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EPT Disclosure

12th Sep 2008 11:06

RNS Number : 3209D
Credit Suisse Equities (Australia)
12 September 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

11-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

11145695

0.332

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

11145695

0.332

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

1,200

34.47

Purchase

167

34.47

Purchase

11

34.70

Purchase

2,129

34.70

Purchase

1,268

34.70

Purchase

548

34.70

Purchase

275

34.70

Purchase

4,000

34.70

Purchase

144

34.70

Purchase

3

34.70

Purchase

714

34.70

Purchase

86

34.70

Purchase

118

34.70

Purchase

20,000

34.70

Purchase

20,000

34.70

Purchase

80

34.70

Purchase

10,000

34.70

Purchase

675

34.70

Purchase

500

34.70

Purchase

378

34.70

Purchase

222

34.70

Purchase

9,873

34.70

Purchase

500

34.69

Purchase

30

34.69

Purchase

228

34.69

Purchase

10

34.68

Purchase

2,932

34.68

Purchase

1,000

34.65

Purchase

250

34.65

Purchase

1,948

34.65

Purchase

6,628

34.65

Purchase

8,340

34.65

Purchase

100

34.65

Purchase

61

34.65

Purchase

1,499

34.65

Purchase

4,587

34.65

Purchase

748

34.65

Purchase

440

34.65

Purchase

300

34.65

Purchase

700

34.65

Purchase

800

34.65

Purchase

234

34.65

Purchase

600

34.65

Purchase

8

34.65

Purchase

221

34.65

Purchase

1,362

34.65

Purchase

4,368

34.65

Purchase

627

34.65

Purchase

1,000

34.65

Purchase

2,473

34.65

Purchase

416

34.65

Purchase

820

34.65

Purchase

296

34.65

Purchase

39

34.67

Purchase

804

34.63

Purchase

250

34.63

Purchase

52

34.63

Purchase

5,000

34.63

Purchase

665

34.63

Purchase

139

34.63

Purchase

1,000

34.63

Purchase

6,445

34.63

Purchase

32

34.63

Purchase

1,982

34.52

Purchase

502

34.52

Purchase

25,000

34.52

Purchase

219

34.52

Purchase

8,374

34.52

Purchase

33

34.52

Purchase

32

34.55

Purchase

32

34.57

Purchase

29

34.55

Purchase

28

34.60

Purchase

26

34.62

Purchase

22

34.54

Purchase

23

34.47

Purchase

21

34.48

Purchase

19

34.42

Purchase

20

34.53

Purchase

22

34.56

Purchase

21

34.47

Purchase

16

34.47

Purchase

4

34.47

Purchase

22

34.55

Purchase

24

34.47

Purchase

21

34.47

Purchase

21

34.40

Purchase

19

34.35

Purchase

21

34.33

Purchase

19

34.32

Purchase

19

34.42

Purchase

18

34.46

Purchase

19

34.38

Purchase

19

34.48

Purchase

455

34.43

Purchase

105

34.43

Purchase

440

34.42

Purchase

15

34.42

Purchase

18

34.54

Purchase

18

34.56

Purchase

18

34.49

Purchase

15

34.57

Purchase

17

34.60

Purchase

16

34.56

Purchase

15

34.63

Purchase

13

34.68

Purchase

13

34.67

Purchase

12

34.68

Purchase

11

34.74

Purchase

10

34.63

Purchase

13

34.67

Purchase

10

34.70

Purchase

9

34.78

Purchase

10

34.64

Purchase

9

34.65

Purchase

9

34.66

Purchase

9

34.62

Purchase

9

34.63

Purchase

8

34.62

Purchase

8

34.65

Purchase

10

34.67

Purchase

4

34.70

Purchase

6

34.70

Purchase

8

34.64

Purchase

8

34.70

Purchase

8

34.74

Purchase

8

34.75

Purchase

9

34.70

Purchase

9

34.70

Purchase

9

34.69

Purchase

8,124

34.72

Purchase

9

34.76

Purchase

9

34.80

Purchase

10

34.85

Purchase

11

34.79

Purchase

1

34.83

Purchase

10

34.83

Purchase

7

34.87

Purchase

2

34.87

Purchase

12

34.91

Purchase

13

34.95

Purchase

13

34.95

Purchase

11

34.92

Purchase

12

34.90

Purchase

14

34.98

Purchase

14

34.96

Purchase

375

34.92

Purchase

392

34.92

Purchase

16

34.93

Purchase

14

34.90

Purchase

14

34.89

Purchase

2

34.88

Purchase

14

34.87

Purchase

15

34.87

Purchase

16

34.93

Purchase

387

34.95

Purchase

398

34.95

Purchase

260

34.95

Purchase

16

34.89

Purchase

17

34.89

Purchase

18

34.82

Purchase

18

34.83

Purchase

1,054

34.83

Purchase

106

34.72

Purchase

770

34.72

Purchase

16

34.72

Purchase

1

34.77

Purchase

18

34.74

Purchase

7,688

34.71

Purchase

312

34.70

Purchase

19

34.70

Purchase

15

34.69

Purchase

17

34.74

Purchase

2,496

34.67

Purchase

78

34.67

Purchase

426

34.67

Purchase

18

34.62

Purchase

72

34.63

Purchase

353

34.63

Purchase

508

34.63

Purchase

19

34.63

Purchase

5,000

34.68

Purchase

15

34.66

Purchase

185

34.69

Purchase

300

34.69

Purchase

100

34.69

Purchase

200

34.69

Purchase

71

34.69

Purchase

55

34.69

Purchase

2,605

34.69

Purchase

5

34.69

Purchase

300

34.69

Purchase

300

34.69

Purchase

512

34.69

Purchase

367

34.69

Purchase

15

34.71

Purchase

18

34.86

Purchase

18

34.90

Purchase

15

34.89

Purchase

1

34.89

Purchase

1

34.89

Purchase

19

34.95

Purchase

21

35.08

Purchase

16

34.97

Purchase

23

34.97

Purchase

21

34.94

Purchase

25

34.94

Purchase

23

35.05

Purchase

23

35.18

Purchase

27

35.28

Purchase

22

35.28

Purchase

23

35.36

Purchase

23

35.37

Purchase

4

35.37

Purchase

811

35.36

Purchase

13

35.36

Purchase

770

35.36

Purchase

67

35.36

Purchase

339

35.35

Purchase

26

35.35

Purchase

390

35.36

Purchase

13

35.36

Purchase

2,000

35.36

Purchase

9

35.36

Purchase

588

35.36

Purchase

351

35.34

Purchase

23

35.34

Purchase

13

35.34

Purchase

1,019

35.34

Purchase

200

35.34

Purchase

730

35.34

Purchase

11

35.34

Purchase

300

35.34

Purchase

86

35.34

Purchase

267

35.34

Purchase

24

35.34

Purchase

1,000

35.26

Purchase

6

35.26

Purchase

23

35.26

Purchase

4,717

35.27

Purchase

283

35.26

Purchase

420

35.27

Purchase

18

35.27

Purchase

3,341

35.27

Purchase

300

35.27

Purchase

921

35.27

Purchase

32

35.35

Purchase

39

35.36

Purchase

435

35.27

Purchase

32

35.29

Purchase

4,564

35.27

Purchase

1,679

35.23

Purchase

400

35.23

Purchase

300

35.23

Purchase

300

35.23

Purchase

900

35.23

Purchase

780

35.23

Purchase

300

35.23

Purchase

341

35.23

Purchase

78

35.20

Purchase

900

35.20

Purchase

800

35.20

Purchase

710

35.20

Purchase

81

35.20

Purchase

808

35.20

Purchase

1,612

35.20

Purchase

9

35.15

Purchase

2

35.15

Purchase

2,162

35.19

Purchase

300

35.19

Purchase

710

35.19

Purchase

400

35.18

Purchase

700

35.18

Purchase

300

35.18

Purchase

428

35.17

Purchase

3,500

35.20

Purchase

700

35.19

Purchase

800

35.19

Purchase

619

35.23

Purchase

300

35.23

Purchase

17

35.23

Purchase

23

35.23

Purchase

936

35.23

Purchase

135

35.23

Purchase

12

35.23

Purchase

2,958

35.23

Purchase

27

35.37

Purchase

1,981

35.43

Purchase

112

35.43

Purchase

13

35.43

Purchase

600

35.43

Purchase

900

35.43

Purchase

700

35.43

Purchase

357

35.43

Purchase

7

35.43

Purchase

330

35.43

Purchase

21

35.55

Purchase

13

35.57

Purchase

63

35.62

Purchase

528,800

34.23

Sale

-4,219

34.47

Sale

-230

34.47

Sale

-190

34.47

Sale

-4,000

34.47

Sale

-3

34.47

Sale

-2,768

34.47

Sale

-206

34.47

Sale

-750

34.47

Sale

-6,625

34.47

Sale

-1,500

34.47

Sale

-9,379

34.47

Sale

-3,700

34.47

Sale

-229

34.47

Sale

-20,005

34.47

Sale

-9,004

34.47

Sale

-28

34.40

Sale

-4,000

34.40

Sale

-1,341

34.40

Sale

-728

34.40

Sale

-100

34.40

Sale

-2,000

34.40

Sale

-2,000

34.40

Sale

-700

34.40

Sale

-1,200

34.40

Sale

-100

34.40

Sale

-100

34.40

Sale

-100

34.40

Sale

-400

34.40

Sale

-250

34.40

Sale

-250

34.40

Sale

-35

34.40

Sale

-581

34.40

Sale

-150

34.40

Sale

-5,000

34.40

Sale

-1,000

34.40

Sale

-100

34.40

Sale

-500

34.40

Sale

-892

34.40

Sale

-500

34.41

Sale

-150

34.41

Sale

-1,000

34.41

Sale

-300

34.41

Sale

-100

34.42

Sale

-574

34.42

Sale

-500

34.42

Sale

-200

34.43

Sale

-100

34.44

Sale

-210

34.44

Sale

-210

34.44

Sale

-210

34.44

Sale

-210

34.44

Sale

-150

34.45

Sale

-500

34.45

Sale

-500

34.45

Sale

-400

34.45

Sale

-1,000

34.45

Sale

-500

34.45

Sale

-150

34.45

Sale

-6,088

34.46

Sale

-1

34.50

Sale

-500

34.50

Sale

-290

34.50

Sale

-600

34.50

Sale

-600

34.50

Sale

-6,000

34.50

Sale

-5,000

34.50

Sale

-1,867

34.50

Sale

-1,555

34.50

Sale

-50

34.50

Sale

-85

34.50

Sale

-150

34.50

Sale

-100

34.50

Sale

-1,000

34.50

Sale

-200

34.50

Sale

-25

34.50

Sale

-100

34.50

Sale

-300

34.50

Sale

-25

34.50

Sale

-100

34.50

Sale

-300

34.50

Sale

-300

34.50

Sale

-150

34.50

Sale

-100

34.50

Sale

-200

34.50

Sale

-50

34.50

Sale

-724

34.50

Sale

-400

34.50

Sale

-400

34.50

Sale

-550

34.50

Sale

-1,000

34.50

Sale

-1,000

34.50

Sale

-350

34.50

Sale

-1,500

34.50

Sale

-569

34.50

Sale

-115

34.50

Sale

-50

34.50

Sale

-60

34.50

Sale

-280

34.50

Sale

-42

34.50

Sale

-30

34.50

Sale

-15

34.50

Sale

-145

34.50

Sale

-150

34.50

Sale

-200

34.50

Sale

-2,000

34.50

Sale

-360

34.50

Sale

-100

34.50

Sale

-200

34.50

Sale

-140

34.50

Sale

-724

34.50

Sale

-500

34.50

Sale

-160

34.50

Sale

-1,000

34.50

Sale

-100

34.50

Sale

-465

34.50

Sale

-50

34.50

Sale

-100

34.50

Sale

-450

34.50

Sale

-1,000

34.50

Sale

-58

34.50

Sale

-30

34.50

Sale

-150

34.50

Sale

-200

34.50

Sale

-500

34.50

Sale

-100

34.50

Sale

-144

34.50

Sale

-144

34.50

Sale

-500

34.50

Sale

-300

34.50

Sale

-300

34.50

Sale

-80

34.50

Sale

-300

34.50

Sale

-100

34.50

Sale

-1,000

34.50

Sale

-145

34.50

Sale

-300

34.50

Sale

-150

34.50

Sale

-250

34.50

Sale

-290

34.50

Sale

-200

34.50

Sale

-1,450

34.50

Sale

-140

34.50

Sale

-578

34.50

Sale

-500

34.50

Sale

-30

34.50

Sale

-1,000

34.50

Sale

-900

34.50

Sale

-500

34.50

Sale

-40

34.50

Sale

-150

34.50

Sale

-100

34.50

Sale

-50

34.50

Sale

-100

34.50

Sale

-15

34.50

Sale

-150

34.50

Sale

-400

34.50

Sale

-230

34.50

Sale

-2,100

34.50

Sale

-30

34.50

Sale

-500

34.50

Sale

-40

34.50

Sale

-145

34.50

Sale

-100

34.50

Sale

-450

34.50

Sale

-325

34.50

Sale

-1,000

34.50

Sale

-430

34.50

Sale

-1,000

34.50

Sale

-250

34.50

Sale

-500

34.50

Sale

-150

34.50

Sale

-230

34.50

Sale

-350

34.50

Sale

-150

34.51

Sale

-100

34.51

Sale

-1,600

34.51

Sale

-100

34.51

Sale

-114

34.51

Sale

-2,774

34.52

Sale

-200

34.52

Sale

-300

34.52

Sale

-250

34.52

Sale

-425

34.53

Sale

-100

34.54

Sale

-3,171

34.60

Sale

-2,000

34.60

Sale

-1,962

34.60

Sale

-50,000

34.62

Sale

-1,040

34.63

Sale

-490

34.63

Sale

-2,700

34.63

Sale

-250

34.64

Sale

-1,400

34.64

Sale

-5,000

34.65

Sale

-8,250

34.66

Sale

-6

34.67

Sale

-1,883

34.67

Sale

-12

34.69

Sale

-1,375

34.69

Sale

-180

34.69

Sale

-181

34.69

Sale

-1

34.69

Sale

-4,099

34.69

Sale

-30,000

35.30

Sale

-3,000

35.30

Sale

-3,000

35.30

Sale

-1,000

35.30

Sale

-10,000

35.33

Sale

-250

35.34

Sale

-250

35.34

Sale

-1,989

35.35

Sale

-3,044

35.35

Sale

-803

35.60

Sale

-1,758

35.60

Sale

-1,930

35.60

Sale

-9,007

35.60

Sale

-1,132

35.61

Sale

-312

35.61

Sale

-58

35.61

Sale

-5,000

35.61

Sale

-21

35.60

Sale

-432,000

36.41

Sale

-800,000

36.76

Sale

-300,000

34.57

TOTAL BUYS:786042

TOTAL SELLS: 1846333

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

12-09-2008

Contact name

Simon Crawley, Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFIIASIFLIT

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