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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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28-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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269803
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0.013
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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269803
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0.013
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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15583
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0.804 (GBP)
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Buy
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15000
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0.8065 (GBP)
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Buy
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14954
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0.8 (GBP)
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Buy
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14858
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0.8085 (GBP)
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Buy
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11315
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0.8075 (GBP)
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Buy
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11117
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0.8095 (GBP)
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Buy
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10322
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0.7955 (GBP)
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Buy
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9231
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0.8 (GBP)
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Buy
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7722
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0.8 (GBP)
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Buy
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7247
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0.791 (GBP)
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Buy
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6809
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0.797 (GBP)
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Buy
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6316
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0.8 (GBP)
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Buy
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6061
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0.7925 (GBP)
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Buy
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5916
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0.799 (GBP)
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Buy
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5818
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0.8 (GBP)
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Buy
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5610
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0.807 (GBP)
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Buy
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5535
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0.8065 (GBP)
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Buy
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5327
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0.811 (GBP)
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Buy
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5231
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0.7965 (GBP)
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Buy
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4891
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0.8075 (GBP)
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Buy
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4831
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0.8 (GBP)
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Buy
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3954
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0.8065 (GBP)
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Buy
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3901
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0.802 (GBP)
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Buy
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3754
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0.802 (GBP)
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Buy
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3620
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0.801 (GBP)
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Buy
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3375
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0.802 (GBP)
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Buy
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3212
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0.8095 (GBP)
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Buy
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3187
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0.793 (GBP)
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Buy
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3103
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0.7995 (GBP)
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Buy
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2983
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0.7925 (GBP)
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Buy
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2840
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0.791 (GBP)
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Buy
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2829
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0.7995 (GBP)
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Buy
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2672
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0.8065 (GBP)
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Buy
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2646
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0.804 (GBP)
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Buy
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2390
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0.8095 (GBP)
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Buy
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2371
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0.799 (GBP)
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Buy
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2202
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0.807 (GBP)
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Buy
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2202
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0.8095 (GBP)
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Buy
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2175
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0.8065 (GBP)
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Buy
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2094
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0.8095 (GBP)
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Buy
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2092
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0.799 (GBP)
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Buy
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2000
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0.802 (GBP)
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Buy
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1942
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0.802 (GBP)
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Buy
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1787
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0.7965 (GBP)
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Buy
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1779
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0.802 (GBP)
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Buy
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1745
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0.808 (GBP)
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Buy
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1721
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0.7995 (GBP)
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Buy
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1671
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0.809 (GBP)
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Buy
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1515
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0.7925 (GBP)
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Buy
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1470
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0.799 (GBP)
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Buy
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1126
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0.809 (GBP)
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Buy
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1000
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0.802 (GBP)
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Buy
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969
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0.811 (GBP)
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Buy
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929
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0.8 (GBP)
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Buy
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891
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0.807 (GBP)
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Buy
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629
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0.802 (GBP)
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Buy
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489
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0.7995 (GBP)
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Buy
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399
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0.809 (GBP)
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Buy
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285
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0.8075 (GBP)
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Buy
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285
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0.802 (GBP)
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Buy
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257
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0.809 (GBP)
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Buy
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237
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0.807 (GBP)
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Sell
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12387
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0.8055 (GBP)
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Sell
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12178
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0.8 (GBP)
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Sell
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12075
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0.813 (GBP)
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Sell
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12000
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0.7995 (GBP)
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Sell
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11973
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0.808 (GBP)
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Sell
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11044
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0.808 (GBP)
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Sell
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10000
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0.8095 (GBP)
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Sell
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9505
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0.8145 (GBP)
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Sell
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9367
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0.806 (GBP)
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Sell
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9166
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0.808 (GBP)
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Sell
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7688
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0.7995 (GBP)
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Sell
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6975
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0.806 (GBP)
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Sell
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6876
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0.817 (GBP)
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Sell
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6754
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0.7965 (GBP)
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Sell
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6622
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0.7995 (GBP)
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Sell
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6560
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0.807 (GBP)
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Sell
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5909
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0.799 (GBP)
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Sell
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5761
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0.8095 (GBP)
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Sell
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5688
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0.7965 (GBP)
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Sell
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5261
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0.806 (GBP)
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Sell
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5088
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0.808 (GBP)
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Sell
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5032
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0.795 (GBP)
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Sell
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5000
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0.8055 (GBP)
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Sell
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5000
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0.7985 (GBP)
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Sell
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5000
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0.7975 (GBP)
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Sell
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4999
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0.7925 (GBP)
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Sell
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4999
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0.808 (GBP)
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Sell
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4974
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0.7915 (GBP)
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Sell
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4892
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0.801 (GBP)
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Sell
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4713
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0.8055 (GBP)
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Sell
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4426
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0.7915 (GBP)
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Sell
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4408
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0.7965 (GBP)
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Sell
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4212
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0.8 (GBP)
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Sell
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4064
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0.7955 (GBP)
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Sell
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3920
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0.7915 (GBP)
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Sell
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3855
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0.7945 (GBP)
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Sell
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3814
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0.808 (GBP)
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Sell
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3611
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0.8055 (GBP)
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Sell
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3430
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0.7975 (GBP)
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Sell
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3154
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0.8 (GBP)
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Sell
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3127
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0.7945 (GBP)
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Sell
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3000
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0.808 (GBP)
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Sell
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2941
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0.8055 (GBP)
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Sell
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2876
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0.817 (GBP)
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Sell
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2776
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0.8055 (GBP)
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Sell
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2703
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0.7985 (GBP)
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Sell
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2574
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0.807 (GBP)
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Sell
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2502
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0.7945 (GBP)
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Sell
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1999
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0.808 (GBP)
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Sell
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1868
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0.8095 (GBP)
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Sell
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1842
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0.7955 (GBP)
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Sell
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1568
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0.807 (GBP)
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Sell
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1500
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0.7985 (GBP)
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Sell
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1436
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0.8055 (GBP)
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Sell
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1247
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0.799 (GBP)
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Sell
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923
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0.7915 (GBP)
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Sell
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922
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0.807 (GBP)
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Sell
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877
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0.8055 (GBP)
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Sell
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849
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0.7945 (GBP)
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Sell
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749
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0.7945 (GBP)
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Sell
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683
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0.8055 (GBP)
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Sell
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495
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0.8145 (GBP)
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Sell
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248
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0.817 (GBP)
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Sell
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224
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0.7945 (GBP)
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Sell
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118
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0.7965 (GBP)
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Sell
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66
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0.8055 (GBP)
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Sell
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4
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0.7915 (GBP)
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TOTAL BUYS: 260422
TOTAL SELLS:302497
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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29-Oct-2009
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Contact name
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Collins,Carolyn/Eliades, Vassilis
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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