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EPT Disclosure

12th Aug 2008 11:41

RNS Number : 1492B
UBS AG (EPT)
12 August 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

11 AUGUST 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

2,245

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,245

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

856

11109 AUD Cents

SALE

172

11110

PURCHASE

4

11112

PURCHASE

206

11112

PURCHASE

792

11112

PURCHASE

5

11119

PURCHASE

1430

11119

SALE

200

11120

SALE

107

11120

SALE

100

11120

SALE

72

11120

PURCHASE

8

11122

PURCHASE

198

11122

PURCHASE

61

11123

PURCHASE

501

11123

SALE

449

11124

SALE

3

11125

SALE

388

11128

PURCHASE

1

11129

PURCHASE

64

11129

PURCHASE

165

11129

PURCHASE

188

11129

PURCHASE

595

11129

SALE

579

11130

SALE

500

11130

SALE

250

11130

SALE

200

11130

SALE

150

11130

SALE

103

11130

SALE

59

11130

SALE

44

11130

PURCHASE

13

11130

PURCHASE

63

11130

PURCHASE

207

11130

PURCHASE

550

11130

SALE

1765

11132

PURCHASE

52

11132

PURCHASE

127

11132

PURCHASE

158

11132

PURCHASE

190

11132

SALE

500

11133

SALE

200

11133

PURCHASE

43

11133

PURCHASE

221

11133

SALE

375

11134

SALE

228

11134

SALE

132

11134

SALE

50

11134

SALE

37

11134

SALE

3

11134

PURCHASE

5

11134

PURCHASE

113

11134

SALE

286

11135

SALE

40

11135

PURCHASE

100

11136

SALE

954

11137

SALE

62

11137

PURCHASE

1

11137

PURCHASE

2

11137

PURCHASE

638

11137

SALE

350

11138

PURCHASE

369

11138

SALE

292

11144

SALE

34

11144

SALE

445

11145

SALE

436

11145

SALE

187

11145

SALE

42

11145

SALE

16

11145

SALE

1

11145

SALE

1

11145

PURCHASE

210

11146

PURCHASE

420

11146

SALE

150

11149

SALE

122

11149

SALE

100

11149

SALE

50

11149

SALE

39

11149

SALE

31

11149

SALE

10

11149

SALE

3

11149

SALE

1

11149

SALE

399

11150

SALE

205

11150

SALE

49

11150

SALE

41

11150

SALE

7

11150

SALE

3

11150

SALE

2

11150

PURCHASE

70

11150

PURCHASE

297

11150

PURCHASE

172

11151

PURCHASE

196

11151

PURCHASE

414

11152

SALE

168

11154

SALE

145

11154

SALE

957

11155

PURCHASE

16

11156

PURCHASE

1040

11156

PURCHASE

57

11157

PURCHASE

172

11157

SALE

250

11159

SALE

59

11159

PURCHASE

79

11159

PURCHASE

224

11159

PURCHASE

6

11160

PURCHASE

9

11160

PURCHASE

37

11160

PURCHASE

142

11160

PURCHASE

184

11160

PURCHASE

229

11160

PURCHASE

1

11161

SALE

600

11162

SALE

200

11162

SALE

152

11162

SALE

78

11162

PURCHASE

2

11162

PURCHASE

6

11163

PURCHASE

17

11164

PURCHASE

45

11164

PURCHASE

50

11164

PURCHASE

82

11164

PURCHASE

135

11164

PURCHASE

333

11164

PURCHASE

1

11166

PURCHASE

156

11166

PURCHASE

663

11166

SALE

85

11167

SALE

32

11167

SALE

25

11167

SALE

23

11167

PURCHASE

3

11167

PURCHASE

5

11167

PURCHASE

114

11167

PURCHASE

286

11168

PURCHASE

642

11169

SALE

815

11170

SALE

238

11170

SALE

1

11170

SALE

801

11171

SALE

266

11171

SALE

200

11171

SALE

9

11171

SALE

234

11172

SALE

113

11172

SALE

61

11172

SALE

54

11172

PURCHASE

438

11172

PURCHASE

5

11173

PURCHASE

7

11173

PURCHASE

13

11173

PURCHASE

18

11173

PURCHASE

20

11173

PURCHASE

30

11173

PURCHASE

48

11173

PURCHASE

74

11173

PURCHASE

107

11173

PURCHASE

493

11173

PURCHASE

12

11174

PURCHASE

49

11174

PURCHASE

212

11174

SALE

10

11177

SALE

12

11179

SALE

10

11179

PURCHASE

204

11179

SALE

415

11180

SALE

172

11180

SALE

72

11180

SALE

40

11180

PURCHASE

156

11180

PURCHASE

245

11180

PURCHASE

24

11181

PURCHASE

31

11181

PURCHASE

32

11181

PURCHASE

158

11181

SALE

351

11182

SALE

8

11182

SALE

560

11183

SALE

1105

11184

SALE

133

11184

SALE

100

11184

SALE

37

11184

SALE

15

11184

SALE

10

11184

SALE

2

11184

PURCHASE

8

11184

PURCHASE

57

11184

PURCHASE

154

11184

PURCHASE

193

11184

SALE

200

11185

PURCHASE

148

11185

PURCHASE

754

11185

SALE

2

11186

PURCHASE

149

11186

SALE

198

11187

SALE

76

11187

SALE

21

11187

PURCHASE

202

11188

PURCHASE

3

11189

PURCHASE

30

11189

PURCHASE

45

11189

PURCHASE

49

11189

PURCHASE

200

11189

PURCHASE

267

11189

SALE

144

11190

SALE

100

11190

SALE

25

11190

PURCHASE

52

11190

PURCHASE

100

11190

SALE

237

11194

SALE

172

11194

SALE

223

11195

SALE

200

11196

SALE

169

11196

SALE

100

11196

SALE

12

11196

SALE

185

11199

SALE

90

11199

PURCHASE

724

11199

SALE

7

11200

SALE

399

11201

SALE

30

11201

PURCHASE

3

11201

PURCHASE

6

11201

PURCHASE

7

11201

PURCHASE

8

11201

PURCHASE

13

11201

PURCHASE

30

11201

PURCHASE

49

11201

PURCHASE

109

11201

PURCHASE

154

11201

PURCHASE

189

11201

PURCHASE

193

11201

PURCHASE

3

11203

PURCHASE

96

11203

SALE

59

11205

SALE

17

11205

SALE

17

11205

SALE

12

11205

PURCHASE

936

11205

SALE

1168

11206

SALE

24

11206

PURCHASE

381

11207

PURCHASE

255

11208

SALE

588

11209

SALE

222

11209

SALE

189

11209

SALE

96

11209

PURCHASE

44

11209

PURCHASE

178

11209

PURCHASE

2

11210

PURCHASE

6

11210

PURCHASE

24

11210

PURCHASE

34

11210

PURCHASE

85

11210

PURCHASE

86

11210

PURCHASE

124

11210

PURCHASE

154

11210

PURCHASE

808

11210

PURCHASE

286

11211

PURCHASE

335

11212

SALE

234

11213

SALE

100

11213

SALE

572

11216

SALE

308

11216

SALE

47

11216

PURCHASE

500

11220

PURCHASE

418

11224

SALE

508

11225

SALE

183

11225

SALE

29

11225

SALE

21

11225

SALE

135

11229

SALE

102

11229

PURCHASE

440

11229

PURCHASE

247

11230

PURCHASE

135

11231

PURCHASE

945

11232

SALE

412

11234

PURCHASE

277

11234

PURCHASE

532

11238

PURCHASE

5

11239

PURCHASE

30

11239

PURCHASE

30

11239

SALE

1835

11243

SALE

31

11243

SALE

26

11243

SALE

558

11244

SALE

25

11244

SALE

2

11244

SALE

1000

11245

PURCHASE

97

11247

SALE

62343

11249.36588

PURCHASE

62343

11249.36588

PURCHASE

15

11250

PURCHASE

181

11250

SALE

59396

11250.63264

PURCHASE

59396

11250.63264

SALE

336

11252

PURCHASE

134

11255

PURCHASE

308

11255

PURCHASE

85

11259

PURCHASE

138

11259

PURCHASE

347

11260

PURCHASE

1044

11260

SALE

129

11263

SALE

25

11263

SALE

221

11265

SALE

200

11265

PURCHASE

544

11265

SALE

56

11268

SALE

29

11268

SALE

4

11268

PURCHASE

6

11268

PURCHASE

7

11268

PURCHASE

119

11268

SALE

172

11270

SALE

60

11270

SALE

21

11270

SALE

193

11271

SALE

125

11271

SALE

201

11276

SALE

100

11276

SALE

100

11276

SALE

12

11276

SALE

197

11277

SALE

29

11277

PURCHASE

1049

11278

SALE

407

11281

SALE

50

11281

PURCHASE

274

11282

PURCHASE

16

11284

PURCHASE

103

11284

PURCHASE

868

11285

PURCHASE

6

11287

SALE

1000

11290

SALE

88

11290

SALE

50

11290

PURCHASE

36

11292

PURCHASE

320

11292

PURCHASE

481

11292

SALE

500

11294

PURCHASE

5

11294

PURCHASE

10

11294

PURCHASE

370

11294

SALE

22

11296

SALE

290

11299

SALE

162

11299

SALE

727

11300

SALE

444

11300

SALE

200

11300

SALE

125

11300

SALE

120

11300

SALE

80

11300

SALE

78

11300

SALE

47

11300

SALE

36

11300

SALE

30

11300

SALE

20

11300

SALE

18

11300

PURCHASE

3

11300

PURCHASE

5

11300

PURCHASE

1723

11300

SALE

100

11302

PURCHASE

1

11302

PURCHASE

4

11302

PURCHASE

5

11302

PURCHASE

13

11305

PURCHASE

646

11305

PURCHASE

1732

11305

SALE

553

11307

PURCHASE

413

11307

PURCHASE

5

11308

PURCHASE

20

11308

PURCHASE

102

11308

PURCHASE

214

11308

PURCHASE

226

11308

SALE

385

11309

SALE

55

11309

PURCHASE

11

11309

PURCHASE

13

11309

PURCHASE

53

11309

PURCHASE

126

11309

SALE

602

11310

SALE

8

11310

PURCHASE

20

11310

PURCHASE

755

11310

SALE

197

11311

PURCHASE

12

11311

PURCHASE

400

11312

PURCHASE

6

11313

PURCHASE

11

11313

PURCHASE

126

11313

PURCHASE

262

11313

PURCHASE

1601

11313

PURCHASE

2

11314

PURCHASE

44

11314

PURCHASE

59

11314

PURCHASE

122

11314

PURCHASE

619

11314

SALE

584

11316

PURCHASE

4

11316

PURCHASE

178

11316

PURCHASE

450

11316

SALE

13

11317

PURCHASE

62

11317

PURCHASE

3

11318

PURCHASE

14

11318

PURCHASE

425

11318

PURCHASE

938

11318

PURCHASE

1040

11318

SALE

1863

11319

SALE

187

11319

PURCHASE

110

11319

PURCHASE

270

11319

PURCHASE

1023

11319

SALE

1743

11320

SALE

533

11320

SALE

264

11320

SALE

100

11320

SALE

100

11320

SALE

5

11320

PURCHASE

13

11320

PURCHASE

86

11320

PURCHASE

148

11320

PURCHASE

199

11320

PURCHASE

228

11320

PURCHASE

500

11320

PURCHASE

500

11320

PURCHASE

633

11320

PURCHASE

713

11320

PURCHASE

773

11320

PURCHASE

66

11321

PURCHASE

272

11321

PURCHASE

347

11321

PURCHASE

705

11322

PURCHASE

80

11323

PURCHASE

202

11323

PURCHASE

699

11323

PURCHASE

551

11325

PURCHASE

462

11327

SALE

385

11328

SALE

385

11328

SALE

281

11328

SALE

1754

11329

SALE

219

11329

SALE

177

11329

SALE

142

11329

SALE

1

11329

PURCHASE

2

11330

PURCHASE

4

11330

PURCHASE

103

11330

PURCHASE

1000

11330

SALE

403

11331

SALE

20

11331

PURCHASE

6

11336

PURCHASE

20

11336

PURCHASE

27

11336

PURCHASE

300

11336

SALE

261

11337

SALE

233

11339

SALE

188

11339

SALE

7

11341

SALE

1

11341

SALE

1

11341

SALE

837

11342

SALE

1

11342

PURCHASE

61

11342

PURCHASE

1000

11343

SALE

557

11346

SALE

459

11346

SALE

131

11346

SALE

36

11346

SALE

35

11346

SALE

129

11347

PURCHASE

471

11349

PURCHASE

256

11350

PURCHASE

623

11350

SALE

55

11351

SALE

192

11353

SALE

49

11353

SALE

200

11354

SALE

71

11354

PURCHASE

95

11355

PURCHASE

465

11355

PURCHASE

596

11355

PURCHASE

750

11355

SALE

250

11361

SALE

1000

11365

SALE

491

11365

SALE

127

11365

SALE

78

11365

SALE

150

11366

PURCHASE

268

11366

SALE

510

11367

SALE

101

11367

SALE

99

11367

SALE

1000

11368

SALE

158

11368

SALE

231

11369

SALE

80

11370

SALE

69

11370

SALE

59

11370

SALE

35

11370

SALE

31

11370

SALE

178

11371

SALE

4

11371

SALE

995

11386

PURCHASE

272

11402

SALE

994

11413

PURCHASE

304

11418

SALE

200

11425

SALE

144

11425

SALE

100

11425

SALE

100

11425

SALE

96

11425

SALE

158

11435

TOTAL PURCHASES

184,082

TOTAL SALES

181,135

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

12 AUGUST 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDIBSBGGID

Related Shares:

Rio Tinto
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