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EPT Disclosure

8th Sep 2008 16:09

RNS Number : 9719C
Deutsche Bank AG
08 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
05/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
8,878,933 0.26%
-6,955,982 -0.21%
(2) Derivatives (other than options)
 
7,047,232 0.21%
-7,601,281 -0.23%
(3) Options and agreements to purchase/sell
 
13,464,000 0.40%
-8,102,000 -0.24%
Total
 
29,390,165 0.88%
-22,659,263 -0.67%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
8803
36.31
Purchase
31
36.32
Purchase
8303
36.33
Purchase
2437
36.34
Purchase
17214
36.35
Purchase
8303
36.36
Purchase
4318
36.38
Purchase
3460
36.39
Purchase
89358
36.40
Purchase
13684
36.41
Purchase
2301
36.42
Purchase
788
36.43
Purchase
3154
36.44
Purchase
7586
36.45
Purchase
1884
36.46
Purchase
3182
36.47
Purchase
1978
36.48
Purchase
5161
36.50
Purchase
426
36.51
Purchase
1855
36.52
Purchase
2520
36.53
Purchase
1075
36.54
Purchase
801
36.55
Purchase
8805
36.56
Purchase
3365
36.57
Purchase
5117
36.58
Purchase
4672
36.59
Purchase
20860
36.60
Purchase
4792
36.61
Purchase
2964
36.62
Purchase
16454
36.63
Purchase
7051
36.64
Purchase
17072
36.65
Purchase
15252
36.66
Purchase
14643
36.67
Purchase
10664
36.68
Purchase
7173
36.69
Purchase
13196
36.70
Purchase
320
36.71
Purchase
8445
36.72
Purchase
1500
36.72
Purchase
4820
36.73
Purchase
1500
36.74
Purchase
4990
36.74
Purchase
4105
36.75
Purchase
6357
36.76
Purchase
6030
36.77
Purchase
14498
36.78
Purchase
18030
36.79
Purchase
9205
36.80
Purchase
3615
36.81
Purchase
7247
36.82
Purchase
308
36.83
Purchase
750
36.84
Purchase
3898
36.85
Purchase
39730
36.86
Purchase
7762
36.86
Purchase
7888
36.87
Purchase
39800
36.87
Purchase
7321
36.88
Purchase
6207
36.89
Purchase
4951
36.90
Purchase
3848
36.91
Purchase
8032
36.92
Purchase
1245
36.93
Purchase
601
36.94
Purchase
14154
36.95
Purchase
24220
36.95
Purchase
2284
36.96
Purchase
2870
36.97
Purchase
6818
36.98
Purchase
14870
36.99
Purchase
52345
37.00
Purchase
4658
37.01
Purchase
11254
37.02
Purchase
12782
37.03
Purchase
4866
37.04
Purchase
1768
37.05
Purchase
483
37.06
Purchase
5699
37.07
Purchase
11858
37.09
Purchase
14410
37.10
Purchase
20969
37.11
Purchase
905
37.12
Purchase
12482
37.13
Purchase
3752
37.14
Purchase
3682
37.15
Purchase
3175
37.16
Purchase
2229
37.18
Purchase
913
37.19
Purchase
73000
44.00
Purchase
54000
45.00
TOTAL PURCHASE
924151
 
Sale
107
36.30
Sale
9
36.31
Sale
23
36.32
Sale
28
36.33
Sale
2409
36.34
Sale
8797
36.35
Sale
1389
36.36
Sale
8713
36.37
Sale
5772
36.38
Sale
9291
36.39
Sale
4131
36.40
Sale
2959
36.41
Sale
1306
36.42
Sale
1261
36.43
Sale
5989
36.44
Sale
6144
36.45
Sale
6306
36.46
Sale
3721
36.47
Sale
12976
36.48
Sale
2006
36.49
Sale
173
36.50
Sale
5587
36.51
Sale
2585
36.52
Sale
5000
36.53
Sale
765
36.54
Sale
3895
36.55
Sale
6961
36.56
Sale
4231
36.57
Sale
4339
36.58
Sale
11506
36.59
Sale
23329
36.60
Sale
12953
36.61
Sale
5237
36.62
Sale
106000
36.62
Sale
6557
36.63
Sale
5962
36.64
Sale
2590
36.65
Sale
3876
36.66
Sale
18486
36.67
Sale
13710
36.68
Sale
9122
36.69
Sale
4905
36.70
Sale
4673
36.71
Sale
10490
36.72
Sale
3621
36.73
Sale
4051
36.74
Sale
10100
36.74
Sale
4560
36.75
Sale
16086
36.76
Sale
39408
36.76
Sale
55900
36.77
Sale
4478
36.77
Sale
9977
36.78
Sale
17007
36.79
Sale
3864
36.80
Sale
1865
36.81
Sale
4135
36.82
Sale
1744
36.83
Sale
1852
36.84
Sale
2004
36.85
Sale
3478
36.86
Sale
3071
36.87
Sale
3140
36.88
Sale
8846
36.89
Sale
18385
36.90
Sale
7807
36.91
Sale
5175
36.92
Sale
9756
36.93
Sale
9050
36.94
Sale
14420
36.95
Sale
10059
36.96
Sale
10753
36.97
Sale
8535
36.98
 
9712
36.99
 
66459
37.00
 
6227
37.01
 
5225
37.02
 
5876
37.03
 
7114
37.04
 
13652
37.05
 
6748
37.06
 
1869
37.07
 
356
37.08
 
2
37.09
 
9013
37.10
 
11549
37.11
 
5500
37.12
 
1353
37.13
 
16872
37.14
 
14404
37.15
 
3426
37.16
 
967
37.17
 
2235
37.18
 
3136
37.19
TOTAL SALES
841091
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
100
36.30
CFD
Long
7000
36.35
CFD
Long
3920
36.37
CFD
Long
716
36.38
CFD
Long
2860
36.39
CFD
Long
2000
36.40
CFD
Long
1018
36.43
CFD
Long
200
36.45
CFD
Long
449
36.46
CFD
Long
1370
36.47
CFD
Long
2438
36.48
CFD
Long
1000
36.49
CFD
Long
521
36.55
CFD
Long
2350
36.58
CFD
Long
1000
36.59
CFD
Long
106000
36.62
CFD
Long
1196
36.64
CFD
Long
500
36.66
CFD
Long
3000
36.68
CFD
Long
3000
36.70
CFD
Long
1330
36.74
CFD
Long
10100
36.74
CFD
Long
39408
36.76
CFD
Long
55900
36.77
CFD
Long
200
36.78
CFD
Long
2740
36.79
CFD
Long
392
36.80
CFD
Long
500
36.82
CFD
Long
1000
36.85
CFD
Long
1000
36.87
CFD
Long
1021
36.89
CFD
Long
1000
36.90
CFD
Long
1000
36.92
CFD
Long
960
36.93
CFD
Long
1095
36.94
CFD
Long
4308
36.95
CFD
Long
2100
36.96
CFD
Long
2525
36.97
CFD
Long
552
36.98
CFD
Long
815
36.99
CFD
Long
1000
37.00
CFD
Long
2670
37.04
CFD
Long
884
37.05
CFD
Long
7580
37.10
CFD
Long
538
37.11
CFD
Long
1111
37.14
CFD
Long
83
37.15
CFD
Long
1133
37.19
CFD
Short
500
36.31
CFD
Short
31
36.32
CFD
Short
2
36.34
CFD
Short
608
36.35
CFD
Short
966
36.41
CFD
Short
1
36.42
CFD
Short
99
36.44
CFD
Short
1000
36.45
CFD
Short
476
36.47
CFD
Short
1500
36.48
CFD
Short
5161
36.50
CFD
Short
426
36.51
CFD
Short
950
36.52
CFD
Short
1000
36.54
CFD
Short
801
36.55
CFD
Short
1801
36.56
CFD
Short
3365
36.57
CFD
Short
1103
36.58
CFD
Short
1007
36.59
CFD
Short
11094
36.60
CFD
Short
1879
36.61
CFD
Short
100
36.62
CFD
Short
6906
36.63
CFD
Short
4070
36.64
CFD
Short
4755
36.66
CFD
Short
3279
36.68
CFD
Short
400
36.69
CFD
Short
3659
36.70
CFD
Short
320
36.71
CFD
Short
1000
36.72
CFD
Short
431
36.74
CFD
Short
431
36.75
CFD
Short
1190
36.76
CFD
Short
84
36.77
CFD
Short
3588
36.78
CFD
Short
2607
36.79
CFD
Short
4299
36.80
CFD
Short
500
36.81
CFD
Short
36
36.82
CFD
Short
139
36.83
CFD
Short
750
36.84
CFD
Short
523
36.85
CFD
Short
39730
36.86
CFD
Short
39800
36.87
CFD
Short
1674
36.88
CFD
Short
641
36.89
CFD
Short
594
36.90
CFD
Short
810
36.91
CFD
Short
139
36.92
CFD
Short
938
36.93
CFD
Short
1000
36.95
CFD
Short
24220
36.95
CFD
Short
380
36.96
CFD
Short
420
36.97
CFD
Short
500
36.98
CFD
Short
801
36.99
CFD
Short
8735
37.00
CFD
Short
2550
37.01
CFD
Short
7743
37.02
CFD
Short
8362
37.03
CFD
Short
88
37.04
CFD
Short
1000
37.05
CFD
Short
483
37.06
CFD
Short
5536
37.07
CFD
Short
4410
37.10
CFD
Short
538
37.11
CFD
Short
5150
37.13
CFD
Short
858
37.14
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Selling
20,000
40.00
American
31/10/2008
1.22
Call Option
Selling
20,000
40.00
American
31/10/2008
1.31
Call Option
Selling
20,000
40.00
American
31/10/2008
1.33
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
08/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
FORM 8.2
 
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR NON-DISCRETIONARY CLIENTS
(Rule 8.2 of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of entity dealing
Deutsche Securities Australia Limited
Company dealt in
BHP Billiton Limited
Class of relevant security to which the dealings being disclosed relate1
Ordinary
Date of dealing
05/09/2008
 
 
2. DEALINGS 2
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 3)
AUD $
Purchase
106000
36.63
Purchase
3062
37.00
TOTAL PURCHASE
109062
 
Sale
1000
36.40
Sale
8783
36.59
Sale
1217
36.64
Sale
10000
36.70
Sale
1500
36.72
Sale
1500
36.74
Sale
10000
36.75
Sale
10000
36.79
Sale
10000
36.91
Sale
10000
36.93
Sale
10000
36.96
Sale
42002
37.00
Sale
5000
37.01
Sale
10000
37.09
TOTAL SALES
131002
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short 4
Number of securities 5
Price per unit 3
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates 5
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit 3
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit 3
 
 
 
 
 
 
 
Date of disclosure
08/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7084
Name of offeree/offeror with which associated
Rio Tinto Plc
Specify category and nature of associate status 6
Connected Advisor to Offeree
 
 Notes
 
1.
See the definition of “relevant securities” in the Definitions Section of the Code.
 
 
2.
See the definition of “dealings” in the Definitions Section of the Code.
 
3.
For all prices and other monetary amounts, the currency must be stated.
 
4.
If a long position has been increased or a short position reduced as a result of the dealing, write “long”. If a short position has been increased or a long position reduced as a result of the dealing, write “short”. If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing.
 
5.
 
See Note 3 on the definition of “interests in securities” in the Definitions Section of the Code.
6.
 
 
See the definition of “associate” in the Definitions Section of the Code.
For details of the Code’s dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk.
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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