30th Apr 2008 11:13
UBS AG (EPT)30 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 29 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 124 0.00% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 124 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 221 14089 AUD Cents SALE 154 14090 SALE 1662 14100 SALE 61 14100 SALE 50 14100 PURCHASE 4 14101 PURCHASE 131 14102 PURCHASE 762 14102 PURCHASE 21 14112 PURCHASE 180 14112 PURCHASE 30 14113 PURCHASE 743 14113 PURCHASE 896 14116 PURCHASE 18 14126 PURCHASE 33 14126 PURCHASE 119 14126 PURCHASE 264 14127 PURCHASE 98 14128 PURCHASE 1000 14128 PURCHASE 3 14129 PURCHASE 7 14129 PURCHASE 67 14129 PURCHASE 927 14130 SALE 204 14133 SALE 37 14133 SALE 252 14136 SALE 111 14136 SALE 26 14136 SALE 1500 14137 SALE 5 14137 SALE 301 14139 PURCHASE 5 14139 PURCHASE 13 14139 PURCHASE 19 14139 PURCHASE 59 14139 PURCHASE 67 14139 PURCHASE 75 14139 PURCHASE 124 14139 SALE 447 14140 SALE 325 14140 SALE 316 14140 SALE 107 14140 SALE 100 14140 SALE 86 14140 SALE 73 14140 SALE 44 14140 SALE 35 14140 SALE 8 14140 SALE 8 14140 SALE 8 14140 PURCHASE 171 14140 PURCHASE 160 14141 PURCHASE 3 14142 PURCHASE 4 14142 PURCHASE 8 14142 PURCHASE 10 14142 PURCHASE 10 14142 PURCHASE 12 14142 PURCHASE 68 14142 PURCHASE 100 14142 PURCHASE 125 14142 SALE 287 14143 SALE 75 14143 SALE 33 14143 SALE 454 14144 SALE 311 14144 PURCHASE 180 14144 PURCHASE 1000 14144 SALE 714 14145 SALE 621 14145 SALE 395 14145 SALE 77 14145 SALE 58 14145 SALE 35 14145 SALE 7 14145 PURCHASE 28 14145 PURCHASE 28 14145 PURCHASE 100 14145 PURCHASE 170 14145 PURCHASE 200 14145 PURCHASE 1128 14146 PURCHASE 10 14147 PURCHASE 105 14147 PURCHASE 174 14147 SALE 219 14148 SALE 406 14150 SALE 282 14150 SALE 262 14150 SALE 200 14150 SALE 140 14150 PURCHASE 1370 14151 PURCHASE 10 14156 PURCHASE 10 14156 PURCHASE 67 14156 PURCHASE 67 14156 PURCHASE 134 14156 PURCHASE 445 14156 SALE 1100 14157 SALE 143 14157 SALE 57 14157 SALE 33 14157 PURCHASE 79 14157 SALE 374 14158 SALE 29 14158 PURCHASE 4 14161 PURCHASE 18 14161 PURCHASE 20 14161 PURCHASE 58 14161 SALE 229 14162 PURCHASE 10 14167 PURCHASE 24 14167 PURCHASE 45 14167 PURCHASE 53 14167 PURCHASE 57 14167 PURCHASE 109 14167 PURCHASE 113 14167 PURCHASE 117 14167 SALE 600 14175 SALE 250 14175 SALE 129 14175 SALE 38 14175 PURCHASE 67 14179 PURCHASE 67 14179 PURCHASE 4 14180 PURCHASE 20 14180 PURCHASE 67 14180 PURCHASE 258 14181 PURCHASE 1 14184 PURCHASE 212 14184 SALE 154 14185 SALE 145 14186 SALE 8 14186 SALE 173 14187 SALE 246 14189 PURCHASE 820 14189 SALE 21899 14189.65556 PURCHASE 21899 14189.65556 SALE 275 14190 SALE 47 14190 SALE 21544 14190.10592 PURCHASE 21544 14190.10592 SALE 68 14196 SALE 203 14198 SALE 39 14198 SALE 37 14198 SALE 12 14198 SALE 300 14200 SALE 92 14200 SALE 11 14200 SALE 10 14200 SALE 7 14200 SALE 115 14202 SALE 32 14202 SALE 11 14202 SALE 9 14202 SALE 137 14205 SALE 32 14205 PURCHASE 333 14206 PURCHASE 22 14210 PURCHASE 631 14210 PURCHASE 669 14211 PURCHASE 44 14221 SALE 698 14222 SALE 71 14222 SALE 69 14222 SALE 36 14222 SALE 36 14222 SALE 6 14222 PURCHASE 268 14222 PURCHASE 697 14222 PURCHASE 5 14230 PURCHASE 81 14230 PURCHASE 282 14233 PURCHASE 300 14233 SALE 236 14238 SALE 170 14250 SALE 660 14252 SALE 51 14252 SALE 6 14252 PURCHASE 326 14252 PURCHASE 342 14252 PURCHASE 1 14255 PURCHASE 4 14255 PURCHASE 10 14255 PURCHASE 18 14255 PURCHASE 60 14255 PURCHASE 156 14255 SALE 124 14257 SALE 100 14257 SALE 35 14257 PURCHASE 63 14258 SALE 54 14265 SALE 53 14265 SALE 50 14265 PURCHASE 6 14267 PURCHASE 10 14267 PURCHASE 24 14267 PURCHASE 60 14267 PURCHASE 88 14268 PURCHASE 150 14268 SALE 259 14274 SALE 233 14274 PURCHASE 84 14281 PURCHASE 145 14281 PURCHASE 3 14282 PURCHASE 162 14282 SALE 1 14293 SALE 56 14294 SALE 48 14294 SALE 504 14295 PURCHASE 15 14297 PURCHASE 50 14297 PURCHASE 3 14298 PURCHASE 10 14298 PURCHASE 23 14298 SALE 523 14313 SALE 164 14328 SALE 67 14328 SALE 65 14328 SALE 12 14328 SALE 106 14333 SALE 11 14333 SALE 250 14350 PURCHASE 5 14350 PURCHASE 150 14350 PURCHASE 1001 14350 PURCHASE 12 14351 PURCHASE 143 14351 PURCHASE 100 14352 PURCHASE 130 14352 SALE 3 14355 PURCHASE 2 14360 PURCHASE 8 14360 PURCHASE 11 14363 PURCHASE 86 14363 PURCHASE 100 14363 PURCHASE 1000 14364 SALE 329 14407 SALE 400 14418 SALE 100 14425 SALE 300 14426 SALE 17 14426 TOTAL PURCHASES 65,342 TOTAL SALES 64,987 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 30 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto