3rd Dec 2007 12:51
Macquarie Bank Ld03 December 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary shares ISIN: AU000000RI01dealings being disclosed relate (Note 1) Date of dealing 30 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 447,123 0.09% (2) Derivatives (other than options) 18,071 0.00% (3) Options and agreements to purchase/sell 1,256,404 0.27% Total 1,721,598 0.37% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD See Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) See Annexure C (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 3 December 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.2(b) FOR RIO TINTO LIMITED DETAILS OF OPEN POSITIONS Product Name, e.g. Buy/Sell Number of securities to Exercise Type, e.g. American, Expirycall option which the option or price European etc. derivative relatesPut Option Buy 8 128.00 American 20071220Put Option Buy 150 66.00 American 20071220Call Option Buy 5 125.00 American 20071220Put Option Buy 35 125.00 American 20071220Call Option Buy 7 118.00 American 20071220Put Option Buy 10 110.00 American 20071220Call Option Buy 4 108.00 American 20071220Put Option Sell 2 140.00 American 20071220Put Option Sell 10 119.66 American 20080124Put Option Sell 21 130.00 American 20071220Call Option Buy 2 125.00 American 20071220Put Option Sell 15 74.00 American 20080626Call Option Sell 1 112.00 American 20071220Put Option Sell 25 75.00 American 20111222Put Option Sell 40 80.00 American 20111222Call Option Sell 101 120.00 American 20071220Put Option Sell 100 42.66 American 20080124Call Option Sell 210 119.66 American 20080124Call Option Sell 50 135.00 American 20071220Call Option Sell 15 106.00 American 20071220Call Option Buy 39 109.85 American 20080124Call Warrant Sell 3000 145.00 European 20080124Put Warrant Sell 58500 120.00 European 20080124Call Warrant Sell 10000 100.00 European 20071220Call Warrant Sell 1000 112.00 European 20071220Call Warrant Sell 3100 150.00 European 20080124Call Warrant Sell 27540 118.00 European 20071220Call Warrant Sell 6000 140.00 European 20080124Put Warrant Sell 40000 120.00 European 20071220Call Warrant Sell 43100 110.00 European 20080124OTC Sell 331 78.96 American 20110630OTC Sell 1618 35.35 American 20081127OTC Sell 989 33.96 American 20080925OTC Sell 506 34.56 American 20090625OTC Sell 119 55.48 American 20101028OTC Sell 115000 117.74 European 20071220OTC Sell 1018 33.02 American 20080327OTC Sell 132 113.40 American 20121129OTC Sell 2334 35.64 American 20090730OTC Sell 1256 37.27 American 20091126OTC Sell 291 78.82 American 20110331OTC Sell 570 31.39 American 20080327OTC Sell 824 34.67 American 20081225OTC Sell 347 36.02 American 20090730OTC Sell 355 32.35 American 20071129OTC Sell 3054 35.82 American 20090730OTC Sell 531 73.39 American 20090924OTC Sell 461 47.14 American 20100325OTC Sell 331 69.40 American 20110331OTC Sell 395 35.44 American 20081127OTC Sell 2241 29.45 American 20080731OTC Sell 798 36.28 American 20081030OTC Sell 311 73.88 American 20110331OTC Buy 1278 32.86 American 20090430OTC Sell 439 73.85 American 20110630OTC Sell 506 114.75 European 20090625OTC Sell 278 82.41 American 20110428OTC Sell 710 45.12 American 20080424OTC Sell 47 74.88 European 20080925OTC Sell 1822 73.82 American 20080731OTC Sell 1600 85.13 American 20110526OTC Buy 379 44.06 American 20100624OTC Sell 558 77.98 American 20110331OTC Sell 1902 44.56 American 20100729OTC Buy 2088 76.90 American 20110630OTC Sell 891 34.49 American 20081030OTC Sell 532 41.86 American 20100128OTC Sell 539 32.43 American 20071129OTC Sell 436 68.65 American 20090326OTC Sell 371 67.37 American 20090924OTC Sell 907 66.61 American 20101230OTC Sell 766 78.27 American 20090730OTC Sell 314 76.60 American 20090625OTC Sell 335 68.52 American 20101230OTC Sell 789 37.59 American 20091231OTC Sell 865 36.10 American 20090730OTC Sell 693 30.82 American 20080626OTC Sell 1269 35.85 American 20081030OTC Sell 598 75.22 American 20090827OTC Sell 1337 28.02 American 20080731OTC Sell 709 78.05 American 20110630OTC Sell 751 80.57 American 20090430OTC Sell 492 45.61 American 20080731OTC Sell 4551 35.59 American 20090625OTC Sell 78 114.58 European 20091231OTC Sell 294 49.68 American 20100930OTC Sell 731 28.41 American 20080731OTC Sell 324 70.85 American 20090326OTC Sell 1090 73.34 American 20120329OTC Sell 225 46.61 European 20080626OTC Sell 395 31.63 American 20080828OTC Sell 824 28.65 American 20080731OTC Sell 875 44.66 American 20080626OTC Sell 441 31.33 American 20080626OTC Sell 710 30.09 American 20080626OTC Sell 1325 30.19 American 20080731OTC Buy 359 34.82 American 20081030OTC Sell 304 82.09 American 20080626OTC Sell 733 29.10 American 20080626OTC Sell 474 51.97 American 20100826OTC Sell 327 70.16 American 20090326OTC Sell 3808 30.19 American 20080731OTC Sell 669 74.72 American 20090730OTC Sell 2111 63.01 American 20101230OTC Sell 372 41.95 American 20100527OTC Sell 645 36.41 American 20090730OTC Sell 288 58.12 American 20101028OTC Sell 371 43.00 American 20100429OTC Sell 506 79.04 American 20120329OTC Sell 215 77.59 American 20110728OTC Sell 1760 78.85 American 20110331OTC Sell 2609 77.80 American 20110630OTC Buy 785 76.42 American 20090730OTC Sell 259 43.85 American 20100729OTC Sell 682 32.54 American 20090528OTC Sell 192 75.65 American 20110825OTC Sell 373 33.50 American 20080925OTC Sell 2042 35.54 American 20090730OTC Sell 599 34.21 American 20090326OTC Sell 350 35.70 American 20090730OTC Sell 99 46.68 European 20080828OTC Sell 728 55.60 American 20101028OTC Sell 541 33.04 American 20080228OTC Sell 119 79.20 American 20110728OTC Sell 408 83.15 American 20110428OTC Sell 387 36.06 American 20090226OTC Sell 994 35.20 American 20090625OTC Sell 1465 81.20 American 20090625OTC Sell 1109 90.12 American 20120830OTC Sell 668 35.26 American 20090730OTC Sell 1045 44.01 American 20080626OTC Sell 919 32.20 American 20080131OTC Sell 161 111.47 European 20090730OTC Sell 572 35.81 American 20090827OTC Sell 425 70.50 American 20110331OTC Buy 194 76.87 American 20090730OTC Sell 358 32.13 American 20080228OTC Sell 2105 31.93 American 20080828OTC Sell 1562 31.98 American 20080131OTC Sell 588 78.23 American 20090730OTC Sell 891 50.47 American 20100930OTC Buy 17778 28.41 American 20080731OTC Sell 210 79.57 American 20110526OTC Sell 34 104.54 European 20090129OTC Sell 646 32.45 American 20090528OTC Sell 508 45.05 American 20080327OTC Sell 138 68.77 American 20110127OTC Sell 548 78.44 American 20090730OTC Sell 2598 44.56 American 20080731OTC Sell 427 51.15 American 20080925OTC Sell 412 33.96 American 20090528OTC Sell 535 41.94 American 20080529OTC Sell 486 74.00 American 20091231OTC Sell 550 41.81 American 20100527OTC Sell 538 73.51 American 20100624OTC Sell 127 74.12 American 20110224OTC Sell 11275 29.50 American 20080731OTC Sell 412 37.91 American 20091126OTC Sell 375 93.26 American 20090625OTC Sell 236 76.01 American 20111229OTC Sell 963 77.02 American 20090625OTC Sell 1003 78.07 American 20110630OTC Sell 156 79.77 American 20120426OTC Sell 440 35.65 American 20090730OTC Sell 454 36.64 American 20090129OTC Sell 128 73.85 American 20090625OTC Sell 1817 43.61 American 20100729OTC Sell 920 35.85 American 20090730OTC Sell 744 31.21 American 20080131OTC Sell 504 34.70 American 20081127OTC Sell 4567 35.21 American 20090730OTC Sell 121 78.40 American 20111124OTC Sell 2332 85.70 American 20100826OTC Sell 398 34.64 American 20090625OTC Sell 1171 75.13 American 20090730OTC Sell 456 56.52 American 20101028OTC Sell 1533 78.25 American 20090730OTC Sell 396 31.53 American 20080731OTC Sell 1164 31.41 American 20080626OTC Sell 529 44.82 American 20080731OTC Sell 769 78.00 American 20080731OTC Sell 150 63.27 American 20101230OTC Sell 3221 29.10 American 20080626OTC Sell 1093 30.14 American 20080731OTC Sell 730 77.32 American 20110630OTC Sell 262 60.90 American 20101230OTC Sell 658 77.80 American 20090730OTC Sell 558 44.76 American 20080424OTC Sell 538 73.51 American 20100624OTC Sell 562 35.55 American 20090326OTC Sell 749 44.32 American 20080731OTC Sell 1309 79.52 American 20110428OTC Sell 3307 35.66 American 20081127OTC Sell 302 76.05 American 20090528OTC Sell 214 75.52 American 20111027OTC Sell 198 46.78 European 20080731OTC Sell 565 36.25 American 20091029OTC Buy 319 76.03 American 20120329OTC Sell 270 92.39 American 20120531OTC Sell 912 32.46 American 20080228OTC Sell 722 30.97 American 20080731OTC Sell 356 43.88 American 20100429OTC Sell 350 44.62 American 20080424OTC Sell 388 32.18 American 20071129OTC Sell 628 35.73 European 20090708OTC Sell 354 35.32 American 20081127OTC Sell 1943 78.43 American 20090730OTC Sell 539 32.43 American 20071129OTC Sell 210 79.72 American 20110331OTC Sell 253 59.30 American 20101125OTC Sell 48 115.31 European 20090730OTC Sell 669 74.72 American 20090730OTC Sell 167 74.65 American 20090528OTC Sell 83 65.94 European 20080731OTC Sell 798 75.09 American 20090730OTC Sell 2230 77.80 American 20080731OTC Sell 831 30.07 American 20080731OTC Sell 547 31.15 American 20080828OTC Sell 420 36.12 American 20090730OTC Sell 547 31.15 American 20080828OTC Sell 2502 34.12 American 20090326OTC Sell 482 76.90 American 20090730OTC Sell 129 73.40 American 20110929OTC Sell 452 66.38 European 20080731OTC Sell 428 83.70 American 20110428OTC Sell 1931 45.82 American 20100325OTC Sell 503 34.78 American 20090226OTC Sell 145 68.77 American 20080131OTC Sell 453 27.63 American 20080731OTC Sell 482 103.64 American 20100729OTC Sell 314 77.24 American 20120223OTC Buy 210 45.16 American 20080626OTC Sell 1266 44.08 American 20080731OTC Sell 339 46.19 American 20080327OTC Sell 479 78.25 American 20080731OTC Sell 116 81.38 American 20111124OTC Sell 218 82.32 American 20110428OTC Sell 529 43.27 American 20100429OTC Sell 757 44.08 American 20080731OTC Sell 2250 44.42 American 20080731OTC Sell 680 33.77 American 20071227OTC Buy 507 45.37 American 20100729OTC Sell 216 57.77 American 20100930OTC Sell 781 47.45 European 20080131OTC Sell 287 79.69 American 20110428OTC Sell 299 56.00 American 20101028OTC Sell 768 131.26 American 20110630OTC Sell 246 80.99 American 20120426OTC Sell 99 46.78 European 20080731OTC Sell 216 77.25 American 20090730OTC Sell 370 45.13 American 20100729OTC Sell 353 77.75 American 20090625OTC Sell 453 73.80 American 20110331OTC Sell 643 77.70 American 20090528OTC Sell 190 49.92 American 20080925OTC Sell 293 78.25 American 20100729OTC Sell 205 72.99 American 20110224OTC Sell 339 46.19 American 20080327OTC Sell 5858 35.55 American 20090730OTC Buy 358 34.85 American 20090326OTC Sell 1033 87.15 American 20110526OTC Sell 358 32.05 American 20080327OTC Sell 355 35.21 American 20090226OTC Sell 209 80.07 American 20090625OTC Sell 914 37.42 American 20091126OTC Sell 349 42.49 American 20100527OTC Sell 779 44.25 American 20100729OTC Sell 306 78.70 American 20090730OTC Sell 755 29.62 American 20080626OTC Sell 158 80.11 American 20100325OTC Sell 192 77.83 American 20090730OTC Sell 2894 43.94 American 20080731OTC Sell 342 83.80 American 20110428OTC Sell 502 99.37 American 20090730OTC Sell 322 46.47 American 20080731OTC Sell 770 44.56 American 20100325OTC Sell 1150 36.49 American 20090326OTC Sell 513 44.78 American 20080626OTC Sell 332 69.11 American 20110929OTC Sell 382 32.66 American 20081030OTC Sell 836 29.85 American 20080529OTC Sell 484 60.72 American 20101125OTC Sell 727 29.42 American 20080731OTC Sell 168 88.72 American 20100826OTC Sell 332 34.56 American 20071227OTC Sell 781 47.45 European 20080131OTC Sell 912 32.46 American 20080228OTC Sell 1337 28.02 American 20080731OTC Sell 370 76.90 American 20110630OTC Sell 170 74.77 American 20110825OTC Sell 904 44.74 American 20080731OTC Sell 224 84.72 American 20110428OTC Sell 481 31.14 American 20080626OTC Sell 456 43.85 American 20080731OTC Sell 3365 37.26 American 20090924OTC Sell 116 81.80 American 20110526OTC Sell 1171 34.16 American 20080925OTC Sell 619 36.95 American 20071129OTC Sell 671 78.21 American 20110728OTC Sell 2806 35.63 American 20090730OTC Buy 507 46.02 American 20100729OTC Sell 2177 33.07 American 20081030OTC Sell 382 78.44 American 20110728OTC Sell 259 77.20 American 20090730OTC Sell 466 30.45 American 20080626OTC Sell 279 71.68 American 20080626OTC Sell 516 44.56 American 20100729OTC Sell 1012 81.38 American 20091126OTC Sell 1715 35.27 American 20090625OTC Sell 120 153.76 European 20100729OTC Sell 631 75.92 American 20110728OTC Sell 471 31.81 American 20080327OTC Sell 388 32.18 American 20071129OTC Sell 327 76.38 American 20120329OTC Sell 529 43.27 American 20100429OTC Sell 606 74.20 American 20111229OTC Sell 569 44.16 American 20100729OTC Sell 792 31.53 American 20080731OTC Sell 370 45.13 American 20100729OTC Sell 633 37.88 American 20091126OTC Sell 3618 75.59 American 20110630OTC Sell 115 81.94 American 20110526OTC Sell 515 45.51 American 20100429OTC Sell 198 81.78 American 20120426OTC Sell 148 83.97 American 20110428OTC Sell 443 45.12 American 20090430OTC Sell 540 33.10 American 20071227OTC Sell 1489 28.82 American 20080731OTC Sell 272 84.52 American 20110428OTC Sell 210 69.45 American 20091029OTC Sell 232 71.89 American 20110127OTC Sell 178 74.43 American 20110224OTC Sell 298 76.87 American 20110728OTC Sell 366 34.12 American 20090430OTC Sell 486 35.91 American 20090226OTC Sell 175 113.45 American 20121129OTC Sell 592 77.59 American 20090730OTC Sell 2743 35.16 American 20090730OTC Sell 166 60.09 American 20081127OTC Sell 3550 28.33 American 20080731OTC Sell 335 49.89 American 20100930OTC Buy 268 92.98 American 20100624OTC Sell 1067 77.75 American 20090730OTC Sell 5239 30.77 American 20080424OTC Sell 350 35.69 American 20081030OTC Buy 324 76.67 American 20120223OTC Sell 259 69.31 American 20110127OTC Sell 680 33.77 American 20071227OTC Buy 1444 76.01 American 20090730OTC Sell 517 34.52 American 20071227OTC Sell 184 51.43 American 20100930OTC Sell 228 92.00 American 20120830OTC Sell 563 31.78 American 20080424OTC Sell 853 37.46 American 20091126OTC Sell 179 89.12 American 20120830OTC Sell 995 72.84 American 20110825OTC Sell 585 34.97 American 20090625OTC Buy 483 75.47 American 20090528OTC Sell 641 71.68 American 20110331OTC Sell 117 80.59 American 20110428OTC Sell 587 34.87 American 20090625OTC Sell 248 60.51 American 20101125OTC Sell 2806 35.63 American 20090730OTC Sell 773 33.99 American 20081127OTC Sell 1168 43.85 American 20080731OTC Sell 220 113.50 American 20121025OTC Sell 225 46.61 European 20080626OTC Sell 768 78.07 American 20110630OTC Sell 764 32.70 American 20071129OTC Sell 297 42.01 American 20080529OTC Sell 515 75.13 American 20110630OTC Sell 205 72.99 American 20110224OTC Sell 128 99.90 American 20080731OTC Sell 1963 35.61 American 20090730OTC Buy 878 43.37 American 20100729OTC Sell 383 59.48 American 20100729OTC Sell 726 44.74 American 20100729OTC Sell 3353 34.79 American 20081030OTC Sell 365 52.00 American 20100930OTC Sell 673 103.90 American 20100729OTC Sell 4064 73.77 American 20090625OTC Sell 178 95.03 American 20120531OTC Sell 533 74.93 American 20090226OTC Sell 526 33.96 American 20071129OTC Sell 1412 35.42 American 20090625OTC Sell 665 75.06 American 20110526OTC Sell 547 32.72 American 20080228OTC Sell 225 74.26 American 20110630OTC Sell 977 35.80 American 20090326OTC Sell 803 74.64 American 20110630OTC Sell 2682 31.98 American 20080131OTC Buy 1480 77.40 American 20110728OTC Sell 755 44.17 American 20100527OTC Sell 1269 44.44 American 20100729OTC Sell 495 29.95 American 20080626OTC Sell 569 44.16 American 20100729OTC Sell 423 44.82 American 20100729OTC Sell 288 58.12 American 20101028OTC Sell 166 60.09 American 20081127OTC Sell 1219 78.05 American 20090730OTC Sell 536 27.93 American 20080731OTC Sell 540 33.10 American 20071227OTC Sell 405 33.99 American 20081127OTC Sell 129 73.43 American 20111027OTC Sell 469 31.49 American 20080828OTC Sell 984 34.12 American 20090326OTC Sell 6959 77.62 American 20110630OTC Sell 320 73.10 American 20110825OTC Sell 239 100.09 American 20110929OTC Sell 227 73.68 American 20110825OTC Sell 306 74.43 American 20110224OTC Sell 322 75.46 American 20120329OTC Sell 112 84.21 American 20110526OTC Sell 205 80.85 American 20110526OTC Sell 734 102.11 American 20100930OTC Sell 515 45.51 American 20100429OTC Sell 223 75.02 American 20110728OTC Sell 1575 77.83 American 20110728OTC Sell 1991 34.36 American 20090430OTC Sell 330 43.96 American 20080731OTC Sell 282 77.90 American 20110331OTC Sell 2341 79.13 American 20090730OTC Sell 477 76.42 American 20110630OTC Sell 525 35.67 American 20090226OTC Buy 1137 79.07 American 20110728OTC Sell 1050 32.82 American 20090528OTC Sell 638 39.13 American 20080131OTC Sell 471 31.81 American 20080327OTC Sell 1446 69.14 American 20110127OTC Sell 554 41.49 American 20100527OTC Sell 216 77.32 American 20090625OTC Sell 474 35.09 American 20090924OTC Sell 2058 35.22 American 20090730OTC Sell 212 88.26 American 20120830OTC Sell 133 78.07 American 20090625OTC Sell 412 33.61 American 20090326OTC Sell 392 44.06 American 20080626OTC Sell 1941 34.61 American 20080925OTC Sell 212 78.64 American 20110728OTC Sell 518 44.38 American 20080731OTC Sell 372 41.95 American 20100527OTC Sell 310 74.05 American 20110224OTC Sell 715 78.25 American 20110728OTC Sell 586 34.94 American 20090226OTC Sell 660 75.66 American 20090326OTC Sell 773 77.96 American 20110331OTC Sell 994 35.20 American 20090625OTC Sell 2316 32.38 American 20080731OTC Sell 573 34.90 American 20090625OTC Sell 124 76.06 American 20110331OTC Sell 1091 35.28 American 20090625OTC Sell 989 33.96 American 20080925OTC Sell 2305 43.37 American 20080731OTC Sell 409 38.27 American 20091231OTC Sell 304 75.46 American 20110127OTC Sell 976 28.10 American 20080731OTC Sell 383 59.48 American 20100729OTC Sell 163 76.35 American 20091029OTC Sell 506 29.18 American 20080731OTC Sell 381 78.61 American 20090625OTC Sell 382 78.44 American 20110728OTC Buy 773 28.96 American 20080731OTC Sell 310 80.44 American 20090625OTC Sell 1689 44.50 American 20080731OTC Sell 251 99.44 American 20110630OTC Sell 693 30.82 American 20080626OTC Sell 2262 44.18 American 20080731OTC Sell 923 36.19 American 20090730OTC Sell 416 60.05 American 20101125OTC Sell 544 92.20 American 20120830OTC Sell 1321 33.90 American 20081030OTC Sell 397 31.46 American 20080828OTC Sell 529 44.82 American 20080731OTC Sell 218 76.65 American 20110331OTC Sell 323 71.13 American 20110331OTC Sell 3372 35.35 American 20081127OTC Sell 2123 30.04 American 20080626OTC Sell 132 110.08 European 20090924OTC Sell 184 77.32 American 20090730OTC Sell 469 71.33 American 20110127OTC Sell 283 105.65 American 20121025OTC Sell 814 73.65 American 20110331OTC Sell 83 65.94 European 20080731OTC Buy 2190 33.61 American 20090326OTC Sell 602 27.85 American 20080731OTC Sell 115 82.00 American 20111124OTC Sell 923 77.70 American 20110526OTC Sell 274 75.79 American 20090625OTC Sell 302 82.55 American 20110428OTC Sell 252 71.35 American 20110224OTC Sell 438 58.07 American 20101125OTC Sell 1053 79.13 American 20090730OTC Sell 2577 35.15 American 20081127OTC Buy 497 35.21 American 20081127OTC Sell 274 74.36 American 20110825OTC Sell 336 68.24 American 20090326OTC Sell 7000 88.44 American 20120830OTC Sell 339 67.92 American 20101230OTC Sell 505 45.29 American 20080424OTC Sell 277 52.57 American 20100826OTC Sell 131 75.91 American 20110825OTC Sell 618 42.03 European 20080731OTC Sell 332 45.65 European 20080424OTC Sell 1027 32.72 American 20080828OTC Sell 728 38.96 American 20091029OTC Sell 166 75.12 American 20100128OTC Sell 157 76.39 American 20091231OTC Sell 231 75.67 American 20091231OTC Sell 486 46.99 American 20100325OTC Sell 112 41.44 European 20080731OTC Sell 541 31.82 American 20080327OTC Sell 493 35.41 American 20090226OTC Sell 798 36.28 American 20081030OTC Sell 245000 120.00 European 20080124OTC Sell 529 44.27 American 20080731OTC Sell 458 31.00 American 20080327OTC Sell 455 75.66 American 20110630OTC Sell 1271 78.44 American 20110630OTC Sell 356 43.88 American 20100429OTC Sell 717 34.82 American 20090625OTC Sell 8375 28.96 American 20080731OTC Sell 823 36.07 American 20091126OTC Sell 475 29.94 American 20080626OTC Sell 353 34.89 American 20090326OTC Sell 982 74.31 American 20090730OTC Sell 1417 73.31 American 20110331OTC Sell 167 74.21 American 20110929OTC Sell 128 74.18 American 20110630OTC Sell 160 77.80 American 20111229OTC Sell 594 38.49 American 20080131OTC Sell 380 38.12 American 20091231OTC Sell 672 37.18 American 20090924OTC Sell 517 34.52 American 20071227OTC Sell 266 62.82 American 20101230OTC Buy 96 48.36 European 20081030OTC Sell 329 75.59 American 20090730OTC Sell 305 75.37 American 20111229OTC Sell 383 32.59 American 20081030OTC Sell 1605 43.61 American 20100624OTC Sell 666 50.31 American 20100930OTC Sell 2326 34.49 American 20081030OTC Sell 330 43.96 American 20080731OTC Sell 765 79.13 American 20110728OTC Sell 944 36.20 American 20091126OTC Sell 235 71.07 American 20091029OTC Sell 475 29.94 American 20080626OTC Sell 900 32.90 American 20071227OTC Sell 764 32.70 American 20071129OTC Sell 3054 29.42 American 20080731OTC Sell 671 31.88 American 20080828OTC Sell 279 59.89 American 20101230OTC Sell 382 43.78 American 20100624OTC Sell 854 31.43 American 20080424OTC Sell 928 44.42 American 20100729OTC Buy 163 97.99 American 20100930OTC Sell 322 73.60 American 20110728OTC Sell 1624 34.89 American 20090326OTC Sell 324 44.91 American 20100624OTC Sell 361 34.59 American 20090326OTC Sell 387 35.56 American 20090625OTC Sell 87 52.90 European 20090129OTC Sell 1851 34.90 American 20090625OTC Sell 248 67.50 American 20110331OTC Sell 1820 30.77 American 20080424OTC Buy 194 72.99 American 20090226OTC Sell 240 69.45 American 20110929OTC Sell 956 78.02 American 20110728OTC Sell 526 45.52 American 20080731OTC Sell 3684 35.61 American 20090730OTC Sell 556 44.91 American 20080626OTC Sell 330 75.58 American 20090625OTC Sell 419 82.25 American 20110428OTC Sell 582 35.15 American 20090730OTC Sell 252 99.00 American 20120927OTC Sell 971 44.03 American 20100624OTC Sell 363 41.78 European 20080731OTC Sell 539 44.03 American 20100624OTC Sell 1013 76.50 American 20090625OTC Sell 541 29.50 American 20080731OTC Sell 408 29.40 American 20080529OTC Buy 3846 78.00 American 20090730OTC Buy 98 46.93 European 20080828OTC Sell 715 27.95 American 20080731OTC Sell 988 33.99 American 20080925OTC Sell 424 29.43 American 20080529OTC Sell 223 80.46 American 20111124OTC Sell 2538 34.27 American 20081030OTC Buy 3442 78.66 American 20090730OTC Sell 972 78.66 American 20110630OTC Sell 467 44.68 American 20100624OTC Sell 303 52.83 European 20090730OTC Sell 862 34.81 American 20090226OTC Sell 306 74.86 American 20110224OTC Sell 363 63.30 American 20101230OTC Sell 281 78.18 American 20090625OTC Sell 749 44.32 American 20080731OTC Sell 149 73.79 American 20091231OTC Sell 526 33.96 American 20071129OTC Sell 308 78.56 American 20111027OTC Sell 2458 35.65 American 20090730OTC Sell 355 32.35 American 20071129OTC Buy 131 75.91 American 20110825OTC Sell 2290 44.32 American 20080731OTC Sell 334 37.35 American 20091126OTC Sell 239 83.61 American 20110428OTC Sell 209 69.66 American 20110127OTC Sell 354 35.30 American 20081225OTC Sell 214 78.18 American 20110630OTC Sell 493 80.57 American 20110428OTC Sell 402 38.94 American 20091231OTC Sell 417 34.02 American 20080925OTC Sell 537 73.88 American 20110331OTC Sell 2188 44.20 American 20080731OTC Sell 2989 78.27 American 20110728OTC Sell 264 67.93 American 20110929OTC Sell 599 33.42 American 20080131OTC Sell 318 75.40 American 20090730OTC Sell 350 35.74 American 20081030OTC Sell 784 44.57 American 20080731OTC Sell 1164 31.41 American 20080626OTC Buy 726 43.58 American 20100624OTC Sell 7710 28.16 American 20080731OTC Sell 380 77.83 American 20090730OTC Sell 580 76.60 American 20110630OTC Sell 379 32.92 American 20071129OTC Sell 643 77.70 American 20090528OTC Buy 555 39.60 American 20091231OTC Buy 175 75.71 American 20110728OTC Buy 811 73.90 American 20110825OTC Buy 226 73.85 American 20110630OTC Buy 441 78.10 American 20110728OTC Buy 328 70.01 American 20111027OTC Buy 388 32.13 American 20090528OTC Buy 634 78.86 American 20090730OTC Buy 487 35.84 American 20090226OTC Buy 238 50.02 American 20100826OTC Buy 387 35.55 American 20090730OTC Buy 817 76.39 American 20111229OTC Buy 354 35.25 American 20090625OTC Buy 266 62.82 American 20101230OTC Buy 1100 77.20 American 20110630OTC Buy 556 44.91 American 20080626OTC Sell 1902 33.86 American 20081030OTC Buy 169 97.99 American 20120927OTC Buy 373 78.77 American 20110728OTC Buy 127 98.17 American 20100729OTC Buy 479 78.25 American 20080731OTC Buy 7228 27.93 American 20080731OTC Buy 424 29.43 American 20080529OTC Buy 226 70.51 American 20110224OTC Buy 316 76.75 American 20111027OTC Buy 316 55.41 American 20100930OTC Buy 1875 78.70 American 20110728OTC Buy 136 69.69 American 20090129OTC Buy 5123 78.86 American 20080731OTC Buy 487 35.84 American 20090226OTC Buy 845 34.27 American 20081030OTC Buy 663 42.15 European 20080731OTC Buy 492 45.61 American 20080731OTC Buy 550 41.67 American 20100527OTC Buy 244 68.57 American 20090129OTC Buy 303 52.83 European 20090730OTC Buy 955 83.66 American 20110526OTC Buy 380 43.94 American 20100729OTC Buy 134 70.98 American 20110224OTC Sell 646 34.61 American 20081030OTC Buy 4810 34.21 American 20090326OTC Buy 704 44.03 American 20080626OTC Buy 180 107.85 American 20120927OTC Sell 463 35.94 American 20090326OTC Sell 941 34.79 American 20081030OTC Buy 1476 36.09 American 20090730OTC Sell 296 75.92 American 20090730OTC Buy 345 36.30 American 20090730OTC Buy 337 77.75 American 20110630OTC Buy 310 74.05 American 20110224OTC Buy 289 43.65 European 20080731OTC Buy 309 74.31 American 20110728OTC Buy 1005 74.61 American 20080731OTC Buy 238 50.02 American 20100826OTC Buy 610 75.40 American 20110825OTC Buy 350 35.66 American 20090129OTC Buy 379 32.92 American 20071129OTC Sell 5247 28.58 American 20080731OTC Buy 334 68.76 American 20111027OTC Buy 636 77.75 American 20110630OTC Buy 191 94.10 American 20120927OTC Buy 3696 38.63 American 20080131OTC Buy 619 36.95 American 20071129OTC Buy 359 34.82 American 20090625OTC Buy 371 80.76 American 20110526Call Option Buy 912 0.00 European 20081215Call Option Buy 14811 0.00 European 20081215Instalment Warrant Buy 1125 #VALUE! EuropeanInstalment Warrant Buy 80 19.37 European 20090630Instalment Warrant Buy 47592 45.50 European 20120629Instalment Warrant Buy 21819 47.00 European 20160519Instalment Warrant Buy 7239 21.09 European 20100630Instalment Warrant Buy 675 120.00 European 20090630Instalment Warrant Buy 5075 80.00 European 20071220Instalment Warrant Buy 1100 80.00 European 20080626Instalment Warrant Buy 23165 90.00 European 20080327Instalment Warrant Buy 4455 62.62 European 20090630Instalment Warrant Buy 6945 76.59 European 20080630Instalment Warrant Sell 34570 19.37 European 20090630Instalment Warrant Buy 5098 87.89 European 20080630Instalment Warrant Sell 8425 67.02 European 20080630Instalment Warrant Buy 65628 46.55 European 20110630Instalment Warrant Sell 200 49.44 European 20080630Instalment Warrant Sell 11250 75.00 European 20080327Instalment Warrant Sell 20307 21.09 European 20100630Instalment Warrant Sell 7170 105.00 European 20080124Instalment Warrant Sell 16345 63.00 European 20160519Instalment Warrant Sell 4420 54.93 European 20090630Instalment Warrant Sell 20000 50.71 European 20160630Instalment Warrant Sell 27746 60.00 European 20161117Instalment Warrant Sell 5200 100.00 European 20071220Instalment Warrant Sell 15218 49.61 European 20170630Instalment Warrant Sell 10470 80.00 European 20161117Put Option Sell 1341 74.45 European 20080701Put Option Sell 637 74.48 European 20080627Put Option Sell 6523 74.72 European 20080410Put Option Sell 1086 87.40 European 20080630Put Option Sell 1086 87.40 European 20080630Put Option Sell 1646 86.58 European 20080620Put Option Sell 1079 87.97 European 20080630Put Option Sell 1063 89.30 European 20080630Put Option Sell 1056 89.82 European 20080630Put Option Buy 868 91.10 European 20080715Put Option Sell 868 91.10 European 20080715Put Option Sell 1069 88.83 European 20080707Put Option Sell 1086 87.37 European 20080701Put Option Sell 1083 87.64 European 20080625Put Option Sell 1539 97.40 European 20080630Put Option Sell 1745 89.99 European 20080619Put Option Sell 2021 93.96 European 20080704Put Option Sell 2527 96.49 European 20080703Put Option Sell 1524 93.43 European 20080715Put Option Sell 1019 93.19 European 20080630Put Option Sell 3054 98.19 European 20080630Put Option Buy 1018 93.19 European 20080630Put Option Sell 3056 93.29 European 20080630Put Option Sell 1120 93.28 European 20080725Put Option Sell 1015 93.58 European 20080707Put Option Buy 2022 93.58 European 20080630Put Option Sell 2030 93.58 European 20080630Put Option Sell 1015 93.58 European 20080703Put Option Sell 3052 93.38 European 20080703Put Option Sell 1022 92.92 European 20080630Put Option Sell 508 93.38 European 20080630Put Option Sell 1525 93.38 European 20080703Put Option Sell 4936 92.42 European 20080703Put Option Sell 1034 91.74 European 20080707Put Option Sell 1420 97.40 European 20080703Put Option Sell 1034 96.75 European 20080630Put Option Sell 507 93.44 European 20080630Put Option Sell 1015 98.36 European 20080630Put Option Sell 5081 93.44 European 20081001Put Option Sell 5081 93.44 European 20080630Put Option Sell 1031 92.04 European 20080704Put Option Sell 25252 99.00 European 20080703Put Option Sell 5083 93.44 European 20080630Put Option Sell 600 94.99 European 20080707Put Option Sell 4504 94.99 European 20080703Put Option Sell 1007 99.44 European 20080630Put Option Sell 10026 94.68 European 20080703Put Option Sell 1007 99.44 European 20080630Put Option Sell 1475 93.37 European 20080916Put Option Sell 939 101.07 European 20081210Put Option Sell 758 125.31 European 20081126Call Option Sell 1341 89.34 European 20080701Call Option Sell 637 98.00 European 20080627Call Option Sell 6523 98.31 European 20080410Call Option Sell 1086 109.48 European 20080630Call Option Buy 1086 105.80 European 20080630Call Option Sell 1646 118.48 European 20080620Call Option Sell 1079 111.12 European 20080630Call Option Sell 1063 112.80 European 20080630Call Option Sell 1056 112.04 European 20080630Call Option Sell 868 115.07 European 20080715Call Option Sell 868 115.07 European 20080715Call Option Sell 1069 112.20 European 20080707Call Option Sell 1086 109.44 European 20080701Call Option Sell 1083 119.93 European 20080625Call Option Sell 1539 116.88 European 20080630Put Option Sell 0 0.00 20080619Call Option Sell 2021 118.68 20080704Call Option Sell 2527 123.71 20080703Call Option Sell 1524 114.58 20080715Call Option Buy 1019 122.61 20080630Call Option Sell 3054 117.83 20080630Call Option Sell 1018 122.61 20080630Call Option Sell 3056 117.84 20080630Call Option Sell 1120 117.83 20080725Call Option Sell 1015 118.21 20080707Call Option Sell 2022 123.14 20080630Call Option Sell 2030 128.06 20080630Call Option Buy 1015 116.24 20080703Call Option Sell 3052 117.95 20080703Call Option Buy 1022 127.15 20080630Call Option Sell 508 117.95 20080630Call Option Sell 1525 117.95 20080703Call Option Sell 4936 116.74 20080703Call Option Sell 1034 115.89 20080707Call Option Sell 1420 116.88 20080703Call Option Sell 1034 117.07 20080630Call Option Sell 507 118.03 20080630Call Option Sell 1015 119.02 20080630Call Option Sell 5081 122.95 20081001Call Option Sell 5081 116.06 20080630Call Option Sell 1031 116.26 20080704Call Option Sell 25252 123.75 20080703Call Option Sell 5083 116.06 20080630Call Option Sell 600 119.99 20080707Call Option Sell 4504 119.99 20080703Call Option Buy 1007 120.32 20080630Call Option Sell 10026 124.57 20080703Call Option Sell 1007 120.32 20080630Call Option Sell 1475 117.94 20080916Call Option Sell 939 122.35 20081210Call Option Sell 758 158.28 20081126 Annexure A Purchase/Sale Number of Securities Price per Unit (AUD)Purchase 115 141.15Purchase 14 141.15Purchase 39 141.15Purchase 36 142.14Purchase 4 142.14Purchase 47 142.14Purchase 401 142.14Purchase 180 143.5Purchase 34 143.6Purchase 222 143.6Purchase 222 143.55Purchase 500 143.5Purchase 644 143.6Purchase 100 143.6Purchase 98 143.55Purchase 200 143.77Purchase 4 144.19Purchase 3 144.19Purchase 111 144.19Purchase 400 144.15Purchase 400 144.4Purchase 1,500 145.19Purchase 248 145.1Purchase 7 145.1Purchase 67 145.1Purchase 11 141.29Purchase 59 141.29Purchase 500 141.15Purchase 28 141.39Purchase 912 141.4Purchase 14 141.4Purchase 46 141.4Purchase 182 143.59Purchase 18 143.59Purchase 74 143.85Purchase 676 143.86Purchase 11 143.97Purchase 32 143.97Purchase 75 143.97Purchase 500 144.12Purchase 200 144.53Purchase 95 144.54Purchase 4 144.54Purchase 76 144.54Purchase 25 144.54Purchase 151 144.85Purchase 710 141Purchase 529 141Purchase 55 141Purchase 706 141Purchase 12 141.4Purchase 250 141.4Purchase 441 142Purchase 500 142Purchase 59 142Purchase 4 144.17Purchase 74 144.17Purchase 7 144.17Purchase 1,861 144.17Purchase 4 144.17Purchase 50 144.17Purchase 829 145.1Purchase 2,500 145.1Purchase 100 145.1Purchase 1,000 145.1Purchase 571 145.1Purchase 4,595 144.7Purchase 2,440 OTC Sale from custodian at marketSale 12 141.45Sale 194 141.38Sale 21 141.36Sale 263 141.36Sale 7 141.36Sale 209 141.3Sale 39 141.15Sale 1,061 141.83Sale 87 141.81Sale 305 142.24Sale 76 142.24Sale 12 142.24Sale 143 142.24Sale 74 142.24Sale 1,200 143.27Sale 51 143.37Sale 949 143.37Sale 925 143.37Sale 75 143.37Sale 54 144.06Sale 909 143.94Sale 187 143.94Sale 381 144.05Sale 98 144.05Sale 321 144.05Sale 193 144.1Sale 117 144.1Sale 227 144.14Sale 113 144.3Sale 211 144.3Sale 31 144.3Sale 645 144.3Sale 49 144.89Sale 10 144.89Sale 111 144.89Sale 30 144.89Sale 46 144.89Sale 87 144.89Sale 500 145.05Sale 140 144.95Sale 1,580 145.19Sale 430 145.19Sale 326 145.19Sale 1,000 145.19Sale 656 145.19Sale 1,008 145.19Sale 1,814 141.45Sale 4 141.45Sale 16 141.45Sale 1 141.45Sale 2 141.45Sale 233 141.45Sale 1 141.45Sale 1 141.45Sale 129 141.45Sale 299 141.45Sale 1,700 144.99Sale 214 144.99Sale 2,500 145.09Sale 1,000 145.19Sale 299 142.06Sale 1 143.85Sale 181 143.85Sale 33 143.85Sale 167 144.29Sale 6 144.29Sale 243 144.29Sale 29 144.29Sale 425 144.29Sale 1 140.98Sale 249 140.98Sale 95 141.01Sale 55 141Sale 1 141.93Sale 70 141.93Sale 160 141.5Sale 340 141.45Sale 79 141.93Sale 700 143.28Sale 500 143.49Sale 250 143.69Sale 250 144.06Sale 500 143.9Sale 500 143.78Sale 490 143.78Sale 10 143.78Sale 250 144.49Sale 30 144.51Sale 35 144.52Sale 300 144.77Sale 200 144.76Sale 344 144.9Sale 156 144.9Sale 150 144.91Sale 174 143.84Sale 51 143.84Sale 162 143.37Sale 233 143.37Sale 945 143.4Sale 55 143.4Sale 100 143.6Sale 66 143.6Sale 334 143.6Sale 500 143.65Sale 169 144.11Sale 378 144.11Sale 2,000 144.01Sale 2,000 145.1Sale 112 145.15Sale 992 145.1Sale 360 144.11Sale 93 144.11Sale 40 145.15Sale 1,000 145.1Sale 1,000 144.75Sale 12 144.7Sale 39 144.7Sale 281 144.83Sale 2,000 144.95Sale 400 144.7Sale 719 144.83Total Sales 44,931Total Purchases 26,582 Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Short 500 141.15CFD Short 11 141.29CFD Short 59 141.29CFD Long 1 140.98CFD Long 249 140.98CFD Long 95 141.01CFD Long 55 141CFD Long 160 141.5CFD Long 70 141.93CFD Long 1 141.93CFD Long 340 141.45CFD Short 28 141.39CFD Short 14 141.4CFD Short 912 141.4CFD Short 46 141.4CFD Long 79 141.93CFD Short 74 143.85CFD Long 700 143.28CFD Long 500 143.49CFD Short 676 143.86CFD Short 18 143.59CFD Short 182 143.59CFD Long 250 143.69CFD Long 500 143.9CFD Long 250 144.06CFD Long 500 143.78CFD Long 490 143.78CFD Long 10 143.78CFD Short 11 143.97CFD Short 32 143.97CFD Short 75 143.97CFD Short 500 144.12CFD Long 30 144.51CFD Long 35 144.52CFD Short 200 144.53CFD Short 151 144.85CFD Short 95 144.54CFD Short 4 144.54CFD Short 76 144.54CFD Short 25 144.54CFD Long 300 144.77CFD Long 200 144.76CFD Long 344 144.9CFD Long 156 144.9CFD Long 150 144.91CFD Long 250 144.49 Annexure C Product Name Writing, selling, Number of Exercise Type Expiry date Option money purchasing, securities to price (AUD) paid/received varying etc which option per unit relates (AUD)Put Warrant Purchasing 20,000 120 European 20080124 0.36Put Warrant Purchasing 10,000 120 European 20080124 0.355Call Warrant Purchasing 250 118 European 20071220 3.96Call Warrant Purchasing 2,500 145 European 20080124 1.755Call Warrant Purchasing 1,500 145 European 20080124 1.83Call Warrant Purchasing 13,000 150 European 20080327 2Call Warrant Purchasing 2,000 110 European 20080124 5.63Call Warrant Purchasing 2,000 110 European 20080124 5.63Call Warrant Purchasing 350 110 European 20080124 5.95Call Warrant Purchasing 2,000 110 European 20080124 6.03Call Warrant Purchasing 2,150 110 European 20080124 6.1Put Warrant Purchasing 693 30.8179 American 20080626 0.01Put Warrant Purchasing 727 29.41969 American 20080731 0.01Put Warrant Purchasing 517 34.5219 American 20071227 0.01Put Warrant Purchasing 352 35.6071 American 20090730 0.01Instalment warrant Purchasing 1,000 32 European 20080327 71.72Instalment warrant Purchasing 215 90 European 20110630 100.83Instalment warrant Purchasing 100 43 European 20160519 82Instalment warrant Purchasing 1,000 40 European 20071220 42.08Instalment warrant Purchasing 500 100 European 20071220 42.06Instalment warrant Purchasing 1,200 100 European 20071220 43.85Instalment warrant Purchasing 800 100 European 20071220 44.75Instalment warrant Purchasing 500 100 European 20071220 45.75Instalment warrant Purchasing 1,000 47 European 20160519 98.71Instalment warrant Purchasing 1,000 47 European 20160519 98.69Instalment warrant Purchasing 870 45 European 20080630 97.9Instalment warrant Purchasing 300 21.9721 European 20090630 91.05Put Warrant Selling 3,500 120 European 20080124 0.37Put Warrant Selling 50,000 120 European 20080124 0.32Put Warrant Selling 5,000 120 European 20080124 0.305Call Warrant Selling 1,500 150 European 20080124 1.445Put Warrant Selling 1,000 110 European 20080124 0.165Call Warrant Selling 4,000 110 European 20080124 6.17Instalment warrant Selling 20 75 European 20080124 40.82Instalment warrant Selling 1,500 17.0284 European 20080327 58.37Instalment warrant Selling 1,000 100 European 20071220 41.9Instalment warrant Selling 200 100 European 20071220 42.1Instalment warrant Selling 200 100 European 20071220 44.47Instalment warrant Selling 400 100 European 20071220 44.87Instalment warrant Selling 400 100 European 20071220 45.19Instalment warrant Selling 1,000 100 European 20160519 98.89Instalment warrant Selling 1,000 47 European 20160519 98.94Instalment warrant Selling 250 35 European 20160630 100.8Instalment warrant Selling 75 50.7106 European 20160630 100.8 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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