12th Aug 2008 11:43
FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION \* TName of exempt principal trader ABN AMRO BANK N.V. London Branch (Subsidiary of RFS Holding N.V.)------------------------------------------ ---------------------------------------------------------------Company dealt in Rio Tinto Plc------------------------------------------ ---------------------------------------------------------------Class of relevant security to which the ORD GBP 0.10 dealings being disclosed relate (Note 1)------------------------------------------ ---------------------------------------------------------------Date of dealing 11 August 2008------------------------------------------ ---------------------------------------------------------------\* T 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) \* T Long Short------------------------------------------ ------------------------------ -------------------------------- Number (%) Number (%)------------------------------------------ ------------------------------ --------------------------------(1) Relevant securities 1,041,647 (0.1044%) 17,673 (0.0018%)------------------------------------------ ------------------------------ --------------------------------(2) Derivatives (other than options) 1,200 (0.0001%) 116,063 (0.0116%)------------------------------------------ ------------------------------ --------------------------------(3) Options and agreements to purchase/sell 560,022 (0.0561%) 770,000 (0.0772%)------------------------------------------ ------------------------------ --------------------------------Total 1,602,869 (0.1606%) 903,736 (0.0906%)------------------------------------------ ------------------------------ --------------------------------\* T (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) \* T Class of relevant security: Long Short-------------------------------------------------------------------------------------------------------- Number (%) Number (%)--------------------------------------------------------------------------------------------------------(1) Relevant securities 0 (0%) 0 (0%)--------------------------------------------------------------------------------------------------------(2) Derivatives (other than options) 0 (0%) 0 (0%)--------------------------------------------------------------------------------------------------------(3) Options and agreements to purchase/sell 0 (0%) 0 (0%)--------------------------------------------------------------------------------------------------------Total 0 (0%) 0 (0%)--------------------------------------------------------------------------------------------------------\* T (c) Rights to subscribe (Note 2) \* TClass of relevant security: Details---------------------------------------------------------------------------------------------------------\* T 3. DEALINGS (Note 3) (a) Purchases and sales \* TPurchase/sale Number of securities Price per unit (Note 4)----------------------------------- ---------------------------------- ------------------------------------Purchase 19,847 45.9000 GBPPurchase 200 47.8700 GBPPurchase 215 47.9200 GBPPurchase 129 47.9300 GBPPurchase 240 47.9500 GBPPurchase 305 47.9700 GBPPurchase 252 47.9800 GBPPurchase 100 48.0000 GBPPurchase 418 48.0100 GBPPurchase 135 48.0300 GBPPurchase 322 48.0400 GBPPurchase 763 48.0500 GBPPurchase 651 48.0600 GBPPurchase 213 48.0700 GBPPurchase 1,102 48.0800 GBPPurchase 151 48.0900 GBPPurchase 211 48.1000 GBPPurchase 213 48.1100 GBPPurchase 195 48.1200 GBPPurchase 89 48.1300 GBPPurchase 1,453 48.2517 GBPTOTAL: 27,204 Sale 1,500 45.6200 GBPSale 19,847 45.9000 GBPSale 1,433 46.5500 GBPSale 367 46.5700 GBPSale 93 48.2100 GBPSale 86 48.2300 GBPSale 335 48.2500 GBPSale 420 48.2600 GBPSale 416 48.2700 GBPSale 103 48.2900 GBPTOTAL: 24,600----------------------------------- ---------------------------------- ------------------------------------\* T (b) Derivatives transactions (other than options) \* TProduct name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD---------------------- --------------------- -------------------------------- -----------------------------Dec 2008 Call Warrant Long 2,580 0.1500 EUR---------------------- --------------------- -------------------------------- -----------------------------Dec 2009 Call Warrant Short 220 0.4400 EUR---------------------- --------------------- -------------------------------- -----------------------------\* T (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying \* TProduct name, Writing, Number of Exercise Type, e.g. Expiry Option moneye.g. call option selling, securities to price American, date paid/received purchasing, which the option European per unit varying etc. relates (Note 6) etc. (Note 4)-------------------------------------------------------------------------------------------------------\* T (ii) Exercising \* TProduct name, e.g. call option Number of securities Exercise price per unit (Note 4)---------------------------------------------------------------------------------------------------------\* T (d) Other dealings (including new securities) (Note 3) \* TNature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)---------------------------------------------------------------------------------------------------------\* T 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives \* TFull details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.---------------------------------------------------------------------------------------------------------\* T Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO \* TDate of disclosure 12 August 2008------------------------------------------------------------ ---------------------------------------------Contact name Fraser Wyeth------------------------------------------------------------ ---------------------------------------------Telephone number (020) 7678 0480------------------------------------------------------------ ---------------------------------------------Name of offeree/offeror with which connected Rio Tinto Plc------------------------------------------------------------ ---------------------------------------------Nature of connection (Note 9) Advisor------------------------------------------------------------ ---------------------------------------------\* T Notes: The Notes on Form 38.5(b) can be viewed on the Takeover Panel's websiteat www.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 8 DETAILS OF OPEN POSITIONS (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate) OPEN POSITIONS (Note 1) \* TProduct name, Written or Number of Exercise price Type, e.g. Expiry datee.g. call option purchased securities to (Note 2) American, which the option European or derivative etc. relates------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 1,022 30.3400 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Purchased 10,000 40.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Purchased 1,000 44.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Purchased 1,000 48.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 10,000 48.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Purchased 48,000 52.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 12,000 52.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Written 58,000 56.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 75,000 56.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Written 2,000 72.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Put Option Purchase 10,000 40.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Put Option Purchase 7,000 44.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Call Option Purchase 33,000 48.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Put Option Purchase 16,000 48.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Call Option Written 5,000 52.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Call Option Purchase 26,000 56.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Put Option Written 1,000 56.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Call Option Written 7,000 60.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Call Option Written 6,000 64.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2009 Put Option Purchase 1,000 40.0000 GBP American 18-Dec-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Call Option Purchase 29,000 48.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Put Option Written 10,000 48.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Call Option Written 4,000 56.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Put Option Written 14,000 56.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Written 75,000 52.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2010 Put Option Purchase 75,000 56.0000 GBP European 17-Dec-10------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 150,000 38.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Purchase 150,000 60.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Sep 2008 Put Option Purchase 250,000 44.0000 GBP American 19-Sep-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Purchase 250,000 27.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------\* T Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existing agreementsto purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rule 8 and itsNotes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Copyright Business Wire 2008Related Shares:
Rio Tinto