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EPT Disclosure

11th Jun 2008 10:03

RNS Number : 4484W
Macquarie Group Limited
11 June 2008
 



   

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

Part 1 of 2 

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Bank Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000BHP4

Date of dealing

10 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

4,636,712  0.13%

(2) Derivatives (other than options)

22,975 0.00%

(3) Options and agreements to purchase/sell

6,473,861  0.19%

Total

22,975 0.00%

11,110,573  0.33%

Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

See Part 2 - Annexure A

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

See Part 2 - Annexure B

I Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

See Part 2 - Annexure C

Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Other dealings (including new securities) (Note 3)

Nature of Transaction

Quantity

Price Per Unit (if applicable)

Stock Loans

1,750 

N/A

Stock Loan Returns

5,000 

N/A

Collateral Received

390,000 

N/A

Collateral Delivery Returns

275,000 

N/A

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

11 June 2008

Contact name

Johanna Uy

Telephone number

+44 (0) 2030374339

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Connected principal trader

  Annexure A

B = 365118 S = -350107 

Buy Sell

Exec Quantity

Exec Price

Buy Sell

Exec Quantity

Exec Price

BUY

177300.00

42.36

BUY

1150.00

43.78

BUY

10495.00

43.78

BUY

3355.00

43.78

BUY

10000.00

43.95

BUY

1789.00

43.80

BUY

09.00

43.80

BUY

10000.00

43.80

BUY

393.00

43.26

BUY

451.00

43.26

BUY

10000.00

43.26

BUY

1230.00

43.26

BUY

862.00

43.26

BUY

3343.00

43.26

BUY

817.00

43.90

BUY

200.00

43.90

BUY

1100.00

43.90

BUY

2883.00

43.90

BUY

556.00

44.06

BUY

100.00

44.06

BUY

2935.00

44.07

BUY

800.00

44.07

BUY

609.00

44.07

BUY

4211.00

43.40

BUY

660.00

43.40

BUY

129.00

43.40

BUY

401.00

43.62

BUY

782.00

43.62

BUY

686.00

43.63

BUY

708.00

43.63

BUY

27.00

43.63

BUY

2396.00

43.63

BUY

138.00

43.61

BUY

37.00

43.88

BUY

190.00

43.88

BUY

4700.00

43.88

BUY

73.00

43.88

BUY

6605.00

43.80

BUY

200.00

43.80

BUY

500.00

43.80

BUY

644.00

43.80

BUY

164.00

43.80

BUY

25.00

43.80

BUY

64.00

43.80

BUY

1129.00

44.24

BUY

1373.00

44.22

BUY

1200.00

43.93

BUY

237.00

43.93

BUY

10.00

43.95

BUY

251.00

43.95

BUY

2218.00

43.95

BUY

521.00

43.95

BUY

315.00

43.87

BUY

368.00

43.82

BUY

01.00

43.45

BUY

05.00

43.46

BUY

524.00

43.49

BUY

74.00

43.49

BUY

996.00

43.50

BUY

427.00

43.51

BUY

630.00

43.45

BUY

09.00

43.54

BUY

750.00

43.52

BUY

1250.00

43.61

BUY

60.00

43.61

BUY

655.00

43.64

BUY

1870.00

43.55

BUY

138.00

43.59

BUY

655.00

43.59

BUY

655.00

43.63

BUY

325.00

44.19

BUY

262.00

44.19

BUY

1180.00

44.20

BUY

400.00

44.19

BUY

39.00

43.75

BUY

891.00

43.81

BUY

866.00

43.56

BUY

06.00

43.56

BUY

549.00

43.57

BUY

275.00

43.26

BUY

706.00

43.87

BUY

350.00

43.55

BUY

77.00

43.55

BUY

365.00

43.53

BUY

721.00

43.68

BUY

01.00

43.68

BUY

223.00

44.18

BUY

777.00

44.18

BUY

162.00

44.01

BUY

15.00

43.78

BUY

255.00

43.78

BUY

50.00

43.81

BUY

62.00

43.81

BUY

120.00

43.83

BUY

08.00

43.82

BUY

430.00

43.81

BUY

511.00

43.81

BUY

6287.00

43.26

BUY

500.00

43.78

BUY

100.00

43.78

BUY

500.00

44.26

BUY

597.00

44.30

BUY

100.00

44.30

BUY

100.00

44.10

BUY

100.00

44.07

BUY

300.00

44.09

BUY

396.00

44.00

BUY

310.00

44.00

BUY

682.00

44.00

BUY

200.00

43.93

BUY

500.00

43.35

BUY

267.00

43.55

BUY

733.00

43.55

BUY

310.00

43.82

BUY

1500.00

43.26

BUY

91.00

43.26

BUY

150.00

43.26

BUY

350.00

43.26

BUY

6287.00

43.26

BUY

3084.00

43.69

BUY

2108.00

43.97

BUY

471.00

43.97

BUY

2000.00

43.97

BUY

421.00

43.97

BUY

400.00

80.13

BUY

100.00

80.11

BUY

100.00

80.16

BUY

100.00

80.16

BUY

100.00

80.15

BUY

100.00

80.15

BUY

12600.00

80.62

BUY

100.00

80.44

BUY

1000.00

80.67

BUY

1500.00

80.68

BUY

1000.00

80.59

BUY

100.00

80.59

BUY

100.00

80.59

BUY

100.00

80.59

BUY

100.00

80.59

BUY

100.00

80.59

BUY

800.00

80.59

BUY

100.00

80.59

BUY

30.00

80.20

BUY

100.00

80.23

BUY

500.00

80.23

BUY

100.00

80.23

BUY

100.00

80.23

BUY

30.00

80.23

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

400.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.46

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

900.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

200.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

100.00

80.53

BUY

3750.00

80.43

BUY

2500.00

80.15

BUY

8900.00

84.85

BUY

2500.00

82.20

BUY

2500.00

82.65

BUY

2500.00

80.39

SELL

-100000.00

42.55

SELL

-4862.00

43.80

SELL

-04.00

43.71

SELL

-129.00

43.71

SELL

-05.00

43.70

SELL

-4000.00

43.70

SELL

-250.00

43.70

SELL

-150.00

43.70

SELL

-1000.00

43.70

SELL

-3730.00

43.96

SELL

-250.00

43.96

SELL

-2333.00

43.96

SELL

-3273.00

43.96

SELL

-414.00

43.96

SELL

-2825.00

43.88

SELL

-13.00

43.88

SELL

-13.00

43.88

SELL

-157.00

43.88

SELL

-12.00

43.88

SELL

-209.00

43.88

SELL

-110.00

43.88

SELL

-48.00

43.88

SELL

-511.00

43.88

SELL

-565.00

43.88

SELL

-24.00

43.88

SELL

-24.00

43.88

SELL

-26.00

43.88

SELL

-25.00

43.88

SELL

-36.00

43.88

SELL

-400.00

43.88

SELL

-02.00

43.88

SELL

-138.00

43.80

SELL

-41.00

43.55

SELL

-01.00

43.57

SELL

-802.00

43.56

SELL

-3273.00

43.56

SELL

-924.00

43.56

SELL

-03.00

43.55

SELL

-52.00

43.55

SELL

-2142.00

43.54

SELL

-10.00

43.54

SELL

-2752.00

43.54

SELL

-41.00

43.52

SELL

-03.00

43.51

SELL

-2000.00

43.52

SELL

-80.00

43.51

SELL

-2876.00

43.51

SELL

-32.00

43.73

SELL

-29.00

43.73

SELL

-5000.00

43.72

SELL

-10000.00

43.83

SELL

-13.00

43.73

SELL

-130.00

43.73

SELL

-4796.00

43.72

SELL

-07.00

43.70

SELL

-872.00

43.70

SELL

-6287.00

43.26

SELL

-682.00

43.96

SELL

-771.00

44.10

SELL

-500.00

44.10

SELL

-132.00

44.10

SELL

-1000.00

43.96

SELL

-24.00

43.83

SELL

-12.00

43.83

SELL

-65.00

43.83

SELL

-1424.00

43.58

SELL

-163.00

43.52

SELL

-337.00

43.52

SELL

-1409.00

43.52

SELL

-01.00

43.52

SELL

-337.00

43.52

SELL

-1889.00

43.47

SELL

-2459.00

43.40

SELL

-195.00

43.53

SELL

-02.00

43.50

SELL

-07.00

43.50

SELL

-655.00

43.65

SELL

-02.00

43.51

SELL

-158.00

43.52

SELL

-333.00

43.51

SELL

-394.00

43.61

SELL

-74.00

43.61

SELL

-655.00

43.58

SELL

-1309.00

43.56

SELL

-748.00

43.57

SELL

-1636.00

43.87

SELL

-353.00

44.10

SELL

-661.00

43.95

SELL

-02.00

43.95

SELL

-18.00

43.95

SELL

-12.00

43.95

SELL

-13.00

43.95

SELL

-03.00

43.95

SELL

-50.00

43.95

SELL

-1000.00

43.95

SELL

-35.00

43.95

SELL

-120.00

43.95

SELL

-1385.00

43.93

SELL

-923.00

43.93

SELL

-700.00

44.03

SELL

-751.00

43.60

SELL

-1131.00

43.57

SELL

-24079.00

43.26

SELL

-597.00

43.65

SELL

-1500.00

43.73

SELL

-1600.00

44.00

SELL

-500.00

44.13

SELL

-363.00

43.95

SELL

-4637.00

43.95

SELL

-02.00

44.04

SELL

-175.00

44.04

SELL

-23.00

44.04

SELL

-1000.00

43.71

SELL

-390.00

43.54

SELL

-210.00

43.52

SELL

-500.00

43.52

SELL

-300.00

43.51

SELL

-200.00

43.51

SELL

-200.00

43.51

SELL

-650.00

43.42

SELL

-100.00

43.49

SELL

-100.00

43.57

SELL

-100.00

43.54

SELL

-500.00

43.58

SELL

-300.00

44.00

SELL

-04.00

43.97

SELL

-56.00

43.97

SELL

-250.00

43.97

SELL

-3084.00

43.69

SELL

-2193.00

43.69

SELL

-600.00

43.69

SELL

-38.00

43.69

SELL

-207.00

43.69

SELL

-46.00

43.69

SELL

-10416.00

44.10

SELL

-565.00

43.88

SELL

-4435.00

43.88

SELL

-100.00

80.80

SELL

-100.00

80.80

SELL

-100.00

80.80

SELL

-100.00

80.80

SELL

-200.00

80.80

SELL

-300.00

80.80

SELL

-1000.00

80.53

SELL

-924.00

80.53

SELL

-200.00

80.53

SELL

-400.00

80.53

SELL

-500.00

80.53

SELL

-10.00

80.53

SELL

-300.00

80.53

SELL

-1100.00

80.53

SELL

-1000.00

80.53

SELL

-100.00

80.62

SELL

-76.00

80.53

SELL

-1700.00

80.53

SELL

-100.00

80.53

SELL

-400.00

80.53

SELL

-200.00

80.53

SELL

-400.00

80.53

SELL

-200.00

80.53

SELL

-400.00

80.53

SELL

-1090.00

80.53

SELL

-200.00

80.62

SELL

-700.00

80.62

SELL

-300.00

80.62

SELL

-700.00

80.62

SELL

-200.00

80.62

SELL

-600.00

80.62

SELL

-200.00

80.62

SELL

-200.00

80.62

SELL

-800.00

80.62

SELL

-600.00

80.62

SELL

-400.00

80.62

SELL

-600.00

80.62

SELL

-400.00

80.62

SELL

-1000.00

80.62

SELL

-1000.00

80.62

SELL

-700.00

80.62

SELL

-55946.00

80.60

SELL

-500.00

80.50

SELL

-500.00

80.52

SELL

-500.00

80.52

SELL

-100.00

80.52

SELL

-500.00

80.50

SELL

-500.00

80.52

SELL

-500.00

80.52

SELL

-400.00

80.52

SELL

-500.00

80.50

SELL

-200.00

80.50

SELL

-100.00

80.50

SELL

-400.00

80.52

SELL

-500.00

80.50

SELL

-500.00

80.50

SELL

-200.00

80.50

SELL

-500.00

80.50

SELL

-300.00

80.50

SELL

-500.00

80.50

SELL

-200.00

80.50

SELL

-500.00

80.50

SELL

-100.00

80.50

SELL

-7900.00

85.90

SELL

-2500.00

85.10

-4007.00

OTC sale to custodian at market.

Total

15011.00

Annexure B 

B = 14257 S = 7788 

Type

BuySell

Exec Quantity

Exec Price

CFDS

BUY

597.00

43.65

CFDS

BUY

1500.00

43.73

CFDS

BUY

1600.00

44.00

CFDS

BUY

500.00

44.13

CFDS

BUY

300.00

43.51

CFDS

BUY

363.00

43.95

CFDS

BUY

4637.00

43.95

CFDS

BUY

02.00

44.04

CFDS

BUY

175.00

44.04

CFDS

BUY

23.00

44.04

CFDS

BUY

500.00

43.52

CFDS

BUY

390.00

43.54

CFDS

BUY

1000.00

43.71

CFDS

BUY

200.00

43.51

CFDS

BUY

200.00

43.51

CFDS

BUY

650.00

43.42

CFDS

BUY

210.00

43.52

CFDS

BUY

100.00

43.49

CFDS

BUY

100.00

43.57

CFDS

BUY

100.00

43.54

CFDS

BUY

250.00

43.97

CFDS

BUY

500.00

43.58

CFDS

BUY

56.00

43.97

CFDS

BUY

04.00

43.97

CFDS

BUY

300.00

44.00

CFDS

SELL

-500.00

43.78

CFDS

SELL

-100.00

43.78

CFDS

SELL

-500.00

44.26

CFDS

SELL

-597.00

44.30

CFDS

SELL

-100.00

44.30

CFDS

SELL

-100.00

44.10

CFDS

SELL

-100.00

44.07

CFDS

SELL

-300.00

44.09

CFDS

SELL

-396.00

44.00

CFDS

SELL

-310.00

44.00

CFDS

SELL

-682.00

44.00

CFDS

SELL

-200.00

43.93

CFDS

SELL

-500.00

43.35

CFDS

SELL

-267.00

43.55

CFDS

SELL

-733.00

43.55

CFDS

SELL

-310.00

43.82

CFDS

SELL

-1500.00

43.26

CFDS

SELL

-91.00

43.26

CFDS

SELL

-350.00

43.26

CFDS

SELL

-150.00

43.26

CMBO

SELL

-01.00

00.01

CMBO

SELL

-01.00

00.01

Total

6469.00

Annexure C

B = 98635 S = -105183 

Call/Put

Buy Sell

Exec Quantity

Exec Price

Strike

Amer/Euro

Expiry

Call/Put

Buy Sell

Exec Quantity

Exec Price

Strike

Amer/Euro

Expiry

Put Option

BUY

05.00

01.68

39.00

American

20080724

Put Option

BUY

01.00

00.77

39.00

American

20080724

Put Option

BUY

09.00

00.79

39.00

American

20080724

Put Option

BUY

10.00

02.27

44.00

American

20080724

Put Option

BUY

01.00

02.16

44.00

American

20080724

Put Option

BUY

09.00

02.15

44.00

American

20080724

Put Option

BUY

10.00

02.60

44.00

American

20080724

Put Option

BUY

02.00

02.48

44.00

American

20080724

Put Option

BUY

08.00

02.23

44.00

American

20080724

Call Option

BUY

5000.00

00.20

60.00

American

20080925

Call Option

BUY

15000.00

00.69

42.00

American

20080626

Call Option

BUY

15000.00

00.28

46.00

American

20080626

Call Option

BUY

8000.00

01.11

40.00

American

20080626

Call Option

BUY

10000.00

00.29

50.00

American

20080724

Call Option

BUY

2000.00

01.27

41.00

American

20080724

Put Option

BUY

10000.00

01.05

46.00

European

20080724

Call Option

BUY

10800.00

00.79

47.00

European

20080710

Put Option

BUY

750.00

02.52

37.00

European

30/10/2007

Put Option

BUY

750.00

02.50

37.00

European

30/10/2007

Put Option

BUY

3500.00

02.50

37.00

European

30/10/2007

Put Option

BUY

3750.00

02.70

37.00

European

30/10/2007

Put Option

BUY

250.00

02.70

37.00

European

30/10/2007

Put Option

BUY

1500.00

18.75

25.00

European

19/05/2016

Put Option

BUY

1000.00

18.75

25.00

European

19/05/2016

Put Option

BUY

10.00

13.90

32.00

European

17/11/2016

Put Option

BUY

700.00

14.04

32.00

European

17/11/2016

Put Option

BUY

750.00

14.10

32.00

European

17/11/2016

Put Option

BUY

650.00

14.02

32.00

European

17/11/2016

Put Option

BUY

500.00

13.98

32.00

European

17/11/2016

Put Option

BUY

700.00

13.95

32.00

European

17/11/2016

Put Option

BUY

1400.00

13.94

32.00

European

17/11/2016

Put Option

BUY

800.00

13.95

32.00

European

17/11/2016

Put Option

BUY

750.00

28.84

15.72

European

30/06/2011

Put Option

BUY

1130.00

28.21

15.72

European

30/06/2011

Put Option

BUY

1000.00

22.18

22.00

European

26/06/2008

Put Option

BUY

101.00

21.94

22.00

European

26/06/2008

Put Option

BUY

889.00

21.90

22.00

European

26/06/2008

Put Option

BUY

1000.00

21.85

22.00

European

26/06/2008

Put Option

BUY

700.00

14.08

30.21

European

30/06/2008

Put Option

BUY

200.00

22.89

20.00

European

19/05/2016

Put Option

SELL

-05.00

01.50

41.00

American

20080626

Put Option

SELL

-01.00

00.60

41.00

American

20080626

Put Option

SELL

-09.00

00.62

41.00

American

20080626

Call Option

SELL

-14.00

01.55

44.00

American

20080626

Call Option

SELL

-06.00

01.55

44.00

American

20080626

Put Option

SELL

-10.00

01.49

44.00

American

20080626

Put Option

SELL

-01.00

01.39

44.00

American

20080626

Put Option

SELL

-09.00

01.39

44.00

American

20080626

Put Option

SELL

-10.00

01.83

44.00

American

20080626

Put Option

SELL

-02.00

01.72

44.00

American

20080626

Put Option

SELL

-08.00

01.47

44.00

American

20080626

Put Option

SELL

-06.00

01.65

44.00

American

20080626

Put Option

SELL

-04.00

01.61

44.00

American

20080626

Put Option

SELL

-21.00

05.46

46.00

American

20081218

Call Option

SELL

-8000.00

00.21

60.00

American

20080925

Call Option

SELL

-20000.00

00.19

60.00

American

20080925

Call Option

SELL

-8000.00

01.06

40.00

American

20080626

Call Option

SELL

-5500.00

00.29

50.00

American

20080724

Call Option

SELL

-10000.00

00.26

50.00

American

20080724

Call Option

SELL

-9290.00

01.87

37.00

American

20080626

Put Option

SELL

-5000.00

00.60

42.50

European

20080724

Call Option

SELL

-2500.00

01.18

41.00

American

20080724

Put Option

SELL

-10000.00

01.06

46.00

European

20080724

Put Option

SELL

-493.00

30.47

23.00

European

29/06/2018

Put Option

SELL

-2250.00

02.90

37.00

European

30/10/2007

Put Option

SELL

-2750.00

02.90

37.00

European

30/10/2007

Put Option

SELL

-3000.00

02.74

37.00

European

30/10/2007

Put Option

SELL

-750.00

02.57

37.00

European

30/10/2007

Put Option

SELL

-1500.00

02.57

37.00

European

30/10/2007

Put Option

SELL

-750.00

02.57

37.00

European

30/10/2007

Put Option

SELL

-2000.00

02.63

37.00

European

30/10/2007

Put Option

SELL

-1000.00

26.71

17.58

European

30/06/2008

Put Option

SELL

-150.00

18.46

25.00

European

19/05/2016

Put Option

SELL

-200.00

19.23

European

Put Option

SELL

-297.00

19.07

European

Put Option

SELL

-10.00

13.94

32.00

European

17/11/2016

Put Option

SELL

-1400.00

14.00

32.00

European

17/11/2016

Put Option

SELL

-700.00

14.03

32.00

European

17/11/2016

Put Option

SELL

-2000.00

13.95

32.00

European

17/11/2016

Put Option

SELL

-700.00

13.98

32.00

European

17/11/2016

Put Option

SELL

-700.00

14.02

32.00

European

17/11/2016

Put Option

SELL

-750.00

27.50

20.00

European

28/06/2013

Put Option

SELL

-287.00

27.82

20.00

European

28/06/2013

Put Option

SELL

-1000.00

27.45

20.00

European

28/06/2013

Put Option

SELL

-725.00

26.97

17.03

European

30/06/2009

Put Option

SELL

-10.00

22.09

22.00

European

26/06/2008

Put Option

SELL

-2990.00

22.09

22.00

European

26/06/2008

Put Option

SELL

-375.00

22.50

21.97

European

30/06/2009

Total

-6548.00

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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