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EPT Disclosure

27th May 2008 12:24

RNS Number : 3036V
Credit Suisse Equities (Australia)
27 May 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

23-05-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

85,518

0.018

1,117,424

0.244

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

85,518

0.018

1,117,424

0.244

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4) (AUD)

Purchase

473

150.23

Purchase

15

150.23

Purchase

12

150.23

Sale

-4

150.21

Sale

-3

150.21

Sale

-2

150.21

Sale

-4

150.57

Sale

215

151.73

Sale

-215

151.73

Sale

292

152.02

Sale

-292

152.02

Sale

-8

149.52

Sale

-5

150.04

Sale

-5

150.24

Sale

-5

150.49

Sale

-4

150.55

Sale

-5

150.87

Sale

-3

150.85

Sale

-1

150.85

Sale

-3

150.45

Sale

-2

150.01

Sale

-2

149.85

Sale

-2

150.11

Sale

-2

150.29

Sale

-3

150.07

Sale

-4

150.68

Sale

-5

150.44

Sale

-355

150.48

Sale

-285

150.17

Sale

-530

150.17

Sale

-5

150.13

Sale

-60

150.17

Sale

-296

150.18

Sale

-92

150.31

Sale

-263

150.31

Sale

-639

151.20

Sale

-125

151.70

Sale

-15

151.71

Sale

-240

151.70

Sale

-100

151.70

Sale

-15

151.71

Sale

-5

152.01

Sale

-6

151.97

Sale

-110

152.02

Sale

-24

152.02

Sale

-213

152.12

Sale

-142

152.12

Sale

-390

152.33

Sale

-169

152.35

Sale

-121

152.35

Sale

-100

152.35

Sale

-6

152.87

Sale

-7

150.14

Sale

-4

150.00

Sale

-215

151.73

Sale

-292

152.02

TOTAL BUYS:500

TOTAL SELLS:4896

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8)  NO

Date of disclosure

27-05-2008

Contact name

Carolyn Collins

Telephone number

44 20 7883 4577

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFFLELIDFIT

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