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EPT Disclosure

10th Sep 2008 10:48

RNS Number : 1205D
Macquarie Group Limited
10 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 

Name of exempt principal trader
Macquarie Capital Securities (Australia) Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary shares ISIN: AU000000RIO1
 
Date of dealing
09 September 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 

 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 0 0%
0 0%
 
 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 

Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 

Class of relevant security:
 
Details
Fully Paid Ordinary
ISIN: AU000000RIO1
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales

See Annexure A
 (b) Derivatives transactions (other than options)
 

Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 

Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
(ii) Exercising
 

Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 

Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
 
 

Date of disclosure
10 September 2008
Contact name
Johanna Uy
Telephone number
+44 (0) 2030374339
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected principal trader
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 

Annexure A:

Buy = 281,082 Sell = 281,082

RIO

Purchase

5000

108.82

RIO

Purchase

5000

108.29

RIO

Purchase

5000

107.84

RIO

Purchase

5000

107.5

RIO

Purchase

5000

107.64

RIO

Purchase

5000

107.6

RIO

Purchase

5000

107.6

RIO

Purchase

5000

107.86

RIO

Purchase

5000

107.85

RIO

Purchase

5000

107.74

RIO

Purchase

5000

107.82

RIO

Purchase

5000

107.6

RIO

Purchase

4646

106.86

RIO

Purchase

5000

106.99

RIO

Purchase

5000

106.89

RIO

Purchase

5000

106.88

RIO

Purchase

5000

106.96

RIO

Purchase

5000

106.98

RIO

Purchase

5000

107.01

RIO

Purchase

5000

106.93

RIO

Purchase

5000

106.98

RIO

Purchase

5000

107.49

RIO

Purchase

171436

107.9009

281082

RIO

Sale

51

108.83

RIO

Sale

49

108.83

RIO

Sale

15

108.83

RIO

Sale

286

108.82

RIO

Sale

99

108.82

RIO

Sale

9

108.82

RIO

Sale

491

108.82

RIO

Sale

448

108.76

RIO

Sale

9

108.76

RIO

Sale

9

108.76

RIO

Sale

5

108.76

RIO

Sale

6

108.76

RIO

Sale

1700

108.75

RIO

Sale

300

108.75

RIO

Sale

1

108.61

RIO

Sale

8

108.61

RIO

Sale

384

108.6

RIO

Sale

116

108.6

RIO

Sale

407

108.6

RIO

Sale

43

108.6

RIO

Sale

50

108.6

RIO

Sale

58

108.6

RIO

Sale

267

108.6

RIO

Sale

90

108.6

RIO

Sale

85

108.6

RIO

Sale

14

108.61

RIO

Sale

500

108.3

RIO

Sale

1000

108.32

RIO

Sale

500

108.36

RIO

Sale

10

108.36

RIO

Sale

2990

108.35

RIO

Sale

1

107.85

RIO

Sale

36

107.84

RIO

Sale

191

107.84

RIO

Sale

100

107.84

RIO

Sale

100

107.84

RIO

Sale

73

107.84

RIO

Sale

50

107.85

RIO

Sale

1

107.85

RIO

Sale

1

107.85

RIO

Sale

20

107.84

RIO

Sale

5

107.84

RIO

Sale

17

107.84

RIO

Sale

61

107.75

RIO

Sale

50

107.7

RIO

Sale

300

107.7

RIO

Sale

4

107.7

RIO

Sale

146

107.7

RIO

Sale

181

107.72

RIO

Sale

88

107.72

RIO

Sale

4

107.72

RIO

Sale

7

107.72

RIO

Sale

200

107.72

RIO

Sale

20

107.7

RIO

Sale

478

107.7

RIO

Sale

8

107.7

RIO

Sale

14

107.7

RIO

Sale

439

107.7

RIO

Sale

200

107.7

RIO

Sale

300

107.7

RIO

Sale

1

107.72

RIO

Sale

206

107.72

RIO

Sale

1

107.72

RIO

Sale

1197

107.72

RIO

Sale

55

107.73

RIO

Sale

1

107.73

RIO

Sale

444

107.73

RIO

Sale

456

107.5

RIO

Sale

44

107.5

RIO

Sale

56

107.53

RIO

Sale

100

107.53

RIO

Sale

100

107.53

RIO

Sale

244

107.53

RIO

Sale

100

107.6

RIO

Sale

400

107.6

RIO

Sale

1

107.63

RIO

Sale

535

107.63

RIO

Sale

4

107.63

RIO

Sale

500

107.62

RIO

Sale

316

107.62

RIO

Sale

184

107.62

RIO

Sale

1

107.63

RIO

Sale

1

107.63

RIO

Sale

458

107.63

RIO

Sale

1

107.62

RIO

Sale

155

107.62

RIO

Sale

69

107.54

RIO

Sale

681

107.54

RIO

Sale

100

107.5

RIO

Sale

1

107.5

RIO

Sale

100

107.5

RIO

Sale

59

107.5

RIO

Sale

334

107.5

RIO

Sale

25

107.64

RIO

Sale

357

107.64

RIO

Sale

26

107.64

RIO

Sale

92

107.64

RIO

Sale

101

107.64

RIO

Sale

169

107.64

RIO

Sale

21

107.64

RIO

Sale

10

107.64

RIO

Sale

69

107.63

RIO

Sale

1

107.63

RIO

Sale

8

107.63

RIO

Sale

422

107.63

RIO

Sale

91

107.64

RIO

Sale

108

107.64

RIO

Sale

117

107.65

RIO

Sale

2

107.65

RIO

Sale

381

107.65

RIO

Sale

7

107.79

RIO

Sale

1

107.79

RIO

Sale

300

107.79

RIO

Sale

92

107.79

RIO

Sale

42

107.79

RIO

Sale

49

107.77

RIO

Sale

2

107.77

RIO

Sale

507

107.77

RIO

Sale

8

107.75

RIO

Sale

113

107.75

RIO

Sale

27

107.75

RIO

Sale

1

107.75

RIO

Sale

318

107.75

RIO

Sale

7

107.75

RIO

Sale

26

107.75

RIO

Sale

892

107.66

RIO

Sale

447

107.66

RIO

Sale

4

107.66

RIO

Sale

10

107.6

RIO

Sale

4

107.6

RIO

Sale

7

107.6

RIO

Sale

30

107.6

RIO

Sale

106

107.6

RIO

Sale

1

107.56

RIO

Sale

69

107.56

RIO

Sale

90

107.56

RIO

Sale

120

107.55

RIO

Sale

28

107.55

RIO

Sale

1

107.55

RIO

Sale

100

107.54

RIO

Sale

400

107.53

RIO

Sale

166

107.53

RIO

Sale

2

107.53

RIO

Sale

1

107.53

RIO

Sale

331

107.53

RIO

Sale

15

107.53

RIO

Sale

31

107.53

RIO

Sale

1

107.53

RIO

Sale

144

107.52

RIO

Sale

500

107.6

RIO

Sale

1

107.64

RIO

Sale

499

107.64

RIO

Sale

135

107.64

RIO

Sale

1654

107.7

RIO

Sale

711

107.7

RIO

Sale

124

107.6

RIO

Sale

500

107.6

RIO

Sale

126

107.6

RIO

Sale

103

107.55

RIO

Sale

190

107.55

RIO

Sale

108

107.55

RIO

Sale

4

107.55

RIO

Sale

76

107.55

RIO

Sale

19

107.55

RIO

Sale

66

107.55

RIO

Sale

434

107.55

RIO

Sale

151

107.55

RIO

Sale

349

107.55

RIO

Sale

8

107.55

RIO

Sale

492

107.55

RIO

Sale

8

107.6

RIO

Sale

492

107.6

RIO

Sale

222

107.62

RIO

Sale

98

107.62

RIO

Sale

7

107.62

RIO

Sale

97

107.62

RIO

Sale

5

107.62

RIO

Sale

321

107.62

RIO

Sale

1

107.65

RIO

Sale

104

107.64

RIO

Sale

1

107.63

RIO

Sale

1

107.63

RIO

Sale

893

107.63

RIO

Sale

297

107.86

RIO

Sale

168

107.86

RIO

Sale

35

107.86

RIO

Sale

1

107.89

RIO

Sale

7

107.89

RIO

Sale

107

107.89

RIO

Sale

510

107.89

RIO

Sale

5

107.89

RIO

Sale

259

107.89

RIO

Sale

48

107.89

RIO

Sale

59

107.89

RIO

Sale

4

107.89

RIO

Sale

96

107.95

RIO

Sale

140

107.89

RIO

Sale

234

107.89

RIO

Sale

123

107.89

RIO

Sale

3

107.89

RIO

Sale

88

107.95

RIO

Sale

188

107.95

RIO

Sale

77

107.85

RIO

Sale

423

107.85

RIO

Sale

9

107.85

RIO

Sale

38

107.8

RIO

Sale

200

107.8

RIO

Sale

200

107.8

RIO

Sale

20

107.8

RIO

Sale

33

107.8

RIO

Sale

100

107.77

RIO

Sale

1528

107.77

RIO

Sale

100

107.85

RIO

Sale

1

107.85

RIO

Sale

4

107.85

RIO

Sale

187

107.85

RIO

Sale

1

107.85

RIO

Sale

8

107.85

RIO

Sale

199

107.85

RIO

Sale

35

107.85

RIO

Sale

2

107.85

RIO

Sale

9

107.85

RIO

Sale

454

107.85

RIO

Sale

90

107.85

RIO

Sale

1

107.85

RIO

Sale

380

107.85

RIO

Sale

1

107.85

RIO

Sale

28

107.85

RIO

Sale

130

107.85

RIO

Sale

3

107.85

RIO

Sale

74

107.85

RIO

Sale

200

107.85

RIO

Sale

93

107.85

RIO

Sale

37

107.71

RIO

Sale

4

107.71

RIO

Sale

459

107.71

RIO

Sale

500

107.71

RIO

Sale

181

107.71

RIO

Sale

2

107.71

RIO

Sale

317

107.71

RIO

Sale

190

107.71

RIO

Sale

140

107.71

RIO

Sale

170

107.71

RIO

Sale

1

107.72

RIO

Sale

999

107.72

RIO

Sale

419

107.75

RIO

Sale

81

107.75

RIO

Sale

2

107.76

RIO

Sale

8

107.76

RIO

Sale

101

107.76

RIO

Sale

189

107.75

RIO

Sale

1

107.75

RIO

Sale

253

107.74

RIO

Sale

57

107.74

RIO

Sale

36

107.76

RIO

Sale

353

107.76

RIO

Sale

500

107.76

RIO

Sale

200

107.85

RIO

Sale

4

107.8

RIO

Sale

150

107.8

RIO

Sale

300

107.8

RIO

Sale

46

107.8

RIO

Sale

30

107.85

RIO

Sale

100

107.85

RIO

Sale

26

107.82

RIO

Sale

122

107.81

RIO

Sale

1

107.81

RIO

Sale

4

107.81

RIO

Sale

157

107.81

RIO

Sale

446

107.81

RIO

Sale

2

107.81

RIO

Sale

40

107.81

RIO

Sale

9

107.81

RIO

Sale

87

107.8

RIO

Sale

83

107.8

RIO

Sale

185

107.81

RIO

Sale

8

107.81

RIO

Sale

673

107.84

RIO

Sale

1

107.84

RIO

Sale

326

107.84

RIO

Sale

185

107.62

RIO

Sale

150

107.62

RIO

Sale

52

107.6

RIO

Sale

4

107.6

RIO

Sale

42

107.6

RIO

Sale

181

107.6

RIO

Sale

163

107.6

RIO

Sale

58

107.6

RIO

Sale

165

107.62

RIO

Sale

125

107.62

RIO

Sale

46

107.62

RIO

Sale

8

107.62

RIO

Sale

199

107.62

RIO

Sale

1

107.6

RIO

Sale

164

107.6

RIO

Sale

33

107.6

RIO

Sale

1

107.6

RIO

Sale

200

107.6

RIO

Sale

101

107.6

RIO

Sale

180

107.6

RIO

Sale

7

107.6

RIO

Sale

435

107.6

RIO

Sale

1782

107.6

RIO

Sale

47

107.6

RIO

Sale

36

107.3

RIO

Sale

200

107.3

RIO

Sale

6

107.3

RIO

Sale

144

107.3

RIO

Sale

186

107.3

RIO

Sale

42

107.3

RIO

Sale

1

107.27

RIO

Sale

1

107.27

RIO

Sale

9

107.27

RIO

Sale

3

107.27

RIO

Sale

1

107.25

RIO

Sale

200

107.25

RIO

Sale

32

107.25

RIO

Sale

1

107.25

RIO

Sale

171

107.23

RIO

Sale

103

107.23

RIO

Sale

35

107.23

RIO

Sale

90

107.23

RIO

Sale

10

107.23

RIO

Sale

58

106.94

RIO

Sale

4

106.94

RIO

Sale

6

106.94

RIO

Sale

100

106.94

RIO

Sale

35

106.94

RIO

Sale

1650

106.91

RIO

Sale

1

106.91

RIO

Sale

200

106.91

RIO

Sale

356

106.91

RIO

Sale

120

106.9

RIO

Sale

200

106.85

RIO

Sale

150

106.8

RIO

Sale

56

106.8

RIO

Sale

20

106.8

RIO

Sale

174

106.8

RIO

Sale

250

106.8

RIO

Sale

108

106.76

RIO

Sale

10

106.76

RIO

Sale

124

106.76

RIO

Sale

100

106.76

RIO

Sale

1

106.76

RIO

Sale

100

106.76

RIO

Sale

577

106.75

RIO

Sale

65

106.87

RIO

Sale

1

106.87

RIO

Sale

160

106.87

RIO

Sale

50

106.87

RIO

Sale

500

106.81

RIO

Sale

3

106.87

RIO

Sale

1

106.87

RIO

Sale

1

106.87

RIO

Sale

1

106.87

RIO

Sale

300

106.87

RIO

Sale

1

106.87

RIO

Sale

8

106.87

RIO

Sale

1

106.87

RIO

Sale

1

106.87

RIO

Sale

1

106.87

RIO

Sale

52

106.87

RIO

Sale

70

106.91

RIO

Sale

2

106.91

RIO

Sale

428

106.91

RIO

Sale

1500

106.95

RIO

Sale

100

106.97

RIO

Sale

97

106.97

RIO

Sale

70

106.97

RIO

Sale

200

106.97

RIO

Sale

134

106.93

RIO

Sale

354

106.93

RIO

Sale

2

106.93

RIO

Sale

8

106.93

RIO

Sale

3

106.93

RIO

Sale

532

106.93

RIO

Sale

201

106.84

RIO

Sale

1

106.84

RIO

Sale

58

106.84

RIO

Sale

9

106.84

RIO

Sale

208

106.84

RIO

Sale

1

106.84

RIO

Sale

22

106.84

RIO

Sale

500

106.85

RIO

Sale

99

106.89

RIO

Sale

100

106.89

RIO

Sale

25

106.89

RIO

Sale

199

106.89

RIO

Sale

50

106.89

RIO

Sale

1

106.89

RIO

Sale

26

106.89

RIO

Sale

244

106.9

RIO

Sale

177

106.9

RIO

Sale

1

106.9

RIO

Sale

1

106.9

RIO

Sale

77

106.9

RIO

Sale

1

106.92

RIO

Sale

258

106.92

RIO

Sale

2

106.92

RIO

Sale

1

106.91

RIO

Sale

499

106.91

RIO

Sale

125

106.92

RIO

Sale

1

106.91

RIO

Sale

520

106.91

RIO

Sale

479

106.91

RIO

Sale

1

106.92

RIO

Sale

113

106.92

RIO

Sale

115

106.91

RIO

Sale

1

106.91

RIO

Sale

3

106.91

RIO

Sale

241

106.91

RIO

Sale

35

106.91

RIO

Sale

1

106.89

RIO

Sale

194

106.89

RIO

Sale

1

106.89

RIO

Sale

95

106.89

RIO

Sale

1

106.89

RIO

Sale

208

106.89

RIO

Sale

105

106.91

RIO

Sale

260

106.89

RIO

Sale

105

106.89

RIO

Sale

1

106.89

RIO

Sale

134

106.89

RIO

Sale

330

106.9

RIO

Sale

1

106.9

RIO

Sale

100

106.9

RIO

Sale

69

106.9

RIO

Sale

1

106.93

RIO

Sale

1

106.93

RIO

Sale

1

106.93

RIO

Sale

1

106.93

RIO

Sale

1

106.93

RIO

Sale

1

106.93

RIO

Sale

494

106.93

RIO

Sale

500

106.95

RIO

Sale

500

106.95

RIO

Sale

200

107

RIO

Sale

69

107

RIO

Sale

2231

107

RIO

Sale

1849

106.85

RIO

Sale

110

106.85

RIO

Sale

41

106.85

RIO

Sale

58

106.85

RIO

Sale

302

106.85

RIO

Sale

114

106.85

RIO

Sale

526

106.85

RIO

Sale

2000

106.88

RIO

Sale

1

106.93

RIO

Sale

679

106.93

RIO

Sale

188

106.93

RIO

Sale

132

106.93

RIO

Sale

1

106.95

RIO

Sale

49

106.95

RIO

Sale

200

106.95

RIO

Sale

750

106.95

RIO

Sale

1

106.97

RIO

Sale

49

106.97

RIO

Sale

450

106.97

RIO

Sale

80

106.99

RIO

Sale

184

106.99

RIO

Sale

1940

106.99

RIO

Sale

296

106.99

RIO

Sale

120

107

RIO

Sale

350

107

RIO

Sale

2

107

RIO

Sale

350

107

RIO

Sale

1

107

RIO

Sale

90

107

RIO

Sale

1087

107

RIO

Sale

760

107.13

RIO

Sale

1000

107.13

RIO

Sale

75

107.13

RIO

Sale

1000

107.13

RIO

Sale

47

107.11

RIO

Sale

3

107.11

RIO

Sale

115

107.1

RIO

Sale

245

106.9

RIO

Sale

255

106.9

RIO

Sale

500

106.9

RIO

Sale

64

106.95

RIO

Sale

72

106.95

RIO

Sale

300

106.95

RIO

Sale

64

106.95

RIO

Sale

1

106.91

RIO

Sale

1

106.91

RIO

Sale

99

106.85

RIO

Sale

1

106.85

RIO

Sale

398

106.85

RIO

Sale

50

106.81

RIO

Sale

37

106.81

RIO

Sale

175

106.81

RIO

Sale

26

106.81

RIO

Sale

199

106.81

RIO

Sale

500

106.81

RIO

Sale

13

106.81

RIO

Sale

280

106.82

RIO

Sale

5

106.82

RIO

Sale

178

106.82

RIO

Sale

4

106.82

RIO

Sale

533

106.82

RIO

Sale

132

106.87

RIO

Sale

31

106.87

RIO

Sale

697

106.87

RIO

Sale

140

106.87

RIO

Sale

93

106.95

RIO

Sale

38

106.95

RIO

Sale

185

106.95

RIO

Sale

684

106.95

RIO

Sale

18

106.97

RIO

Sale

11

106.97

RIO

Sale

72

106.97

RIO

Sale

3

106.97

RIO

Sale

1

106.97

RIO

Sale

500

106.97

RIO

Sale

1125

106.96

RIO

Sale

199

106.96

RIO

Sale

17

106.96

RIO

Sale

3

106.96

RIO

Sale

164

106.96

RIO

Sale

492

106.96

RIO

Sale

4

106.99

RIO

Sale

500

106.99

RIO

Sale

200

106.99

RIO

Sale

294

106.99

RIO

Sale

20

106.8

RIO

Sale

75

106.8

RIO

Sale

170

106.8

RIO

Sale

93

106.8

RIO

Sale

39

106.8

RIO

Sale

1000

106.95

RIO

Sale

1358

107.11

RIO

Sale

7

107.11

RIO

Sale

1417

107.11

RIO

Sale

1000

107.11

RIO

Sale

218

107.11

RIO

Sale

32

107.5

RIO

Sale

47

107.5

RIO

Sale

1000

107.5

RIO

Sale

96

107.5

RIO

Sale

444

107.5

RIO

Sale

468

107.5

RIO

Sale

291

107.5

RIO

Sale

244

107.5

RIO

Sale

439

107.5

RIO

Sale

1939

107.5

RIO

Sale

171436

107.9281

281082

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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