.01

Sale

-581

43.01

Sale

-215

43.02

Sale

-581

43.02

Sale

-1,000

43.02

Sale

-500

43.02

Sale

-2,000

43.05

Sale

-500

43.05

Sale

-120

43.05

Sale

-50

43.05

Sale

-100

43.05

Sale

-500

43.05

Sale

-250

43.05

Sale

-42

43.10

Sale

-35

43.10

Sale

-1,000

43.10

Sale

-250

43.10

Sale

-10

43.10

Sale

-5,000

43.10

Sale

-230

43.10

Sale

-10

43.10

Sale

-550

43.10

Sale

-50

43.10

Sale

-100

43.10

Sale

-40

43.10

Sale

-100

43.10

Sale

-31

43.10

Sale

-500

43.10

Sale

-231

43.10

Sale

-100

43.11

Sale

-100

43.32

Sale

-100

43.33

Sale

-385

43.33

Sale

-2,046

43.33

Sale

-11

43.33

Sale

-688

43.33

Sale

-17

43.33

Sale

-50

43.34

Sale

-400

44.00

Sale

-100

43.96

Sale

-800

44.44

Sale

-700

44.44

Sale

-400

44.75

Sale

-22

44.33

Sale

-378

44.33

Sale

-200

43.50

Sale

-100

43.35

Sale

-300

43.35

Sale

-145

43.31

Sale

-400

43.03

Sale

-200

42.94

Sale

-3

42.94

Sale

-150

43.25

Sale

-100

43.28

Sale

-4,775

41.66

Sale

-2,000

41.67

Sale

-100

41.67

Sale

-400

41.68

Sale

-54

41.68

Sale

-63

41.69

Sale

-100

41.69

Sale

-100

41.69

Sale

-116

41.69

Sale

-100

41.69

Sale

-115,000

59.69

TOTAL BUYS: 620008

TOTAL SELLS: 188047

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

27-Nov-2008 

Contact name

Collins,Carolyn/ Crawley, Simon

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Limited

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFFILELDFIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,403.18
Change74.58