15th Sep 2008 10:11
Name of exempt principal trader
|
Macquarie Bank Limited
|
Company dealt in
|
BHP Billiton Limited
|
Class of relevant security to which the dealings being disclosed relate(Note 1)
|
Ordinary shares ISIN: AU000000BHP4
|
Date of dealing
|
12 September 2008
|
|
Long
|
Short
|
|
Number (%)
|
Number (%)
|
(1) Relevant securities
|
|
5,664,236 0.16%
|
(2) Derivatives (other than options)
|
95,180 0.00%
|
|
(3) Options and agreements to purchase/sell
|
|
7,800,647 0.23%
|
Total
|
95,180 0.00%
|
13,3464,883 0.39%
|
Class of relevant security:
|
Long
|
Short
|
|
Number (%)
|
Number (%)
|
(1) Relevant securities
|
|
|
(2) Derivatives (other than options)
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
Total
|
|
|
Class of relevant security:
|
Details
|
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
See Part 2 - Annexure A
|
|
|
Product name,
e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
See Part 2 - Annexure B
|
|
|
|
Product name,
e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise
price
|
Type, e.g. American, European etc.
|
Expiry
date
|
Option money
paid/received per unit (Note 4)
|
See Part 2 - Annexure C
|
|
|
|
|
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
Nature of Transaction
|
Quantity
|
Price Per Unit (if applicable)
|
|
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
Date of disclosure
|
15 September 2008
|
Contact name
|
Johanna Uy
|
Telephone number
|
+44 (0) 2030374339
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
Nature of connection (Note 9)
|
Connected principal trader
|
Supplemental Form 38.5b
Appendix A
Buy = 503956 Sell = 772817
Buy Sell |
Exec Quantity |
Exec Price |
BUY |
5000.00 |
35.15 |
BUY |
343.00 |
35.93 |
BUY |
153.00 |
35.93 |
BUY |
1573.00 |
35.93 |
BUY |
2931.00 |
35.93 |
BUY |
3111.00 |
35.15 |
BUY |
3599.00 |
35.15 |
BUY |
100.00 |
35.15 |
BUY |
150.00 |
35.15 |
BUY |
40.00 |
35.15 |
BUY |
2577.00 |
35.15 |
BUY |
7423.00 |
35.15 |
BUY |
133.00 |
35.25 |
BUY |
1000.00 |
35.25 |
BUY |
1000.00 |
35.25 |
BUY |
269.00 |
35.32 |
BUY |
800.00 |
35.32 |
BUY |
600.00 |
35.32 |
BUY |
1000.00 |
35.32 |
BUY |
6467.00 |
35.33 |
BUY |
500.00 |
35.34 |
BUY |
364.00 |
35.34 |
BUY |
4412.00 |
35.25 |
BUY |
72.00 |
35.25 |
BUY |
100.00 |
35.25 |
BUY |
416.00 |
35.25 |
BUY |
5000.00 |
35.27 |
BUY |
09.00 |
35.14 |
BUY |
50.00 |
35.14 |
BUY |
10.00 |
35.20 |
BUY |
1700.00 |
35.20 |
BUY |
600.00 |
35.20 |
BUY |
680.00 |
35.40 |
BUY |
5567.00 |
35.40 |
BUY |
1000.00 |
35.14 |
BUY |
1664.00 |
35.20 |
BUY |
1000.00 |
35.20 |
BUY |
250.00 |
35.20 |
BUY |
3717.00 |
35.20 |
BUY |
3753.00 |
35.40 |
BUY |
1357.00 |
35.32 |
BUY |
3167.00 |
35.32 |
BUY |
300.00 |
35.29 |
BUY |
990.00 |
35.29 |
BUY |
29.00 |
35.30 |
BUY |
535.00 |
35.30 |
BUY |
05.00 |
35.30 |
BUY |
12.00 |
35.30 |
BUY |
129.00 |
35.30 |
BUY |
452.00 |
35.30 |
BUY |
581.00 |
35.30 |
BUY |
581.00 |
35.30 |
BUY |
514.00 |
35.27 |
BUY |
642.00 |
35.27 |
BUY |
329.00 |
35.27 |
BUY |
86.00 |
35.27 |
BUY |
124.00 |
35.27 |
BUY |
100.00 |
35.27 |
BUY |
176.00 |
35.27 |
BUY |
200.00 |
35.27 |
BUY |
300.00 |
35.27 |
BUY |
750.00 |
35.27 |
BUY |
628.00 |
35.27 |
BUY |
16.00 |
35.27 |
BUY |
908.00 |
35.27 |
BUY |
570.00 |
35.27 |
BUY |
1971.00 |
35.29 |
BUY |
2956.00 |
35.30 |
BUY |
2955.00 |
35.25 |
BUY |
68.00 |
35.15 |
BUY |
93.00 |
35.15 |
BUY |
173.00 |
35.15 |
BUY |
235.00 |
35.15 |
BUY |
79.00 |
35.15 |
BUY |
427.00 |
35.16 |
BUY |
100.00 |
35.16 |
BUY |
42.00 |
35.16 |
BUY |
490.00 |
35.15 |
BUY |
569.00 |
35.15 |
BUY |
147.00 |
35.21 |
BUY |
300.00 |
35.22 |
BUY |
93.00 |
35.21 |
BUY |
198.00 |
35.22 |
BUY |
74.00 |
35.22 |
BUY |
332.00 |
35.21 |
BUY |
129.00 |
35.43 |
BUY |
206.00 |
35.51 |
BUY |
263.00 |
35.51 |
BUY |
1000.00 |
35.51 |
BUY |
01.00 |
35.51 |
BUY |
500.00 |
35.51 |
BUY |
192.00 |
35.41 |
BUY |
164.00 |
36.00 |
BUY |
236.00 |
35.18 |
BUY |
211.00 |
35.18 |
BUY |
226.00 |
35.24 |
BUY |
08.00 |
35.24 |
BUY |
05.00 |
35.86 |
BUY |
51.00 |
35.86 |
BUY |
181.00 |
35.86 |
BUY |
06.00 |
35.86 |
BUY |
500.00 |
35.33 |
BUY |
541.00 |
35.48 |
BUY |
159.00 |
35.48 |
BUY |
800.00 |
35.13 |
BUY |
700.00 |
35.18 |
BUY |
865.00 |
35.44 |
BUY |
500.00 |
35.44 |
BUY |
29.00 |
35.44 |
BUY |
201.00 |
35.44 |
BUY |
136.00 |
35.44 |
BUY |
269.00 |
35.44 |
BUY |
83.00 |
35.46 |
BUY |
198.00 |
35.46 |
BUY |
394.00 |
35.46 |
BUY |
18.00 |
35.46 |
BUY |
07.00 |
35.46 |
BUY |
700.00 |
35.34 |
BUY |
500.00 |
35.78 |
BUY |
68.00 |
35.89 |
BUY |
17.00 |
35.89 |
BUY |
415.00 |
35.89 |
BUY |
502.00 |
36.00 |
BUY |
290.00 |
36.00 |
BUY |
8858.00 |
36.00 |
BUY |
700.00 |
36.00 |
BUY |
3000.00 |
36.00 |
BUY |
350.00 |
36.00 |
BUY |
5000.00 |
35.44 |
BUY |
10000.00 |
36.00 |
BUY |
400.00 |
60.98 |
BUY |
100.00 |
60.98 |
BUY |
900.00 |
60.98 |
BUY |
200.00 |
60.98 |
BUY |
300.00 |
60.98 |
BUY |
100.00 |
60.91 |
BUY |
100.00 |
60.91 |
BUY |
100.00 |
60.91 |
BUY |
100.00 |
60.93 |
BUY |
100.00 |
60.93 |
BUY |
200.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
700.00 |
60.94 |
BUY |
300.00 |
60.94 |
BUY |
2700.00 |
60.95 |
BUY |
1000.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
700.00 |
60.95 |
BUY |
1300.00 |
60.95 |
BUY |
300.00 |
60.94 |
BUY |
100.00 |
60.94 |
BUY |
100.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
200.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
200.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
300.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
200.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
1600.00 |
60.95 |
BUY |
6250.00 |
60.95 |
BUY |
3000.00 |
60.95 |
BUY |
100.00 |
60.95 |
BUY |
1000.00 |
60.95 |
BUY |
600.00 |
60.95 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
300.00 |
60.27 |
BUY |
300.00 |
60.30 |
BUY |
86.00 |
60.30 |
BUY |
89.00 |
60.29 |
BUY |
200.00 |
60.31 |
BUY |
100.00 |
60.31 |
BUY |
100.00 |
60.31 |
BUY |
100.00 |
60.34 |
BUY |
100.00 |
60.30 |
BUY |
300.00 |
60.31 |
BUY |
100.00 |
60.31 |
BUY |
200.00 |
60.29 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
600.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
300.00 |
60.27 |
BUY |
14.00 |
60.30 |
BUY |
300.00 |
60.30 |
BUY |
500.00 |
60.29 |
BUY |
111.00 |
60.29 |
BUY |
100.00 |
60.31 |
BUY |
100.00 |
60.31 |
BUY |
300.00 |
60.31 |
BUY |
700.00 |
60.34 |
BUY |
100.00 |
60.34 |
BUY |
700.00 |
60.37 |
BUY |
100.00 |
60.36 |
BUY |
100.00 |
60.34 |
BUY |
100.00 |
60.34 |
BUY |
200.00 |
60.37 |
BUY |
200.00 |
60.36 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.27 |
BUY |
200.00 |
60.27 |
BUY |
300.00 |
60.27 |
BUY |
100.00 |
60.34 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.30 |
BUY |
600.00 |
60.30 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.27 |
BUY |
400.00 |
60.26 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
200.00 |
60.27 |
BUY |
100.00 |
60.27 |
BUY |
200.00 |
60.22 |
BUY |
200.00 |
60.27 |
BUY |
400.00 |
60.27 |
BUY |
400.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.29 |
BUY |
100.00 |
60.32 |
BUY |
200.00 |
60.33 |
BUY |
100.00 |
60.33 |
BUY |
100.00 |
60.33 |
BUY |
100.00 |
60.33 |
BUY |
100.00 |
60.33 |
BUY |
100.00 |
60.38 |
BUY |
300.00 |
60.39 |
BUY |
300.00 |
60.39 |
BUY |
100.00 |
60.39 |
BUY |
300.00 |
60.37 |
BUY |
200.00 |
60.37 |
BUY |
200.00 |
60.35 |
BUY |
300.00 |
60.35 |
BUY |
400.00 |
60.35 |
BUY |
300.00 |
60.36 |
BUY |
300.00 |
60.36 |
BUY |
100.00 |
60.39 |
BUY |
100.00 |
60.39 |
BUY |
100.00 |
60.39 |
BUY |
200.00 |
60.13 |
BUY |
100.00 |
60.11 |
BUY |
100.00 |
60.14 |
BUY |
100.00 |
60.14 |
BUY |
15.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
185.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
45.00 |
60.12 |
BUY |
255.00 |
60.14 |
BUY |
200.00 |
60.12 |
BUY |
100.00 |
60.11 |
BUY |
100.00 |
60.11 |
BUY |
100.00 |
60.11 |
BUY |
100.00 |
60.11 |
BUY |
100.00 |
60.11 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.13 |
BUY |
100.00 |
60.14 |
BUY |
100.00 |
60.14 |
BUY |
100.00 |
60.14 |
BUY |
400.00 |
60.15 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
300.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
500.00 |
60.24 |
BUY |
100.00 |
60.23 |
BUY |
100.00 |
60.22 |
BUY |
100.00 |
60.22 |
BUY |
200.00 |
60.22 |
BUY |
100.00 |
60.22 |
BUY |
700.00 |
60.19 |
BUY |
100.00 |
60.20 |
BUY |
200.00 |
60.20 |
BUY |
100.00 |
60.20 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
200.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
200.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
300.00 |
60.24 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.25 |
BUY |
100.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
100.00 |
60.24 |
BUY |
400.00 |
60.00 |
BUY |
300.00 |
60.00 |
BUY |
100.00 |
60.00 |
BUY |
100.00 |
60.25 |
BUY |
200.00 |
60.25 |
BUY |
500.00 |
60.25 |
BUY |
200.00 |
60.25 |
BUY |
430.00 |
60.23 |
BUY |
100.00 |
60.23 |
BUY |
100.00 |
60.23 |
BUY |
170.00 |
60.23 |
BUY |
300.00 |
60.24 |
BUY |
400.00 |
60.24 |
BUY |
100.00 |
60.26 |
BUY |
600.00 |
60.26 |
BUY |
100.00 |
60.36 |
BUY |
100.00 |
60.36 |
BUY |
100.00 |
60.36 |
BUY |
200.00 |
60.40 |
BUY |
100.00 |
60.38 |
BUY |
100.00 |
60.37 |
BUY |
100.00 |
60.37 |
BUY |
600.00 |
60.38 |
BUY |
100.00 |
60.35 |
BUY |
700.00 |
60.35 |
BUY |
300.00 |
60.37 |
BUY |
200.00 |
60.37 |
BUY |
100.00 |
60.40 |
BUY |
100.00 |
60.40 |
BUY |
100.00 |
60.40 |
BUY |
100.00 |
60.40 |
BUY |
100.00 |
60.40 |
BUY |
100.00 |
60.40 |
BUY |
500.00 |
60.37 |
BUY |
200.00 |
60.37 |
BUY |
100.00 |
60.40 |
BUY |
100.00 |
60.39 |
BUY |
100.00 |
60.39 |
BUY |
100.00 |
60.39 |
BUY |
100.00 |
60.39 |
BUY |
200.00 |
60.37 |
BUY |
500.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
100.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
300.00 |
60.40 |
BUY |
200.00 |
60.40 |
BUY |
400.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
400.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
85840.00 |
60.84 |
BUY |
500.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
300.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
500.00 |
60.40 |
BUY |
300.00 |
60.40 |
BUY |
300.00 |
60.40 |
BUY |
45132.00 |
59.91 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
04.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
96.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
60.26 |
BUY |
100.00 |
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61.05 |
SELL |
-100.00 |
61.05 |
SELL |
-400.00 |
61.05 |
SELL |
-100.00 |
61.05 |
SELL |
-100.00 |
61.04 |
SELL |
-100.00 |
61.04 |
SELL |
-100.00 |
61.04 |
SELL |
-400.00 |
61.06 |
SELL |
-300.00 |
61.06 |
SELL |
-100.00 |
61.06 |
SELL |
-200.00 |
61.09 |
SELL |
-100.00 |
61.08 |
SELL |
-100.00 |
61.09 |
SELL |
-200.00 |
61.10 |
SELL |
-100.00 |
61.32 |
SELL |
-100.00 |
61.30 |
SELL |
-100.00 |
61.33 |
SELL |
-100.00 |
61.34 |
SELL |
-100.00 |
61.37 |
SELL |
-100.00 |
61.35 |
SELL |
-500.00 |
61.35 |
SELL |
-400.00 |
61.33 |
SELL |
-200.00 |
61.33 |
SELL |
-100.00 |
61.33 |
SELL |
-100.00 |
61.33 |
SELL |
-400.00 |
61.33 |
SELL |
-400.00 |
61.33 |
SELL |
-700.00 |
61.36 |
SELL |
-100.00 |
61.36 |
SELL |
-100.00 |
61.37 |
SELL |
-100.00 |
61.33 |
SELL |
-100.00 |
61.33 |
SELL |
-300.00 |
61.33 |
SELL |
-600.00 |
61.33 |
SELL |
-100.00 |
61.33 |
SELL |
-100.00 |
61.33 |
SELL |
-100.00 |
61.33 |
SELL |
-600.00 |
61.41 |
SELL |
-300.00 |
61.47 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-500.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-400.00 |
61.41 |
SELL |
-1000.00 |
61.41 |
SELL |
-100.00 |
61.40 |
SELL |
-100.00 |
61.40 |
SELL |
-200.00 |
61.40 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-600.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-300.00 |
61.41 |
SELL |
-500.00 |
61.40 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-100.00 |
61.40 |
SELL |
-100.00 |
61.40 |
SELL |
-600.00 |
61.41 |
SELL |
-100.00 |
61.41 |
SELL |
-200.00 |
61.42 |
SELL |
-300.00 |
61.43 |
SELL |
-100.00 |
61.42 |
SELL |
-100.00 |
61.43 |
SELL |
-600.00 |
61.43 |
SELL |
-100.00 |
61.45 |
SELL |
-100.00 |
61.45 |
SELL |
-100.00 |
61.45 |
SELL |
-200.00 |
61.47 |
SELL |
-100.00 |
61.47 |
SELL |
-400.00 |
61.47 |
SELL |
-100.00 |
61.47 |
SELL |
-100.00 |
61.48 |
SELL |
-100.00 |
61.48 |
SELL |
-33.00 |
61.46 |
SELL |
-100.00 |
61.45 |
SELL |
-367.00 |
61.45 |
SELL |
-100.00 |
61.48 |
SELL |
-100.00 |
61.48 |
SELL |
-100.00 |
61.47 |
SELL |
-100.00 |
61.47 |
SELL |
-100.00 |
61.47 |
SELL |
-300.00 |
61.47 |
SELL |
-132.00 |
61.48 |
SELL |
-100.00 |
61.47 |
SELL |
-500.00 |
61.47 |
SELL |
-500.00 |
61.47 |
SELL |
-100.00 |
61.47 |
SELL |
-111.00 |
61.47 |
SELL |
-200.00 |
61.47 |
SELL |
-400.00 |
61.47 |
SELL |
-357.00 |
61.47 |
SELL |
-400.00 |
61.61 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-300.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-200.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-500.00 |
60.07 |
SELL |
-200.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-500.00 |
60.11 |
SELL |
-13.00 |
60.11 |
SELL |
-87.00 |
60.11 |
SELL |
-13.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-87.00 |
60.11 |
SELL |
-13.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-300.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-200.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-100.00 |
60.11 |
SELL |
-87.00 |
60.11 |
SELL |
-100.00 |
60.07 |
SELL |
-800.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-200.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-200.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-100.00 |
60.07 |
SELL |
-200.00 |
60.07 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-200.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-188.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-200.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-12.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-100.00 |
60.18 |
SELL |
-89.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-300.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-200.00 |
60.55 |
SELL |
-200.00 |
60.55 |
SELL |
-250.00 |
60.55 |
SELL |
-89.00 |
60.55 |
SELL |
-11.00 |
60.55 |
SELL |
-11.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-100.00 |
60.55 |
SELL |
-50.00 |
60.55 |
SELL |
-100.00 |
61.00 |
SELL |
-100.00 |
61.00 |
SELL |
-100.00 |
61.00 |
SELL |
-100.00 |
61.00 |
SELL |
-1800.00 |
61.00 |
SELL |
-100.00 |
61.00 |
SELL |
-100.00 |
61.00 |
SELL |
-100.00 |
61.00 |
77771.00 |
OTC sale to custodian at market. |
|
Total |
-268861.00 |
|
Appendix B
Buy = 32800 Sell = 20801
Type |
BuySell |
Exec Quantity |
Exec Price |
CFDS |
BUY |
300.00 |
35.49 |
CFDS |
BUY |
300.00 |
35.29 |
CFDS |
BUY |
750.00 |
35.15 |
CFDS |
BUY |
2200.00 |
35.15 |
CFDS |
BUY |
500.00 |
35.20 |
CFDS |
BUY |
200.00 |
35.50 |
CFDS |
BUY |
400.00 |
35.37 |
CFDS |
BUY |
140.00 |
35.27 |
CFDS |
BUY |
560.00 |
35.27 |
CFDS |
BUY |
5000.00 |
35.40 |
CFDS |
BUY |
5000.00 |
35.50 |
CFDS |
BUY |
428.00 |
35.41 |
CFDS |
BUY |
572.00 |
35.41 |
CFDS |
BUY |
06.00 |
35.41 |
CFDS |
BUY |
3994.00 |
35.40 |
CFDS |
BUY |
300.00 |
35.37 |
CFDS |
BUY |
1000.00 |
35.33 |
CFDS |
BUY |
500.00 |
35.30 |
CFDS |
BUY |
500.00 |
35.25 |
CFDS |
BUY |
120.00 |
35.31 |
CFDS |
BUY |
02.00 |
35.31 |
CFDS |
BUY |
77.00 |
35.31 |
CFDS |
BUY |
01.00 |
35.32 |
CFDS |
BUY |
03.00 |
35.18 |
CFDS |
BUY |
09.00 |
35.18 |
CFDS |
BUY |
02.00 |
35.18 |
CFDS |
BUY |
107.00 |
35.18 |
CFDS |
BUY |
279.00 |
35.18 |
CFDS |
BUY |
700.00 |
35.19 |
CFDS |
BUY |
1000.00 |
35.76 |
CFDS |
BUY |
309.00 |
35.54 |
CFDS |
BUY |
2691.00 |
35.54 |
CFDS |
BUY |
1500.00 |
35.80 |
CFDS |
BUY |
700.00 |
35.78 |
CFDS |
BUY |
900.00 |
35.76 |
CFDS |
BUY |
100.00 |
35.74 |
CFDS |
BUY |
150.00 |
35.87 |
CFDS |
BUY |
1452.00 |
35.83 |
CFDS |
BUY |
48.00 |
35.83 |
CFDS |
SELL |
-500.00 |
35.33 |
CFDS |
SELL |
-159.00 |
35.48 |
CFDS |
SELL |
-541.00 |
35.48 |
CFDS |
SELL |
-83.00 |
35.46 |
CFDS |
SELL |
-700.00 |
35.18 |
CFDS |
SELL |
-07.00 |
35.46 |
CFDS |
SELL |
-800.00 |
35.13 |
CFDS |
SELL |
-394.00 |
35.46 |
CFDS |
SELL |
-500.00 |
35.44 |
CFDS |
SELL |
-29.00 |
35.44 |
CFDS |
SELL |
-201.00 |
35.44 |
CFDS |
SELL |
-865.00 |
35.44 |
CFDS |
SELL |
-136.00 |
35.44 |
CFDS |
SELL |
-269.00 |
35.44 |
CFDS |
SELL |
-198.00 |
35.46 |
CFDS |
SELL |
-415.00 |
35.89 |
CFDS |
SELL |
-18.00 |
35.46 |
CFDS |
SELL |
-700.00 |
35.34 |
CFDS |
SELL |
-68.00 |
35.89 |
CFDS |
SELL |
-500.00 |
35.78 |
CFDS |
SELL |
-502.00 |
36.00 |
CFDS |
SELL |
-3000.00 |
36.00 |
CFDS |
SELL |
-17.00 |
35.89 |
CFDS |
SELL |
-350.00 |
36.00 |
CFDS |
SELL |
-290.00 |
36.00 |
CFDS |
SELL |
-8858.00 |
36.00 |
CFDS |
SELL |
-700.00 |
36.00 |
CMBO |
SELL |
-01.00 |
00.01 |
Total |
11999.00 |
||
Appendix C
Buy = 191542 Sell = 48610
Call/Put |
Buy Sell |
Exec Quantity |
Exec Price |
Strike |
Amer/Euro |
Expiry |
Call Option |
BUY |
01.00 |
00.66 |
37.00 |
American |
20080925 |
Call Option |
BUY |
10.00 |
00.50 |
37.50 |
American |
20080925 |
Call Option |
BUY |
10.00 |
01.75 |
37.00 |
American |
20081030 |
Call Option |
BUY |
03.00 |
01.80 |
37.00 |
American |
20081030 |
Call Option |
BUY |
10000.00 |
00.30 |
40.00 |
American |
20081030 |
Call Option |
BUY |
2500.00 |
00.30 |
40.00 |
American |
20081030 |
Put Option |
BUY |
1025.00 |
00.75 |
38.00 |
European |
20080925 |
Call Option |
BUY |
70000.00 |
00.42 |
42.00 |
American |
20081218 |
Put Option |
BUY |
3750.00 |
11.93 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1250.00 |
11.93 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
3750.00 |
11.98 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1250.00 |
11.98 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
3750.00 |
12.03 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1250.00 |
12.03 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
3750.00 |
12.09 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1250.00 |
11.90 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
2000.00 |
11.86 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
2000.00 |
10.97 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
1500.00 |
10.92 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
750.00 |
10.92 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
1000.00 |
11.03 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
1500.00 |
11.04 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
1500.00 |
11.04 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
750.00 |
11.03 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
500.00 |
11.03 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
1500.00 |
11.02 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
1250.00 |
11.01 |
25.00 |
European |
17/11/2016 |
Put Option |
BUY |
5000.00 |
12.01 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
5000.00 |
12.01 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
2500.00 |
12.05 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
2250.00 |
12.07 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
250.00 |
12.07 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
2500.00 |
12.08 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
2500.00 |
12.08 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
5000.00 |
12.13 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1250.00 |
12.40 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
6000.00 |
12.50 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1000.00 |
12.50 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
3000.00 |
12.50 |
34.00 |
European |
24/01/2008 |
Put Option |
BUY |
1000.00 |
10.25 |
25.00 |
European |
19/05/2016 |
Put Option |
BUY |
450.00 |
10.33 |
25.00 |
European |
19/05/2016 |
Put Option |
BUY |
3000.00 |
10.25 |
25.00 |
European |
19/05/2016 |
Put Option |
BUY |
1500.00 |
10.16 |
25.00 |
European |
19/05/2016 |
Put Option |
BUY |
1500.00 |
10.10 |
25.00 |
European |
19/05/2016 |
Put Option |
BUY |
643.00 |
10.35 |
25.00 |
European |
19/05/2016 |
Put Option |
BUY |
3000.00 |
05.34 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
1250.00 |
05.46 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
750.00 |
05.47 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
2250.00 |
05.41 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
250.00 |
05.40 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
3750.00 |
05.44 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
1250.00 |
05.44 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
3000.00 |
05.49 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
3750.00 |
05.60 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
750.00 |
05.60 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
1000.00 |
05.70 |
32.00 |
European |
17/11/2016 |
Put Option |
BUY |
1500.00 |
13.70 |
20.00 |
European |
19/05/2016 |
Put Option |
BUY |
1500.00 |
09.01 |
28.00 |
European |
20/12/2007 |
Put Option |
BUY |
2000.00 |
09.02 |
28.00 |
European |
20/12/2007 |
Put Option |
BUY |
3000.00 |
09.26 |
28.00 |
European |
20/12/2007 |
Put Option |
BUY |
400.00 |
15.06 |
European |
||
Call Option |
SELL |
-18000.00 |
00.26 |
40.00 |
American |
20081030 |
Put Option |
SELL |
-388.00 |
09.39 |
36.00 |
American |
20130926 |
Put Option |
SELL |
-750.00 |
10.96 |
25.00 |
European |
17/11/2016 |
Put Option |
SELL |
-2000.00 |
10.96 |
25.00 |
European |
17/11/2016 |
Put Option |
SELL |
-1500.00 |
10.96 |
25.00 |
European |
17/11/2016 |
Put Option |
SELL |
-2000.00 |
10.98 |
25.00 |
European |
17/11/2016 |
Put Option |
SELL |
-3000.00 |
10.99 |
25.00 |
European |
17/11/2016 |
Put Option |
SELL |
-3000.00 |
10.94 |
25.00 |
European |
17/11/2016 |
Put Option |
SELL |
-1000.00 |
10.37 |
25.00 |
European |
19/05/2016 |
Put Option |
SELL |
-750.00 |
10.26 |
25.00 |
European |
19/05/2016 |
Put Option |
SELL |
-750.00 |
10.26 |
25.00 |
European |
19/05/2016 |
Put Option |
SELL |
-750.00 |
10.26 |
25.00 |
European |
19/05/2016 |
Put Option |
SELL |
-750.00 |
10.26 |
25.00 |
European |
19/05/2016 |
Put Option |
SELL |
-1500.00 |
10.17 |
25.00 |
European |
19/05/2016 |
Put Option |
SELL |
-750.00 |
05.25 |
32.00 |
European |
17/11/2016 |
Put Option |
SELL |
-750.00 |
05.25 |
32.00 |
European |
17/11/2016 |
Put Option |
SELL |
-750.00 |
05.25 |
32.00 |
European |
17/11/2016 |
Put Option |
SELL |
-750.00 |
05.25 |
32.00 |
European |
17/11/2016 |
Put Option |
SELL |
-750.00 |
05.30 |
32.00 |
European |
17/11/2016 |
Put Option |
SELL |
-750.00 |
05.30 |
32.00 |
European |
17/11/2016 |
Put Option |
SELL |
-142.00 |
14.03 |
20.00 |
European |
19/05/2016 |
Put Option |
SELL |
-10.00 |
15.00 |
European |
||
Put Option |
SELL |
-2000.00 |
03.72 |
European |
||
Put Option |
SELL |
-1500.00 |
08.96 |
28.00 |
European |
20/12/2007 |
Put Option |
SELL |
-3500.00 |
08.96 |
28.00 |
European |
20/12/2007 |
Put Option |
SELL |
-400.00 |
14.63 |
European |
||
Put Option |
SELL |
-420.00 |
15.04 |
European |
||
Total |
142932.00 |
|||||
Related Shares:
BHP Group