14th Jan 2010 11:31
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
364 |
GBP 1.27 |
GBP 1.26 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.26 |
|
Short Swap |
SHORT |
1 |
GBP 1.26 |
|
Short Swap |
SHORT |
2 |
GBP 1.26 |
|
Short Swap |
SHORT |
4 |
GBP 1.26 |
|
Short Swap |
SHORT |
6 |
GBP 1.26 |
|
Short Swap |
SHORT |
18 |
GBP 1.26 |
|
Short Swap |
SHORT |
70 |
GBP 1.26 |
|
Short Swap |
SHORT |
262 |
GBP 1.26 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
5,388 |
GBP 2.46 |
GBP 2.45 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
168 |
GBP 2.46 |
GBP 2.46 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,924 |
GBP 2.46 |
|
Long Swap |
LONG |
757 |
GBP 2.46 |
|
Long Swap |
LONG |
658 |
GBP 2.45 |
|
Long Swap |
LONG |
595 |
GBP 2.45 |
|
Long Swap |
LONG |
410 |
GBP 2.47 |
|
Long Swap |
LONG |
44 |
GBP 2.45 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
56 |
GBP 2.44 |
|
Short Swap |
SHORT |
112 |
GBP 2.47 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,798 |
GBP 5.20 |
GBP 5.18 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
9,122 |
GBP 5.20 |
GBP 5.18 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,942 |
GBP 5.18 |
|
Long Swap |
LONG |
1,631 |
GBP 5.18 |
|
Long Swap |
LONG |
1,326 |
GBP 5.18 |
|
Long Swap |
LONG |
595 |
GBP 5.20 |
|
Long Swap |
LONG |
304 |
GBP 5.20 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
270 |
GBP 5.20 |
|
Short Swap |
SHORT |
595 |
GBP 5.19 |
|
Short Swap |
SHORT |
1,401 |
GBP 5.18 |
|
Short Swap |
SHORT |
2,942 |
GBP 5.19 |
|
Short Swap |
SHORT |
3,914 |
GBP 5.20 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,024,763 |
GBP 7.95 |
GBP 7.78 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,212,524 |
GBP 7.96 |
GBP 7.74 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
26,737 |
GBP 7.82 |
|
Long Swap |
LONG |
157,003 |
GBP 7.89 |
|
Long Swap |
LONG |
136,631 |
GBP 7.82 |
|
Long Swap |
LONG |
924 |
GBP 7.94 |
|
Long Swap |
LONG |
28,595 |
GBP 7.79 |
|
Long Swap |
LONG |
21,972 |
GBP 7.81 |
|
Long Swap |
LONG |
19,923 |
GBP 7.78 |
|
Long Swap |
LONG |
9,405 |
GBP 7.81 |
|
Long Swap |
LONG |
9,066 |
GBP 7.79 |
|
Long Swap |
LONG |
7,962 |
GBP 7.93 |
|
Long Swap |
LONG |
4,174 |
GBP 7.79 |
|
Long Swap |
LONG |
2,532 |
GBP 7.95 |
|
Long Swap |
LONG |
33,263 |
GBP 7.82 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
24,747 |
GBP 7.77 |
|
Short Swap |
SHORT |
750,000 |
GBP 7.80 |
|
Short Swap |
SHORT |
318,551 |
GBP 7.77 |
|
Short Swap |
SHORT |
157,003 |
GBP 7.92 |
|
Short Swap |
SHORT |
123,500 |
GBP 7.82 |
|
Short Swap |
SHORT |
6,256 |
GBP 7.85 |
|
Short Swap |
SHORT |
1,832 |
GBP 7.90 |
|
Short Swap |
SHORT |
2,000 |
GBP 7.90 |
|
Short Swap |
SHORT |
2,193 |
GBP 7.78 |
|
Short Swap |
SHORT |
3,694 |
GBP 7.95 |
|
Short Swap |
SHORT |
3,813 |
GBP 7.90 |
|
Short Swap |
SHORT |
3,974 |
GBP 7.89 |
|
Short Swap |
SHORT |
4,157 |
GBP 7.89 |
|
Short Swap |
SHORT |
82,316 |
GBP 7.85 |
|
Short Swap |
SHORT |
6,245 |
GBP 7.95 |
|
Short Swap |
SHORT |
50,323 |
GBP 7.95 |
|
Short Swap |
SHORT |
6,959 |
GBP 7.95 |
|
Short Swap |
SHORT |
7,962 |
GBP 7.90 |
|
Short Swap |
SHORT |
9,066 |
GBP 7.88 |
|
Short Swap |
SHORT |
18,185 |
GBP 7.95 |
|
Short Swap |
SHORT |
20,296 |
GBP 7.95 |
|
Short Swap |
SHORT |
22,339 |
GBP 7.86 |
|
Short Swap |
SHORT |
928 |
GBP 7.78 |
|
Short Swap |
SHORT |
5,609 |
GBP 7.82 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
Related Shares:
Renewi Plc