22nd Nov 2007 12:48
Deutsche Bank AG22 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 21/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Ordinary Number Number (%) (%) (1) Relevant securities -1,408,932 -0.31 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,408,932 -0.31 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollars $ Purchase 34 129.87Purchase 33 129.93Purchase 2 129.95Purchase 35009 130Purchase 2042 130.15Purchase 5003 130.18Purchase 2 130.19Purchase 65 130.2Purchase 35 130.21Purchase 2 130.24Purchase 78 130.25Purchase 42 130.27Purchase 36 130.28Purchase 3001 130.31Purchase 37 130.36Purchase 40 130.38Purchase 31 130.39Purchase 39 130.4Purchase 86 130.41Purchase 1 130.42Purchase 45 130.44Purchase 180 130.49Purchase 163 130.5Purchase 3 130.54Purchase 38 130.55Purchase 68 130.56Purchase 75 130.57Purchase 107 130.58Purchase 1250 130.5892Purchase 122 130.59Purchase 5363 130.6Purchase 154 130.61Purchase 203 130.62Purchase 83 130.63Purchase 152 130.65Purchase 3 130.66Purchase 3 130.67Purchase 126 130.69Purchase 5217 130.7Purchase 3 130.71Purchase 50 130.72Purchase 49 130.74Purchase 4 130.75Purchase 3 130.76Purchase 53 130.77Purchase 2 130.78Purchase 176 130.79Purchase 658 130.8Purchase 54 130.81Purchase 28 130.82Purchase 27 130.83Purchase 54 130.84Purchase 419 130.85Purchase 1 130.86Purchase 48 130.87Purchase 28936 130.9Purchase 25 130.91Purchase 3 130.92Purchase 88 130.94Purchase 126 130.95Purchase 120 130.98Purchase 131 130.99Purchase 145 131Purchase 84 131.01Purchase 120 131.02Purchase 60 131.04Purchase 3 131.05Purchase 3 131.12Purchase 59 131.13Purchase 3 131.16Purchase 57 131.19Purchase 23 131.24Purchase 44 131.35Purchase 1016 131.37Purchase 1 131.38Purchase 7050 131.40202Purchase 633 131.46Purchase 109 131.47Purchase 20 131.48Purchase 41 131.49Purchase 496167 131.5Purchase 207 131.51Purchase 124 131.52Purchase 20 131.54Purchase 1 131.57Purchase 7160 131.5816Purchase 105 131.61Purchase 87 131.65Purchase 2500 131.66Purchase 4092 131.67Purchase 2113 131.68Purchase 57 131.69Purchase 130 131.71Purchase 119 131.72Purchase 71 131.73Purchase 82 131.74Purchase 143 131.75Purchase 47 131.76Purchase 80 131.77Purchase 30 131.78Purchase 26 131.79Purchase 64 131.8Purchase 4435 131.80936Purchase 1 131.81Purchase 60 131.83Purchase 31 131.84Purchase 1931 131.85Purchase 30 131.86Purchase 1026 131.87Purchase 32 131.89Purchase 5729 131.9Purchase 33 131.91Purchase 33 131.93Purchase 30 131.95Purchase 59 131.96Purchase 6200 131.96001Purchase 20121 132Purchase 500 132.01Purchase 50 132.05Purchase 65 132.08Purchase 73 132.14Purchase 654 132.15Purchase 72 132.16Purchase 36 132.18Purchase 20276 132.2Purchase 3000 132.23Purchase 75 132.3Purchase 286 132.31Purchase 500 132.32Purchase 100 132.49Purchase 261 132.5TOTAL PURCHASE 678,626Sale 34 129.87Sale 33 129.93Sale 2 129.95Sale 60668 130Sale 2042 130.15Sale 3 130.18Sale 2 130.19Sale 31 130.2Sale 35 130.21Sale 2 130.24Sale 28 130.25Sale 42 130.27Sale 36 130.28Sale 3001 130.31Sale 37 130.36Sale 403 130.38Sale 31 130.39Sale 39 130.4Sale 86 130.41Sale 364 130.42Sale 45 130.44Sale 2000 130.46Sale 363 130.47Sale 512 130.49Sale 2155 130.5Sale 451 130.53Sale 3 130.54Sale 456 130.55Sale 68 130.56Sale 75 130.57Sale 448 130.58Sale 2500 130.5892Sale 724 130.59Sale 6115 130.6Sale 444 130.61Sale 1221 130.62Sale 83 130.63Sale 339 130.64Sale 1762 130.65Sale 366 130.66Sale 635 130.67Sale 488 130.69Sale 5771 130.7Sale 3 130.71Sale 50 130.72Sale 178 130.74Sale 367 130.75Sale 3 130.76Sale 550 130.77Sale 365 130.78Sale 539 130.79Sale 912 130.8Sale 54 130.81Sale 475 130.82Sale 3504 130.83Sale 1600 130.84Sale 1207 130.85Sale 1159 130.86Sale 388 130.87Sale 28677 130.9Sale 25 130.91Sale 3 130.92Sale 88 130.94Sale 362 130.95Sale 27 130.96Sale 483 130.98Sale 131 130.99Sale 1052 131Sale 125 131.01Sale 483 131.02Sale 281 131.03Sale 785 131.04Sale 3 131.05Sale 3 131.12Sale 422 131.13Sale 3 131.16Sale 57 131.19Sale 1638 131.22Sale 204 131.24Sale 2520 131.32Sale 1213 131.34Sale 612 131.35Sale 553 131.37Sale 1039 131.38Sale 9 131.39Sale 1726 131.4Sale 7050 131.40202Sale 1133 131.41Sale 192 131.44Sale 711 131.45Sale 1002 131.46Sale 199 131.47Sale 133 131.48Sale 1257 131.49Sale 442151 131.5Sale 2275 131.51Sale 4487 131.52Sale 20 131.54Sale 3093 131.55Sale 1 131.57Sale 3580 131.5816Sale 3001 131.6Sale 110 131.61Sale 3000 131.62Sale 3000 131.63Sale 779 131.65Sale 3122 131.66Sale 9265 131.67Sale 2864 131.68Sale 519 131.69Sale 7425 131.7Sale 9647 131.71Sale 4427 131.72Sale 71 131.73Sale 6121 131.74Sale 1280 131.75Sale 793 131.76Sale 3662 131.77Sale 393 131.78Sale 389 131.79Sale 10607 131.8Sale 4435 131.80936Sale 222 131.81Sale 785 131.83Sale 394 131.84Sale 6931 131.85Sale 755 131.86Sale 3048 131.87Sale 2032 131.89Sale 25096 131.9Sale 33 131.91Sale 33 131.93Sale 893 131.94Sale 30 131.95Sale 421 131.96Sale 6200 131.96001Sale 921 131.97Sale 24777 132Sale 500 132.01Sale 66 132.02Sale 5050 132.05Sale 130 132.08Sale 10000 132.1Sale 73 132.14Sale 4584 132.15Sale 72 132.16Sale 36 132.18Sale 10076 132.2Sale 4000 132.23Sale 75 132.3Sale 4944 132.5Sale 900 132.51Sale 16 132.52Sale 184 132.53TOTAL SALES 803,292 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australian Dollars $e.g. CFDCFD Long 34 130.2CFD Long 50 130.25CFD Long 150 130.49CFD Long 162 130.5CFD Long 200 130.6CFD Long 100 130.62CFD Long 472 130.8CFD Long 419 130.85CFD Long 259 130.9CFD Long 463 131.37CFD Long 7050 131.40202CFD Long 612 131.46CFD Long 392 131.5CFD Long 3580 131.5816CFD Long 34 131.65CFD Long 466 131.66CFD Long 4435 131.80936CFD Long 649 131.9CFD Long 6200 131.96001CFD Long 550 132.15CFD Long 200 132.2CFD Long 3000 132.23CFD Long 500 132.32CFD Short 650 130CFD Short 375 130.55CFD Short 1250 130.5892CFD Short 670 130.6CFD Short 9 130.61CFD Short 1075 130.65CFD Short 125 130.67CFD Short 191 130.7CFD Short 1200 130.83CFD Short 500 130.84CFD Short 1207 130.85CFD Short 93 130.87CFD Short 1638 131.22CFD Short 2520 131.32CFD Short 1213 131.34CFD Short 205 131.35CFD Short 7050 131.40202CFD Short 500 131.5CFD Short 4435 131.80936CFD Short 16 131.9CFD Short 6200 131.96001CFD Short 75 132.3 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 22/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto