8th Feb 2008 16:17
Deutsche Bank AG08 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 07/02/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 392,276 -2,371,238 0.09% -0.52% (2) Derivatives (other than options) 1,743,489 -542,243 0.38% -0.12% (3) Options and agreements to purchase/sell 1,545,000 -1,575,000 0.34% -0.34% Total 3,680,765 -4,488,481 0.81% -0.98% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 126 124.22Purchase 1 124.23Purchase 357 124.25Purchase 1643 124.26Purchase 518 124.29Purchase 675 124.3Purchase 5192 124.32Purchase 374 124.33Purchase 4776 124.34Purchase 1055 124.49Purchase 3945 124.5Purchase 416 124.6Purchase 257 124.75Purchase 500 124.86Purchase 100 125.02Purchase 3000 125.1Purchase 368 125.2Purchase 1 125.21Purchase 12 125.25Purchase 447 125.3Purchase 5000 125.35Purchase 38 125.43Purchase 150 125.44Purchase 41 125.45Purchase 1 125.46Purchase 100 125.47Purchase 944 125.49Purchase 14257 125.5Purchase 266 125.51Purchase 712 125.55Purchase 5 125.58Purchase 9834 125.6Purchase 100 125.62Purchase 10000 125.6261349Purchase 15000 125.65Purchase 304 125.8Purchase 5000 125.81Purchase 5000 125.82Purchase 500 125.84Purchase 696 125.85Purchase 140 125.97Purchase 6860 125.99Purchase 2000 126Purchase 40 126.11Purchase 166 126.3Purchase 100 126.35Purchase 5000 126.5Purchase 33 126.51Purchase 200 126.7Purchase 30000 127Purchase 117 127.09Purchase 5883 127.1Purchase 336 127.2Purchase 100 127.35Purchase 200 127.68Purchase 30000 130.0896Purchase 8500 130.195TOTAL PURCHASE 181,386Sale 10000 123.94782Sale 363 124.12Sale 364 124.13Sale 726 124.14Sale 600 124.2Sale 363 124.23Sale 363 124.24Sale 1227 124.25Sale 1090 124.26Sale 363 124.27Sale 1089 124.3Sale 363 124.31Sale 363 124.33Sale 2835 124.34Sale 2891 124.35Sale 362 124.38Sale 363 124.41Sale 64 124.44Sale 300 124.45Sale 1491 124.49Sale 3873 124.5Sale 363 124.7Sale 727 124.75Sale 13000 124.85Sale 726 124.9Sale 1000 125Sale 1000 125.01Sale 1000 125.03Sale 363 125.11Sale 2000 125.12Sale 1000 125.2Sale 6689 125.3Sale 726 125.35Sale 363 125.36Sale 363 125.37Sale 2364 125.39Sale 5363 125.4Sale 364 125.41Sale 363 125.5Sale 363 125.51Sale 721 125.6Sale 500 125.61Sale 363 125.62Sale 364 125.63Sale 863 125.7Sale 200 125.73Sale 1871 125.8Sale 742 125.81Sale 75 125.85Sale 364 125.9Sale 363 126.01Sale 2363 126.2Sale 2000 126.3Sale 363 126.41Sale 721 126.49Sale 15566 126.5Sale 721 126.52Sale 721 126.53Sale 360 126.54Sale 364 126.6Sale 363 126.64Sale 4179 126.65Sale 726 126.66Sale 10000 126.7Sale 2000 126.71Sale 721 126.74Sale 4000 126.75Sale 1000 126.76Sale 5558 126.8Sale 100 126.81Sale 300 126.85Sale 6 126.87Sale 200 126.96Sale 5000 126.99Sale 17118 127Sale 536 127.04Sale 8500 127.1Sale 985 127.11Sale 2000 127.2Sale 1009 127.3Sale 71 127.33Sale 100 127.41Sale 6473 127.5Sale 42 127.54Sale 11000 127.56911Sale 2000 127.58Sale 3843 127.65Sale 157 127.68Sale 4000 127.7Sale 30000 128.472081Sale 15000 129.5271Sale 15000 129.55917TOTAL SALES 249,182 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD AUD $CFD Long 10000 123.94782CFD Long 600 124.2CFD Long 500 124.25CFD Long 2835 124.34CFD Long 2165 124.35CFD Long 1491 124.49CFD Long 3509 124.5CFD Long 13000 124.85CFD Long 2000 125.3CFD Long 500 125.61CFD Long 500 125.7CFD Long 200 125.73CFD Long 1508 125.8CFD Long 742 125.81CFD Long 75 125.85CFD Long 2000 126.2CFD Long 2000 126.3CFD Long 200 126.5CFD Long 200 126.8CFD Long 100 126.81CFD Long 300 126.85CFD Long 200 126.96CFD Long 200 127CFD Long 1009 127.3CFD Long 71 127.33CFD Long 100 127.41CFD Long 11000 127.56911CFD Long 30000 128.472081CFD Long 15000 129.5271CFD Long 15000 129.55917CFD Short 126 124.22CFD Short 1 124.23CFD Short 518 124.29CFD Short 675 124.3CFD Short 150 124.33CFD Short 416 124.6CFD Short 257 124.75CFD Short 500 124.86CFD Short 100 125.02CFD Short 3000 125.1CFD Short 368 125.2CFD Short 1 125.21CFD Short 12 125.25CFD Short 414 125.3CFD Short 38 125.43CFD Short 150 125.44CFD Short 41 125.45CFD Short 1 125.46CFD Short 100 125.47CFD Short 1 125.49CFD Short 200 125.5CFD Short 712 125.55CFD Short 5 125.58CFD Short 100 125.6CFD Short 100 125.62CFD Short 10000 125.6261349CFD Short 304 125.8CFD Short 500 125.84CFD Short 696 125.85CFD Short 140 125.97CFD Short 6860 125.99CFD Short 2000 126CFD Short 40 126.11CFD Short 166 126.3CFD Short 100 126.35CFD Short 33 126.51CFD Short 200 126.7CFD Short 117 127.09CFD Short 5883 127.1CFD Short 336 127.2CFD Short 100 127.35CFD Short 200 127.68CFD Short 30000 130.0896CFD Short 8500 130.195 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 08/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto