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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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30-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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2338149
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0.070
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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2707000
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0.081
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Total
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2338149
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0.070
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2707000
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0.081
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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5,000
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28.73
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Purchase
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1,462
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28.25
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Purchase
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200
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28.24
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Purchase
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373
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28.23
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Purchase
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2,000
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28.23
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Purchase
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965
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28.23
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Purchase
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2,348
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28.15
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Purchase
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652
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28.15
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Purchase
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400
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28.15
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Purchase
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4,600
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28.14
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Purchase
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2,000
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28.14
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Purchase
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10,000
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28.05
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Purchase
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6,768
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27.69
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Purchase
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2,500
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27.69
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Purchase
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173
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27.69
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Purchase
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100
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27.68
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Purchase
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459
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27.68
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Purchase
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3,000
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28.55
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Purchase
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25,000
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31.00
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Purchase
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11,000
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33.00
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Purchase
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100,000
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35.00
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Purchase
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9,000
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35.00
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Purchase
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18,000
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30.00
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Purchase
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23,000
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30.00
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Purchase
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20,000
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30.00
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Purchase
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7,000
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30.00
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Sale
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-3,900
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28.00
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Sale
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-358
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28.00
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Sale
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-1,597
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28.55
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Sale
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-1,403
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28.55
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Sale
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-5,000
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28.00
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Sale
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-5,000
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28.00
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Sale
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-500
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28.00
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Sale
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-117
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28.00
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Sale
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-567
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28.00
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Sale
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-1,000
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28.00
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Sale
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-7
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28.00
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Sale
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-279
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28.00
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Sale
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-230
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28.00
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Sale
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-3,042
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28.00
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Sale
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-300,000
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32.00
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Sale
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-5,000
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34.00
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Sale
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-51,000
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34.00
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Sale
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-38,000
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34.00
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Sale
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-163,000
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35.00
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Sale
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-1,000
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36.00
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Sale
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-10,000
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27.00
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TOTAL BUYS: 256000
TOTAL SELLS: 591000
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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CALL OPTION
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PURCHASING
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14720
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30
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AMERICAN
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Dec 18 2008
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1.84
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CALL OPTION
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PURCHASING
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13250
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34
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AMERICAN
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Nov 27 2008
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0.265
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CALL OPTION
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PURCHASING
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14500
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34
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AMERICAN
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Nov 27 2008
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0.29
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CALL OPTION
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PURCHASING
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230
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35
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AMERICAN
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Nov 27 2008
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0.23
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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CALL OPTION
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-2000
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48
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CALL OPTION
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-20000
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49
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CALL OPTION
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-2000
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49
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CALL OPTION
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-11000
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44
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CALL OPTION
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25000
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44
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CALL OPTION
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-5000
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46
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CALL OPTION
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-10000
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46
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CALL OPTION
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-2000
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47
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CALL OPTION
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-5000
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47
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PUT OPTION
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25000
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31
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CALL OPTION
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-1000
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31
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CALL OPTION
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-2000
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32
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CALL OPTION
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-1000
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32
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CALL OPTION
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-5000
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32
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PUT OPTION
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-300000
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32
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PUT OPTION
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11000
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33
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CALL OPTION
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1000
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34
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PUT OPTION
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-5000
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34
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PUT OPTION
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-51000
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34
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PUT OPTION
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-38000
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34
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PUT OPTION
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100000
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35
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PUT OPTION
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-163000
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35
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PUT OPTION
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9000
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35
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CALL OPTION
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1000
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35
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PUT OPTION
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25000
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28
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PUT OPTION
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2000
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28
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PUT OPTION
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18000
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30
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PUT OPTION
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23000
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30
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PUT OPTION
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20000
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30
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PUT OPTION
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7000
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30
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PUT OPTION
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-1000
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36
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CALL OPTION
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-25000
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38
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CALL OPTION
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-10000
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39
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CALL OPTION
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-2000
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43
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CALL OPTION
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-8000
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43
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CALL OPTION
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10000
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27
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PUT OPTION
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10000
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24
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PUT OPTION
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1000
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24
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) yes
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Date of disclosure
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31-10-2008
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Contact name
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Simon Crawley/ Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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Product Description
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Written/Purchased
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No. of Securities
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Exercise Price
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Type
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Expiry Date
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Call Option
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PURCHASED
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7,000
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30.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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200,000
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32.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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300,000
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33.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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100,000
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34.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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1,000
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35.00
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American
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Nov 27 2008
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Call Option
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PURCHASED
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100,000
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45.00
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American
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Mar 25 2010
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Call Option
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PURCHASED
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200,000
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47.00
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American
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Jun 25 2009
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Call Option
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PURCHASED
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50,000
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50.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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25,000
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55.00
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American
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Jun 25 2009
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Call Option
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PURCHASED
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10,000
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60.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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18,000
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58.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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2,782,000
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0.01
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American
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Dec 18 2008
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Call Option
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WRITTEN
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35,000
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30.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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100,000
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33.00
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American
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Jan 29 2009
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Call Option
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WRITTEN
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50,000
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34.00
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American
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Jan 29 2009
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Call Option
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WRITTEN
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75,000
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37.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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55,000
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39.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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50,000
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39.00
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American
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Mar 25 2010
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Call Option
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WRITTEN
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170,000
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46.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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300,000
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50.00
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American
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Jun 25 2009
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Call Option
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WRITTEN
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52,000
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50.00
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American
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Mar 25 2010
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Call Option
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WRITTEN
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150,000
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25.00
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American
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Nov 27 2008
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Put Option
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PURCHASED
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100,000
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28.00
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American
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Nov 27 2008
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Put Option
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PURCHASED
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14,000
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34.00
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American
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Nov 27 2008
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Put Option
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PURCHASED
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75,000
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35.00
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American
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Dec 18 2008
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Put Option
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PURCHASED
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100,000
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45.00
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American
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Mar 25 2010
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Put Option
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PURCHASED
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50,000
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50.00
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American
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Jun 25 2009
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Put Option
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PURCHASED
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100,000
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50.00
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American
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Mar 26 2009
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Put Option
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WRITTEN
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40,000
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29.00
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American
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Dec 18 2008
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Put Option
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WRITTEN
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2,000
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29.00
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American
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Jan 29 2009
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Put Option
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WRITTEN
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50,000
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29.00
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American
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Nov 27 2008
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Put Option
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WRITTEN
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43,000
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30.00
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American
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Dec 18 2008
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Put Option
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WRITTEN
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25,000
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30.00
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American
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Nov 27 2008
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Put Option
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WRITTEN
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25,000
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31.00
|
American
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Dec 18 2008
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Put Option
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WRITTEN
|
25,000
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31.00
|
American
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Nov 27 2008
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|
Put Option
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WRITTEN
|
40,000
|
35.00
|
American
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Nov 27 2008
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|
Put Option
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WRITTEN
|
75,000
|
37.00
|
American
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Dec 18 2008
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|
Put Option
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WRITTEN
|
50,000
|
37.00
|
American
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Mar 25 2010
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|
Put Option
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WRITTEN
|
4,000
|
38.00
|
American
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Dec 18 2008
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|
Put Option
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WRITTEN
|
17,000
|
39.00
|
American
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Dec 18 2008
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|
Put Option
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WRITTEN
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144,000
|
25.00
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American
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Jun 25 2009
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