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EPT Disclosure

28th Oct 2008 09:40

RNS Number : 8206G
SG Option Europe
28 October 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

27 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

666,168   0.06

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

666,168  0.06

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

1421

20.21

Purchase

232

20.22

Purchase

436

20.23

Purchase

612

20.24

Purchase

1349

20.25

Purchase

350

20.34

Purchase

426

20.35

Purchase

776

20.36

Purchase

985

20.37

Purchase

820

20.39

Purchase

1328

20.41

Purchase

1902

20.42

Purchase

804

20.43

Purchase

2111

20.44

Purchase

3033

20.46

Purchase

1334

20.48

Purchase

18

20.51

Purchase

2178

20.53

Purchase

2025

20.54

Purchase

660

20.55

Purchase

868

20.56

Purchase

880

20.57

Purchase

1327

20.58

Purchase

546

20.61

Purchase

662

20.63

Purchase

388

20.65

Purchase

600

20.67

Purchase

400

20.68

Purchase

605

20.69

Purchase

715

20.74

Purchase

388

20.75

Purchase

250

20.77

Purchase

969

20.78

Purchase

520

20.79

Purchase

1933

20.80

Purchase

176

20.84

Purchase

652

20.87

Purchase

985

20.88

Purchase

1148

20.89

Purchase

332

20.90

Purchase

180

20.91

Purchase

1003

20.92

Purchase

415

20.96

Purchase

667

20.98

Purchase

439

21.00

Purchase

806

21.02

Purchase

512

21.03

Purchase

776

21.08

Purchase

353

21.09

Purchase

660

21.10

Purchase

1154

21.13

Purchase

1161

21.14

Purchase

498

21.17

Purchase

400

21.26

Purchase

400

21.33

Purchase

532

21.36

Purchase

483

21.40

Purchase

12292

21.42

Purchase

664

21.50

Purchase

400

21.51

Purchase

343316

21.52

Purchase

413

21.56

Purchase

660

21.60

Purchase

1022

21.62

Purchase

660

21.67

Purchase

115567

21.67

Purchase

400

21.71

Purchase

515

21.73

Purchase

521

21.75

Purchase

1608

21.81

Purchase

41901

21.84

Purchase

548

21.85

Purchase

943

21.86

Purchase

1296

21.87

Purchase

359

21.88

Purchase

832

21.91

Purchase

440

21.92

Purchase

1200

21.93

Purchase

388

21.95

Purchase

436

21.96

Purchase

2852

21.97

Purchase

821

21.98

Purchase

969

21.99

Purchase

749

22.01

Purchase

450

22.02

Purchase

1268

22.03

Purchase

1009

22.04

Purchase

628

22.05

Purchase

1072

22.06

Purchase

2518

22.07

Purchase

1164

22.08

Purchase

440

22.09

Purchase

2156

22.10

Purchase

2346

22.11

Purchase

2109

22.13

Purchase

1364

22.14

Purchase

456

22.15

Purchase

869

22.16

Purchase

1846

22.17

Purchase

844

22.18

Purchase

820

22.19

Purchase

1456

22.20

Purchase

420

22.21

Purchase

2957

22.22

Purchase

388

22.23

Purchase

660

22.24

Purchase

21

22.25

Purchase

600

22.26

Purchase

432

22.27

Purchase

656

22.28

Purchase

867

22.29

Purchase

1049

22.31

Purchase

644

22.32

Purchase

822

22.32

Purchase

1848

22.34

Purchase

584

22.35

Purchase

930

22.36

Purchase

388

22.37

Purchase

2113

22.38

Purchase

1152

22.40

Purchase

369

22.41

Purchase

1628

22.42

Purchase

20290

22.43

Purchase

944

22.44

Purchase

782

22.45

Purchase

388

22.48

Purchase

382

22.50

Purchase

1007

22.52

Purchase

598

22.53

Purchase

84189

22.54

Purchase

660

22.55

Purchase

1448

22.57

Purchase

700

22.68

Total Purchase

732086

 

Sale

840

20.16

Sale

838

20.35

Sale

744

20.37

Sale

600

20.38

Sale

400

20.39

Sale

753

20.40

Sale

1549

20.42

Sale

968

20.48

Sale

767

20.49

Sale

762

20.54

Sale

1147

20.55

Sale

808

20.56

Sale

400

20.57

Sale

432

20.58

Sale

29247

20.58

Sale

120

20.60

Sale

462

20.61

Sale

400

20.64

Sale

1232

20.66

Sale

400

20.67

Sale

573

20.71

Sale

2900

20.72

Sale

142

20.72

Sale

388

20.75

Sale

388

20.78

Sale

388

20.80

Sale

388

20.93

Sale

469

20.96

Sale

404

20.97

Sale

438

21.02

Sale

464

21.04

Sale

4880

21.13

Sale

388

21.21

Sale

660

21.24

Sale

384

21.26

Sale

400

21.29

Sale

84

21.30

Sale

1048

21.32

Sale

749

21.33

Sale

1048

21.37

Sale

717

21.38

Sale

250

21.40

Sale

4189

21.41

Sale

660

21.42

Sale

1460

21.44

Sale

192

21.46

Sale

400

21.48

Sale

822

21.53

Sale

1355

21.56

Sale

326515

21.57

Sale

443

21.59

Sale

1231

21.62

Sale

720

21.63

Sale

543

21.64

Sale

482

21.65

Sale

400

21.66

Sale

1170

21.73

Sale

806

21.76

Sale

600

21.77

Sale

388

21.80

Sale

1552

21.81

Sale

300

21.83

Sale

211

21.85

Sale

368

21.86

Sale

853

21.87

Sale

1182

21.90

Sale

644

21.91

Sale

660

21.92

Sale

1561

21.94

Sale

628

21.95

Sale

388

21.96

Sale

565

21.97

Sale

633

21.98

Sale

388

22.01

Sale

1831

22.04

Sale

64

22.06

Sale

324

22.07

Sale

902

22.08

Sale

95669

22.11

Sale

685

22.13

Sale

400

22.16

Sale

388

22.19

Sale

847

22.20

Sale

2610

22.22

Sale

580

22.25

Sale

3578

22.26

Sale

900

22.27

Sale

37

22.28

Sale

1023

22.30

Sale

517

22.30

Sale

660

22.31

Sale

1070

22.35

Sale

930

22.36

Sale

412

22.39

Sale

388

22.41

Sale

588

22.42

Sale

77056

22.43

Sale

360

22.44

Sale

720

22.45

Sale

432

22.48

Sale

700

22.68

Total Purchase

606399

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

28 October 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMPBLTMMITMMP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,784.49
Change3.37