Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

29th Sep 2008 11:48

RNS Number : 5538E
UBS AG (EPT)
29 September 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

26 September 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

1

9902 AUD Cents

SALE

811

9902

PURCHASE

423

9903

PURCHASE

184

9903

PURCHASE

7

9903

PURCHASE

4

9903

PURCHASE

19

9903

PURCHASE

444

9906

SALE

257

9909

SALE

11

9909

SALE

6

9909

SALE

1

9916

SALE

451

9916

PURCHASE

554

9918

PURCHASE

235

9918

PURCHASE

140

9924

PURCHASE

180

9924

PURCHASE

5

9924

SALE

2

9925

SALE

26

9925

SALE

6

9925

SALE

25

9925

SALE

3

9925

SALE

461

9925

PURCHASE

1300

9926

PURCHASE

13

9926

PURCHASE

187

9926

PURCHASE

108

9926

SALE

542

9927

SALE

481

9929

SALE

29

9929

SALE

27

9929

PURCHASE

910

9940

SALE

159

9950

PURCHASE

196

9958

PURCHASE

159

9972

PURCHASE

666

9983

SALE

294

9991

SALE

638

9996

SALE

690

9998

SALE

100

9999

SALE

100

9999

SALE

50

9999

SALE

1132

10000

SALE

5

10000

SALE

3

10000

PURCHASE

358

10002

PURCHASE

174

10004

PURCHASE

180

10004

SALE

1

10004

SALE

9

10004

SALE

22

10004

SALE

240

10004

SALE

464

10005

PURCHASE

243

10005

PURCHASE

26

10005

PURCHASE

394

10005

PURCHASE

83

10005

PURCHASE

180

10005

PURCHASE

53

10006

PURCHASE

4

10006

PURCHASE

50

10006

PURCHASE

8

10006

PURCHASE

187

10006

PURCHASE

1

10006

PURCHASE

160

10006

PURCHASE

1572

10007

PURCHASE

278

10010

SALE

33

10012

SALE

275

10012

SALE

7

10012

SALE

6

10012

PURCHASE

82

10014

PURCHASE

170

10014

PURCHASE

296

10015

PURCHASE

109

10016

PURCHASE

125

10016

PURCHASE

145

10016

PURCHASE

523

10016

PURCHASE

72

10016

PURCHASE

154

10017

SALE

1

10019

SALE

498

10019

PURCHASE

50

10020

PURCHASE

13

10020

SALE

573

10020

SALE

1

10021

SALE

78

10021

SALE

910

10021

SALE

16

10022

SALE

285

10022

SALE

2

10023

SALE

475

10023

PURCHASE

696

10024

PURCHASE

3

10024

PURCHASE

174

10024

PURCHASE

1369

10025

PURCHASE

9

10025

PURCHASE

180

10025

PURCHASE

1

10025

PURCHASE

11

10025

PURCHASE

65

10025

PURCHASE

1

10025

PURCHASE

186

10025

PURCHASE

264

10025

PURCHASE

101

10029

PURCHASE

1142

10030

PURCHASE

1

10031

PURCHASE

322

10031

PURCHASE

475

10031

PURCHASE

1

10031

PURCHASE

124

10031

SALE

265

10031

SALE

475

10031

PURCHASE

62

10032

PURCHASE

1

10032

SALE

158

10032

SALE

318

10032

SALE

9

10032

SALE

433

10033

SALE

6

10033

PURCHASE

154

10033

PURCHASE

1

10033

PURCHASE

180

10033

PURCHASE

1

10033

PURCHASE

500

10033

PURCHASE

30

10033

PURCHASE

1

10034

PURCHASE

299

10034

PURCHASE

437

10034

PURCHASE

4

10034

PURCHASE

305

10034

PURCHASE

190

10034

PURCHASE

1

10034

PURCHASE

68

10034

SALE

425

10034

SALE

9

10034

SALE

29

10034

SALE

20

10034

SALE

500

10034

PURCHASE

111

10035

PURCHASE

1

10035

PURCHASE

1

10035

PURCHASE

4

10035

PURCHASE

536

10036

PURCHASE

3

10036

PURCHASE

1

10036

PURCHASE

80

10036

PURCHASE

1

10036

PURCHASE

48

10036

PURCHASE

70

10037

PURCHASE

70

10037

SALE

26

10039

SALE

223

10039

SALE

5

10039

SALE

66

10039

PURCHASE

172

10039

PURCHASE

450

10040

PURCHASE

8

10040

PURCHASE

49

10040

PURCHASE

160

10040

SALE

28

10041

SALE

2

10041

SALE

3

10041

SALE

74

10041

SALE

963

10041

SALE

118

10042

PURCHASE

169

10045

PURCHASE

19

10045

SALE

1259

10046

SALE

561

10047

SALE

679

10047

PURCHASE

160

10047

PURCHASE

8

10047

PURCHASE

62

10047

SALE

1728

10047

SALE

130

10047

PURCHASE

160

10048

SALE

50

10049

PURCHASE

212

10049

PURCHASE

89

10049

PURCHASE

30

10049

PURCHASE

5

10049

PURCHASE

1

10049

PURCHASE

148

10049

PURCHASE

1

10049

PURCHASE

81

10049

PURCHASE

1

10049

SALE

623

10050

SALE

3

10050

SALE

536

10051

SALE

500

10051

SALE

68

10055

SALE

50

10055

SALE

20

10055

PURCHASE

61

10055

PURCHASE

3

10055

PURCHASE

17

10056

PURCHASE

180

10056

PURCHASE

3

10056

PURCHASE

1

10056

PURCHASE

1

10056

PURCHASE

135

10056

PURCHASE

394

10058

SALE

212

10060

PURCHASE

88

10060

PURCHASE

3

10060

PURCHASE

4

10060

PURCHASE

452

10060

PURCHASE

21

10061

PURCHASE

160

10061

PURCHASE

3

10061

PURCHASE

17

10061

PURCHASE

75

10061

PURCHASE

96

10061

PURCHASE

3

10061

PURCHASE

16

10061

PURCHASE

337

10061

SALE

28

10062

SALE

462

10062

SALE

4

10062

SALE

463

10062

SALE

402

10062

PURCHASE

2

10062

PURCHASE

190

10062

PURCHASE

802

10063

SALE

378

10063

SALE

105

10063

PURCHASE

1

10064

PURCHASE

1

10064

PURCHASE

55

10064

PURCHASE

452

10064

PURCHASE

4

10064

PURCHASE

281

10064

PURCHASE

402

10064

PURCHASE

181

10064

SALE

238

10064

SALE

110

10064

SALE

17

10064

SALE

27

10064

SALE

463

10065

SALE

16

10065

SALE

25

10065

SALE

13

10065

SALE

1000

10065

PURCHASE

315

10066

SALE

55

10066

SALE

23

10066

SALE

319

10066

SALE

214

10067

SALE

234

10067

SALE

54

10067

SALE

11

10067

SALE

41

10067

SALE

51

10067

SALE

88

10069

SALE

470

10069

SALE

187

10069

PURCHASE

813

10070

PURCHASE

216

10070

PURCHASE

13

10071

PURCHASE

1

10071

PURCHASE

296

10071

SALE

468

10079

PURCHASE

327

10082

SALE

51020

10093.32

PURCHASE

51020

10093.32

SALE

2470

10100

SALE

185

10101

PURCHASE

51020

10106.15

SALE

51020

10106.15

SALE

36

10110

SALE

2

10110

SALE

305

10110

SALE

10

10110

PURCHASE

80

10113

PURCHASE

200

10113

PURCHASE

4

10115

PURCHASE

180

10115

PURCHASE

5

10115

PURCHASE

283

10115

PURCHASE

1136

10115

PURCHASE

9

10115

PURCHASE

60

10115

PURCHASE

3

10115

PURCHASE

357

10115

SALE

100

10118

SALE

369

10118

SALE

11

10118

PURCHASE

123

10119

PURCHASE

1

10119

PURCHASE

135

10120

PURCHASE

114

10120

PURCHASE

225

10120

PURCHASE

74

10120

PURCHASE

49

10120

PURCHASE

103

10120

PURCHASE

22

10120

PURCHASE

180

10120

PURCHASE

1

10120

PURCHASE

5

10120

PURCHASE

6

10120

PURCHASE

5

10120

PURCHASE

219

10121

PURCHASE

96

10121

PURCHASE

3

10121

PURCHASE

1

10121

PURCHASE

363

10121

PURCHASE

1

10121

PURCHASE

172

10121

PURCHASE

1

10121

PURCHASE

47

10121

PURCHASE

1

10121

PURCHASE

172

10121

PURCHASE

182

10121

PURCHASE

81

10121

PURCHASE

62

10122

PURCHASE

184

10122

PURCHASE

175

10123

PURCHASE

336

10123

PURCHASE

61

10123

PURCHASE

164

10124

PURCHASE

140

10124

PURCHASE

70

10124

PURCHASE

5

10124

PURCHASE

251

10124

PURCHASE

256

10125

PURCHASE

160

10125

PURCHASE

15

10125

PURCHASE

382

10125

SALE

683

10129

SALE

53

10129

SALE

9

10129

SALE

503

10129

SALE

2

10129

SALE

212

10130

SALE

22

10130

SALE

1000

10130

SALE

1807

10145

SALE

1

10146

SALE

1181

10146

SALE

20

10149

SALE

2

10149

SALE

483

10149

SALE

230

10150

SALE

107

10150

SALE

513

10150

SALE

325

10150

PURCHASE

689

10155

PURCHASE

495

10157

PURCHASE

164

10157

PURCHASE

55

10157

PURCHASE

485

10160

PURCHASE

424

10163

PURCHASE

4

10163

PURCHASE

170

10163

PURCHASE

3

10163

PURCHASE

364

10163

PURCHASE

6

10163

SALE

300

10168

PURCHASE

16

10176

PURCHASE

130

10177

PURCHASE

6

10177

PURCHASE

1215

10180

PURCHASE

220

10180

SALE

500

10180

SALE

136

10180

SALE

1

10183

SALE

7

10183

SALE

340

10183

SALE

1

10183

SALE

849

10183

SALE

200

10197

SALE

388

10197

PURCHASE

1000

10200

SALE

125

10200

SALE

120

10200

PURCHASE

359

10210

SALE

800

10210

SALE

485

10211

SALE

1

10211

PURCHASE

979

10212

PURCHASE

416

10212

PURCHASE

6

10212

PURCHASE

276

10213

PURCHASE

80

10222

PURCHASE

3

10222

PURCHASE

168

10225

PURCHASE

126

10225

PURCHASE

348

10225

PURCHASE

1

10225

PURCHASE

27

10225

PURCHASE

9

10225

PURCHASE

3

10225

PURCHASE

10

10225

PURCHASE

12

10225

PURCHASE

3

10225

PURCHASE

170

10225

PURCHASE

8

10227

PURCHASE

208

10227

SALE

22

10230

PURCHASE

8

10231

PURCHASE

190

10231

PURCHASE

12

10231

SALE

11

10231

SALE

455

10231

PURCHASE

564

10232

PURCHASE

170

10232

PURCHASE

12

10232

SALE

190

10233

SALE

90

10234

SALE

121

10234

SALE

1

10234

SALE

25

10234

SALE

160

10234

SALE

11

10234

SALE

7

10234

SALE

140

10235

SALE

5

10235

SALE

428

10235

PURCHASE

170

10236

PURCHASE

455

10236

PURCHASE

8

10236

SALE

61

10246

SALE

263

10246

SALE

29

10246

SALE

62

10246

SALE

14

10246

SALE

481

10246

SALE

60

10248

PURCHASE

2393

10250

PURCHASE

8

10256

PURCHASE

170

10256

PURCHASE

170

10259

PURCHASE

170

10259

PURCHASE

812

10260

SALE

217

10267

SALE

8

10267

SALE

6

10267

SALE

190

10267

SALE

214

10267

SALE

117

10268

SALE

10

10268

SALE

10

10268

SALE

195

10268

SALE

6

10268

SALE

39

10269

SALE

66

10269

SALE

13

10269

SALE

81

10269

SALE

22

10270

SALE

144

10270

SALE

1

10273

SALE

157

10273

PURCHASE

585

10275

SALE

309

10275

SALE

184

10277

SALE

970

10277

SALE

17

10277

PURCHASE

1

10277

PURCHASE

22

10277

PURCHASE

218

10277

PURCHASE

1

10285

SALE

64

10286

SALE

159

10286

PURCHASE

200

10289

PURCHASE

287

10295

SALE

66

10297

SALE

61

10297

SALE

314

10297

SALE

106

10297

SALE

52

10297

SALE

170

10297

SALE

1364

10299

SALE

105

10299

PURCHASE

71

10299

PURCHASE

200

10299

PURCHASE

12

10299

PURCHASE

377

10300

SALE

7

10306

SALE

26

10306

SALE

105

10306

SALE

1

10312

SALE

498

10312

SALE

51

10321

SALE

105

10321

SALE

20

10321

SALE

110

10321

SALE

37

10322

SALE

6

10322

SALE

17

10322

SALE

1

10322

SALE

20

10324

SALE

180

10324

SALE

71

10324

SALE

20

10324

SALE

31

10324

TOTAL PURCHASES

153,060

TOTAL SALES

153,060

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

  

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

29 September 2008

Contact name

NIMISHA SACHDEV

Telephone number

020 7567 8289

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDCISDGGIC

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,625.76
Change-58.80