5th Sep 2008 09:59
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
05 September 2008 |
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Date of dealing |
04 September 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
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04 September 2008 |
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Taylor Nelson Sofres Plc - Common |
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Informa Plc - Common |
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BHP Billiton Plc - Common |
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Alliance & Leicester Plc - Common |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Alliance & Leicester Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
04/09/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
|
233,906 |
GBP 3.22 |
GBP 3.06 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
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243,252 |
GBP 3.24 |
GBP 3.07 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
770 |
GBP 3.17 |
|
Long Swap |
LONG |
18 |
GBP 3.20 |
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Long Swap |
LONG |
10 |
GBP 3.18 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
3,470 |
GBP 3.18 |
|
Short Swap |
SHORT |
4,644 |
GBP 3.07 |
|
Short Swap |
SHORT |
6,428 |
GBP 3.08 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
05/09/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
Banco Santander SA. |
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Nature of connection # |
Advisor |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
BHP Billiton Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
04/09/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
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2,411,013 |
GBP 15.77 |
GBP 14.90 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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2,195,644 |
GBP 15.79 |
GBP 14.90 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
|
Long Swap |
LONG |
151,863 |
GBP 15.36 |
|
Long Swap |
LONG |
27,674 |
GBP 15.36 |
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Long Swap |
LONG |
27,000 |
GBP 15.14 |
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Long Swap |
LONG |
5,499 |
GBP 15.36 |
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Long Swap |
LONG |
2,359 |
GBP 15.36 |
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Long Swap |
LONG |
2,000 |
GBP 15.75 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
270 |
GBP 15.41 |
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Short Swap |
SHORT |
1,110 |
GBP 15.41 |
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Short Swap |
SHORT |
1,650 |
GBP 15.41 |
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Short Swap |
SHORT |
1,680 |
GBP 15.41 |
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Short Swap |
SHORT |
2,000 |
GBP 15.71 |
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Short Swap |
SHORT |
2,359 |
GBP 15.38 |
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Short Swap |
SHORT |
13,000 |
GBP 14.96 |
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Short Swap |
SHORT |
16,150 |
GBP 15.36 |
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Short Swap |
SHORT |
27,000 |
GBP 15.63 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
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CAPACITY |
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(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
04/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
52,484 |
GBP 2.76 |
GBP 2.72 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
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188,634 |
GBP 2.74 |
GBP 2.71 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
WPP Group Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
04/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
678,658 |
GBP 4.32 |
GBP 3.98 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,136,879 |
GBP 4.36 |
GBP 3.99 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInforma