10th Aug 2009 10:00
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
SEGRO Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
10p ordinary (GB00B5ZN1N88) |
|
Date of dealing |
07 August 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
0 0.00% |
427475 0.06% |
|
(2) Derivatives (other than options) |
0 0.00% |
0 0.00% |
|
(3) Options and agreements to purchase/sell |
0 0.00% |
0 0.00% |
|
Total |
0 0.00% |
427475 0.06% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3)Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe(Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit(Note 4) |
|
Buy |
875 |
3.05000 GBP |
|
Buy |
937 |
3.05400 GBP |
|
Buy |
795 |
3.06900 GBP |
|
Buy |
532 |
3.09600 GBP |
|
Buy |
941 |
3.10000 GBP |
|
Sell |
4008 |
3.02000 GBP |
|
Sell |
4360 |
3.05200 GBP |
|
Sell |
5795 |
3.05700 GBP |
|
Sell |
3691 |
3.06450 GBP |
|
Sell |
946 |
3.06700 GBP |
|
Sell |
3142 |
3.06900 GBP |
|
Sell |
90 |
3.07200 GBP |
|
Sell |
3998 |
3.07400 GBP |
|
Sell |
8743 |
3.08800 GBP |
|
Sell |
6535 |
3.09800 GBP |
|
Sell |
4289 |
3.09900 GBP |
|
Sell |
3685 |
3.10200 GBP |
|
Sell |
3227 |
3.11800 GBP |
|
Sell |
10301 |
3.12000 GBP |
|
Sell |
6916 |
3.12100 GBP |
|
Sell |
3797 |
3.12300 GBP |
|
Sell |
4299 |
3.13200 GBP |
|
Sell |
5061 |
3.13300 GBP |
|
Sell |
12667 |
3.13600 GBP |
|
Sell |
4603 |
3.13800 GBP |
|
Sell |
3506 |
3.14000 GBP |
|
Sell |
18418 |
3.14100 GBP |
|
Sell |
7504 |
3.14300 GBP |
|
Sell |
21759 |
3.14400 GBP |
|
Sell |
7675 |
3.14550 GBP |
|
Sell |
7986 |
3.14650 GBP |
|
Sell |
28601 |
3.14700 GBP |
|
Sell |
973 |
3.14800 GBP |
|
Sell |
4276 |
3.14850 GBP |
|
Sell |
37318 |
3.14900 GBP |
|
Sell |
4077 |
3.14950 GBP |
|
Sell |
8046 |
3.15000 GBP |
|
Sell |
4869 |
3.15100 GBP |
|
Sell |
404 |
3.15200 GBP |
|
Sell |
2413 |
3.15300 GBP |
|
Sell |
1626 |
3.15400 GBP |
|
Sell |
3720 |
3.16150 GBP |
|
Sell |
3736 |
3.16250 GBP |
|
Sell |
11046 |
3.16400 GBP |
|
Sell |
3363 |
3.16500 GBP |
|
Sell |
395981 |
3.20000 GBP |
|
TOTAL BUY : |
4080 |
|
|
TOTAL SALE : |
677450 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 5) |
Number of securities(Note 6) |
Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 6) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
|
Date of disclosure |
10 August 2009 |
|
Contact name |
Nimisha Sachdev |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
SEGRO PLC |
|
Nature of connection(Note 9) |
CONNECTED ADVISOR |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Segro