Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

11th Jun 2008 11:32

RNS Number : 4602W
Deutsche Bank AG
11 June 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
10/06/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
3,235,417 0.10%
-8,630,950 -0.26%
(2) Derivatives (other than options)
 
5,816,060 0.17%
-7,336,875 -0.22%
(3) Options and agreements to purchase/sell
 
14,131,000 0.42%
-6,403,000 -0.19%
Total
 
23,182,477 0.69%
-22,370,825 -0.67%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
167695
43.26
Purchase
544
43.38
Purchase
308
43.40
Purchase
151
43.42
Purchase
1319
43.43
Purchase
1635
43.45
Purchase
1501
43.46
Purchase
1429
43.47
Purchase
1851
43.48
Purchase
459
43.49
Purchase
1330
43.50
Purchase
7786
43.51
Purchase
11600
43.52
Purchase
4568
43.52
Purchase
4650
43.53
Purchase
9672
43.54
Purchase
16839
43.55
Purchase
13689
43.56
Purchase
13068
43.57
Purchase
5682
43.58
Purchase
7624
43.59
Purchase
13514
43.60
Purchase
3556
43.61
Purchase
3542
43.62
Purchase
3699
43.63
Purchase
263
43.64
Purchase
1839
43.65
Purchase
5447
43.66
Purchase
10148
43.67
Purchase
2141
43.68
Purchase
1745
43.69
Purchase
4918
43.70
Purchase
1663
43.71
Purchase
785
43.72
Purchase
1416
43.73
Purchase
1180
43.74
Purchase
929
43.75
Purchase
29996
43.76
Purchase
1623
43.77
Purchase
135251
43.78
Purchase
8902
43.79
Purchase
3400
43.80
Purchase
4416
43.81
Purchase
5014
43.82
Purchase
8542
43.83
Purchase
2570
43.84
Purchase
5344
43.85
Purchase
24752
43.86
Purchase
5812
43.86
Purchase
3490
43.87
Purchase
2430
43.88
Purchase
2589
43.89
Purchase
679
43.90
Purchase
4876
43.91
Purchase
662
43.92
Purchase
1688
43.93
Purchase
2641
43.94
Purchase
958
43.95
Purchase
4520
43.96
Purchase
957
43.97
Purchase
581
43.98
Purchase
1527
43.98
Purchase
298
43.99
Purchase
600
44.00
Purchase
1099
44.01
Purchase
166
44.02
Purchase
4033
44.03
Purchase
3783
44.04
Purchase
637
44.05
Purchase
1580
44.06
Purchase
932
44.07
Purchase
126
44.08
Purchase
1845
44.09
Purchase
4721
44.10
Purchase
1880
44.11
Purchase
777
44.12
Purchase
460
44.13
Purchase
1507
44.15
Purchase
167
44.18
Purchase
753
44.19
Purchase
300
44.25
TOTAL PURCHASE
619,069
 
Sale
4000
43.26
Sale
1280
43.37
Sale
557
43.38
Sale
1634
43.40
Sale
621
43.41
Sale
931
43.42
Sale
1513
43.43
Sale
704
43.44
Sale
646
43.45
Sale
2264
43.46
Sale
735
43.47
Sale
3672
43.48
Sale
1182
43.49
Sale
849
43.50
Sale
3128
43.51
Sale
6421
43.52
Sale
5969
43.53
Sale
6620
43.54
Sale
10658
43.55
Sale
9224
43.56
Sale
12987
43.57
Sale
26678
43.58
Sale
5423
43.59
Sale
8690
43.60
Sale
1484
43.61
Sale
2254
43.62
Sale
4119
43.63
Sale
966
43.64
Sale
1282
43.65
Sale
1588
43.66
Sale
1253
43.67
Sale
1196
43.68
Sale
259
43.69
Sale
170
43.70
Sale
1519
43.71
Sale
543
43.72
Sale
169
43.72
Sale
819
43.73
Sale
473
43.74
Sale
1075
43.75
Sale
1167
43.76
Sale
682
43.77
Sale
123040
43.78
Sale
3457
43.79
Sale
543
43.80
Sale
2023
43.81
Sale
15275
43.82
Sale
19624
43.83
Sale
12125
43.84
Sale
9836
43.84
Sale
12338
43.85
Sale
28281
43.85
Sale
2450
43.86
Sale
115000
43.86
Sale
11676
43.87
Sale
16852
43.88
Sale
683
43.89
Sale
4720
43.90
Sale
639
43.91
Sale
5231
43.92
Sale
10196
43.93
Sale
6706
43.94
Sale
2832
43.95
Sale
2526
43.96
Sale
3133
43.97
Sale
6911
43.98
Sale
14
43.99
Sale
324435
44.00
Sale
44330
44.01
Sale
22846
44.02
Sale
1880
44.03
Sale
25494
44.04
Sale
580
44.06
Sale
1785
44.07
Sale
857
44.08
Sale
4065
44.09
Sale
7255
44.10
Sale
4436
44.11
Sale
5892
44.12
Sale
6121
44.13
Sale
1746
44.14
Sale
1
44.15
Sale
115
44.17
Sale
3000
44.18
Sale
135
44.19
Sale
2342
44.20
Sale
4370
44.22
Sale
4217
44.24
TOTAL SALES
1,019,147
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
4000
43.26
CFD
Long
1000
43.40
CFD
Long
522
43.46
CFD
Long
430
43.47
CFD
Long
3164
43.48
CFD
Long
733
43.49
CFD
Long
200
43.51
CFD
Long
1745
43.52
CFD
Long
37
43.53
CFD
Long
933
43.54
CFD
Long
1710
43.55
CFD
Long
2598
43.56
CFD
Long
595
43.57
CFD
Long
483
43.58
CFD
Long
1131
43.59
CFD
Long
399
43.61
CFD
Long
234
43.62
CFD
Long
750
43.63
CFD
Long
163
43.64
CFD
Long
435
43.66
CFD
Long
231
43.67
CFD
Long
384
43.68
CFD
Long
543
43.72
CFD
Long
64
43.76
CFD
Long
222
43.81
CFD
Long
100
43.83
CFD
Long
12125
43.84
CFD
Long
28281
43.85
CFD
Long
575
43.86
CFD
Long
1104
43.88
CFD
Long
1000
43.93
CFD
Long
25
43.94
CFD
Long
228
43.95
CFD
Long
375
43.96
CFD
Long
134
43.97
CFD
Long
306
43.98
CFD
Long
14
43.99
CFD
Long
1701
44.00
CFD
Long
329
44.02
CFD
Long
248
44.03
CFD
Long
79
44.04
CFD
Long
1000
44.07
CFD
Long
589
44.11
CFD
Long
300
44.14
CFD
Long
115
44.17
CFD
Long
3000
44.18
CFD
Long
135
44.19
CFD
Long
500
44.20
CFD
Long
154
44.22
CFD
Short
14350
43.26
CFD
Short
81
43.49
CFD
Short
99
43.50
CFD
Short
4052
43.51
CFD
Short
11600
43.52
CFD
Short
1771
43.52
CFD
Short
856
43.53
CFD
Short
4473
43.54
CFD
Short
6942
43.55
CFD
Short
2637
43.56
CFD
Short
3363
43.57
CFD
Short
428
43.58
CFD
Short
306
43.59
CFD
Short
4119
43.60
CFD
Short
2300
43.61
CFD
Short
1919
43.63
CFD
Short
184
43.64
CFD
Short
175
43.66
CFD
Short
1485
43.67
CFD
Short
389
43.69
CFD
Short
200
43.70
CFD
Short
200
43.71
CFD
Short
355
43.72
CFD
Short
71
43.74
CFD
Short
668
43.75
CFD
Short
129
43.76
CFD
Short
555
43.77
CFD
Short
1364
43.78
CFD
Short
3737
43.79
CFD
Short
480
43.80
CFD
Short
1887
43.81
CFD
Short
1217
43.82
CFD
Short
2127
43.83
CFD
Short
770
43.84
CFD
Short
671
43.85
CFD
Short
24752
43.86
CFD
Short
735
43.86
CFD
Short
458
43.87
CFD
Short
1013
43.88
CFD
Short
107
43.89
CFD
Short
93
43.90
CFD
Short
900
43.91
CFD
Short
447
43.92
CFD
Short
80
43.94
CFD
Short
200
43.96
CFD
Short
581
43.98
CFD
Short
201
44.00
CFD
Short
200
44.06
CFD
Short
500
44.09
CFD
Short
300
44.25
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Purchase
250,000
46.00
American
28/08/2008
2.54
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
11/06/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFBMMTMMJBBBP

Related Shares:

BHP Group
FTSE 100 Latest
Value8,684.56
Change50.81