8th Apr 2008 17:01
UBS Securities LLC08 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLC Company dealt in BHP Billiton Limited (ISIN US0886061086) Class of relevant security to which thedealings being disclosed relate (Note 1) Ordinary shares dealt in ADR form ADR (1 ADR = 2 Ords) Date of dealing 07 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 38406 Ords 53696 Ords (equivalent to (equivalent to 26848 ADRs) 19203 ADRs)(2) Derivatives (other than options) - - - -(3) Options and agreements to purchase/sell 1004200 Ords 844800 Ords (equivalent to (equivalent to 502100 422400 ADRs) ADRs) Total 1042606 Ords 0.03 898496 0.03 (equivalent to 521303 ADRs) Ords (equivalent to 449248 ADRs) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales S 23354 46708 75.628S 30700 61400 75.522S 300 600 75.5S 2300 4600 75.545S 2466 4932 75.424S 7317 14634 75.613S 7493 14986 75.359S 4325 8650 75.807S 19022 38044 75.713Total Buys 126168 252336Total Sells 157736 315472 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product B/S For Ords Exercise Type Expiration Price (USD) (X2) Price (USD)CALL B 2000 75 Amer 4/19/2008 2.20CALL B 2000 75 Amer 4/19/2008 2.25CALL B 200 75 Amer 4/19/2008 2.30CALL B 200 75 Amer 4/19/2008 2.30CALL B 400 80 Amer 4/19/2008 0.60CALL B 17000 80 Amer 4/19/2008 0.75CALL B 1000 60 Amer 5/17/2008 15.00CALL B 800 65 Amer 5/17/2008 12.10CALL B 200 70 Amer 5/17/2008 7.40CALL B 800 70 Amer 5/17/2008 7.80CALL B 200 75 Amer 5/17/2008 4.40CALL B 200 75 Amer 5/17/2008 4.40CALL B 4200 75 Amer 5/17/2008 4.40CALL B 200 75 Amer 5/17/2008 4.40CALL B 4800 75 Amer 5/17/2008 4.70CALL B 1000 75 Amer 5/17/2008 4.70CALL B 7400 75 Amer 5/17/2008 4.60CALL B 400 75 Amer 5/17/2008 4.50CALL B 200 75 Amer 5/17/2008 4.20CALL B 200 75 Amer 5/17/2008 4.10CALL B 600 75 Amer 5/17/2008 4.00CALL B 600 67.5 Amer 5/17/2008 9.80CALL B 400 67.5 Amer 5/17/2008 9.80CALL B 200 70 Amer 8/16/2008 9.80CALL B 2400 80 Amer 8/16/2008 5.40CALL B 1400 85 Amer 8/16/2008 3.40CALL B 200 85 Amer 8/16/2008 3.60CALL B 400 85 Amer 8/16/2008 3.70CALL B 800 95 Amer 8/16/2008 1.60CALL B 1800 95 Amer 8/16/2008 1.60CALL B 2000 100 Amer 8/16/2008 1.00CALL B 2400 100 Amer 11/22/2008 2.40CALL B 2000 100 Amer 11/22/2008 2.40CALL B 2000 100 Amer 11/22/2008 2.60CALL B 4400 100 Amer 11/22/2008 2.55CALL B 400 40 Amer 1/17/2009 35.70CALL B 400 70 Amer 1/17/2009 13.20CALL B 1000 75 Amer 1/17/2009 10.60CALL B 400 80 Amer 1/17/2009 8.50CALL S 1400 70 Amer 4/19/2008 6.10CALL S 400 70 Amer 4/19/2008 6.40CALL S 600 75 Amer 4/19/2008 2.55CALL S 7400 75 Amer 4/19/2008 2.85CALL S 400 80 Amer 4/19/2008 0.65CALL S 1000 80 Amer 4/19/2008 0.80CALL S 600 80 Amer 4/19/2008 0.80CALL S 200 75 Amer 5/17/2008 4.40CALL S 600 75 Amer 5/17/2008 4.40CALL S 200 80 Amer 5/17/2008 2.40CALL S 200 85 Amer 8/16/2008 4.00CALL S 600 95 Amer 8/16/2008 1.60CALL S 2200 100 Amer 8/16/2008 0.95CALL S 4200 100 Amer 8/16/2008 0.95CALL S 4200 100 Amer 8/16/2008 0.95CALL S 2000 100 Amer 8/16/2008 0.95CALL S 3600 100 Amer 8/16/2008 0.95CALL S 800 75 Amer 1/17/2009 11.60CALL S 2000 115 Amer 1/17/2009 1.40CALL S 2000 120 Amer 1/17/2009 1.00CALL S 2000 130 Amer 1/17/2009 0.60PUT B 3000 70 Amer 4/19/2008 0.60PUT B 2800 70 Amer 4/19/2008 0.60PUT B 2600 70 Amer 4/19/2008 0.60PUT B 3200 70 Amer 4/19/2008 0.60PUT B 2800 70 Amer 4/19/2008 0.60PUT B 4600 75 Amer 4/19/2008 2.05PUT B 4200 55 Amer 5/17/2008 0.15PUT B 4400 65 Amer 5/17/2008 0.85PUT B 1200 65 Amer 5/17/2008 0.85PUT S 400 55 Amer 4/19/2008 0.10PUT S 800 70 Amer 4/19/2008 0.60PUT S 200 75 Amer 4/19/2008 2.00PUT S 7400 75 Amer 4/19/2008 1.75PUT S 8000 75 Amer 4/19/2008 1.90PUT S 7400 75 Amer 4/19/2008 1.90PUT S 7400 75 Amer 4/19/2008 1.90PUT S 7400 75 Amer 4/19/2008 1.90PUT S 2000 75 Amer 4/19/2008 2.00PUT S 4800 60 Amer 5/17/2008 0.45PUT S 29400 75 Amer 5/17/2008 3.50PUT S 4800 75 Amer 5/17/2008 3.50PUT S 200 80 Amer 5/17/2008 6.50PUT S 1000 80 Amer 5/17/2008 6.50PUT S 200 50 Amer 8/16/2008 0.60PUT S 4400 60 Amer 8/16/2008 1.75PUT S 4400 60 Amer 8/16/2008 1.75PUT S 400 60 Amer 8/16/2008 1.75PUT S 1400 60 Amer 8/16/2008 1.75PUT S 2000 60 Amer 8/16/2008 1.75PUT S 1400 65 Amer 8/16/2008 3.10PUT S 6000 65 Amer 8/16/2008 2.85PUT S 2000 65 Amer 8/16/2008 2.85PUT S 2000 65 Amer 8/16/2008 2.75PUT S 4400 70 Amer 8/16/2008 4.50PUT S 1400 70 Amer 8/16/2008 4.50PUT S 2000 70 Amer 8/16/2008 4.40PUT S 3800 55 Amer 11/22/2008 2.20PUT S 2000 65 Amer 11/22/2008 4.80PUT S 200 70 Amer 1/17/2009 8.20PUT S 1600 70 Amer 1/17/2009 7.60 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 08 April 2008 Contact name Richard Mulcahy Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product Purchased/Written For Ords Exercise Type Expiration (X2) Price (USD)CALL Purchased 600 55 Amer Apr-08CALL Purchased 1600 60 Amer Apr-08CALL Purchased 8000 62.5 Amer Apr-08CALL Purchased 11800 65 Amer Apr-08CALL Purchased 9600 75 Amer Apr-08CALL Purchased 26400 80 Amer Apr-08CALL Purchased 2600 105 Amer May-08CALL Purchased 27000 110 Amer May-08CALL Purchased 2800 55 Amer May-08CALL Purchased 17000 67.5 Amer May-08CALL Purchased 19400 70 Amer May-08CALL Purchased 7800 75 Amer May-08CALL Purchased 28600 80 Amer May-08CALL Purchased 48400 85 Amer May-08CALL Purchased 800 95 Amer May-08CALL Purchased 38400 60 Amer Aug-08CALL Purchased 400 67.5 Amer Aug-08CALL Purchased 1000 70 Amer Aug-08CALL Purchased 14600 75 Amer Aug-08CALL Purchased 39800 80 Amer Aug-08CALL Purchased 24800 85 Amer Aug-08CALL Purchased 5400 90 Amer Aug-08CALL Purchased 17600 95 Amer Aug-08CALL Purchased 21400 100 Amer Nov-08CALL Purchased 2000 65 Amer Nov-08CALL Purchased 2000 67.5 Amer Nov-08CALL Purchased 6000 70 Amer Nov-08CALL Purchased 4400 75 Amer Nov-08CALL Purchased 21200 80 Amer Nov-08CALL Purchased 2000 90 Amer Nov-08CALL Purchased 1000 95 Amer Nov-08CALL Purchased 2200 105 Amer 1/17/2009CALL Purchased 3200 125 Amer 1/17/2009CALL Purchased 2200 135 Amer 1/17/2009CALL Purchased 12800 140 Amer 1/17/2009CALL Purchased 2800 20 Amer 1/17/2009CALL Purchased 1200 55 Amer 1/17/2009CALL Purchased 10000 60 Amer 1/17/2009CALL Purchased 1400 65 Amer 1/17/2009CALL Purchased 22600 75 Amer 1/17/2009CALL Purchased 39800 80 Amer 1/17/2009CALL Purchased 20400 90 Amer 1/17/2009CALL Purchased 800 50 Amer 1/16/2010CALL Purchased 4400 80 Amer 1/16/2010CALL Purchased 5600 95 Amer 1/16/2010CALL Written -21400 67.5 Amer Apr-08CALL Written -23400 70 Amer Apr-08CALL Written -44600 85 Amer Apr-08CALL Written -38000 100 Amer May-08CALL Written -52600 60 Amer May-08CALL Written -54200 62.5 Amer May-08CALL Written -10000 65 Amer May-08CALL Written -15000 90 Amer May-08CALL Written -20800 100 Amer Aug-08CALL Written -8400 50 Amer Aug-08CALL Written -27000 55 Amer Aug-08CALL Written -29800 65 Amer Aug-08CALL Written -5800 85 Amer Nov-08CALL Written -18600 100 Amer 1/17/2009CALL Written -2600 110 Amer 1/17/2009CALL Written -200 115 Amer 1/17/2009CALL Written -4000 120 Amer 1/17/2009CALL Written -7600 130 Amer 1/17/2009CALL Written -3000 30 Amer 1/17/2009CALL Written -200 40 Amer 1/17/2009CALL Written -33200 50 Amer 1/17/2009CALL Written -15800 70 Amer 1/17/2009CALL Written -5000 95 Amer 1/17/2009CALL Written -12000 100 Amer 1/16/2010CALL Written -2200 40 Amer 1/16/2010CALL Written -3000 60 Amer 1/16/2010CALL Written -11400 70 Amer 1/16/2010CALL Written -8400 90 Amer 1/16/2010PUT Purchased 9600 55 Amer Apr-08PUT Purchased 49600 65 Amer Apr-08PUT Purchased 10400 67.5 Amer Apr-08PUT Purchased 2600 37.5 Amer May-08PUT Purchased 8000 40 Amer May-08PUT Purchased 1800 42.5 Amer May-08PUT Purchased 6800 47.5 Amer May-08PUT Purchased 20200 50 Amer May-08PUT Purchased 21600 60 Amer May-08PUT Purchased 50200 62.5 Amer May-08PUT Purchased 35600 65 Amer May-08PUT Purchased 28400 50 Amer Aug-08PUT Purchased 17400 65 Amer Aug-08PUT Purchased 20000 70 Amer Aug-08PUT Purchased 1000 85 Amer Aug-08PUT Purchased 2000 95 Amer Aug-08PUT Purchased 600 55 Amer Nov-08PUT Purchased 1200 60 Amer Nov-08PUT Purchased 3800 62.5 Amer Nov-08PUT Purchased 2000 65 Amer Nov-08PUT Purchased 4400 30 Amer 1/17/2009PUT Purchased 5000 40 Amer 1/17/2009PUT Purchased 12400 50 Amer 1/17/2009PUT Purchased 21600 55 Amer 1/17/2009PUT Purchased 10400 65 Amer 1/17/2009PUT Purchased 6400 75 Amer 1/17/2009PUT Purchased 10000 40 Amer 1/16/2010PUT Purchased 3400 80 Amer 1/16/2010PUT Purchased 200 90 Amer 1/16/2010PUT Written -9000 50 Amer Apr-08PUT Written -13000 60 Amer Apr-08PUT Written -3600 62.5 Amer Apr-08PUT Written -7600 70 Amer Apr-08PUT Written -36400 75 Amer Apr-08PUT Written -1000 30 Amer May-08PUT Written -200 32.5 Amer May-08PUT Written -7400 45 Amer May-08PUT Written -11200 55 Amer May-08PUT Written -78600 67.5 Amer May-08PUT Written -2200 70 Amer May-08PUT Written -39800 75 Amer May-08PUT Written -2000 80 Amer May-08PUT Written -12200 85 Amer May-08PUT Written -23800 55 Amer Aug-08PUT Written -39600 60 Amer Aug-08PUT Written -30200 67.5 Amer Aug-08PUT Written -27600 75 Amer Aug-08PUT Written -15600 80 Amer Aug-08PUT Written -5000 20 Amer 1/17/2009PUT Written -30200 60 Amer 1/17/2009PUT Written -27400 70 Amer 1/17/2009PUT Written -25600 80 Amer 1/17/2009PUT Written -200 90 Amer 1/17/2009PUT Written -2800 50 Amer 1/16/2010PUT Written -1800 60 Amer 1/16/2010PUT Written -6400 70 Amer 1/16/2010 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group