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EPT Disclosure

30th Sep 2008 09:59

RNS Number : 6584E

UBS Securities Australia Limited

30 September 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	29 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

(1) Relevant securities

628300

0.14%

2205229

0.48%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

1039273

0.23%

324238

0.07%

Total

1667573

0.37%

2529467

0.55%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale	Number of securities	Price per unit (AUD) (Note 4)
Purchase	8000	150
Purchase	7369	95.5
Purchase	5000	96.2
Purchase	3405	95.5
Purchase	2301	100
Purchase	2000	96.2
Purchase	1655	99.6
Purchase	1488	99.39
Purchase	1361	95.5
Purchase	1348	95.5
Purchase	1001	99.38
Purchase	901	96.2
Purchase	900	99.9
Purchase	779	99.6
Purchase	745	96.22
Purchase	637	100
Purchase	636	96.5
Purchase	623	96.19
Purchase	500	96.2
Purchase	500	99.44
Purchase	500	99.44
Purchase	500	99.4
Purchase	500	99.4
Purchase	499	97.7
Purchase	470	99.38
Purchase	459	99.6
Purchase	457	96.19
Purchase	450	97.71
Purchase	445	97.71
Purchase	393	99.4
Purchase	344	97.69
Purchase	333	100
Purchase	318	99.4
Purchase	317	99.4
Purchase	304	95.95
Purchase	267	96.41
Purchase	262	99.6
Purchase	256	95.88
Purchase	217	99.03
Purchase	198	97.7
Purchase	196	95.89
Purchase	190	100
Purchase	183	95.85
Purchase	180	101
Purchase	170	95.88
Purchase	170	99.55
Purchase	150	100
Purchase	149	99.4
Purchase	136	95.97
Purchase	126	95.96
Purchase	126	95.88
Purchase	116	95.81
Purchase	109	95.83
Purchase	105	95.97
Purchase	104	99.05
Purchase	104	99.22
Purchase	104	99.05
Purchase	104	99.16
Purchase	104	99
Purchase	104	97.35
Purchase	102	96.13
Purchase	102	99.03
Purchase	100	95.91
Purchase	100	99.89
Purchase	100	100
Purchase	100	100
Purchase	100	99.4
Purchase	100	99.4
Purchase	95	95.82
Purchase	90	99.99
Purchase	88	97.3
Purchase	86	100
Purchase	79	99.4
Purchase	77	96.56
Purchase	77	99.03
Purchase	73	99.55
Purchase	70	99.4
Purchase	70	99.4
Purchase	68	96.1
Purchase	66	98.93
Purchase	65	96.1
Purchase	63	97.71
Purchase	56	98.3
Purchase	53	98.97
Purchase	52	97.39
Purchase	51	99.55
Purchase	49	99.54
Purchase	48	95.82
Purchase	47	99.03
Purchase	46	98.48
Purchase	45	95.88
Purchase	40	99
Purchase	35	98.98
Purchase	35	99.4
Purchase	35	98.41
Purchase	35	98.41
Purchase	35	98.54
Purchase	35	99.26
Purchase	34	95.89
Purchase	34	99.26
Purchase	32	99.4
Purchase	31	97.39
Purchase	30	99.03
Purchase	28	99
Purchase	25	96.56
Purchase	20	97.39
Purchase	18	97.3
Purchase	18	99.38
Purchase	17	95.94
Purchase	14	97.3
Purchase	14	98.97
Purchase	13	100
Purchase	12	96.56
Purchase	11	99.39
Purchase	11	99.38
Purchase	10	97.3
Purchase	10	97.2
Purchase	7	99.02
Purchase	7	95.89
Purchase	7	97.3
Purchase	7	99.4
Purchase	6	97.3
Purchase	5	96.92
Purchase	5	97.3
Purchase	4	99.02
Purchase	4	95.88
Purchase	4	95.82
Purchase	4	97.3
Purchase	4	97.3
Purchase	4	99.4
Purchase	4	95.82
Purchase	3	99.02
Purchase	3	95.82
Purchase	3	96.93
Purchase	3	96.93
Purchase	3	96.93
Purchase	3	97.3
Purchase	3	98.97
Purchase	2	96.92
Purchase	2	96.92
Purchase	2	96.19
Purchase	2	99
Purchase	1	97.7
Purchase	1	96.93
Purchase	1	96.93
Purchase	1	96.93
Purchase	1	97.3
Purchase	1	97.3
Purchase	1	99.55
Purchase	1	99.55
Purchase	1	99.4
Purchase	1	99.39
Purchase	1	98.3
Purchase	1	98.29
Purchase	1	97.39
Purchase	1	99.03
Purchase	1	99.03
Purchase	1	99.25
Sale	1	95.72
Sale	1	96.4
Sale	1	98.71
Sale	1	96.22
Sale	1	96.22
Sale	1	96.22
Sale	1	96.01
Sale	1	96
Sale	2	96.4
Sale	2	96.22
Sale	3	98.9
Sale	3	96.22
Sale	5	96.4
Sale	6	96
Sale	7	95.5
Sale	7	96.4
Sale	10	95.5
Sale	10	95.72
Sale	12	96.4
Sale	14	96.22
Sale	15	95.5
Sale	19	96.4
Sale	19	96.02
Sale	20	95.5
Sale	20	98.7
Sale	21	95.5
Sale	25	95.5
Sale	26	96
Sale	27	98.71
Sale	30	95.5
Sale	31	96
Sale	44	98.9
Sale	45	98.9
Sale	50	95.5
Sale	50	95.5
Sale	50	95.5
Sale	50	95.5
Sale	50	95.5
Sale	50	95.5
Sale	50	95.5
Sale	50	98.7
Sale	50	98.7
Sale	55	95.5
Sale	58	95.5
Sale	58	96.01
Sale	70	95.5
Sale	70	99.4
Sale	75	96
Sale	82	97.17
Sale	84	95.5
Sale	93	95.5
Sale	94	95.5
Sale	98	96.42
Sale	99	98.9
Sale	100	95.5
Sale	100	95.5
Sale	100	95.5
Sale	100	95.5
Sale	100	95.5
Sale	100	95.5
Sale	100	95.5
Sale	100	98.9
Sale	100	96.22
Sale	100	96.22
Sale	100	96
Sale	100	96
Sale	101	98.71
Sale	104	95.5
Sale	104	95.5
Sale	105	95.5
Sale	130	95.5
Sale	130	98.72
Sale	134	95.5
Sale	150	95.5
Sale	150	95.5
Sale	174	98.9
Sale	187	95.5
Sale	200	96
Sale	200	95.5
Sale	200	95.5
Sale	200	95.5
Sale	200	95.5
Sale	200	95.88
Sale	200	96.22
Sale	200	96.01
Sale	210	95.5
Sale	220	96.22
Sale	227	98.9
Sale	247	96.22
Sale	300	95.5
Sale	300	96
Sale	308	98.9
Sale	313	95.9
Sale	348	95.5
Sale	365	95.5
Sale	367	96
Sale	464	95.5
Sale	487	95.88
Sale	494	98.72
Sale	500	95.5
Sale	500	98.7
Sale	500	98.71
Sale	500	96.22
Sale	583	96
Sale	716	96.4
Sale	745	96.22
Sale	745	96.22
Sale	777	95.5
Sale	800	96
Sale	813	96
Sale	866	96.22
Sale	935	95.5
Sale	989	95.72
Sale	1000	96
Sale	1000	95.5
Sale	1000	96
Sale	1070	96
Sale	1155	95.5
Sale	1250	96
Sale	1348	95.5
Sale	1361	95.5
Sale	1589	95.5
Sale	1652	95.5
Sale	1986	95.5
Sale	2000	95.5
Sale	2000	95.5
Sale	2045	98.7
Sale	3405	95.5
Sale	10000	99.35
Total Purchase	54435
Total Sale	54566

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price (AUD)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (AUD) (Note 4)

Call Option	Purchasing	3000	100	American	30-Oct-08	4.6
Call Option	Purchasing	3000	100	American	30-Oct-08	4.6
Call Option	Purchasing	3000	100	American	30-Oct-08	4.6
Call Option	Purchasing	1000	100	American	30-Oct-08	4.6
Call Option	Purchasing	16000	109	American	27-Nov-08	3.6
Call Option	Purchasing	3000	109	American	27-Nov-08	3.6
Call Option	Purchasing	1000	109	American	27-Nov-08	3.55
Call Option	Purchasing	4000	112	American	18-Dec-08	3.95
Call Option	Purchasing	12000	112	American	18-Dec-08	3.95
Call Option	Purchasing	2000	112	American	18-Dec-08	3.93
Call Option	Purchasing	2000	112	American	18-Dec-08	3.9
Put Option	Purchasing	8000	150	American	18-Dec-08	0
Call Warrant	Selling	6250	135	European	18-Dec-08	0.24
Call Warrant	Selling	2625	135	European	18-Dec-08	0.25
Call Warrant	Selling	6250	135	European	18-Dec-08	0.25
Call Warrant	Selling	250	135	European	18-Dec-08	0.25
Call Warrant	Selling	750	135	European	18-Dec-08	0.25
Call Warrant	Selling	125	135	European	18-Dec-08	0.25
Call Warrant	Selling	10	80	European	26-May-09	30.28
Call Warrant	Selling	10	80	European	26-May-09	30.28
Call Warrant	Selling	100	80	European	26-May-09	30.28
Call Warrant	Selling	100	80	European	26-May-09	30.28
Call Warrant	Selling	70	55	European	18-Jun-09	48.5
Call Warrant	Selling	280	80	European	26-May-09	30.29

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	30 September 2008
Contact name	Belinda Maclay
Telephone number	+61 2 93242944
Name of offeree/offeror with which connected	BHP Billiton PLC/BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercise price (AUD) (Note 2)	Type, e.g. American, European etc.	Expiry date
Call Option	Purchased	132000	150	27-Nov-08	American
Call Option	Purchased	100000	170	18-Dec-08	American
Call Option	Purchased	50000	124	30-Oct-08	American
Call Option	Purchased	40000	160	18-Dec-08	American
Call Option	Purchased	20000	112	18-Dec-08	American
Call Option	Purchased	20000	114	18-Dec-08	American
Call Option	Purchased	20000	130	18-Dec-08	American
Call Option	Purchased	20000	109	27-Nov-08	American
Call Option	Purchased	16000	80	26-May-09	European
Call Option	Purchased	15000	158	18-Dec-08	American
Call Option	Purchased	12000	96	06-Nov-08	European
Call Option	Purchased	10000	100	30-Oct-08	American
Call Option	Purchased	4000	110	18-Dec-08	American
Call Option	Purchased	3000	170	18-Dec-08	American
Call Option	Purchased	1000	114.74	19-Jun-09	European
Call Option	Written	150	145	18-Dec-08	European
Call Option	Written	1500	115	29-Jan-09	European
Call Option	Written	2652	55	18-Jun-09	European
Call Option	Written	7036	100	06-Nov-08	European
Call Option	Written	7952	96	06-Nov-08	European
Call Option	Written	12000	96	06-Nov-08	European
Call Option	Written	16000	80	26-May-09	European
Call Option	Written	18506	80	26-May-09	European
Call Option	Written	31725	135	18-Dec-08	European
Call Warrant	Written	1717	0	30-Jun-14	European
Put Option	Purchased	150000	77	22-Dec-11	American
Put Option	Purchased	75000	110	18-Dec-08	American
Put Option	Written	72	136.98	17-Jun-13	American
Put Option	Written	73	135.65	22-Feb-11	American
Put Option	Written	78	127	31-Jan-13	American
Put Option	Written	91	109	22-Jan-09	American
Put Option	Written	94	131.31	30-Jun-11	American
Put Option	Written	101	122.94	29-Aug-13	American
Put Option	Written	119	83.55	11-Aug-10	American
Put Option	Written	125	99.48	29-Jul-10	American
Put Option	Written	125	99.59	28-Jun-12	American
Put Option	Written	126	99.07	07-Sep-12	American
Put Option	Written	127	98.35	22-Jun-10	American
Put Option	Written	128	77.89	21-Jun-11	American
Put Option	Written	130	76.7	19-May-11	American
Put Option	Written	131	94.91	26-Jul-12	American
Put Option	Written	132	97.5	02-Jul-12	American
Put Option	Written	146	98.79	29-Jul-10	American
Put Option	Written	146	102.05	26-Jul-12	American
Put Option	Written	150	99.59	29-Jul-10	American
Put Option	Written	152	98.36	28-Jun-12	American
Put Option	Written	154	129.41	11-Dec-12	American
Put Option	Written	157	99.86	29-Jul-10	American
Put Option	Written	158	99.12	29-Jul-10	American
Put Option	Written	158	78.77	24-Jun-11	American
Put Option	Written	159	78.2	23-Jun-09	American
Put Option	Written	159	78.31	21-Jun-11	American
Put Option	Written	164	91.04	11-May-12	American
Put Option	Written	168	148.37	30-May-13	American
Put Option	Written	176	113.21	25-Oct-12	American
Put Option	Written	181	101	29-Jul-10	American
Put Option	Written	183	135.98	30-Jun-11	American
Put Option	Written	185	96.8	28-Jun-12	American
Put Option	Written	198	100.52	16-Jun-10	American
Put Option	Written	203	98.47	22-Jun-10	American
Put Option	Written	203	98.08	22-Jun-10	American
Put Option	Written	209	81.14	28-Apr-11	American
Put Option	Written	214	93.26	28-Jun-12	American
Put Option	Written	218	100.49	28-Jun-12	American
Put Option	Written	227	44.05	22-Jun-10	American
Put Option	Written	240	83.48	18-Apr-11	American
Put Option	Written	243	102.51	26-Jul-12	American
Put Option	Written	246	101.6	24-Jun-10	American
Put Option	Written	257	76.5	17-Jun-11	American
Put Option	Written	265	75.38	22-Jun-11	American
Put Option	Written	271	73.66	10-Jun-09	American
Put Option	Written	271	73.76	05-Jun-09	American
Put Option	Written	283	78.34	19-Oct-11	American
Put Option	Written	286	91.6	30-Aug-12	American
Put Option	Written	296	67.43	15-Sep-09	American
Put Option	Written	298	100.5	25-Jun-10	American
Put Option	Written	300	71.7	02-Jan-09	American
Put Option	Written	305	75.25	25-Jun-09	American
Put Option	Written	310	96.73	23-Jun-10	American
Put Option	Written	325	77.02	21-May-09	American
Put Option	Written	342	102.42	29-Jun-12	American
Put Option	Written	352	98.21	29-Jul-10	American
Put Option	Written	353	70.82	09-Feb-09	American
Put Option	Written	356	70.14	10-Jun-09	American
Put Option	Written	363	82.51	28-Apr-09	American
Put Option	Written	371	99.3	29-Jul-10	American
Put Option	Written	382	98	26-Jul-12	American
Put Option	Written	396	75.01	08-Mar-10	American
Put Option	Written	400	74.9	22-Jun-11	American
Put Option	Written	404	98.86	24-Jun-10	American
Put Option	Written	413	96.82	24-Jun-10	American
Put Option	Written	413	96.75	21-Jun-12	American
Put Option	Written	419	71.59	19-Jan-09	American
Put Option	Written	425	78.61	30-Jun-11	American
Put Option	Written	429	34.96	18-Jun-09	American
Put Option	Written	434	98.52	29-Jul-10	American
Put Option	Written	460	109.66	31-Jan-13	American
Put Option	Written	465	98.9	28-Jun-12	American
Put Option	Written	472	90.6	29-Jul-10	American
Put Option	Written	484	103.17	26-Jul-12	American
Put Option	Written	509	98.07	29-Jul-10	American
Put Option	Written	510	98	29-Jul-10	American
Put Option	Written	514	77.75	30-Jun-11	American
Put Option	Written	518	96.51	31-May-12	American
Put Option	Written	528	75.48	29-Jun-11	American
Put Option	Written	538	99.08	26-Jul-12	American
Put Option	Written	547	109.66	27-Jan-11	American
Put Option	Written	555	45.04	22-Jun-10	American
Put Option	Written	562	99.67	29-Jul-10	American
Put Option	Written	564	90.39	22-Jun-12	American
Put Option	Written	566	35.33	22-Jun-09	American
Put Option	Written	567	35.27	19-Jun-09	American
Put Option	Written	573	34.9	18-Jun-09	American
Put Option	Written	591	95.3	29-Jul-10	American
Put Option	Written	598	83.69	22-Jun-12	American
Put Option	Written	600	73.45	30-Jun-11	American
Put Option	Written	601	99.71	25-Jun-10	American
Put Option	Written	628	99.44	29-Jul-10	American
Put Option	Written	634	78.7	27-May-09	American
Put Option	Written	637	139.1	15-Jun-11	American
Put Option	Written	648	97.31	24-Jun-09	American
Put Option	Written	650	92.25	12-Jun-12	American
Put Option	Written	663	75.36	23-Jun-11	American
Put Option	Written	663	75.38	25-Jun-09	American
Put Option	Written	696	99.01	26-Jul-12	American
Put Option	Written	703	85.3	22-Jun-12	American
Put Option	Written	715	139.74	12-Jun-13	American
Put Option	Written	733	102.26	28-Jun-12	American
Put Option	Written	794	75.5	23-Jun-11	American
Put Option	Written	821	103.41	22-Jun-12	American
Put Option	Written	828	98.9	29-Jul-10	American
Put Option	Written	836	99.24	15-Jun-10	American
Put Option	Written	859	77.44	30-Jun-11	American
Put Option	Written	869	75.44	23-Jun-11	American
Put Option	Written	870	97.65	22-Jun-12	American
Put Option	Written	887	98.08	28-Jun-12	American
Put Option	Written	941	42.5	03-Jun-10	American
Put Option	Written	982	74.85	30-Jun-11	American
Put Option	Written	1000	76	14-Jun-11	American
Put Option	Written	1000	76.49	19-Jun-09	American
Put Option	Written	1008	99.09	18-Jun-10	American
Put Option	Written	1020	74.54	01-Aug-11	American
Put Option	Written	1038	76.08	30-Jun-11	American
Put Option	Written	1040	96.14	26-May-10	American
Put Option	Written	1062	98.28	28-Jun-12	American
Put Option	Written	1067	101.45	26-Jul-12	American
Put Option	Written	1080	101.81	29-Jul-10	American
Put Option	Written	1083	92.25	28-Jun-12	American
Put Option	Written	1175	42.5	27-Jan-10	American
Put Option	Written	1257	99.37	28-Jun-12	American
Put Option	Written	1281	43.4	21-Jun-10	American
Put Option	Written	1334	74.99	22-Jun-11	American
Put Option	Written	1360	73.51	28-Jul-11	American
Put Option	Written	1418	91.6	29-Jul-10	American
Put Option	Written	1441	99.64	29-Jul-10	American
Put Option	Written	1500	78.2	22-Mar-10	American
Put Option	Written	1500	78.39	23-Mar-10	American
Put Option	Written	1512	99.17	25-Jun-10	American
Put Option	Written	1588	99.88	26-Jul-12	American
Put Option	Written	1594	100.35	26-Jul-12	American
Put Option	Written	1600	77.2	25-Feb-10	American
Put Option	Written	1628	102.26	24-Jun-10	American
Put Option	Written	1639	103.64	26-Jul-12	American
Put Option	Written	1656	77.02	30-Jun-11	American
Put Option	Written	1787	100.7	26-Jul-12	American
Put Option	Written	1902	98.51	28-Jun-12	American
Put Option	Written	2264	110.36	24-Jun-09	American
Put Option	Written	2450	76.54	28-Jul-11	American
Put Option	Written	2515	98.79	26-Jul-12	American
Put Option	Written	2716	78.99	28-Jul-11	American
Put Option	Written	2719	99.08	29-Jul-10	American
Put Option	Written	2739	94.91	29-Jul-10	American
Put Option	Written	2746	72.82	24-Jun-11	American
Put Option	Written	3013	101.81	26-Jul-12	American
Put Option	Written	3288	78	28-Jul-11	American
Put Option	Written	3628	67.79	29-Sep-11	American
Put Option	Written	3685	76.01	30-Jun-11	American
Put Option	Written	3883	77.32	30-Jun-11	American
Put Option	Written	3905	102.41	29-Jul-10	American
Put Option	Written	4313	78.23	30-Jun-11	American
Put Option	Written	4724	78.43	28-Jul-11	American
Put Option	Written	6000	116	29-Jan-09	American
Put Option	Written	8568	78.86	28-Jul-11	American
Put Option	Written	10000	120	29-Jan-09	American
Put Option	Written	10000	122	29-Jan-09	American
Put Option	Written	30000	150	18-Dec-08	American
Put Option	Written	50000	120	18-Dec-08	American
Put Option	Written	82000	130	29-Jan-09	American
Put Option	Written	100000	140	18-Dec-08	American
Put Option	Written	150000	79	22-Dec-11	American

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

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