|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Equities (Australia) Limited
|
|
Company dealt in
|
Rio Tinto Limited
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
29-09-2008
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
|
|
1466794
|
0.321
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
|
|
1466794
|
0.321
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security : Ordinary Shares
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
|
Purchase
|
49,908
|
98.09
|
|
Purchase
|
30
|
95.50
|
|
Purchase
|
10
|
96.20
|
|
Purchase
|
9
|
96.37
|
|
Purchase
|
1
|
96.37
|
|
Purchase
|
10
|
96.36
|
|
Purchase
|
10
|
96.00
|
|
Purchase
|
19
|
96.03
|
|
Purchase
|
1
|
96.02
|
|
Purchase
|
82
|
97.68
|
|
Purchase
|
82
|
98.01
|
|
Purchase
|
1,000
|
98.40
|
|
Purchase
|
799
|
98.50
|
|
Purchase
|
1
|
98.47
|
|
Purchase
|
20
|
98.82
|
|
Purchase
|
284
|
98.93
|
|
Purchase
|
86
|
98.93
|
|
Purchase
|
333
|
98.93
|
|
Purchase
|
1
|
98.92
|
|
Purchase
|
296
|
98.92
|
|
Purchase
|
258
|
99.27
|
|
Purchase
|
30
|
99.38
|
|
Purchase
|
600
|
99.27
|
|
Purchase
|
15
|
99.27
|
|
Purchase
|
126
|
99.27
|
|
Purchase
|
1
|
99.26
|
|
Purchase
|
16
|
99.27
|
|
Purchase
|
34
|
99.25
|
|
Purchase
|
20
|
99.16
|
|
Purchase
|
20
|
99.15
|
|
Purchase
|
99
|
99.60
|
|
Purchase
|
101
|
99.60
|
|
Purchase
|
50
|
99.61
|
|
Purchase
|
30
|
99.61
|
|
Purchase
|
19
|
99.38
|
|
Purchase
|
27
|
99.37
|
|
Purchase
|
4
|
99.36
|
|
Purchase
|
20
|
99.41
|
|
Purchase
|
50
|
99.27
|
|
Purchase
|
368
|
99.55
|
|
Purchase
|
32
|
99.50
|
|
Purchase
|
62
|
97.36
|
|
Purchase
|
28,361
|
101.00
|
|
Sale
|
-49,908
|
98.09
|
|
Sale
|
4,594
|
95.50
|
|
Sale
|
-4,594
|
95.50
|
|
Sale
|
-11
|
95.96
|
|
Sale
|
-115
|
95.97
|
|
Sale
|
-8
|
96.01
|
|
Sale
|
-131
|
96.01
|
|
Sale
|
-5
|
97.33
|
|
Sale
|
-8
|
97.55
|
|
Sale
|
-12
|
97.51
|
|
Sale
|
-7
|
97.50
|
|
Sale
|
-9
|
97.39
|
|
Sale
|
-5
|
97.35
|
|
Sale
|
-8
|
97.91
|
|
Sale
|
-8
|
98.47
|
|
Sale
|
-14
|
98.47
|
|
Sale
|
-14
|
98.64
|
|
Sale
|
-20
|
98.82
|
|
Sale
|
-8
|
99.04
|
|
Sale
|
-15
|
99.23
|
|
Sale
|
-258
|
99.27
|
|
Sale
|
-10
|
99.37
|
|
Sale
|
-13
|
99.37
|
|
Sale
|
-34
|
99.25
|
|
Sale
|
-18
|
99.11
|
|
Sale
|
-10
|
99.11
|
|
Sale
|
-10
|
99.01
|
|
Sale
|
-16
|
99.01
|
|
Sale
|
-17
|
99.44
|
|
Sale
|
-11
|
99.39
|
|
Sale
|
-19
|
99.39
|
|
Sale
|
-12
|
99.30
|
|
Sale
|
-17
|
99.30
|
|
Sale
|
-20
|
99.24
|
|
Sale
|
-17
|
99.23
|
|
Sale
|
-21
|
99.30
|
|
Sale
|
-32
|
99.50
|
|
Sale
|
-27
|
99.90
|
|
Sale
|
-764
|
95.85
|
|
Sale
|
-236
|
95.85
|
|
Sale
|
-305
|
95.89
|
|
Sale
|
-105
|
95.66
|
|
Sale
|
-93
|
95.66
|
|
Sale
|
-878
|
95.73
|
|
Sale
|
-10
|
95.73
|
|
Sale
|
-248
|
95.66
|
|
Sale
|
-453
|
95.66
|
|
Sale
|
-36
|
95.89
|
|
Sale
|
-500
|
95.96
|
|
Sale
|
-3
|
95.96
|
|
Sale
|
-100
|
95.96
|
|
Sale
|
-269
|
95.97
|
|
Sale
|
-16
|
95.97
|
|
Sale
|
-100
|
95.97
|
|
Sale
|
-2
|
96.01
|
|
Sale
|
-251
|
96.01
|
|
Sale
|
-28
|
96.02
|
|
Sale
|
-1
|
96.02
|
|
Sale
|
-360
|
96.02
|
|
Sale
|
-1,841
|
97.14
|
|
Sale
|
-50
|
97.14
|
|
Sale
|
-200
|
97.14
|
|
Sale
|
-200
|
97.14
|
|
Sale
|
-1
|
97.15
|
|
Sale
|
-5
|
97.15
|
|
Sale
|
-500
|
97.15
|
|
Sale
|
-500
|
97.15
|
|
Sale
|
-200
|
97.15
|
|
Sale
|
-137
|
97.15
|
|
Sale
|
-14
|
97.33
|
|
Sale
|
-100
|
97.33
|
|
Sale
|
-2
|
97.33
|
|
Sale
|
-453
|
97.33
|
|
Sale
|
-200
|
97.33
|
|
Sale
|
-4
|
97.33
|
|
Sale
|
-586
|
97.33
|
|
Sale
|
-1
|
97.33
|
|
Sale
|
-2
|
97.33
|
|
Sale
|
-7
|
97.33
|
|
Sale
|
-47
|
97.35
|
|
Sale
|
-5,000
|
97.35
|
|
Sale
|
-30
|
97.35
|
|
Sale
|
-100
|
97.35
|
|
Sale
|
-24
|
97.36
|
|
Sale
|
-2
|
97.36
|
|
Sale
|
-100
|
97.36
|
|
Sale
|
-197
|
97.36
|
|
Sale
|
-100
|
97.45
|
|
Sale
|
-3
|
97.45
|
|
Sale
|
-452
|
97.45
|
|
Sale
|
-7
|
97.45
|
|
Sale
|
-31
|
97.45
|
|
Sale
|
-259
|
97.45
|
|
Sale
|
-104
|
97.45
|
|
Sale
|
-8
|
97.46
|
|
Sale
|
-103
|
97.46
|
|
Sale
|
-119
|
97.67
|
|
Sale
|
-948
|
97.55
|
|
Sale
|
-51
|
97.55
|
|
Sale
|
-1
|
97.55
|
|
Sale
|
-1,000
|
97.55
|
|
Sale
|
-118
|
97.55
|
|
Sale
|
-800
|
97.55
|
|
Sale
|
-1
|
97.55
|
|
Sale
|
-773
|
97.55
|
|
Sale
|
-1,900
|
97.55
|
|
Sale
|
-570
|
97.50
|
|
Sale
|
-200
|
97.50
|
|
Sale
|
-474
|
97.58
|
|
Sale
|
-2
|
97.58
|
|
Sale
|
-2
|
97.58
|
|
Sale
|
-380
|
97.58
|
|
Sale
|
-139
|
97.63
|
|
Sale
|
-3
|
97.64
|
|
Sale
|
-280
|
97.67
|
|
Sale
|
-500
|
97.67
|
|
Sale
|
-27
|
97.67
|
|
Sale
|
-40
|
97.67
|
|
Sale
|
-133
|
97.67
|
|
Sale
|
-1
|
97.67
|
|
Sale
|
-445
|
97.71
|
|
Sale
|
-1
|
97.73
|
|
Sale
|
-729
|
97.55
|
|
Sale
|
-220
|
97.55
|
|
Sale
|
-1
|
97.55
|
|
Sale
|
-163
|
97.55
|
|
Sale
|
-787
|
97.55
|
|
Sale
|
-213
|
97.55
|
|
Sale
|
-700
|
97.55
|
|
Sale
|
-34
|
97.55
|
|
Sale
|
-53
|
97.55
|
|
Sale
|
-38
|
97.50
|
|
Sale
|
-52
|
97.50
|
|
Sale
|
-800
|
97.50
|
|
Sale
|
-3
|
97.50
|
|
Sale
|
-44
|
97.50
|
|
Sale
|
-151
|
97.51
|
|
Sale
|
-4,500
|
97.50
|
|
Sale
|
-97
|
97.50
|
|
Sale
|
-19
|
97.50
|
|
Sale
|
-292
|
97.50
|
|
Sale
|
-1
|
97.50
|
|
Sale
|
-1
|
97.50
|
|
Sale
|
-61
|
97.50
|
|
Sale
|
-422
|
97.53
|
|
Sale
|
-200
|
97.57
|
|
Sale
|
-100
|
97.57
|
|
Sale
|
-700
|
97.50
|
|
Sale
|
-873
|
97.42
|
|
Sale
|
-46
|
97.42
|
|
Sale
|
-983
|
97.38
|
|
Sale
|
-50
|
97.39
|
|
Sale
|
-2
|
97.39
|
|
Sale
|
-16
|
97.39
|
|
Sale
|
-80
|
97.39
|
|
Sale
|
-160
|
97.39
|
|
Sale
|
-276
|
97.40
|
|
Sale
|
-1
|
97.40
|
|
Sale
|
-413
|
97.40
|
|
Sale
|
-1,410
|
97.40
|
|
Sale
|
-365
|
97.42
|
|
Sale
|
-166
|
97.42
|
|
Sale
|
-50
|
97.43
|
|
Sale
|
-300
|
97.39
|
|
Sale
|
-2
|
97.39
|
|
Sale
|
-900
|
97.38
|
|
Sale
|
-138
|
97.39
|
|
Sale
|
-15
|
97.39
|
|
Sale
|
-310
|
97.39
|
|
Sale
|
-15
|
97.39
|
|
Sale
|
-2,495
|
97.35
|
|
Sale
|
-498
|
97.30
|
|
Sale
|
-500
|
97.30
|
|
Sale
|
-2
|
97.30
|
|
Sale
|
-300
|
97.30
|
|
Sale
|
-175
|
97.29
|
|
Sale
|
-1
|
97.29
|
|
Sale
|
-624
|
97.29
|
|
Sale
|
-500
|
97.29
|
|
Sale
|
-575
|
97.30
|
|
Sale
|
-25
|
97.30
|
|
Sale
|
-723
|
97.31
|
|
Sale
|
-277
|
97.31
|
|
Sale
|
-80
|
97.25
|
|
Sale
|
-180
|
97.25
|
|
Sale
|
-20
|
97.25
|
|
Sale
|
-251
|
97.25
|
|
Sale
|
-1,217
|
97.25
|
|
Sale
|
-3
|
97.26
|
|
Sale
|
-249
|
97.26
|
|
Sale
|
-268
|
97.40
|
|
Sale
|
-20
|
97.40
|
|
Sale
|
-1,000
|
97.40
|
|
Sale
|
-101
|
97.40
|
|
Sale
|
-198
|
97.41
|
|
Sale
|
-1
|
97.41
|
|
Sale
|
-412
|
97.42
|
|
Sale
|
-600
|
97.45
|
|
Sale
|
-126
|
97.49
|
|
Sale
|
-602
|
97.48
|
|
Sale
|
-198
|
97.48
|
|
Sale
|
-874
|
97.49
|
|
Sale
|
-1,200
|
97.77
|
|
Sale
|
-100
|
97.78
|
|
Sale
|
-100
|
97.80
|
|
Sale
|
-50
|
97.80
|
|
Sale
|
-50
|
97.80
|
|
Sale
|
-502
|
97.91
|
|
Sale
|
-30
|
97.91
|
|
Sale
|
-55
|
98.00
|
|
Sale
|
-1,000
|
98.00
|
|
Sale
|
-553
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-6
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-395
|
98.00
|
|
Sale
|
-2
|
98.01
|
|
Sale
|
-159
|
98.02
|
|
Sale
|
-135
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-150
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-10
|
98.00
|
|
Sale
|
-250
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-300
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-15
|
98.00
|
|
Sale
|
-20
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-25
|
98.00
|
|
Sale
|
-250
|
98.00
|
|
Sale
|
-153
|
98.00
|
|
Sale
|
-90
|
98.00
|
|
Sale
|
-150
|
98.00
|
|
Sale
|
-40
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-2,000
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-200
|
98.00
|
|
Sale
|
-102
|
98.00
|
|
Sale
|
-25
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-132
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-2,500
|
98.00
|
|
Sale
|
-20
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-150
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-10
|
98.00
|
|
Sale
|
-200
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-7
|
98.00
|
|
Sale
|
-300
|
98.00
|
|
Sale
|
-122
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-200
|
98.00
|
|
Sale
|
-10
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-102
|
98.00
|
|
Sale
|
-510
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-260
|
98.00
|
|
Sale
|
-20
|
98.00
|
|
Sale
|
-500
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-250
|
98.00
|
|
Sale
|
-21
|
98.00
|
|
Sale
|
-50
|
98.00
|
|
Sale
|
-150
|
98.00
|
|
Sale
|
-130
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-100
|
98.00
|
|
Sale
|
-30
|
98.00
|
|
Sale
|
-81
|
98.00
|
|
Sale
|
-100
|
98.16
|
|
Sale
|
-600
|
98.16
|
|
Sale
|
-981
|
98.40
|
|
Sale
|
-100
|
98.40
|
|
Sale
|
-19
|
98.41
|
|
Sale
|
-459
|
98.46
|
|
Sale
|
-150
|
98.46
|
|
Sale
|
-2,918
|
98.35
|
|
Sale
|
-100
|
98.35
|
|
Sale
|
-182
|
98.35
|
|
Sale
|
-100
|
98.48
|
|
Sale
|
-3
|
98.49
|
|
Sale
|
-238
|
98.47
|
|
Sale
|
-4
|
98.47
|
|
Sale
|
-6
|
98.47
|
|
Sale
|
-227
|
98.50
|
|
Sale
|
-2
|
98.50
|
|
Sale
|
-22
|
98.50
|
|
Sale
|
-420
|
98.51
|
|
Sale
|
-329
|
98.51
|
|
Sale
|
-1,700
|
98.50
|
|
Sale
|
-133
|
98.50
|
|
Sale
|
-500
|
98.50
|
|
Sale
|
-60
|
98.50
|
|
Sale
|
-50
|
98.50
|
|
Sale
|
-10
|
98.50
|
|
Sale
|
-1,000
|
98.50
|
|
Sale
|
-150
|
98.50
|
|
Sale
|
-500
|
98.50
|
|
Sale
|
-19
|
98.50
|
|
Sale
|
-70
|
98.50
|
|
Sale
|
-6
|
98.50
|
|
Sale
|
-10
|
98.50
|
|
Sale
|
-100
|
98.50
|
|
Sale
|
-103
|
98.51
|
|
Sale
|
-239
|
98.52
|
|
Sale
|
-50
|
98.53
|
|
Sale
|
-250
|
98.55
|
|
Sale
|
-60
|
98.55
|
|
Sale
|
-84
|
98.56
|
|
Sale
|
-236
|
98.64
|
|
Sale
|
-4
|
98.64
|
|
Sale
|
-100
|
98.64
|
|
Sale
|
-500
|
98.75
|
|
Sale
|
-388
|
98.75
|
|
Sale
|
-7,517
|
98.75
|
|
Sale
|
-95
|
98.76
|
|
Sale
|
-2,800
|
98.82
|
|
Sale
|
-1,596
|
98.82
|
|
Sale
|
-150
|
98.82
|
|
Sale
|
-245
|
98.82
|
|
Sale
|
-2
|
98.82
|
|
Sale
|
-3,312
|
98.82
|
|
Sale
|
-15
|
98.83
|
|
Sale
|
-1
|
98.83
|
|
Sale
|
-2,659
|
98.83
|
|
Sale
|
-88
|
98.81
|
|
Sale
|
-2
|
98.81
|
|
Sale
|
-1
|
98.81
|
|
Sale
|
-2,509
|
98.81
|
|
Sale
|
-336
|
98.90
|
|
Sale
|
-464
|
98.90
|
|
Sale
|
-41
|
98.90
|
|
Sale
|
-1
|
98.90
|
|
Sale
|
-2
|
98.90
|
|
Sale
|
-5,000
|
98.90
|
|
Sale
|
-101
|
98.90
|
|
Sale
|
-50
|
98.90
|
|
Sale
|
-303
|
98.90
|
|
Sale
|
-500
|
98.90
|
|
Sale
|
-100
|
98.90
|
|
Sale
|
-250
|
98.90
|
|
Sale
|
-51
|
98.90
|
|
Sale
|
-300
|
98.91
|
|
Sale
|
-50
|
98.91
|
|
Sale
|
-4
|
98.92
|
|
Sale
|
-197
|
98.92
|
|
Sale
|
-50
|
98.95
|
|
Sale
|
-20
|
98.97
|
|
Sale
|
-22
|
99.00
|
|
Sale
|
-200
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-228
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-1,000
|
98.98
|
|
Sale
|
-30
|
98.96
|
|
Sale
|
-4,500
|
99.00
|
|
Sale
|
-38
|
99.04
|
|
Sale
|
-50
|
99.04
|
|
Sale
|
-500
|
99.04
|
|
Sale
|
-337
|
99.00
|
|
Sale
|
-243
|
99.00
|
|
Sale
|
-20
|
99.00
|
|
Sale
|
-20
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-40
|
99.00
|
|
Sale
|
-40
|
99.00
|
|
Sale
|
-569
|
99.04
|
|
Sale
|
-31
|
99.04
|
|
Sale
|
-4
|
99.04
|
|
Sale
|
-1
|
99.20
|
|
Sale
|
-4,999
|
99.20
|
|
Sale
|
-108
|
99.23
|
|
Sale
|
-4
|
99.23
|
|
Sale
|
-99
|
99.23
|
|
Sale
|
-458
|
99.20
|
|
Sale
|
-542
|
99.20
|
|
Sale
|
-261
|
99.27
|
|
Sale
|
-681
|
99.27
|
|
Sale
|
-33
|
99.40
|
|
Sale
|
-1
|
99.40
|
|
Sale
|
-2,410
|
99.40
|
|
Sale
|
-988
|
99.42
|
|
Sale
|
-2,611
|
99.42
|
|
Sale
|
-1
|
99.42
|
|
Sale
|
-947
|
99.37
|
|
Sale
|
-313
|
99.37
|
|
Sale
|
-17
|
99.37
|
|
Sale
|
-4,265
|
99.25
|
|
Sale
|
-1
|
99.26
|
|
Sale
|
-134
|
99.25
|
|
Sale
|
-5
|
99.25
|
|
Sale
|
-98
|
99.25
|
|
Sale
|
-106
|
99.25
|
|
Sale
|
-80
|
99.25
|
|
Sale
|
-1
|
99.25
|
|
Sale
|
-1,476
|
99.25
|
|
Sale
|
-279
|
99.13
|
|
Sale
|
-311
|
99.13
|
|
Sale
|
-1,000
|
99.14
|
|
Sale
|
-4,949
|
99.10
|
|
Sale
|
-23
|
99.11
|
|
Sale
|
-789
|
99.02
|
|
Sale
|
-291
|
99.02
|
|
Sale
|
-20
|
99.02
|
|
Sale
|
-20
|
99.03
|
|
Sale
|
-190
|
99.03
|
|
Sale
|
-24
|
99.03
|
|
Sale
|
-217
|
99.03
|
|
Sale
|
-100
|
99.03
|
|
Sale
|
-466
|
99.03
|
|
Sale
|
-1
|
99.03
|
|
Sale
|
-19
|
99.04
|
|
Sale
|
-354
|
99.04
|
|
Sale
|
-80
|
99.00
|
|
Sale
|
-252
|
99.00
|
|
Sale
|
-1
|
99.00
|
|
Sale
|
-4
|
99.00
|
|
Sale
|
-200
|
99.00
|
|
Sale
|
-620
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-5
|
99.00
|
|
Sale
|
-10
|
99.00
|
|
Sale
|
-178
|
99.00
|
|
Sale
|
-489
|
99.01
|
|
Sale
|
-500
|
99.01
|
|
Sale
|
-1
|
99.01
|
|
Sale
|
-700
|
99.01
|
|
Sale
|
-299
|
99.00
|
|
Sale
|
-23
|
99.00
|
|
Sale
|
-84
|
99.00
|
|
Sale
|
-254
|
99.00
|
|
Sale
|
-229
|
99.00
|
|
Sale
|
-111
|
99.01
|
|
Sale
|
-88
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-1,000
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-101
|
99.00
|
|
Sale
|
-109
|
99.01
|
|
Sale
|
-2
|
99.01
|
|
Sale
|
-9,984
|
99.00
|
|
Sale
|
-306
|
99.04
|
|
Sale
|
-262
|
99.04
|
|
Sale
|
-1
|
99.05
|
|
Sale
|
-91
|
99.05
|
|
Sale
|
-343
|
99.00
|
|
Sale
|
-657
|
99.00
|
|
Sale
|
-1,600
|
99.00
|
|
Sale
|
-30
|
98.98
|
|
Sale
|
-20
|
98.98
|
|
Sale
|
-47
|
99.00
|
|
Sale
|
-152
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-250
|
99.00
|
|
Sale
|
-505
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-1,000
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-25
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-300
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-80
|
99.00
|
|
Sale
|
-1,600
|
99.00
|
|
Sale
|
-1,000
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-800
|
99.00
|
|
Sale
|
-400
|
99.00
|
|
Sale
|
-101
|
99.00
|
|
Sale
|
-200
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-10
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-30
|
99.00
|
|
Sale
|
-30
|
99.00
|
|
Sale
|
-200
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-200
|
99.00
|
|
Sale
|
-40
|
99.00
|
|
Sale
|
-81
|
99.00
|
|
Sale
|
-100
|
99.00
|
|
Sale
|
-101
|
99.00
|
|
Sale
|
-500
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-20
|
99.00
|
|
Sale
|
-50
|
99.00
|
|
Sale
|
-500
|
99.01
|
|
Sale
|
-50
|
99.01
|
|
Sale
|
-200
|
99.02
|
|
Sale
|
-80
|
99.02
|
|
Sale
|
-1
|
99.05
|
|
Sale
|
-253
|
99.05
|
|
Sale
|
-251
|
99.05
|
|
Sale
|
-443
|
99.08
|
|
Sale
|
-1,000
|
99.11
|
|
Sale
|
-504
|
99.15
|
|
Sale
|
-1,000
|
99.15
|
|
Sale
|
-1
|
99.18
|
|
Sale
|
-24
|
99.19
|
|
Sale
|
-976
|
99.19
|
|
Sale
|
-893
|
99.43
|
|
Sale
|
-500
|
99.40
|
|
Sale
|
-500
|
99.40
|
|
Sale
|
-498
|
99.40
|
|
Sale
|
-2
|
99.40
|
|
Sale
|
-78
|
99.40
|
|
Sale
|
-500
|
99.40
|
|
Sale
|
-24
|
99.40
|
|
Sale
|
-500
|
99.40
|
|
Sale
|
-364
|
99.40
|
|
Sale
|
-34
|
99.40
|
|
Sale
|
-136
|
99.40
|
|
Sale
|
-400
|
99.40
|
|
Sale
|
-223
|
99.40
|
|
Sale
|
-1
|
99.40
|
|
Sale
|
-1
|
99.40
|
|
Sale
|
-277
|
99.40
|
|
Sale
|
-221
|
99.40
|
|
Sale
|
-1
|
99.41
|
|
Sale
|
-1
|
99.41
|
|
Sale
|
-638
|
99.44
|
|
Sale
|
-1
|
99.44
|
|
Sale
|
-277
|
99.40
|
|
Sale
|
-1,500
|
99.40
|
|
Sale
|
-2,499
|
99.41
|
|
Sale
|
-50
|
99.41
|
|
Sale
|
-500
|
99.43
|
|
Sale
|
-150
|
99.43
|
|
Sale
|
-5
|
99.44
|
|
Sale
|
-1
|
99.45
|
|
Sale
|
-1
|
99.45
|
|
Sale
|
-7
|
99.52
|
|
Sale
|
-2
|
99.53
|
|
Sale
|
-7
|
99.52
|
|
Sale
|
-20
|
99.52
|
|
Sale
|
-33
|
99.53
|
|
Sale
|
-3
|
99.53
|
|
Sale
|
-19
|
99.53
|
|
Sale
|
-1
|
99.54
|
|
Sale
|
-32
|
99.55
|
|
Sale
|
-32
|
99.55
|
|
Sale
|
-26
|
99.56
|
|
Sale
|
-1
|
99.56
|
|
Sale
|
-498
|
99.60
|
|
Sale
|
-3
|
99.60
|
|
Sale
|
-332
|
99.60
|
|
Sale
|
-739
|
99.60
|
|
Sale
|
-739
|
99.60
|
|
Sale
|
-143
|
99.60
|
|
Sale
|
-259
|
99.60
|
|
Sale
|
-18
|
99.57
|
|
Sale
|
-1
|
99.58
|
|
Sale
|
-796
|
99.60
|
|
Sale
|
-2
|
99.60
|
|
Sale
|
-3,917
|
99.60
|
|
Sale
|
-10
|
99.61
|
|
Sale
|
-1
|
99.61
|
|
Sale
|
-15
|
99.61
|
|
Sale
|
-10
|
99.61
|
|
Sale
|
-554
|
99.62
|
|
Sale
|
-189
|
99.60
|
|
Sale
|
-1,100
|
99.60
|
|
Sale
|
-75
|
99.59
|
|
Sale
|
-1
|
99.59
|
|
Sale
|
-350
|
99.59
|
|
Sale
|
-1
|
99.59
|
|
Sale
|
-1
|
99.59
|
|
Sale
|
-18
|
99.60
|
|
Sale
|
-100
|
99.60
|
|
Sale
|
-1
|
99.60
|
|
Sale
|
-6
|
99.60
|
|
Sale
|
-1
|
99.59
|
|
Sale
|
-931
|
99.59
|
|
Sale
|
-114
|
99.54
|
|
Sale
|
-1
|
99.54
|
|
Sale
|
-23
|
99.55
|
|
Sale
|
-120
|
99.55
|
|
Sale
|
-110
|
99.55
|
|
Sale
|
-1
|
99.55
|
|
Sale
|
-18
|
99.55
|
|
Sale
|
-1
|
99.55
|
|
Sale
|
-576
|
99.55
|
|
Sale
|
-81
|
99.55
|
|
Sale
|
-1
|
99.55
|
|
Sale
|
-423
|
99.55
|
|
Sale
|
-76
|
99.55
|
|
Sale
|
-41
|
99.59
|
|
Sale
|
-227
|
99.59
|
|
Sale
|
-123
|
99.59
|
|
Sale
|
-98
|
99.59
|
|
Sale
|
-24
|
99.61
|
|
Sale
|
-33
|
99.61
|
|
Sale
|
-73
|
99.61
|
|
Sale
|
-459
|
99.60
|
|
Sale
|
-779
|
99.60
|
|
Sale
|
-916
|
99.60
|
|
Sale
|
-73
|
99.60
|
|
Sale
|
-73
|
99.58
|
|
Sale
|
-144
|
99.58
|
|
Sale
|
-72
|
99.58
|
|
Sale
|
-72
|
99.58
|
|
Sale
|
-27
|
99.58
|
|
Sale
|
-1
|
99.58
|
|
Sale
|
-18
|
99.58
|
|
Sale
|
-26
|
99.58
|
|
Sale
|
-23
|
99.58
|
|
Sale
|
-152
|
99.67
|
|
Sale
|
-167
|
99.58
|
|
Sale
|
-5
|
99.56
|
|
Sale
|
-4
|
99.56
|
|
Sale
|
-27
|
99.56
|
|
Sale
|
-7
|
99.56
|
|
Sale
|
-1
|
99.56
|
|
Sale
|
-73
|
99.55
|
|
Sale
|
-49
|
99.54
|
|
Sale
|
-93
|
99.54
|
|
Sale
|
-285
|
99.54
|
|
Sale
|
-21
|
99.55
|
|
Sale
|
-1
|
99.67
|
|
Sale
|
-16
|
99.67
|
|
Sale
|
-100
|
99.67
|
|
Sale
|
-67
|
99.67
|
|
Sale
|
-418
|
99.67
|
|
Sale
|
-61
|
99.68
|
|
Sale
|
-4
|
99.70
|
|
Sale
|
-27
|
99.70
|
|
Sale
|
-1
|
99.71
|
|
Sale
|
-427
|
99.50
|
|
Sale
|
-49
|
99.44
|
|
Sale
|
-500
|
99.44
|
|
Sale
|
-1
|
99.45
|
|
Sale
|
-149
|
99.46
|
|
Sale
|
-701
|
99.46
|
|
Sale
|
-636
|
99.50
|
|
Sale
|
-233
|
99.42
|
|
Sale
|
-395
|
99.42
|
|
Sale
|
-1
|
99.42
|
|
Sale
|
-311
|
99.42
|
|
Sale
|
-1
|
99.42
|
|
Sale
|
-62
|
99.43
|
|
Sale
|
-219
|
99.43
|
|
Sale
|
-19
|
99.43
|
|
Sale
|
-260
|
99.43
|
|
Sale
|
-999
|
99.43
|
|
Sale
|
-318
|
99.40
|
|
Sale
|
-113
|
99.40
|
|
Sale
|
-500
|
99.40
|
|
Sale
|
-29
|
99.40
|
|
Sale
|
-1
|
99.40
|
|
Sale
|
-127
|
99.40
|
|
Sale
|
-1
|
99.40
|
|
Sale
|
-7
|
99.40
|
|
Sale
|
-45
|
99.40
|
|
Sale
|
-201
|
99.40
|
|
Sale
|
-251
|
99.40
|
|
Sale
|
-40
|
99.40
|
|
Sale
|
-27
|
99.40
|
|
Sale
|
-21
|
99.40
|
|
Sale
|
-56
|
99.40
|
|
Sale
|
-250
|
99.40
|
|
Sale
|
-113
|
99.40
|
|
Sale
|
-500
|
99.40
|
|
Sale
|
-222
|
99.39
|
|
Sale
|
-1
|
99.39
|
|
Sale
|
-1,488
|
99.39
|
|
Sale
|
-154
|
99.40
|
|
Sale
|
-200
|
99.40
|
|
Sale
|
-1
|
99.40
|
|
Sale
|
-112
|
99.40
|
|
Sale
|
-292
|
99.40
|
|
Sale
|
-1,526
|
99.29
|
|
Sale
|
-93
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-336
|
99.30
|
|
Sale
|
-5
|
99.30
|
|
Sale
|
-10
|
99.30
|
|
Sale
|
-1,974
|
99.24
|
|
Sale
|
-26
|
99.25
|
|
Sale
|
-246
|
99.24
|
|
Sale
|
-1
|
99.24
|
|
Sale
|
-1
|
99.24
|
|
Sale
|
-1,401
|
99.24
|
|
Sale
|
-250
|
99.25
|
|
Sale
|
-101
|
99.25
|
|
Sale
|
-552
|
99.24
|
|
Sale
|
-350
|
99.24
|
|
Sale
|
-6
|
99.24
|
|
Sale
|
-372
|
99.24
|
|
Sale
|
-1,300
|
99.25
|
|
Sale
|
-380
|
99.25
|
|
Sale
|
-100
|
99.25
|
|
Sale
|
-2
|
99.25
|
|
Sale
|
-1,018
|
99.25
|
|
Sale
|
-54
|
99.26
|
|
Sale
|
-982
|
99.25
|
|
Sale
|
-463
|
99.25
|
|
Sale
|
-1
|
99.25
|
|
Sale
|
-54
|
99.25
|
|
Sale
|
-731
|
99.26
|
|
Sale
|
-1
|
99.26
|
|
Sale
|
-272
|
99.26
|
|
Sale
|
-1
|
99.26
|
|
Sale
|
-195
|
99.27
|
|
Sale
|
-46
|
99.27
|
|
Sale
|
-1,000
|
99.25
|
|
Sale
|
-945
|
99.25
|
|
Sale
|
-1
|
99.25
|
|
Sale
|
-954
|
99.25
|
|
Sale
|
-563
|
99.24
|
|
Sale
|
-2
|
99.24
|
|
Sale
|
-405
|
99.24
|
|
Sale
|
-1
|
99.25
|
|
Sale
|
-29
|
99.26
|
|
Sale
|
-995
|
99.24
|
|
Sale
|
-705
|
99.24
|
|
Sale
|
-1,295
|
99.23
|
|
Sale
|
-303
|
99.23
|
|
Sale
|
-1
|
99.25
|
|
Sale
|
-1
|
99.26
|
|
Sale
|
-2,000
|
99.25
|
|
Sale
|
-49
|
99.20
|
|
Sale
|
-100
|
99.20
|
|
Sale
|
-1,000
|
99.20
|
|
Sale
|
-80
|
99.20
|
|
Sale
|
-204
|
99.20
|
|
Sale
|
-300
|
99.20
|
|
Sale
|
-1
|
99.22
|
|
Sale
|
-1
|
99.22
|
|
Sale
|
-1,000
|
99.22
|
|
Sale
|
-153
|
99.23
|
|
Sale
|
-195
|
99.23
|
|
Sale
|
-1,100
|
99.26
|
|
Sale
|
-402
|
99.29
|
|
Sale
|
-998
|
99.29
|
|
Sale
|
-759
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-20
|
99.30
|
|
Sale
|
-150
|
99.30
|
|
Sale
|
-25
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-144
|
99.30
|
|
Sale
|
-1,856
|
99.30
|
|
Sale
|
-50
|
99.30
|
|
Sale
|
-6
|
99.32
|
|
Sale
|
-88
|
99.32
|
|
Sale
|
-944
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-500
|
99.30
|
|
Sale
|
-2,000
|
99.30
|
|
Sale
|
-100
|
99.30
|
|
Sale
|
-7
|
99.30
|
|
Sale
|
-23
|
99.30
|
|
Sale
|
-1
|
99.31
|
|
Sale
|
-1
|
99.31
|
|
Sale
|
-59
|
99.31
|
|
Sale
|
-800
|
99.32
|
|
Sale
|
-35
|
99.32
|
|
Sale
|
-475
|
99.32
|
|
Sale
|
-54
|
99.33
|
|
Sale
|
-1,941
|
99.31
|
|
Sale
|
-200
|
99.32
|
|
Sale
|
-90
|
99.32
|
|
Sale
|
-1
|
99.32
|
|
Sale
|
-1,368
|
99.32
|
|
Sale
|
-477
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-2,068
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-53
|
99.30
|
|
Sale
|
-1,925
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-53
|
99.30
|
|
Sale
|
-1,947
|
99.30
|
|
Sale
|
-53
|
99.30
|
|
Sale
|
-103
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-2,000
|
99.30
|
|
Sale
|
-1
|
99.30
|
|
Sale
|
-66
|
99.30
|
|
Sale
|
-29
|
99.35
|
|
Sale
|
-2,140
|
99.30
|
|
Sale
|
-26
|
99.31
|
|
Sale
|
-500
|
99.31
|
|
Sale
|
-34
|
99.31
|
|
Sale
|
-500
|
99.35
|
|
Sale
|
-298
|
99.60
|
|
Sale
|
-413
|
99.60
|
|
Sale
|
-58
|
99.57
|
|
Sale
|
-871
|
99.38
|
|
Sale
|
-48
|
99.38
|
|
Sale
|
-6
|
99.38
|
|
Sale
|
-10
|
99.38
|
|
Sale
|
-73
|
99.38
|
|
Sale
|
-92
|
99.38
|
|
Sale
|
-489
|
99.60
|
|
Sale
|
-101
|
99.51
|
|
Sale
|
-127
|
99.55
|
|
Sale
|
-66
|
99.50
|
|
Sale
|
-530
|
99.50
|
|
Sale
|
-470
|
99.50
|
|
Sale
|
-106
|
99.53
|
|
Sale
|
-220
|
99.53
|
|
Sale
|
-43
|
99.50
|
|
Sale
|
-90
|
99.50
|
|
Sale
|
-110
|
99.50
|
|
Sale
|
-4
|
99.50
|
|
Sale
|
-125
|
99.50
|
|
Sale
|
-100
|
99.50
|
|
Sale
|
-50
|
99.50
|
|
Sale
|
-40
|
99.50
|
|
Sale
|
-98
|
99.50
|
|
Sale
|
-50
|
99.50
|
|
Sale
|
-1,000
|
99.50
|
|
Sale
|
-30
|
99.50
|
|
Sale
|
-10
|
99.50
|
|
Sale
|
-150
|
99.50
|
|
Sale
|
-200
|
99.51
|
|
Sale
|
-50
|
99.55
|
|
Sale
|
-60
|
99.64
|
|
Sale
|
-50
|
99.75
|
|
Sale
|
-1
|
99.76
|
|
Sale
|
-631
|
99.89
|
|
Sale
|
-38
|
99.90
|
|
Sale
|
-47
|
99.90
|
|
Sale
|
-156
|
99.90
|
|
Sale
|
-1
|
99.90
|
|
Sale
|
-13
|
99.90
|
|
Sale
|
-900
|
99.90
|
|
Sale
|
-60
|
99.90
|
|
Sale
|
-100
|
99.90
|
|
Sale
|
-221
|
99.95
|
|
Sale
|
-250
|
99.95
|
|
Sale
|
-150
|
99.95
|
|
Sale
|
-661
|
99.98
|
|
Sale
|
-18
|
99.98
|
|
Sale
|
-28,361
|
101.00
|
|
Sale
|
-4,594
|
95.50
|
|
Sale
|
-49,000
|
102.76
|
|
|
|
|
TOTAL BUYS:83325
TOTAL SELLS:419363
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
30-09-2008
|
|
Contact name
|
Simon Crawley/Carolyn Collins
|
|
Telephone number
|
44 20 7888 5416
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
|
|
