7th Aug 2009 11:33
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
SEGRO Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
10p ordinary (GB00B5ZN1N88) |
|
Date of dealing |
06 August 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
250019 0.03% |
4124 0.00% |
|
(2) Derivatives (other than options) |
0 0.00% |
0 0.00% |
|
(3) Options and agreements to purchase/sell |
0 0.00% |
0 0.00% |
|
Total |
250019 0.03% |
4124 0.00% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3)Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe(Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit(Note 4) |
|
Buy |
4402 |
3.05000 GBP |
|
Buy |
656 |
3.11100 GBP |
|
Buy |
3744 |
3.12150 GBP |
|
Buy |
3425 |
3.12700 GBP |
|
Buy |
4449 |
3.12900 GBP |
|
Buy |
2580 |
3.13000 GBP |
|
Buy |
7470 |
3.13200 GBP |
|
Buy |
3692 |
3.13250 GBP |
|
Buy |
9524 |
3.13300 GBP |
|
Buy |
8989 |
3.13500 GBP |
|
Buy |
4098 |
3.13600 GBP |
|
Buy |
13312 |
3.13700 GBP |
|
Buy |
3874 |
3.14100 GBP |
|
Buy |
2261 |
3.14200 GBP |
|
Buy |
36 |
3.14400 GBP |
|
Buy |
3629 |
3.14500 GBP |
|
Buy |
4045 |
3.14550 GBP |
|
Buy |
4164 |
3.14800 GBP |
|
Buy |
653 |
3.14900 GBP |
|
Buy |
338 |
3.15000 GBP |
|
Buy |
3965 |
3.15600 GBP |
|
Buy |
11384 |
3.15650 GBP |
|
Buy |
2010 |
3.16000 GBP |
|
Buy |
3964 |
3.16050 GBP |
|
Buy |
4289 |
3.16150 GBP |
|
Buy |
2771 |
3.16800 GBP |
|
Buy |
4245 |
3.16850 GBP |
|
Buy |
2036 |
3.18200 GBP |
|
Buy |
3903 |
3.19450 GBP |
|
Buy |
4438 |
3.20200 GBP |
|
Buy |
4485 |
3.21300 GBP |
|
Buy |
3941 |
3.21500 GBP |
|
Buy |
4122 |
3.22350 GBP |
|
Buy |
6319 |
3.22400 GBP |
|
Buy |
11291 |
3.22500 GBP |
|
Buy |
9511 |
3.22550 GBP |
|
Buy |
3965 |
3.22750 GBP |
|
Buy |
5740 |
3.22900 GBP |
|
Buy |
13416 |
3.23000 GBP |
|
Buy |
6149 |
3.23450 GBP |
|
Buy |
15698 |
3.23550 GBP |
|
Buy |
9207 |
3.24200 GBP |
|
Buy |
3872 |
3.24250 GBP |
|
Buy |
6616 |
3.24400 GBP |
|
Buy |
3613 |
3.24500 GBP |
|
Buy |
2206 |
3.24600 GBP |
|
Buy |
4282 |
3.25500 GBP |
|
Buy |
1285 |
3.25600 GBP |
|
Buy |
5182 |
3.25900 GBP |
|
Buy |
3853 |
3.26650 GBP |
|
TOTAL BUY : |
253099 |
|
|
TOTAL SALE : |
0 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 5) |
Number of securities(Note 6) |
Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 6) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
|
Date of disclosure |
07 August 2009 |
|
Contact name |
Nimisha Sachdev |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
SEGRO PLC |
|
Nature of connection(Note 9) |
CONNECTED ADVISOR |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Segro