16th Apr 2008 12:10
UBS AG (EPT)16 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 15 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 40 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 40 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 94 13787 AUD Cents SALE 100 13789 SALE 100 13789 SALE 288 13790 SALE 84 13790 SALE 50 13794 SALE 358 13799 SALE 261 13800 SALE 57 13800 SALE 9 13800 SALE 3 13800 PURCHASE 5 13800 PURCHASE 13 13800 PURCHASE 61 13800 PURCHASE 304 13800 PURCHASE 322 13800 PURCHASE 496 13800 PURCHASE 619 13800 PURCHASE 1745 13800 PURCHASE 375 13808 SALE 430 13809 SALE 62 13809 PURCHASE 145 13809 PURCHASE 500 13810 PURCHASE 147 13812 SALE 500 13816 SALE 755 13818 SALE 312 13819 SALE 268 13822 SALE 2 13823 PURCHASE 32 13823 PURCHASE 155 13823 SALE 160 13825 PURCHASE 11 13825 PURCHASE 83 13825 PURCHASE 154 13825 PURCHASE 785 13825 PURCHASE 54 13826 PURCHASE 6 13830 PURCHASE 33 13832 PURCHASE 93 13832 PURCHASE 509 13832 PURCHASE 1807 13835 SALE 1613 13837 SALE 451 13837 PURCHASE 1780 13840 SALE 225 13844 SALE 138 13844 SALE 1000 13845 SALE 100 13846 PURCHASE 10 13846 PURCHASE 9 13849 PURCHASE 166 13850 PURCHASE 10 13851 PURCHASE 88 13851 SALE 18951 13851.80529 PURCHASE 18951 13851.80529 PURCHASE 27 13852 PURCHASE 181 13852 PURCHASE 32 13853 PURCHASE 93 13853 PURCHASE 307 13854 SALE 1000 13855 PURCHASE 209 13855 SALE 421 13856 PURCHASE 3 13861 PURCHASE 4 13861 PURCHASE 4 13861 PURCHASE 21 13861 PURCHASE 68 13861 PURCHASE 365 13861 SALE 1424 13863 SALE 2 13863 SALE 775 13864 SALE 18302 13864.51 PURCHASE 18302 13864.51 SALE 128 13866 SALE 7 13866 SALE 2 13866 PURCHASE 865 13867 PURCHASE 183 13869 PURCHASE 500 13869 SALE 467 13876 SALE 361 13878 SALE 407 13879 PURCHASE 1801 13880 SALE 253 13887 SALE 76 13888 SALE 215 13890 SALE 75 13890 SALE 64 13890 SALE 3 13890 SALE 342 13895 SALE 312 13899 SALE 144 13899 SALE 67 13899 SALE 51 13899 SALE 363 13900 PURCHASE 200 13900 SALE 464 13907 SALE 18 13907 SALE 312 13909 SALE 261 13909 SALE 137 13910 PURCHASE 3 13910 PURCHASE 34 13910 PURCHASE 166 13910 SALE 264 13911 SALE 209 13911 PURCHASE 4 13911 PURCHASE 453 13911 PURCHASE 18 13912 PURCHASE 901 13912 SALE 483 13915 SALE 58 13915 SALE 7 13915 PURCHASE 31 13925 PURCHASE 120 13925 PURCHASE 569 13925 PURCHASE 1 13926 PURCHASE 8 13926 PURCHASE 11 13926 PURCHASE 19 13926 PURCHASE 33 13926 PURCHASE 38 13926 PURCHASE 441 13926 PURCHASE 77 13927 PURCHASE 82 13927 PURCHASE 160 13927 PURCHASE 402 13927 SALE 499 13944 SALE 378 13947 SALE 833 13948 TOTAL PURCHASES 56,204 TOTAL SALES 55,555 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 16 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto