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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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10-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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582217
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0.127
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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582217
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0.127
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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308
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102.84
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Purchase
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111
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102.84
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Purchase
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578
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102.82
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Purchase
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16
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102.82
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Purchase
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1
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102.00
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Purchase
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1
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102.00
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Purchase
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800
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102.10
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Purchase
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1,000
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102.00
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Purchase
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597
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101.95
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Purchase
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10,000
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101.96
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Purchase
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4
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101.95
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Purchase
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112
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101.95
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Purchase
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812
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101.95
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Purchase
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2,475
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101.95
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Purchase
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3
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101.93
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Purchase
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524
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102.00
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Purchase
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2,100
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101.90
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Purchase
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349
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102.00
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Purchase
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104
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102.02
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Purchase
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349
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102.03
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Purchase
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90
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102.02
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Purchase
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5
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102.02
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Purchase
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36
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102.02
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Purchase
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2,289
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101.50
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Purchase
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1,147
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101.55
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Purchase
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46
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101.55
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Purchase
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216
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101.55
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Purchase
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1,191
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101.55
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Purchase
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149
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102.02
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Sale
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-894
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102.00
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Sale
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-206
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102.01
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Sale
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-11
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101.89
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Sale
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-10
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101.86
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Sale
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-10
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101.86
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Sale
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-233
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101.87
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Sale
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-906
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102.03
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Sale
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-1,383
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102.03
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Sale
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-4,384
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102.03
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Sale
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-755
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103.12
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Sale
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-1,000
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103.12
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Sale
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-1,000
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103.12
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Sale
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-245
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103.12
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Sale
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-1,000
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102.07
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Sale
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-1
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102.10
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Sale
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-108
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102.02
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Sale
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-546
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102.02
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Sale
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-100
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102.02
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Sale
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-146
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102.03
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Sale
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-1
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102.00
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Sale
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-269
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101.88
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Sale
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-318
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101.88
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Sale
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-120
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101.88
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Sale
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-183
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101.88
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Sale
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-141
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101.88
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Sale
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-30
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101.88
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Sale
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-114
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101.88
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Sale
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-14
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101.89
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Sale
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-47
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101.89
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Sale
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-97
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101.89
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Sale
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-268
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101.89
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Sale
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-530
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101.89
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Sale
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-30
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101.89
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Sale
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-141
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101.89
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Sale
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-307
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101.89
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Sale
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-80
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101.89
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Sale
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-318
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101.86
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Sale
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-200
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101.86
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Sale
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-1
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101.86
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Sale
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-712
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101.86
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Sale
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-288
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101.86
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Sale
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-115
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101.87
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Sale
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-500
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101.87
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Sale
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-15
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101.87
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Sale
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-13
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101.87
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Sale
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-43
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101.87
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Sale
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-220
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101.87
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Sale
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-132
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101.87
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Sale
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-28
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101.87
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Sale
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-809
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101.87
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Sale
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-25
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101.88
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Sale
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-42
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101.87
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Sale
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-200
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101.87
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Sale
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-635
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101.87
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Sale
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-30
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101.87
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Sale
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-1
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101.87
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Sale
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-53
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101.87
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Sale
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-339
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101.87
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Sale
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-641
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101.86
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Sale
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-300
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101.86
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Sale
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-50
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101.86
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Sale
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-607
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101.86
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Sale
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-92
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101.87
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Sale
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-554
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101.88
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Sale
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-307
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102.06
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Sale
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-134
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102.06
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Sale
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-26
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102.06
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Sale
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-50
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102.06
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Sale
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-3
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101.99
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Sale
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-1,200
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102.24
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Sale
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-800
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102.02
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Sale
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-500
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102.02
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Sale
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-1
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101.87
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Sale
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-700
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101.87
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Sale
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-5
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101.87
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Sale
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-400
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101.89
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Sale
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-50
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101.89
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Sale
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-300
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101.89
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Sale
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-4
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101.89
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Sale
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-264
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101.89
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Sale
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-1,043
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101.90
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TOTAL BUYS: 25412
TOTAL SELLS: 28378
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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11-09-2008
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Contact name
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Simon Crawley / Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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