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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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25-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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11484777
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0.342
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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11484777
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0.342
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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5,025
|
40.00
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|
Purchase
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28,361
|
40.00
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Purchase
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8,461
|
40.00
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|
Purchase
|
40
|
40.00
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|
Purchase
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26
|
40.32
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|
Purchase
|
23
|
40.31
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|
Purchase
|
675
|
40.32
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|
Purchase
|
700
|
40.32
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|
Purchase
|
6
|
40.32
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|
Purchase
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3,583
|
40.32
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|
Purchase
|
1,924
|
40.32
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|
Purchase
|
3
|
40.32
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|
Purchase
|
30
|
40.32
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|
Purchase
|
210
|
40.32
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|
Purchase
|
206
|
40.32
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|
Purchase
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19
|
40.32
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|
Purchase
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12,644
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40.32
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|
Purchase
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19
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40.30
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|
Purchase
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19
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40.30
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|
Purchase
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16
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40.29
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|
Purchase
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16
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40.29
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|
Purchase
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15
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40.28
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|
Purchase
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16
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40.30
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|
Purchase
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11
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40.28
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Purchase
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1
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40.30
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Purchase
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9
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40.29
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Purchase
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9
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40.27
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Purchase
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7
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40.23
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Purchase
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8
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40.23
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Purchase
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8
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40.20
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Purchase
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8
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40.18
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Purchase
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11
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40.24
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Purchase
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13
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40.21
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Purchase
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15
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40.20
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Purchase
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14
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40.21
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|
Purchase
|
200
|
40.22
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Purchase
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17
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40.24
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Purchase
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15
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40.06
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Purchase
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20
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40.09
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Purchase
|
380
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40.05
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Purchase
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610
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40.05
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Purchase
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6,010
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40.05
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Purchase
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1,753
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40.06
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Purchase
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1,247
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40.06
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Purchase
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391
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40.06
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Purchase
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1,609
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40.06
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Purchase
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22
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40.12
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Purchase
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2,000
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40.12
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Purchase
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77
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40.15
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Purchase
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654
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40.15
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Purchase
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666
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40.15
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Purchase
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848
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40.14
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Purchase
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300
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40.13
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Purchase
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405
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40.15
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Purchase
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595
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40.15
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Purchase
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303
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40.14
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Purchase
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1,697
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40.14
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Purchase
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1,487
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40.15
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Purchase
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1,513
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40.15
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Purchase
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128
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40.17
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Purchase
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248
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40.17
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Purchase
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1,624
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40.17
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Purchase
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24
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40.28
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Purchase
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29
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40.26
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Purchase
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50,000
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40.00
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Purchase
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26
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40.16
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Purchase
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13
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40.20
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Purchase
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10,000
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37.30
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Purchase
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200,000
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40.15
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Purchase
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99
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40.28
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Purchase
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245
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40.15
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Purchase
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-100,000
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38.02
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Sale
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-10,000
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40.20
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Sale
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-4,151
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40.22
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Sale
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-849
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40.22
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Sale
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-780
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40.30
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Sale
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-147
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40.35
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Sale
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2,467
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40.00
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Sale
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-2,467
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40.00
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Sale
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1,623
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40.00
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Sale
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-1,623
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40.00
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Sale
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-625
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40.00
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Sale
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-250
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40.00
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Sale
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-30,000
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40.00
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Sale
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-2,000
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40.00
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Sale
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-4,898
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40.00
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Sale
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-11,953
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40.00
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Sale
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-124
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40.00
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Sale
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-225
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40.00
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Sale
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-250
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40.00
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Sale
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-250
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40.00
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Sale
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-26
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40.00
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Sale
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-500
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40.00
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Sale
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-250
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40.00
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Sale
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-1,000
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40.00
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Sale
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-2,500
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40.00
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Sale
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-650
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40.00
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Sale
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-4,000
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40.00
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Sale
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-2,440
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40.00
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Sale
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-5,000
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40.00
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Sale
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-15,000
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40.00
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Sale
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-1,000
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40.00
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Sale
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-2,000
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40.00
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Sale
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-600
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40.00
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Sale
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-7,000
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40.00
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Sale
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-3,235
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40.00
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Sale
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-13
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40.15
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Sale
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-26
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40.15
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Sale
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-1,074
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40.16
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Sale
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-887
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40.16
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Sale
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-34
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40.20
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Sale
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-5,000
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40.20
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Sale
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-1,391
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40.20
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Sale
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-1,519
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40.20
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Sale
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-1,695
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40.20
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Sale
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-480
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40.20
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Sale
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-1,132
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40.20
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Sale
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-450
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40.20
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Sale
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-654
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40.20
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Sale
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-817
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40.22
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Sale
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-151
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40.22
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Sale
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-261
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40.25
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Sale
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-3,000
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40.25
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Sale
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-3,000
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40.25
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Sale
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-772
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40.25
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Sale
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-250
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40.25
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Sale
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-1,000
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40.25
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Sale
|
-250
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40.25
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|
Sale
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-2,521
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40.25
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|
Sale
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-55
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40.26
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|
Sale
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-153
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40.35
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Sale
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-200
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40.35
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Sale
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-500
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40.35
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Sale
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-1,600
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40.32
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Sale
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-400
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40.32
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|
Sale
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-99
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40.28
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Sale
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-500
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40.27
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|
Sale
|
-500
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40.24
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|
Sale
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-200
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40.30
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|
Sale
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-2,000
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40.24
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Sale
|
-500
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40.30
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|
Sale
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-1,516
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40.30
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|
Sale
|
-547
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40.30
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|
Sale
|
-163
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40.30
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|
Sale
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-1,899
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40.30
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|
Sale
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-2,639
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40.30
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|
Sale
|
-349
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40.30
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|
Sale
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-1,243
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40.30
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|
Sale
|
-1,248
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40.30
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|
Sale
|
-500
|
40.30
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|
Sale
|
-2,879
|
40.30
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|
Sale
|
-1,781
|
40.30
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|
Sale
|
-245
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40.15
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|
Sale
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-8,992
|
40.12
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|
Sale
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-1,000
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40.12
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|
Sale
|
-8
|
40.14
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|
Sale
|
-405
|
40.07
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|
Sale
|
-2,095
|
40.07
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|
Sale
|
-40
|
40.00
|
|
Sale
|
-10,000
|
40.00
|
|
Sale
|
-870
|
40.00
|
|
Sale
|
-7,631
|
40.00
|
|
Sale
|
-1,000
|
40.00
|
|
Sale
|
-246
|
40.00
|
|
Sale
|
-6,123
|
40.00
|
|
Sale
|
-1,249
|
40.00
|
|
Sale
|
-832
|
40.00
|
|
Sale
|
-279
|
39.95
|
|
Sale
|
-721
|
39.95
|
|
Sale
|
-6,674
|
40.00
|
|
Sale
|
-1,274
|
40.00
|
|
Sale
|
-5,000
|
40.00
|
|
Sale
|
-2,000
|
40.00
|
|
Sale
|
-52
|
40.00
|
|
Sale
|
-1,623
|
40.00
|
|
Sale
|
-2,467
|
40.00
|
|
Sale
|
-100,000
|
40.01
|
|
Sale
|
-100,000
|
40.01
|
|
Sale
|
-250,000
|
40.04
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|
Sale
|
-7,000
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40.13
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|
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|
TOTAL BUYS:247406
TOTAL SELLS:677377
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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|
|
|
|
|
|
|
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|
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
|
Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
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(ii) Exercising
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|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
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|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
|
Date of disclosure
|
26-08-2008
|
|
Contact name
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Carolyn Collins
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
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|
Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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