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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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25-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1058459
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0.232
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1058459
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0.232
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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969
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101.81
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Purchase
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31
|
101.81
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Purchase
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5
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101.77
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Purchase
|
1
|
101.77
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|
Purchase
|
1
|
101.77
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Purchase
|
250
|
101.77
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Purchase
|
90
|
101.77
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Purchase
|
96
|
101.77
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Purchase
|
356
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101.77
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Purchase
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382
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101.90
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Purchase
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8
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101.87
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Purchase
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1
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101.87
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Purchase
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1
|
101.87
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Purchase
|
10
|
101.89
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|
Purchase
|
100
|
102.16
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Purchase
|
223
|
102.16
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Purchase
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27
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102.15
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Purchase
|
234
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102.15
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Purchase
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489
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102.15
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Purchase
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10
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102.15
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Purchase
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417
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102.15
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Purchase
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556
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102.20
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Purchase
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25
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102.20
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Purchase
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319
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102.20
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Purchase
|
287
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102.20
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Purchase
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711
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102.19
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Purchase
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2
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102.17
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Purchase
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379
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102.48
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Purchase
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111
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102.48
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Purchase
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28
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102.49
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Purchase
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32
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102.48
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Purchase
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88
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102.48
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Purchase
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303
|
102.40
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Purchase
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130
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102.33
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Purchase
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365
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102.30
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Purchase
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16
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102.27
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Purchase
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7
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102.27
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Purchase
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225
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102.26
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Purchase
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1
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102.26
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Purchase
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1
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102.26
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Purchase
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15
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102.26
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Purchase
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37
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102.26
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Purchase
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3
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102.26
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Purchase
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222
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102.33
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Purchase
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111
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102.36
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Purchase
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162
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102.36
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Purchase
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13
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102.36
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Purchase
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161
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102.39
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Purchase
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81
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102.40
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Purchase
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187
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102.41
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Purchase
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90
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102.41
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Purchase
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267
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102.40
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Purchase
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86
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102.41
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Purchase
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168
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102.40
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Purchase
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88
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102.41
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Purchase
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87
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102.42
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Purchase
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31
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102.48
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Purchase
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306
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102.52
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Purchase
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522
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102.51
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Purchase
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199
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102.51
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Purchase
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339
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102.49
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Purchase
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33
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102.48
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Purchase
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79
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102.49
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Purchase
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50
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102.48
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Purchase
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48
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102.49
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Purchase
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17
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102.48
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Purchase
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158
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102.47
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Purchase
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31
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102.47
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Purchase
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8
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102.47
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Purchase
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236
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102.48
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Purchase
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1,033
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102.50
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Purchase
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140
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102.54
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Purchase
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534
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102.54
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Purchase
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102
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102.44
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Purchase
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89
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102.41
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Purchase
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264
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102.42
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Purchase
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119
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102.39
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Purchase
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220
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102.40
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Purchase
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132
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102.31
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Purchase
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163
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102.32
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Purchase
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1,072
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102.37
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Purchase
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215
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102.35
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Purchase
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77
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102.35
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Purchase
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281
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102.39
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Purchase
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239
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102.40
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Purchase
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76
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102.40
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Purchase
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1,495
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102.40
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Purchase
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298
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102.39
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Purchase
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478
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102.32
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Purchase
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302
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102.32
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Purchase
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281
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102.29
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Purchase
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295
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102.39
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Purchase
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312
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102.38
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Purchase
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285
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102.37
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Purchase
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306
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102.41
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Purchase
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4
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102.45
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Purchase
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156
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102.45
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Purchase
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109
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102.45
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Purchase
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288
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102.45
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Purchase
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261
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102.55
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Purchase
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1
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102.55
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Purchase
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291
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102.60
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Purchase
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276
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102.58
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Purchase
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264
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102.61
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Purchase
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260
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102.49
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Purchase
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138
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102.60
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Purchase
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106
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102.60
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Purchase
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40
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102.60
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Purchase
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40
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102.60
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Purchase
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231
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102.60
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Purchase
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647
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102.60
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Purchase
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186
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102.60
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Purchase
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4
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102.60
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Purchase
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223
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102.60
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Purchase
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130
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102.60
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Purchase
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345
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102.61
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Purchase
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220
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102.61
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Purchase
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1,507
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102.62
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Purchase
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593
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102.63
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Purchase
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201
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102.63
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Purchase
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240
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102.61
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Purchase
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274
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102.61
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Purchase
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5
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102.71
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Purchase
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60
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102.61
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Purchase
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717
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102.18
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Purchase
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10
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102.24
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Purchase
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5
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102.25
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Purchase
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4
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102.51
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Purchase
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1
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102.51
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Purchase
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8
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102.82
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Purchase
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1
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102.82
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Purchase
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1
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102.82
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Purchase
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5
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102.18
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Purchase
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6
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102.18
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Purchase
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178
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102.18
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Purchase
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49
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102.18
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Purchase
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45
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102.18
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Purchase
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471
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101.93
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Purchase
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29
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101.92
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Purchase
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366
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101.67
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Purchase
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114
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101.67
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Purchase
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762
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101.67
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Purchase
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65
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101.63
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Purchase
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693
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101.63
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Purchase
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500
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101.58
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Purchase
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146
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101.58
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Purchase
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425
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101.58
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Purchase
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20
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101.79
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Purchase
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130
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102.20
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Purchase
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1,320
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102.20
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Purchase
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20
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102.27
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Purchase
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60
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102.31
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Purchase
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398
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102.70
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Purchase
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607
|
102.70
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Purchase
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750
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102.70
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Purchase
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37
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102.70
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Purchase
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213
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102.70
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Purchase
|
83
|
103.45
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Purchase
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16
|
103.45
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Purchase
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1
|
103.44
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Purchase
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13,965
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105.50
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Purchase
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47,322
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105.68
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Purchase
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55,845
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105.50
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Purchase
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262,000
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95.16
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Sale
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-20
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102.06
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Sale
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-10
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102.76
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Sale
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-2
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102.49
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Sale
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-55,845
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105.50
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TOTAL BUYS:414418
TOTAL SELLS:55877
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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26-9-2008
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Contact name
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Carolyn Collins/Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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