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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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1-July-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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464839
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0.014
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8,985,860
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0.268
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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464839
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0.014
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8,985,860
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0.268
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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532
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44.52
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Purchase
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1
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44.52
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Purchase
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2,244
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44.47
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Purchase
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11
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44.47
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Purchase
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134
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44.47
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Purchase
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1,200
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44.47
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Purchase
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890
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44.47
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Purchase
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2,608
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44.47
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Purchase
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127
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44.43
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Purchase
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100
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44.43
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Purchase
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269
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44.43
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Purchase
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104
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44.43
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Purchase
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1,200
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44.43
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Purchase
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16
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44.43
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Purchase
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2,669
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44.35
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Purchase
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830
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44.31
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Purchase
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1,000
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44.31
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Purchase
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830
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44.31
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Purchase
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96
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44.31
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Purchase
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672
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44.31
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Purchase
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250
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44.57
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Purchase
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5,257
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44.81
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Purchase
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1
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44.81
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Purchase
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6
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44.81
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Purchase
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38
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44.81
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Purchase
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2,698
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44.81
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Purchase
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250
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44.82
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Purchase
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500
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44.77
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Purchase
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600
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44.52
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Purchase
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1,826
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44.39
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Purchase
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369
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44.39
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Purchase
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10,800
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44.39
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Purchase
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200
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44.39
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Purchase
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1,805
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44.39
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Purchase
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980
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44.43
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Purchase
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10,000
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44.43
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Purchase
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4,020
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44.43
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Purchase
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2,211
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44.43
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Purchase
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10,000
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44.43
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Purchase
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82
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44.43
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Purchase
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200
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44.43
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Purchase
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28
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44.43
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Purchase
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479
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44.43
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Purchase
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30,000
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44.37
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Sale
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-2,194
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44.68
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Sale
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-182
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44.39
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Sale
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-498
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44.58
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Sale
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-40
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44.58
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Sale
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-1,200
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44.58
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Sale
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-562
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44.58
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Sale
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-2,500
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44.46
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Sale
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-500
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44.68
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Sale
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-500
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44.68
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Sale
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-55
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44.67
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Sale
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-34
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44.67
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Sale
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-10,000
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44.67
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Sale
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-209
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44.67
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Sale
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-1,200
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44.67
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Sale
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-194
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44.67
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Sale
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-145
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44.67
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Sale
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-163
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44.67
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Sale
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-1,098
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44.68
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Sale
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-293
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44.68
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Sale
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-35
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44.68
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Sale
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-5,104
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44.68
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Sale
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-213
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44.68
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Sale
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-1,119
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44.68
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Sale
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-944
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44.68
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Sale
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-1,000
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44.68
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Sale
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-500
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44.69
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Sale
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-2,192
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44.55
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Sale
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-300
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44.55
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Sale
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-364
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44.55
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Sale
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-1,000
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44.55
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Sale
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-1,144
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44.55
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Sale
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-524
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44.52
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Sale
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-30
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44.52
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Sale
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-250
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44.52
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Sale
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-250
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44.52
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Sale
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-250
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44.52
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Sale
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-301
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44.52
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Sale
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-3,126
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44.52
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Sale
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-3,000
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44.51
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Sale
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-2,262
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44.49
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Sale
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-823
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44.49
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Sale
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-140
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44.49
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Sale
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-252
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44.49
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Sale
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-4,023
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44.49
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Sale
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-269
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44.52
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Sale
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-1,984
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44.55
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Sale
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-3,016
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44.55
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Sale
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-1,185
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44.55
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Sale
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-1,200
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44.55
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Sale
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-401
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44.55
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Sale
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-34
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44.55
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Sale
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-591
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44.55
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Sale
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-1,589
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44.55
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Sale
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-1,490
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44.53
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Sale
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-6
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44.53
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Sale
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-196
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44.53
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Sale
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-3,308
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44.53
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Sale
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-1,729
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44.52
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Sale
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-93
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44.52
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Sale
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-79
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44.52
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Sale
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-30
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44.52
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Sale
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-17
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44.52
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Sale
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-204
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44.52
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Sale
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-3
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44.52
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Sale
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-4
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44.52
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Sale
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-3
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44.52
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Sale
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-361
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44.52
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Sale
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-3
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44.52
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Sale
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-649
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44.52
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Sale
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-500
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44.52
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Sale
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-1
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44.52
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Sale
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-517
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44.52
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Sale
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-2,099
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44.52
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Sale
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-1,200
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44.52
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Sale
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-196
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44.52
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Sale
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-300
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44.52
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Sale
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-12
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44.52
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Sale
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-318
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44.39
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Sale
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-248
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44.40
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Sale
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-4
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44.40
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Sale
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-292
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44.40
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Sale
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-500
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44.40
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Sale
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-33
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44.40
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Sale
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-1,316
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44.40
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Sale
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-40
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44.40
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Sale
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-14
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44.40
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Sale
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-481
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44.40
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Sale
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-126
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44.40
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Sale
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-215
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44.40
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Sale
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-3,605
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44.40
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Sale
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-1
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44.40
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Sale
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-235
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44.40
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Sale
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-916
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44.40
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Sale
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-1,974
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44.40
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Sale
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-72
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44.45
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Sale
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-20,000
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44.41
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TOTAL BUY:98133
TOTAL SELL:104372
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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2-07-2008
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Contact name
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Carolyn Collins/ Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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