19th Feb 2008 16:46
UBS Securities LLC19 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLC Company dealt in BHP Billiton Limited (ISIN US0886061086)Class of relevant security to which thedealings being disclosed relate (Note 1) Ordinary shares dealt in ADR form ADR (1 ADR = 2 Ords) Date of dealing 15 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 481482 Ords 122462 Ords (equivalent to (equivalent to 61231 240741 ADRs) ADRs)(2) Derivatives (other than options) - - - -(3) Options and agreements to purchase/sell 709800 Ords 1741000 Ords (equivalent to (equivalent to 870500 354900 ADRs) ADRs) Total 1191282 Ords 0.03 1863462 Ords 0.05 (equivalent to (equivalent to 931731 595641 ADRs) ADRs) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Buy/Sell Number of Trade Price (USD) SecuritiesB 23400 69.79B 200 69.31B 12082 69.258B 800 69.395B 29522 69.338B 10400 69.24B 29104 69.036S 360 68.139S 4800 70.073S 7800 69.452S 400 69.18S 600 69.543S 18800 69.267S 1802 69.149S 200 68.9S 2220 69.059S 13046 69.368S 39148 69.088S 200 69.06S 1088 69.314S 1304 69.306S 360 68.99S 10386 69.691S 28 69.6Total Buys 105508Total Sells 102542 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product B/S Number of Exercise Type Expiration Price (USD) Securities Price (USD)CALL B 4000 80 Amer 8/16/2008 4.10CALL B 600 70 Amer 2/16/2008 0.10CALL B 2400 70 Amer 2/16/2008 0.12CALL B 2200 70 Amer 2/16/2008 0.09CALL B 6000 70 Amer 2/16/2008 0.10CALL B 6000 70 Amer 2/16/2008 0.10CALL B 600 67.5 Amer 2/16/2008 1.93CALL B 600 70 Amer 5/17/2008 5.70CALL B 400 75 Amer 5/17/2008 3.50CALL B 1000 80 Amer 5/17/2008 2.10CALL B 2000 80 Amer 5/17/2008 2.15CALL B 400 85 Amer 5/17/2008 1.05CALL B 200 85 Amer 5/17/2008 1.15CALL B 400 90 Amer 5/17/2008 0.55CALL B 1000 90 Amer 5/17/2008 0.55CALL B 600 60 Amer 8/16/2008 13.60CALL B 200 70 Amer 8/16/2008 7.60CALL B 1000 40 Amer 1/17/2009 29.70CALL S 4000 80 Amer 8/16/2008 4.20CALL S 600 70 Amer 2/16/2008 0.23CALL S 200 70 Amer 2/16/2008 0.10CALL S 600 70 Amer 2/16/2008 0.15CALL S 200 70 Amer 2/16/2008 0.15CALL S 2000 70 Amer 2/16/2008 0.15CALL S 5000 70 Amer 2/16/2008 0.15CALL S 10800 70 Amer 2/16/2008 0.15CALL S 1000 70 Amer 2/16/2008 0.25CALL S 600 70 Amer 2/16/2008 0.25CALL S 1000 70 Amer 2/16/2008 0.25CALL S 600 70 Amer 2/16/2008 0.25CALL S 600 70 Amer 2/16/2008 0.20CALL S 200 60 Amer 3/22/2008 9.90CALL S 200 70 Amer 3/22/2008 3.30CALL S 200 70 Amer 5/17/2008 5.60CALL S 5200 75 Amer 5/17/2008 3.60CALL S 800 95 Amer 5/17/2008 0.50CALL S 4000 80 Amer 8/16/2008 4.10CALL S 800 100 Amer 8/16/2008 1.15CALL S 200 60 Amer 1/17/2009 16.40CALL S 600 65 Amer 1/17/2009 13.40CALL S 1400 95 Amer 1/17/2009 3.60PUT B 200 70 Amer 2/16/2008 0.65PUT B 1000 70 Amer 2/16/2008 0.95PUT B 2400 70 Amer 2/16/2008 0.18PUT B 2200 70 Amer 2/16/2008 0.21PUT B 7200 70 Amer 2/16/2008 0.20PUT B 3400 70 Amer 2/16/2008 0.15PUT B 5000 70 Amer 2/16/2008 0.15PUT B 200 65 Amer 3/22/2008 2.00PUT B 200 65 Amer 3/22/2008 2.00PUT B 1000 65 Amer 3/22/2008 1.80PUT B 800 55 Amer 5/17/2008 1.45PUT B 200 65 Amer 5/17/2008 4.00PUT B 400 50 Amer 1/17/2009 3.10PUT S 200 70 Amer 2/16/2008 1.25PUT S 200 65 Amer 5/17/2008 4.20 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 19 FEBRUARY 2008 Contact name Richard Mulcahy Telephone number 203 719 0467 Name of offeree/offeror with which connected BHP Billiton Nature of connection (Note 9) Connected Adviser Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Option Positions Product Purchased/Written Number of Exercise Type Expiration Closing Securities Price (USD) Price (USD) to which the option relates toCALL Purchased 0 80 Amer Aug-08 0.00CALL Purchased 3600 100 Amer Feb-08 0.02CALL Purchased 6000 105 Amer Feb-08 0.05CALL Purchased 1200 45 Amer Feb-08 24.10CALL Purchased 1000 47.5 Amer Feb-08 21.60CALL Purchased 17600 52.5 Amer Feb-08 16.60CALL Purchased 13600 55 Amer Feb-08 14.50CALL Purchased 5800 57.5 Amer Feb-08 12.00CALL Purchased 34000 60 Amer Feb-08 9.40CALL Purchased 11200 62.5 Amer Feb-08 7.30CALL Purchased 30400 70 Amer Feb-08 0.10CALL Purchased 22400 75 Amer Feb-08 0.05CALL Purchased 16000 85 Amer Feb-08 0.05CALL Purchased 2600 105 Amer May-08 0.20CALL Purchased 27200 110 Amer May-08 0.15CALL Purchased 400 47.5 Amer May-08 22.00CALL Purchased 2800 55 Amer May-08 15.58CALL Purchased 15800 80 Amer May-08 2.15CALL Purchased 42600 85 Amer May-08 1.15CALL Purchased 1800 100 Amer Aug-08 1.15CALL Purchased 38400 60 Amer Aug-08 13.60CALL Purchased 6800 80 Amer Aug-08 4.30CALL Purchased 2800 90 Amer Aug-08 2.10CALL Purchased 4400 80 Amer 1/16/2010 10.50CALL Purchased 3600 95 Amer 1/16/2010 5.00CALL Purchased 4200 105 Amer 1/17/2009 2.05CALL Purchased 600 120 Amer 1/17/2009 1.05CALL Purchased 3200 125 Amer 1/17/2009 0.75CALL Purchased 5200 135 Amer 1/17/2009 0.55CALL Purchased 12800 140 Amer 1/17/2009 0.15CALL Purchased 400 20 Amer 1/17/2009 48.00CALL Purchased 200 40 Amer 1/17/2009 29.70CALL Purchased 2200 55 Amer 1/17/2009 17.00CALL Purchased 7200 60 Amer 1/17/2009 16.40CALL Purchased 3000 75 Amer 1/17/2009 8.80CALL Purchased 40200 80 Amer 1/17/2009 7.10CALL Purchased 19400 90 Amer 1/17/2009 4.30CALL Written -5200 110 Amer Feb-08 0.05CALL Written -3800 50 Amer Feb-08 19.10CALL Written -70800 65 Amer Feb-08 5.10CALL Written -34600 67.5 Amer Feb-08 2.40CALL Written -10800 80 Amer Feb-08 0.05CALL Written -30200 90 Amer Feb-08 0.05CALL Written -3000 95 Amer Feb-08 0.05CALL Written -10000 55 Amer Mar-08 14.66CALL Written -1200 60 Amer Mar-08 10.40CALL Written -2000 62.5 Amer Mar-08 7.70CALL Written -32600 65 Amer Mar-08 6.50CALL Written -34600 67.5 Amer Mar-08 4.60CALL Written -10600 70 Amer Mar-08 3.30CALL Written -40400 75 Amer Mar-08 1.35CALL Written -3600 80 Amer Mar-08 0.50CALL Written -39800 100 Amer May-08 0.25CALL Written -400 50 Amer May-08 19.70CALL Written -54800 60 Amer May-08 11.67CALL Written -55600 62.5 Amer May-08 10.60CALL Written -32800 65 Amer May-08 8.70CALL Written -21600 67.5 Amer May-08 7.00CALL Written -39800 70 Amer May-08 5.70CALL Written -74000 75 Amer May-08 3.60CALL Written -71600 90 Amer May-08 0.75CALL Written -1000 95 Amer May-08 0.45CALL Written -6400 50 Amer Aug-08 20.90CALL Written -27000 55 Amer Aug-08 16.80CALL Written -32400 65 Amer Aug-08 10.20CALL Written -200 67.5 Amer Aug-08 8.80CALL Written -15400 70 Amer Aug-08 8.03CALL Written -4200 75 Amer Aug-08 6.00CALL Written -800 85 Amer Aug-08 3.00CALL Written -6600 95 Amer Aug-08 1.35CALL Written -14000 100 Amer 1/16/2010 6.40CALL Written -2200 40 Amer 1/16/2010 31.30CALL Written -800 50 Amer 1/16/2010 25.60CALL Written -3000 60 Amer 1/16/2010 18.70CALL Written -9800 70 Amer 1/16/2010 14.10CALL Written -8800 90 Amer 1/16/2010 8.80CALL Written -16200 100 Amer 1/17/2009 2.90CALL Written -6000 110 Amer 1/17/2009 1.30CALL Written -1400 115 Amer 1/17/2009 1.35CALL Written -1600 130 Amer 1/17/2009 0.50CALL Written -3000 30 Amer 1/17/2009 38.00CALL Written -36800 50 Amer 1/17/2009 23.40CALL Written -800 65 Amer 1/17/2009 13.40CALL Written -23200 70 Amer 1/17/2009 10.60CALL Written -7200 95 Amer 1/17/2009 3.60PUT Purchased 4600 47.5 Amer Feb-08 0.05PUT Purchased 600 52.5 Amer Feb-08 0.05PUT Purchased 11200 55 Amer Feb-08 0.10PUT Purchased 78200 65 Amer Feb-08 0.05PUT Purchased 29400 67.5 Amer Feb-08 0.06PUT Purchased 2800 80 Amer Feb-08 9.50PUT Purchased 800 50 Amer Mar-08 0.10PUT Purchased 10000 55 Amer Mar-08 0.35PUT Purchased 8800 60 Amer Mar-08 0.80PUT Purchased 30000 62.5 Amer Mar-08 1.20PUT Purchased 44200 65 Amer Mar-08 1.80PUT Purchased 1200 67.5 Amer Mar-08 2.60PUT Purchased 23200 70 Amer Mar-08 3.90PUT Purchased 3200 75 Amer Mar-08 7.00PUT Purchased 8800 100 Amer May-08 34.30PUT Purchased 2600 37.5 Amer May-08 0.10PUT Purchased 9400 40 Amer May-08 0.15PUT Purchased 1800 42.5 Amer May-08 0.35PUT Purchased 2000 45 Amer May-08 0.45PUT Purchased 6800 47.5 Amer May-08 0.50PUT Purchased 26200 50 Amer May-08 0.80PUT Purchased 89000 60 Amer May-08 2.30PUT Purchased 69400 65 Amer May-08 4.00PUT Purchased 68000 70 Amer May-08 6.30PUT Purchased 45400 75 Amer May-08 9.60PUT Purchased 6400 80 Amer May-08 13.20PUT Purchased 37800 90 Amer May-08 20.70PUT Purchased 16800 95 Amer May-08 25.30PUT Purchased 4000 100 Amer Aug-08 31.90PUT Purchased 32800 50 Amer Aug-08 1.75PUT Purchased 9000 55 Amer Aug-08 2.45PUT Purchased 27600 65 Amer Aug-08 6.00PUT Purchased 4400 67.5 Amer Aug-08 6.60PUT Purchased 11000 70 Amer Aug-08 7.90PUT Purchased 14600 75 Amer Aug-08 10.70PUT Purchased 1400 80 Amer Aug-08 13.90PUT Purchased 1000 85 Amer Aug-08 17.60PUT Purchased 2000 95 Amer Aug-08 26.00PUT Purchased 10000 40 Amer 1/16/2010 0.40PUT Purchased 3600 80 Amer 1/16/2010 20.00PUT Purchased 200 90 Amer 1/16/2010 25.90PUT Purchased 4400 30 Amer 1/17/2009 0.60PUT Purchased 14600 40 Amer 1/17/2009 1.49PUT Purchased 17400 50 Amer 1/17/2009 3.20PUT Purchased 19600 55 Amer 1/17/2009 2.45PUT Purchased 6200 65 Amer 1/17/2009 7.80PUT Purchased 4200 75 Amer 1/17/2009 13.30PUT Purchased 1800 90 Amer 1/17/2009 24.70PUT Written -10400 45 Amer Feb-08 0.05PUT Written -600 50 Amer Feb-08 0.05PUT Written -23600 57.5 Amer Feb-08 0.03PUT Written -56600 60 Amer Feb-08 0.05PUT Written -10000 62.5 Amer Feb-08 0.08PUT Written -25600 70 Amer Feb-08 0.10PUT Written -22000 75 Amer Feb-08 5.40PUT Written -400 80 Amer Mar-08 10.50PUT Written -1000 30 Amer May-08 0.05PUT Written -200 32.5 Amer May-08 0.10PUT Written -17200 55 Amer May-08 1.45PUT Written -26000 62.5 Amer May-08 3.10PUT Written -14400 67.5 Amer May-08 4.70PUT Written -12200 85 Amer May-08 17.30PUT Written -8600 60 Amer Aug-08 4.08PUT Written -2800 50 Amer 1/16/2010 3.40PUT Written -1800 60 Amer 1/16/2010 9.30PUT Written -2400 70 Amer 1/16/2010 13.98PUT Written -5000 20 Amer 1/17/2009 0.25PUT Written -28600 60 Amer 1/17/2009 6.40PUT Written -6200 70 Amer 1/17/2009 11.60PUT Written -23600 80 Amer 1/17/2009 16.58 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group