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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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02-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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549,994
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0.120
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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549,994
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0.120
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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3,111
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119.97
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Purchase
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80
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119.97
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Purchase
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323
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119.97
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Purchase
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2,948
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119.97
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Purchase
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66
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119.97
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Purchase
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500
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119.97
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Purchase
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1,000
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119.87
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Purchase
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1,000
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119.82
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Purchase
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120
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120.05
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Purchase
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4
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120.03
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Purchase
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876
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120.01
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Purchase
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262
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120.20
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Purchase
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87
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120.20
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Purchase
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559
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120.06
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Purchase
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223
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120.04
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Purchase
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1
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120.04
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Purchase
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160
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120.04
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Purchase
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500
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120.60
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Purchase
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180
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120.60
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Purchase
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63
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120.60
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Purchase
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220
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120.60
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Purchase
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31
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120.49
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Purchase
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969
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120.49
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Purchase
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2
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121.63
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Purchase
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16
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121.63
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Purchase
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674
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121.63
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Purchase
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43
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121.63
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Purchase
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75
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121.62
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Purchase
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89
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121.55
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Purchase
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16
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121.55
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Purchase
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85
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121.54
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Purchase
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1,000
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121.52
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Purchase
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500
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121.75
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Purchase
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380
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121.87
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Purchase
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349
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121.89
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Purchase
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208
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121.89
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Purchase
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384
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121.90
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Purchase
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307
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121.93
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Purchase
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42
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121.93
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Purchase
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47
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121.89
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Purchase
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129
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121.89
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Purchase
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129
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121.87
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Purchase
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85
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121.87
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Purchase
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125
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121.95
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Purchase
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224
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121.95
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Purchase
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349
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121.94
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Purchase
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26
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121.89
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Purchase
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323
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121.89
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Purchase
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384
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121.89
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Purchase
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251
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121.87
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Purchase
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49
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121.87
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Purchase
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49
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121.87
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Purchase
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349
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121.80
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Purchase
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294
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121.97
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Purchase
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347
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121.97
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Purchase
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349
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122.00
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Purchase
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-349
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121.96
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Purchase
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349
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121.96
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Purchase
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349
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121.95
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Purchase
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48
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121.79
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Purchase
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9
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121.77
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Purchase
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277
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121.89
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Purchase
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70
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121.89
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Purchase
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46
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121.89
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Purchase
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134
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121.89
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Purchase
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215
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121.89
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Purchase
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489
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121.84
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Purchase
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7
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121.78
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Purchase
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95
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121.78
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Purchase
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126
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121.78
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Purchase
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77
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121.78
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Purchase
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349
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121.65
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Purchase
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349
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121.55
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Purchase
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325
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121.50
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Purchase
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24
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121.50
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Purchase
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467
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121.54
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Purchase
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97
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121.54
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Purchase
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74
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121.54
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Purchase
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61
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121.54
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Purchase
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1
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121.45
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Purchase
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6
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121.45
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Purchase
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61
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121.45
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Purchase
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1
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121.44
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Purchase
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419
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121.45
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Purchase
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146
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121.79
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Purchase
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203
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121.79
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Purchase
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431
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121.88
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Purchase
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52
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121.88
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Purchase
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72
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121.88
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Purchase
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106
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121.82
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Purchase
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2
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121.82
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Purchase
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46
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121.82
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Purchase
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27
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121.82
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Purchase
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31
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121.82
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Purchase
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382
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121.80
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Purchase
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1
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121.80
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Purchase
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1
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121.80
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Purchase
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1
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121.73
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Purchase
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189
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122.00
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Purchase
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9
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122.00
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Purchase
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151
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121.99
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Purchase
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140
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121.83
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Purchase
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820
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121.83
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Purchase
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1,000
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121.83
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Purchase
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40
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121.62
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Purchase
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59
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121.55
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Purchase
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200
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121.55
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Purchase
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90
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121.55
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Purchase
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678
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121.58
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Purchase
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102
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121.58
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Purchase
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847
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121.58
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Purchase
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200
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121.58
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Purchase
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26
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121.50
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Purchase
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147
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121.50
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Purchase
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199
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121.36
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Purchase
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1
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121.35
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Purchase
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349
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121.96
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Sale
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-200
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121.50
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TOTAL BUYS:31,886
TOTAL SELLS: 200
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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03-09-2008
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Contact name
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Simon Crawley / Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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