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EPT Disclosure

24th Nov 2008 11:58

RNS Number : 7727I
Deutsche Bank AG
24 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

21/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,548,978

0.56

-872,821

-0.19

(2) Derivatives (other than options)

815,609

0.18

-1,466,045

-0.32

(3) Options and agreements to purchase/sell

778,140

0.15

-983,100

-0.22

Total

4,142,727

0.91

-3,321,966

-0.73

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

21

54.01

Purchase

1804

54.10

Purchase

159

54.16

Purchase

100

54.20

Purchase

1753

54.22

Purchase

528

54.26

Purchase

2000

54.27

Purchase

1816

54.28

Purchase

2148

54.30

Purchase

677

54.31

Purchase

3

54.32

Purchase

1348

54.34

Purchase

8

54.35

Purchase

2146

54.37

Purchase

446

54.38

Purchase

554

54.39

Purchase

104

54.44

Purchase

917

54.47

Purchase

1200

54.49

Purchase

3744

54.50

Purchase

1330

54.51

Purchase

346

54.52

Purchase

2935

54.53

Purchase

1811

54.54

Purchase

4184

54.55

Purchase

3519

54.56

Purchase

2428

54.57

Purchase

1064

54.58

Purchase

6742

54.59

Purchase

4795

54.60

Purchase

3154

54.61

Purchase

5272

54.62

Purchase

2479

54.63

Purchase

4594

54.64

Purchase

6751

54.65

Purchase

2513

54.66

Purchase

4511

54.67

Purchase

6047

54.68

Purchase

4451

54.69

Purchase

20984

54.70

Purchase

7054

54.71

Purchase

6355

54.72

Purchase

3560

54.73

Purchase

3006

54.74

Purchase

8404

54.75

Purchase

6737

54.76

Purchase

3912

54.77

Purchase

759

54.78

Purchase

6232

54.79

Purchase

18627

54.80

Purchase

893

54.81

Purchase

103

54.82

Purchase

1269

54.83

Purchase

694

54.84

Purchase

8942

54.85

Purchase

55410

54.86

Purchase

902

54.87

Purchase

4901

54.88

Purchase

3884

54.89

Purchase

10470

54.90

Purchase

2900

54.91

Purchase

2446

54.92

Purchase

2075

54.93

Purchase

221

54.94

Purchase

1381

54.95

Purchase

1985

54.96

Purchase

693

54.97

Purchase

1300

54.98

Purchase

2346

54.99

Purchase

5763

55.00

Purchase

119

55.01

Purchase

7620

55.06

Purchase

618

55.07

Purchase

6192

55.08

Purchase

1270

55.09

Purchase

170

55.10

Purchase

1898

55.11

Purchase

2302

55.12

Purchase

2120

55.13

Purchase

6

55.15

Purchase

858

55.16

Purchase

132

55.17

Purchase

2371

55.18

Purchase

1305

55.19

Purchase

6

55.20

Purchase

2002

55.21

Purchase

694

55.22

Purchase

2634

55.23

Purchase

1259

55.24

Purchase

18

55.25

Purchase

733

55.26

Purchase

1012

55.27

Purchase

49

55.29

Purchase

24

55.30

Purchase

4

55.31

Purchase

8

55.32

Purchase

8

55.33

Purchase

1039

55.34

Purchase

509

55.35

Purchase

113

55.36

Purchase

12

55.37

Purchase

350

55.38

Purchase

402

55.39

Purchase

1457

55.40

Purchase

126

55.41

Purchase

2

55.42

Purchase

3143

55.45

Purchase

2012

55.46

Purchase

6

55.47

Purchase

450

55.47

Purchase

368

55.50

Purchase

241

55.51

Purchase

358

55.55

Purchase

835

55.56

Purchase

1737

55.57

Purchase

2

55.58

Purchase

353

55.59

Purchase

2573

55.60

Purchase

1109

55.61

Purchase

1601

55.63

Purchase

8

55.65

Purchase

2

55.69

Purchase

113

55.73

Purchase

342

55.74

Purchase

100

55.75

Purchase

246

55.76

Purchase

600

55.79

Purchase

2916

55.80

Purchase

2

55.83

Purchase

2346

55.87

Purchase

89

55.89

Purchase

12

55.94

Purchase

1836

55.95

Purchase

347

55.96

Purchase

2

55.99

Purchase

789

56.00

Purchase

4

56.03

Purchase

4

56.06

Purchase

631

56.07

Purchase

815

56.08

Purchase

1185

56.09

Purchase

363

56.10

Purchase

354

56.15

Purchase

347

56.17

Purchase

6

56.18

Purchase

4600

56.20

Purchase

4

56.38

Purchase

4

56.47

Purchase

100

56.64

Purchase

1

56.70

Purchase

201

56.71

Purchase

100

56.72

Purchase

659

56.73

Purchase

266

56.74

Purchase

346

56.77

Purchase

2635

56.78

Purchase

202

56.79

Purchase

292

56.80

Purchase

2

56.81

Purchase

100

56.82

Purchase

102

56.83

Purchase

872

56.84

Purchase

6525

56.85

Purchase

842

56.86

Purchase

834

56.88

Purchase

100

56.89

Purchase

1822

56.90

Purchase

107

56.91

Purchase

778

56.94

Purchase

717

56.95

Purchase

3179

57.00

Purchase

638

57.01

Purchase

215

57.02

Purchase

16

57.03

Purchase

3656

57.04

Purchase

2468

57.05

Purchase

2

57.08

Purchase

6

57.10

Purchase

4

57.15

Purchase

351

57.16

Purchase

14

57.20

Purchase

6

57.42

Purchase

2

57.46

Purchase

2

57.48

Purchase

160

57.49

Purchase

302

57.50

Purchase

105

57.54

Purchase

6

57.55

Purchase

562

57.58

Purchase

2034

57.60

Purchase

2

57.63

Purchase

2

57.65

Purchase

600

57.66

Purchase

10

57.67

Purchase

2030

57.70

Purchase

226

57.74

Purchase

2

57.78

Purchase

1936

57.80

Purchase

431

57.81

Purchase

1957

57.86

Purchase

4

57.87

Purchase

6

57.89

Purchase

120

57.90

Purchase

2

57.91

Purchase

1839

57.92

Purchase

624

57.93

Purchase

2

57.94

Purchase

2000

57.95

Purchase

4080

57.96

Purchase

4

57.99

Purchase

340

58.00

Purchase

43

58.01

Purchase

2

58.02

Purchase

490

58.03

Purchase

1755

58.15

Purchase

2

58.25

Purchase

2

58.29

Purchase

300

58.30

Purchase

16

58.34

Purchase

3757

58.35

Purchase

2093

58.36

Purchase

5

58.37

Purchase

1108

58.38

Purchase

4352

58.39

Purchase

4425

58.40

Purchase

293

58.41

Purchase

2593

58.42

Purchase

5474

58.43

Purchase

254

58.44

Purchase

6

58.45

Purchase

256

58.46

Purchase

226

58.47

Purchase

1273

58.50

Purchase

1842

58.51

Purchase

2527

58.57

Purchase

133

58.58

Purchase

354

58.59

Purchase

570

58.60

Purchase

1989

58.61

Purchase

624

58.62

Purchase

2455

58.63

Purchase

106

58.64

Purchase

5737

58.65

Purchase

1955

58.66

Purchase

787

58.67

Purchase

459

58.68

Purchase

930

58.69

Purchase

2359

58.70

Purchase

148

58.72

Purchase

1150

58.73

Purchase

2

58.74

Purchase

20

58.75

Purchase

2

58.76

Purchase

194

58.77

Purchase

2

58.78

Purchase

1963

58.79

Purchase

3318

58.80

Purchase

1745

58.81

Purchase

2000

58.82

Purchase

346

58.84

Purchase

1018

58.85

Purchase

2070

58.86

Purchase

2998

58.87

Purchase

295

58.88

Purchase

523

58.89

Purchase

6689

58.90

Purchase

2002

58.91

Purchase

8

58.92

Purchase

8

58.93

Purchase

357

58.94

Purchase

3089

58.95

Purchase

331

58.96

Purchase

6

58.97

Purchase

151

58.98

Purchase

4183

58.99

Purchase

4501

59.00

Purchase

6

59.01

Purchase

1433

59.02

Purchase

346

59.03

Purchase

404

59.04

Purchase

82

59.05

Purchase

539

59.06

Purchase

348

59.07

Purchase

476

59.08

Purchase

18

59.09

Purchase

1253

59.10

Purchase

2423

59.12

Purchase

831

59.13

Purchase

346

59.14

Purchase

24

59.45

Purchase

4

59.47

Purchase

2

59.48

Purchase

346

59.53

Purchase

2

59.54

Purchase

27

59.55

Purchase

20

59.56

Purchase

1382

59.57

Purchase

346

59.62

Purchase

348

59.78

Purchase

1375

59.89

Purchase

346

59.96

Purchase

2126

59.98

Purchase

2

59.99

Purchase

962

60.00

Purchase

22128

60.01

Purchase

1100

66.74

Purchase

3900

67.04

Total Purchases

538,071

Sale

71

54.26

Sale

1340

54.27

Sale

118

54.28

Sale

256

54.29

Sale

342

54.33

Sale

442

54.34

Sale

74

54.37

Sale

82

54.39

Sale

1000

54.43

Sale

6547

54.44

Sale

186

54.45

Sale

942

54.46

Sale

71

54.47

Sale

1293

54.48

Sale

982

54.49

Sale

3083

54.50

Sale

1589

54.51

Sale

276

54.52

Sale

6016

54.53

Sale

546

54.54

Sale

5076

54.55

Sale

7170

54.56

Sale

235

54.57

Sale

5214

54.58

Sale

9366

54.59

Sale

7984

54.60

Sale

4071

54.61

Sale

7123

54.62

Sale

5218

54.63

Sale

7476

54.64

Sale

4640

54.65

Sale

1655

54.66

Sale

604

54.67

Sale

3229

54.68

Sale

4736

54.69

Sale

8713

54.70

Sale

1545

54.71

Sale

1846

54.72

Sale

634

54.73

Sale

2129

54.74

Sale

3982

54.75

Sale

7182

54.76

Sale

2030

54.77

Sale

1528

54.78

Sale

5135

54.79

Sale

9094

54.80

Sale

323

54.81

Sale

598

54.82

Sale

2749

54.83

Sale

2346

54.84

Sale

2079

54.85

Sale

25972

54.86

Sale

996

54.87

Sale

2612

54.88

Sale

2036

54.89

Sale

3733

54.90

Sale

2086

54.91

Sale

644

54.92

Sale

2021

54.93

Sale

6923

54.94

Sale

2751

54.95

Sale

3814

54.96

Sale

2710

54.97

Sale

409

54.98

Sale

2892

54.99

Sale

1218

55.00

Sale

1337

55.01

Sale

180

55.02

Sale

788

55.04

Sale

500

55.06

Sale

1402

55.07

Sale

83

55.08

Sale

1154

55.09

Sale

102

55.11

Sale

677

55.12

Sale

1116

55.13

Sale

1885

55.14

Sale

170

55.17

Sale

267

55.18

Sale

6249

55.19

Sale

213

55.20

Sale

3625

55.21

Sale

2248

55.21

Sale

1174

55.22

Sale

3922

55.23

Sale

1560

55.24

Sale

1600

55.25

Sale

350

55.26

Sale

337

55.27

Sale

162

55.28

Sale

65

55.29

Sale

101

55.30

Sale

439

55.31

Sale

3354

55.32

Sale

1810

55.33

Sale

179

55.34

Sale

839

55.35

Sale

1380

55.36

Sale

1185

55.37

Sale

309

55.38

Sale

346

55.39

Sale

1044

55.41

Sale

138

55.42

Sale

35

55.44

Sale

101

55.45

Sale

82

55.47

Sale

200

55.48

Sale

841

55.49

Sale

632

55.54

Sale

732

55.55

Sale

1031

55.56

Sale

668

55.57

Sale

559

55.58

Sale

961

55.59

Sale

209

55.60

Sale

130

55.61

Sale

500

55.64

Sale

1329

55.65

Sale

454

55.66

Sale

231

55.72

Sale

166

55.73

Sale

150

55.74

Sale

898

55.75

Sale

326

55.76

Sale

1768

55.79

Sale

2000

55.87

Sale

1412

55.95

Sale

44

55.97

Sale

1750

56.09

Sale

2131

56.13

Sale

158

56.14

Sale

1637

56.17

Sale

299

56.18

Sale

963

56.24

Sale

1000

56.27

Sale

2750

56.28

Sale

3199

56.38

Sale

100

56.39

Sale

3900

56.48

Sale

37696

56.57

Sale

1917

56.71

Sale

36

56.72

Sale

1298

56.74

Sale

347

56.78

Sale

2551

56.79

Sale

197

56.80

Sale

371

56.81

Sale

159

56.82

Sale

1308

56.84

Sale

907

56.85

Sale

100

56.88

Sale

219

56.89

Sale

1609

56.90

Sale

394

56.92

Sale

2236

56.94

Sale

100

56.95

Sale

500

57.00

Sale

100

57.01

Sale

35

57.03

Sale

100

57.04

Sale

2

57.06

Sale

803

57.08

Sale

157

57.14

Sale

650

57.15

Sale

1075

57.16

Sale

2000

57.17

Sale

2000

57.19

Sale

628

57.22

Sale

61557

57.25

Sale

1763

57.42

Sale

245

57.44

Sale

986

57.46

Sale

498

57.48

Sale

1000

57.49

Sale

59

57.50

Sale

530

57.53

Sale

509

57.55

Sale

466

57.56

Sale

200

57.57

Sale

27

57.59

Sale

571

57.65

Sale

4976

57.67

Sale

2331

57.68

Sale

408

57.69

Sale

1555

57.72

Sale

438

57.83

Sale

1926

57.88

Sale

376

57.90

Sale

1624

57.91

Sale

1241

57.92

Sale

652

57.93

Sale

1595

57.95

Sale

2553

57.99

Sale

757

58.01

Sale

171

58.10

Sale

16

58.11

Sale

1192

58.12

Sale

2788

58.13

Sale

489

58.13

Sale

232

58.14

Sale

596

58.15

Sale

1341

58.17

Sale

2451

58.19

Sale

198

58.24

Sale

1047

58.25

Sale

1253

58.30

Sale

1775

58.31

Sale

582

58.32

Sale

1489

58.33

Sale

2278

58.34

Sale

298

58.35

Sale

5822

58.36

Sale

1113

58.37

Sale

2446

58.38

Sale

4828

58.39

Sale

2152

58.40

Sale

1096

58.41

Sale

497

58.42

Sale

1167

58.43

Sale

249

58.44

Sale

2681

58.45

Sale

1393

58.47

Sale

396

58.48

Sale

1269

58.49

Sale

5000

58.50

Sale

483

58.52

Sale

4000

58.53

Sale

1241

58.56

Sale

149

58.58

Sale

4582

58.59

Sale

3000

58.60

Sale

1133

58.61

Sale

1000

58.62

Sale

1999

58.63

Sale

863

58.66

Sale

1955

58.68

Sale

1000

58.70

Sale

1174

58.76

Sale

487

58.77

Sale

1482

58.78

Sale

4000

58.79

Sale

2000

58.80

Sale

732

58.82

Sale

1492

58.83

Sale

1255

58.84

Sale

3049

58.85

Sale

5040

58.86

Sale

2269

58.87

Sale

1243

58.88

Sale

6637

58.89

Sale

1669

58.90

Sale

2634

58.91

Sale

2012

58.92

Sale

465

58.93

Sale

4373

58.94

Sale

1500

58.95

Sale

1546

58.96

Sale

378

58.97

Sale

1457

58.98

Sale

2271

58.99

Sale

284

59.00

Sale

143

59.01

Sale

1088

59.03

Sale

878

59.04

Sale

581

59.05

Sale

129

59.06

Sale

641

59.08

Sale

159

59.14

Sale

2000

59.40

Sale

1292

59.45

Sale

1755

59.47

Sale

150

59.48

Sale

163

59.51

Sale

346

59.53

Sale

535

59.54

Sale

699

59.58

Sale

1741

59.82

Sale

206

59.99

Sale

30424

60.01

Sale

1000

65.33

Sale

4350

67.14

Total Sales

603,196

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

400

54.51

CFD

Long

100

54.54

CFD

Long

300

54.55

CFD

Long

815

54.56

CFD

Long

50

54.57

CFD

Long

453

54.61

CFD

Long

300

54.65

CFD

Long

35

54.66

CFD

Long

200

54.69

CFD

Long

100

54.70

CFD

Long

300

54.71

CFD

Long

100

54.73

CFD

Long

523

54.75

CFD

Long

843

54.76

CFD

Long

234

54.79

CFD

Long

400

54.83

CFD

Long

300

54.84

CFD

Long

320

55.00

CFD

Long

547

55.09

CFD

Long

3625

55.21

CFD

Long

1000

56.27

CFD

Long

2750

56.28

CFD

Long

37696

56.57

CFD

Long

500

57.00

CFD

Long

1000

57.49

CFD

Long

209

58.30

CFD

Long

1176

58.34

CFD

Long

300

58.42

CFD

Long

300

58.47

CFD

Long

200

58.86

CFD

Long

1510

58.87

CFD

Long

700

58.90

CFD

Long

180

59.00

CFD

Long

100

59.14

CFD

Long

1000

65.33

CFD

Long

4350

67.14

CFD

Short

21

54.01

CFD

Short

100

54.20

CFD

Short

79

54.26

CFD

Short

677

54.31

CFD

Short

3

54.32

CFD

Short

487

54.34

CFD

Short

8

54.35

CFD

Short

554

54.39

CFD

Short

571

54.47

CFD

Short

227

54.49

CFD

Short

715

54.50

CFD

Short

787

54.51

CFD

Short

100

54.54

CFD

Short

100

54.56

CFD

Short

219

54.57

CFD

Short

503

54.59

CFD

Short

167

54.60

CFD

Short

3403

54.68

CFD

Short

300

54.70

CFD

Short

491

54.73

CFD

Short

2312

54.74

CFD

Short

50

54.76

CFD

Short

945

54.77

CFD

Short

1000

54.79

CFD

Short

624

54.80

CFD

Short

103

54.82

CFD

Short

500

54.85

CFD

Short

1937

54.88

CFD

Short

20

54.89

CFD

Short

891

54.90

CFD

Short

100

54.92

CFD

Short

169

54.93

CFD

Short

169

54.96

CFD

Short

7620

55.06

CFD

Short

100

55.10

CFD

Short

450

55.47

CFD

Short

2056

55.60

CFD

Short

102

55.73

CFD

Short

35

55.74

CFD

Short

2000

55.87

CFD

Short

4600

56.20

CFD

Short

100

56.64

CFD

Short

195

56.71

CFD

Short

100

56.72

CFD

Short

659

56.73

CFD

Short

500

56.78

CFD

Short

200

56.79

CFD

Short

50

56.80

CFD

Short

100

56.82

CFD

Short

100

56.83

CFD

Short

100

56.85

CFD

Short

50

56.86

CFD

Short

100

56.89

CFD

Short

103

56.91

CFD

Short

778

56.94

CFD

Short

717

56.95

CFD

Short

300

57.50

CFD

Short

598

57.66

CFD

Short

200

57.96

CFD

Short

300

58.00

CFD

Short

37

58.01

CFD

Short

1100

58.38

CFD

Short

1384

58.39

CFD

Short

523

58.57

CFD

Short

568

58.60

CFD

Short

200

58.61

CFD

Short

100

58.64

CFD

Short

307

58.65

CFD

Short

100

58.85

CFD

Short

50

58.87

CFD

Short

153

58.89

CFD

Short

654

59.00

CFD

Short

1100

66.74

CFD

Short

3900

67.04

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 4) 

Put Option

Selling

50,000

50.00

American

18/12/2008

4.80

Put Option

Selling

6,120

54.92

American

24/09/2009

13.98

Put Option

Selling

1,020

54.92

American

24/09/2009

14.02

Put Option

Selling

21,000

50.00

American

29/01/2009

6.13

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

24/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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