20th Jan 2010 11:30
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,150 |
GBP 1.25 |
GBP 1.24 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
730 |
GBP 1.25 |
GBP 1.24 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,006 |
GBP 1.24 |
|
Long Swap |
LONG |
2,690 |
GBP 1.25 |
|
Long Swap |
LONG |
384 |
GBP 1.24 |
|
Long Swap |
LONG |
70 |
GBP 1.24 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
70 |
GBP 1.24 |
|
Short Swap |
SHORT |
660 |
GBP 1.24 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
476 |
GBP 2.59 |
GBP 2.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
128 |
GBP 2.57 |
GBP 2.57 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
436 |
GBP 2.59 |
|
Long Swap |
LONG |
21 |
GBP 2.59 |
|
Long Swap |
LONG |
19 |
GBP 2.59 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
128 |
GBP 2.57 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
23,840 |
GBP 5.25 |
GBP 5.16 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
44,729 |
GBP 5.26 |
GBP 5.19 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
182 |
GBP 5.30 |
|
Long Swap |
LONG |
728 |
GBP 5.30 |
|
Long Swap |
LONG |
934 |
GBP 5.19 |
|
Long Swap |
LONG |
1,413 |
GBP 5.22 |
|
Long Swap |
LONG |
1,966 |
GBP 5.16 |
|
Long Swap |
LONG |
3,000 |
GBP 5.20 |
|
Long Swap |
LONG |
4,000 |
GBP 5.20 |
|
Long Swap |
LONG |
7,568 |
GBP 5.22 |
|
Long Swap |
LONG |
95 |
GBP 5.16 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4,555 |
GBP 5.20 |
|
Short Swap |
SHORT |
7,956 |
GBP 5.20 |
|
Short Swap |
SHORT |
182 |
GBP 5.23 |
|
Short Swap |
SHORT |
2,800 |
GBP 5.20 |
|
Short Swap |
SHORT |
1,201 |
GBP 5.20 |
|
Short Swap |
SHORT |
1,100 |
GBP 5.20 |
|
Short Swap |
SHORT |
934 |
GBP 5.23 |
|
Short Swap |
SHORT |
728 |
GBP 5.29 |
|
Short Swap |
SHORT |
539 |
GBP 5.29 |
|
Short Swap |
SHORT |
372 |
GBP 5.20 |
|
Short Swap |
SHORT |
328 |
GBP 5.20 |
|
Short Swap |
SHORT |
290 |
GBP 5.20 |
|
Short Swap |
SHORT |
19,790 |
GBP 5.20 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
42,499,994 |
GBP 8.39 |
GBP 8.33 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
18,544,942 |
GBP 8.38 |
GBP 8.33 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
88,768 |
GBP 8.35 |
|
Long Swap |
LONG |
46,887 |
GBP 8.37 |
|
Long Swap |
LONG |
51,888 |
GBP 8.38 |
|
Long Swap |
LONG |
58,210 |
GBP 834.83 |
|
Long Swap |
LONG |
59,469 |
GBP 8.34 |
|
Long Swap |
LONG |
59,614 |
GBP 8.37 |
|
Long Swap |
LONG |
64,861 |
GBP 8.37 |
|
Long Swap |
LONG |
66,845 |
GBP 8.35 |
|
Long Swap |
LONG |
388,066 |
GBP 8.37 |
|
Long Swap |
LONG |
86,024 |
GBP 8.37 |
|
Long Swap |
LONG |
39,202 |
GBP 8.37 |
|
Long Swap |
LONG |
96,609 |
GBP 8.34 |
|
Long Swap |
LONG |
155,967 |
GBP 8.34 |
|
Long Swap |
LONG |
175,421 |
GBP 8.36 |
|
Long Swap |
LONG |
194,033 |
GBP 8.34 |
|
Long Swap |
LONG |
209,806 |
GBP 8.36 |
|
Long Swap |
LONG |
289,633 |
GBP 8.36 |
|
Long Swap |
LONG |
290,239 |
GBP 8.36 |
|
Long Swap |
LONG |
430 |
GBP 8.38 |
|
Long Swap |
LONG |
68,818 |
GBP 8.38 |
|
Long Swap |
LONG |
10,900 |
GBP 8.36 |
|
Long Swap |
LONG |
1,661 |
GBP 8.35 |
|
Long Swap |
LONG |
1,812 |
GBP 8.35 |
|
Long Swap |
LONG |
2,950 |
GBP 8.36 |
|
Long Swap |
LONG |
3,020 |
GBP 8.35 |
|
Long Swap |
LONG |
4,207 |
GBP 8.38 |
|
Long Swap |
LONG |
5,493 |
GBP 8.36 |
|
Long Swap |
LONG |
5,566 |
GBP 8.36 |
|
Long Swap |
LONG |
5,570 |
GBP 8.35 |
|
Long Swap |
LONG |
46,790 |
GBP 834.83 |
|
Long Swap |
LONG |
8,607 |
GBP 8.35 |
|
Long Swap |
LONG |
44,948 |
GBP 8.37 |
|
Long Swap |
LONG |
17,875 |
GBP 8.36 |
|
Long Swap |
LONG |
25,000 |
GBP 8.35 |
|
Long Swap |
LONG |
26,822 |
GBP 8.35 |
|
Long Swap |
LONG |
27,167 |
GBP 8.37 |
|
Long Swap |
LONG |
27,222 |
GBP 8.35 |
|
Long Swap |
LONG |
31,361 |
GBP 8.38 |
|
Long Swap |
LONG |
37,508 |
GBP 8.38 |
|
Long Swap |
LONG |
505,423 |
GBP 8.37 |
|
Long Swap |
LONG |
6,581 |
GBP 8.35 |
|
Long Swap |
LONG |
3,263,623 |
GBP 8.36 |
|
Long Swap |
LONG |
311,934 |
GBP 8.37 |
|
Long Swap |
LONG |
6,863,028 |
GBP 8.36 |
|
Long Swap |
LONG |
2,250,000 |
GBP 8.36 |
|
Long Swap |
LONG |
2,000,000 |
GBP 8.37 |
|
Long Swap |
LONG |
1,533,695 |
GBP 8.37 |
|
Long Swap |
LONG |
1,226,961 |
GBP 8.38 |
|
Long Swap |
LONG |
1,125,392 |
GBP 8.36 |
|
Long Swap |
LONG |
1,062,848 |
GBP 8.37 |
|
Long Swap |
LONG |
1,000,000 |
GBP 8.36 |
|
Long Swap |
LONG |
904,608 |
GBP 8.36 |
|
Long Swap |
LONG |
744,000 |
GBP 8.35 |
|
Long Swap |
LONG |
729,331 |
GBP 8.37 |
|
Long Swap |
LONG |
1,116,000 |
GBP 8.35 |
|
Long Swap |
LONG |
583,464 |
GBP 8.38 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
5,493 |
GBP 8.36 |
|
Short Swap |
SHORT |
22,474 |
GBP 8.34 |
|
Short Swap |
SHORT |
20,433 |
GBP 8.36 |
|
Short Swap |
SHORT |
20,000 |
GBP 8.34 |
|
Short Swap |
SHORT |
17,875 |
GBP 8.36 |
|
Short Swap |
SHORT |
13,850 |
GBP 8.34 |
|
Short Swap |
SHORT |
13,584 |
GBP 8.34 |
|
Short Swap |
SHORT |
1,812 |
GBP 8.32 |
|
Short Swap |
SHORT |
8,607 |
GBP 8.32 |
|
Short Swap |
SHORT |
3,020 |
GBP 8.32 |
|
Short Swap |
SHORT |
22,474 |
GBP 8.34 |
|
Short Swap |
SHORT |
113,487 |
GBP 8.36 |
|
Short Swap |
SHORT |
13,583 |
GBP 8.34 |
|
Short Swap |
SHORT |
25,000 |
GBP 8.36 |
|
Short Swap |
SHORT |
29,807 |
GBP 8.34 |
|
Short Swap |
SHORT |
29,807 |
GBP 8.34 |
|
Short Swap |
SHORT |
44,455 |
GBP 8.36 |
|
Short Swap |
SHORT |
50,000 |
GBP 8.34 |
|
Short Swap |
SHORT |
76,176 |
GBP 8.36 |
|
Short Swap |
SHORT |
96,774 |
GBP 8.35 |
|
Short Swap |
SHORT |
1,661 |
GBP 8.32 |
|
Short Swap |
SHORT |
252,711 |
GBP 8.34 |
|
Short Swap |
SHORT |
252,712 |
GBP 8.34 |
|
Short Swap |
SHORT |
531,423 |
GBP 8.34 |
|
Short Swap |
SHORT |
531,425 |
GBP 8.34 |
|
Short Swap |
SHORT |
88,768 |
GBP 8.36 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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