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EPT Disclosure

31st Jul 2009 10:51

RNS Number : 6515W
UBS AG (EPT)
31 July 2009
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Anglo American Plc

Class of relevant security to which the dealings being disclosed relate(Note 1)

0.54945 USD ordinary (GB00B1XZS820)

Date of dealing

30 July 2009

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities

99769 0.00%

1628743 0.12%

(2) Derivatives (other than options)

0 0.00%

0 0.00%

(3) Options and agreements to purchase/sell

0 0.00%

0 0.00%

Total

99769 0.00%

1628743 0.12%

(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities

(2) Derivatives (other than options)

(3)Options and agreements to purchase/sell

Total

(c) Rights to subscribe(Note 2)

Class of relevant security:

Details

3. DEALINGS(Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit(Note 4)

Buy

550

18.36500 GBP

Buy

270

18.37000 GBP

Buy

1200

18.37500 GBP

Buy

1000

18.38000 GBP

Buy

1319

18.38500 GBP

Buy

2810

18.39000 GBP

Buy

1399

18.40000 GBP

Buy

2198

18.40500 GBP

Buy

1025

18.41000 GBP

Buy

700

18.41500 GBP

Buy

890

18.42500 GBP

Buy

550

18.43000 GBP

Buy

2109

18.44000 GBP

Buy

3238

18.45000 GBP

Buy

500

18.45500 GBP

Buy

12271

18.46000 GBP

Buy

1150

18.46500 GBP

Buy

1000

18.47000 GBP

Buy

650

18.47500 GBP

Buy

2873

18.48000 GBP

Buy

1088

18.49000 GBP

Buy

1608

18.49500 GBP

Buy

1231

18.50000 GBP

Buy

65

18.51000 GBP

Buy

1041

18.51000 GBP

Buy

1503

18.52000 GBP

Buy

72

18.52500 GBP

Buy

2224

18.53000 GBP

Buy

250

18.56000 GBP

Buy

1227

18.57000 GBP

Buy

1039

18.57500 GBP

Buy

1518

18.58000 GBP

Buy

315

18.58500 GBP

Buy

800

18.59500 GBP

Buy

2324

18.60000 GBP

Buy

472

18.62500 GBP

Buy

1544

18.64000 GBP

Buy

250

18.65000 GBP

Buy

1130

18.66000 GBP

Buy

1250

18.67000 GBP

Buy

3339

18.67500 GBP

Buy

554

18.68000 GBP

Buy

3725

18.68500 GBP

Buy

1901

18.69000 GBP

Buy

2850

18.69500 GBP

Buy

3351

18.70000 GBP

Buy

1573

18.70500 GBP

Buy

3978

18.71000 GBP

Buy

1600

18.71500 GBP

Buy

2527

18.72000 GBP

Buy

3678

18.72500 GBP

Buy

500

18.73000 GBP

Buy

550

18.73500 GBP

Buy

101

18.74000 GBP

Buy

1552

18.74500 GBP

Buy

2017

18.75000 GBP

Buy

1650

18.75500 GBP

Buy

1851

18.76000 GBP

Buy

450

18.76500 GBP

Buy

2032

18.77000 GBP

Buy

600

18.77500 GBP

Buy

2350

18.78000 GBP

Buy

645

18.78500 GBP

Buy

200

18.79000 GBP

Buy

2024

18.79500 GBP

Buy

5855

18.80000 GBP

Buy

3280

18.80500 GBP

Buy

6290

18.81000 GBP

Buy

8689

18.81500 GBP

Buy

3069

18.82000 GBP

Buy

3917

18.82500 GBP

Buy

8027

18.83000 GBP

Buy

2845

18.83500 GBP

Buy

3879

18.84000 GBP

Buy

3279

18.84500 GBP

Buy

8798

18.85000 GBP

Buy

1177

18.85500 GBP

Buy

5981

18.86000 GBP

Buy

740

18.86500 GBP

Buy

5326

18.87000 GBP

Buy

1281

18.87500 GBP

Buy

1409

18.88000 GBP

Buy

818

18.88500 GBP

Buy

793

18.89000 GBP

Buy

647

18.90000 GBP

Buy

806

18.90500 GBP

Buy

241

18.91000 GBP

Buy

550

18.91500 GBP

Buy

1950

18.92500 GBP

Buy

200

18.93000 GBP

Buy

2181

18.94500 GBP

Buy

1492

18.95000 GBP

Buy

2482

18.95500 GBP

Buy

8044

18.96000 GBP

Buy

450

18.96500 GBP

Buy

1200

19.02000 GBP

Buy

721

19.04500 GBP

Buy

269

19.06000 GBP

Buy

1115

19.06500 GBP

Buy

2568

19.07000 GBP

Buy

1867

19.07500 GBP

Buy

7850

19.08000 GBP

Buy

2125

19.08500 GBP

Buy

558

19.09000 GBP

Buy

2730

19.09500 GBP

Buy

8776

19.10000 GBP

Buy

4262

19.10500 GBP

Buy

9021

19.11000 GBP

Buy

4827

19.11500 GBP

Buy

2516

19.12000 GBP

Buy

5403

19.12500 GBP

Buy

200

19.13000 GBP

Buy

5265

19.13500 GBP

Buy

1679

19.14000 GBP

Buy

221

19.14500 GBP

Buy

2129

19.15000 GBP

Buy

1754

19.15500 GBP

Buy

7094

19.16000 GBP

Buy

5291

19.16500 GBP

Buy

990

19.17000 GBP

Buy

1337

19.17500 GBP

Buy

1417

19.18000 GBP

Buy

2961

19.18500 GBP

Buy

3837

19.19000 GBP

Buy

1793

19.19500 GBP

Buy

4229

19.20000 GBP

Buy

2183

19.20500 GBP

Buy

1991

19.21000 GBP

Buy

384

19.22000 GBP

Buy

2500

19.22500 GBP

Buy

2679

19.23000 GBP

Buy

2774

19.23500 GBP

Buy

2497

19.24000 GBP

Buy

3231

19.24500 GBP

Buy

699

19.25000 GBP

Buy

479

19.25500 GBP

Buy

1169

19.26000 GBP

Buy

612

19.28500 GBP

Buy

301

19.29000 GBP

Buy

1218

19.29500 GBP

Buy

27000

30.00000 USD

Buy

52895

245.80384 ZAR

Sell

324

18.36000 GBP

Sell

800

18.37000 GBP

Sell

815

18.37500 GBP

Sell

382

18.38000 GBP

Sell

2326

18.38500 GBP

Sell

650

18.39000 GBP

Sell

247

18.39500 GBP

Sell

836

18.40000 GBP

Sell

1200

18.40500 GBP

Sell

2520

18.41000 GBP

Sell

2577

18.41500 GBP

Sell

829

18.42000 GBP

Sell

2021

18.42500 GBP

Sell

1620

18.43000 GBP

Sell

719

18.43500 GBP

Sell

3388

18.44000 GBP

Sell

1435

18.44500 GBP

Sell

3598

18.45000 GBP

Sell

2233

18.45500 GBP

Sell

2464

18.46000 GBP

Sell

1270

18.46500 GBP

Sell

650

18.47000 GBP

Sell

2038

18.48000 GBP

Sell

400

18.48500 GBP

Sell

864

18.49000 GBP

Sell

1238

18.49500 GBP

Sell

820

18.50500 GBP

Sell

300

18.51000 GBP

Sell

836

18.51500 GBP

Sell

1568

18.52000 GBP

Sell

320

18.52500 GBP

Sell

2656

18.57000 GBP

Sell

1802

18.58000 GBP

Sell

2175

18.58500 GBP

Sell

408

18.59000 GBP

Sell

1972

18.59500 GBP

Sell

1658

18.60500 GBP

Sell

1500

18.61500 GBP

Sell

382

18.65000 GBP

Sell

668

18.66000 GBP

Sell

1121

18.66500 GBP

Sell

1060

18.67500 GBP

Sell

9444

18.68000 GBP

Sell

637

18.68500 GBP

Sell

616

18.69000 GBP

Sell

349

18.69500 GBP

Sell

1471

18.70500 GBP

Sell

2382

18.71000 GBP

Sell

1998

18.71500 GBP

Sell

6162

18.72000 GBP

Sell

1340

18.72500 GBP

Sell

854

18.73000 GBP

Sell

300

18.73500 GBP

Sell

55

18.74000 GBP

Sell

1635

18.74500 GBP

Sell

2297

18.75000 GBP

Sell

7329

18.75500 GBP

Sell

3323

18.76000 GBP

Sell

2511

18.76500 GBP

Sell

2062

18.77000 GBP

Sell

4490

18.77500 GBP

Sell

1407

18.78000 GBP

Sell

2256

18.78500 GBP

Sell

2361

18.79000 GBP

Sell

1780

18.79500 GBP

Sell

9600

18.80000 GBP

Sell

4506

18.80500 GBP

Sell

3531

18.81000 GBP

Sell

479

18.81500 GBP

Sell

1106

18.82000 GBP

Sell

2143

18.82500 GBP

Sell

6000

18.83000 GBP

Sell

2323

18.83500 GBP

Sell

4307

18.84000 GBP

Sell

2530

18.84500 GBP

Sell

4511

18.85000 GBP

Sell

3272

18.85500 GBP

Sell

2757

18.86000 GBP

Sell

3954

18.86500 GBP

Sell

3494

18.87000 GBP

Sell

2603

18.87500 GBP

Sell

1958

18.88000 GBP

Sell

90

18.89000 GBP

Sell

1292

18.89500 GBP

Sell

443

18.91500 GBP

Sell

300

18.92000 GBP

Sell

1908

18.92500 GBP

Sell

1996

18.93000 GBP

Sell

340

18.93500 GBP

Sell

1490

18.94000 GBP

Sell

400

18.94500 GBP

Sell

13097

18.95000 GBP

Sell

500

18.95500 GBP

Sell

5843

18.96000 GBP

Sell

4095

18.96500 GBP

Sell

732

18.97000 GBP

Sell

1463

18.98500 GBP

Sell

500

18.99500 GBP

Sell

31015

19.05500 GBP

Sell

269

19.06500 GBP

Sell

1379

19.07000 GBP

Sell

1768

19.07500 GBP

Sell

2299

19.08000 GBP

Sell

3507

19.08500 GBP

Sell

900

19.09500 GBP

Sell

2027

19.10000 GBP

Sell

1090

19.10500 GBP

Sell

1842

19.11000 GBP

Sell

3486

19.11500 GBP

Sell

500

19.12000 GBP

Sell

2243

19.12500 GBP

Sell

1817

19.13000 GBP

Sell

3753

19.13500 GBP

Sell

1300

19.14000 GBP

Sell

2731

19.14500 GBP

Sell

766

19.15000 GBP

Sell

267

19.15500 GBP

Sell

9091

19.16000 GBP

Sell

250

19.16500 GBP

Sell

5594

19.17000 GBP

Sell

1990

19.17500 GBP

Sell

774

19.19000 GBP

Sell

1160

19.19500 GBP

Sell

964

19.20000 GBP

Sell

2239

19.20500 GBP

Sell

2505

19.21000 GBP

Sell

721

19.21500 GBP

Sell

82

19.22500 GBP

Sell

18

19.23000 GBP

Sell

2143

19.23500 GBP

Sell

4311

19.24000 GBP

Sell

2763

19.24500 GBP

Sell

5569

19.25000 GBP

Sell

2125

19.26000 GBP

Sell

971

19.28000 GBP

Sell

560

19.29000 GBP

Sell

866

19.29500 GBP

Sell

800

19.30000 GBP

TOTAL BUY :

397364

TOTAL SALE :

315767

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short(Note 5)

Number of securities(Note 6)

Price per unit(Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates(Note 6)

Exercise price

Type,e.g. American, European etc.

Expiry date

Option money paid/received per unit(Note 4)

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit(Note 4)

(d) Other dealings (including new securities)(Note 3)

Nature of transaction(Note 7)

Details

Price per unit (if applicable)(Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO

Date of disclosure

31 July 2009

Contact name

Nimisha Sachdev

Telephone number

+44 (0)20 7568 9289

Name of offeree/offeror with which connected

ANGLO AMERICAN

Nature of connection(Note 9)

CONNECTED ADVISOR

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMGCGDRBUXGGCB

Related Shares:

Anglo American
FTSE 100 Latest
Value9,012.99
Change0.00